Spectrum Asset Management, Inc. (NB/CA) Diversified Active

Location: Newport Beach, CA

CIK: 0001632078 · Show all filings

Period: Q3 2022 (← Previous) (Next →)

Filing Date: Oct 25, 2022

Total Value: $195M (100.0% shares, 0.0% debt)

Holdings (89)

GOVT ISHARES TR 13.6%
Value $26.55M Shares 1,166,652 Share Price $22.76 Est. Cost/Share $25.56 Unrealized @ Report Date -11.0%
— PROSHARES TR 8.6%
Value $16.86M Shares 975,768 Share Price $17.28 Est. Cost/Share $14.43 Unrealized @ Report Date —
SCHV SCHWAB STRATEGIC TR 7.3%
Value $14.28M Shares 244,011 Share Price $58.51 * Est. Cost/Share $17.06 Unrealized @ Report Date +14.4%
CVX CHEVRON CORP NEW 3.9%
Value $7.587M Shares 52,810 Share Price $143.67 * Est. Cost/Share $75.89 Unrealized @ Report Date +65.6%
ESGU ISHARES TR 3.8%
Value $7.515M Shares 94,640 Share Price $79.41 Est. Cost/Share $91.99 Unrealized @ Report Date -13.7%
XLE SELECT SECTOR SPDR TR 3.8%
Value $7.348M Shares 102,028 Share Price $72.02 * Est. Cost/Share $28.73 Unrealized @ Report Date +25.3%
SCHG SCHWAB STRATEGIC TR 3.2%
Value $6.254M Shares 112,055 Share Price $55.81 * Est. Cost/Share $10.73 Unrealized @ Report Date +30.1%
IAU ISHARES GOLD TR 3.1%
Value $6.015M Shares 190,772 Share Price $31.53 Est. Cost/Share $34.90 Unrealized @ Report Date -9.7%
XOM EXXON MOBIL CORP 2.9%
Value $5.573M Shares 63,833 Share Price $87.31 * Est. Cost/Share $43.41 Unrealized @ Report Date +80.0%
HON HONEYWELL INTL INC 1.9%
Value $3.775M Shares 22,607 Share Price $166.98 * Est. Cost/Share $139.99 Unrealized @ Report Date +4.9%
CF CF INDS HLDGS INC 1.9%
Value $3.639M Shares 37,810 Share Price $96.24 * Est. Cost/Share $83.68 Unrealized @ Report Date +6.8%
MDT MEDTRONIC PLC 1.8%
Value $3.529M Shares 43,335 Share Price $81.44 * Est. Cost/Share $87.65 Unrealized @ Report Date -16.6%
ABBV ABBVIE INC 1.7%
Value $3.398M Shares 25,320 Share Price $134.20 * Est. Cost/Share $61.01 Unrealized @ Report Date +95.1%
EXE CHESAPEAKE ENERGY CORP 1.6%
Value $3.171M Shares 33,660 Share Price $94.21 * Est. Cost/Share $79.55 Unrealized @ Report Date +3.4%
ACN ACCENTURE PLC IRELAND 1.6%
Value $3.14M Shares 12,204 Share Price $257.29 * Est. Cost/Share $174.03 Unrealized @ Report Date +40.6%
GD GENERAL DYNAMICS CORP 1.6%
Value $3.103M Shares 14,625 Share Price $212.17 * Est. Cost/Share $160.53 Unrealized @ Report Date +23.3%
CSCO CISCO SYS INC 1.6%
Value $3.059M Shares 76,493 Share Price $39.99 * Est. Cost/Share $40.15 Unrealized @ Report Date -10.1%
SCHW SCHWAB CHARLES CORP 1.5%
Value $2.997M Shares 41,696 Share Price $71.88 * Est. Cost/Share $41.68 Unrealized @ Report Date +64.6%
SRE SEMPRA 1.5%
Value $2.967M Shares 19,639 Share Price $151.08 * Est. Cost/Share $53.08 Unrealized @ Report Date +27.3%
MSFT MICROSOFT CORP 1.5%
Value $2.922M Shares 12,545 Share Price $232.92 * Est. Cost/Share $80.68 Unrealized @ Report Date +181.1%
AAPL APPLE INC 1.5%
Value $2.861M Shares 20,699 Share Price $138.22 Est. Cost/Share $127.97 Unrealized @ Report Date +6.2%
DUK DUKE ENERGY CORP NEW 1.4%
Value $2.801M Shares 30,106 Share Price $93.04 * Est. Cost/Share $71.07 Unrealized @ Report Date +15.0%
VUG VANGUARD INDEX FDS 1.4%
Value $2.648M Shares 12,376 Share Price $213.96 * Est. Cost/Share $18.45 Unrealized @ Report Date +93.3%
COLD AMERICOLD REALTY TRUST INC 1.3%
Value $2.599M Shares 104,710 Share Price $24.82 Est. Cost/Share $31.12 Unrealized @ Report Date —
— BUNGE LIMITED 1.3%
Value $2.451M Shares 29,680 Share Price $82.58 Est. Cost/Share $92.77 Unrealized @ Report Date —
BRK/B BERKSHIRE HATHAWAY INC DEL 1.2%
Value $2.41M Shares 9,025 Share Price $267.04 Est. Cost/Share $211.94 Unrealized @ Report Date +26.0%
KMI KINDER MORGAN INC DEL 1.2%
Value $2.281M Shares 137,049 Share Price $16.64 * Est. Cost/Share $11.59 Unrealized @ Report Date +19.9%
VZ VERIZON COMMUNICATIONS INC 1.1%
Value $2.236M Shares 58,900 Share Price $37.96 * Est. Cost/Share $38.16 Unrealized @ Report Date -20.0%
EMR EMERSON ELEC CO 1.0%
Value $2.048M Shares 27,970 Share Price $73.22 * Est. Cost/Share $67.43 Unrealized @ Report Date +1.8%
INTC INTEL CORP 1.0%
Value $1.927M Shares 74,783 Share Price $25.77 * Est. Cost/Share $38.18 Unrealized @ Report Date -35.8%
ORCL ORACLE CORP 1.0%
Value $1.875M Shares 30,700 Share Price $61.07 * Est. Cost/Share $54.70 Unrealized @ Report Date +7.0%
BWA BORGWARNER INC 0.9%
Value $1.793M Shares 57,090 Share Price $31.41 * Est. Cost/Share $32.90 Unrealized @ Report Date -19.7%
SCHF SCHWAB STRATEGIC TR 0.9%
Value $1.738M Shares 61,782 Share Price $28.13 * Est. Cost/Share $17.12 Unrealized @ Report Date -17.9%
ABT ABBOTT LABS 0.9%
Value $1.731M Shares 17,887 Share Price $96.77 * Est. Cost/Share $65.63 Unrealized @ Report Date +38.4%
USMV ISHARES TR 0.9%
Value $1.67M Shares 25,258 Share Price $66.12 Est. Cost/Share $77.25 Unrealized @ Report Date -14.4%
IUSB ISHARES TR 0.8%
Value $1.606M Shares 36,099 Share Price $44.49 Est. Cost/Share $53.56 Unrealized @ Report Date -16.9%
SCHB SCHWAB STRATEGIC TR 0.8%
Value $1.521M Shares 36,228 Share Price $41.98 * Est. Cost/Share $12.33 Unrealized @ Report Date +13.5%
TSLA TESLA INC 0.8%
Value $1.478M Shares 5,573 Share Price $265.21 Est. Cost/Share $271.81 Unrealized @ Report Date -2.4%
QCOM QUALCOMM INC 0.8%
Value $1.473M Shares 13,036 Share Price $112.99 * Est. Cost/Share $95.60 Unrealized @ Report Date +9.7%
PSA PUBLIC STORAGE 0.6%
Value $1.234M Shares 4,215 Share Price $292.76 * Est. Cost/Share $163.85 Unrealized @ Report Date +57.0%
DE DEERE & CO 0.5%
Value $1.059M Shares 3,161 Share Price $335.02 * Est. Cost/Share $266.86 Unrealized @ Report Date +19.6%
WMT WALMART INC 0.5%
Value $1.022M Shares 7,876 Share Price $129.76 * Est. Cost/Share $37.47 Unrealized @ Report Date +10.8%
SPY SPDR S&P 500 ETF TR 0.5%
Value $1.02M Shares 2,843 Share Price $358.78 Est. Cost/Share $339.17 Unrealized @ Report Date +5.3%
COST COSTCO WHSL CORP NEW 0.5%
Value $920K Shares 1,947 Share Price $472.52 * Est. Cost/Share $189.06 Unrealized @ Report Date +139.3%
— ISHARES TR 0.5%
Value $900K Shares 36,322 Share Price $24.78 Est. Cost/Share $25.01 Unrealized @ Report Date —
ROK ROCKWELL AUTOMATION INC 0.4%
Value $798K Shares 3,710 Share Price $215.09 * Est. Cost/Share $242.94 Unrealized @ Report Date -16.3%
DHR DANAHER CORPORATION 0.4%
Value $791K Shares 3,060 Share Price $258.50 * Est. Cost/Share $89.67 Unrealized @ Report Date +151.3%
EOG EOG RES INC 0.4%
Value $742K Shares 6,643 Share Price $111.70 * Est. Cost/Share $97.66 Unrealized @ Report Date +0.6%
VEA VANGUARD TAX-MANAGED FDS 0.4%
Value $734K Shares 20,175 Share Price $36.38 Est. Cost/Share $39.61 Unrealized @ Report Date -8.2%
VONE VANGUARD SCOTTSDALE FDS 0.4%
Value $720K Shares 4,385 Share Price $164.20 Est. Cost/Share $185.12 Unrealized @ Report Date -11.7%
SYK STRYKER CORPORATION 0.4%
Value $695K Shares 3,421 Share Price $203.16 * Est. Cost/Share $96.67 Unrealized @ Report Date +102.9%
INTU INTUIT 0.3%
Value $670K Shares 1,731 Share Price $387.06 * Est. Cost/Share $152.38 Unrealized @ Report Date +148.7%
PEP PEPSICO INC 0.3%
Value $532K Shares 3,260 Share Price $163.19 * Est. Cost/Share $84.67 Unrealized @ Report Date +73.6%
UNH UNITEDHEALTH GROUP INC 0.3%
Value $508K Shares 1,005 Share Price $505.47 * Est. Cost/Share $225.48 Unrealized @ Report Date +111.4%
IVV ISHARES TR 0.3%
Value $495K Shares 1,380 Share Price $358.70 Est. Cost/Share $408.42 Unrealized @ Report Date -12.2%
IWB ISHARES TR 0.2%
Value $485K Shares 2,457 Share Price $197.40 Est. Cost/Share $218.94 Unrealized @ Report Date -9.9%
GOOGL ALPHABET INC 0.2%
Value $461K Shares 4,820 Share Price $95.64 Est. Cost/Share $107.61 Unrealized @ Report Date -11.8%
ASML ASML HOLDING N V 0.2%
Value $444K Shares 1,069 Share Price $415.34 Est. Cost/Share $794.39 Unrealized @ Report Date -47.7%
MLPA GLOBAL X FDS 0.2%
Value $407K Shares 10,317 Share Price $39.45 Est. Cost/Share $33.37 Unrealized @ Report Date +18.2%
SCHR SCHWAB STRATEGIC TR 0.2%
Value $397K Shares 8,080 Share Price $49.13 * Est. Cost/Share $25.56 Unrealized @ Report Date -3.9%
MORN MORNINGSTAR INC 0.2%
Value $382K Shares 1,800 Share Price $212.22 Est. Cost/Share $120.22 Unrealized @ Report Date +76.6%
NVDA NVIDIA CORPORATION 0.2%
Value $381K Shares 3,136 Share Price $121.49 * Est. Cost/Share $19.24 Unrealized @ Report Date -37.0%
NKE NIKE INC 0.2%
Value $372K Shares 4,454 Share Price $83.52 * Est. Cost/Share $129.56 Unrealized @ Report Date -39.3%
VTI VANGUARD INDEX FDS 0.2%
Value $349K Shares 1,944 Share Price $179.53 Est. Cost/Share $118.14 Unrealized @ Report Date +51.9%
MCD MCDONALDS CORP 0.2%
Value $332K Shares 1,438 Share Price $230.88 * Est. Cost/Share $169.11 Unrealized @ Report Date +26.6%
V VISA INC 0.2%
Value $326K Shares 1,833 Share Price $177.85 * Est. Cost/Share $109.77 Unrealized @ Report Date +57.9%
DIS DISNEY WALT CO 0.2%
Value $315K Shares 3,337 Share Price $94.40 * Est. Cost/Share $163.80 Unrealized @ Report Date -43.7%
PFE PFIZER INC 0.2%
Value $313K Shares 7,165 Share Price $43.68 * Est. Cost/Share $25.02 Unrealized @ Report Date +45.8%
SHEL SHELL PLC 0.2%
Value $313K Shares 6,300 Share Price $49.68 Est. Cost/Share $51.74 Unrealized @ Report Date -3.8%
RTX RAYTHEON TECHNOLOGIES CORP 0.2%
Value $309K Shares 3,776 Share Price $81.83 * Est. Cost/Share $54.99 Unrealized @ Report Date +38.3%
BP BP PLC 0.2%
Value $298K Shares 10,427 Share Price $28.58 Est. Cost/Share $31.74 Unrealized @ Report Date -10.1%
MO ALTRIA GROUP INC 0.2%
Value $294K Shares 7,113 Share Price $41.33 * Est. Cost/Share $26.47 Unrealized @ Report Date +17.7%
MAR MARRIOTT INTL INC NEW 0.1%
Value $283K Shares 2,020 Share Price $140.10 * Est. Cost/Share $131.67 Unrealized @ Report Date +3.0%
NOC NORTHROP GRUMMAN CORP 0.1%
Value $270K Shares 574 Share Price $470.38 * Est. Cost/Share $333.78 Unrealized @ Report Date +33.6%
TXN TEXAS INSTRS INC 0.1%
Value $263K Shares 1,700 Share Price $154.71 * Est. Cost/Share $99.52 Unrealized @ Report Date +40.9%
EIX EDISON INTL 0.1%
Value $262K Shares 4,572 Share Price $57.31 * Est. Cost/Share $47.10 Unrealized @ Report Date +4.1%
WFC WELLS FARGO CO NEW 0.1%
Value $248K Shares 6,163 Share Price $40.24 * Est. Cost/Share $43.09 Unrealized @ Report Date -14.3%
SHY ISHARES TR 0.1%
Value $244K Shares 3,000 Share Price $81.33 Est. Cost/Share $84.45 Unrealized @ Report Date -3.8%
GOOG ALPHABET INC 0.1%
Value $240K Shares 2,496 Share Price $96.15 Est. Cost/Share $108.82 Unrealized @ Report Date -12.3%
EFV ISHARES TR 0.1%
Value $232K Shares 6,030 Share Price $38.47 Est. Cost/Share $50.07 Unrealized @ Report Date -23.1%
EFG ISHARES TR 0.1%
Value $230K Shares 3,174 Share Price $72.46 Est. Cost/Share $101.01 Unrealized @ Report Date -28.2%
EW EDWARDS LIFESCIENCES CORP 0.1%
Value $226K Shares 2,736 Share Price $82.60 Est. Cost/Share $83.43 Unrealized @ Report Date -1.0%
MTB M & T BK CORP 0.1%
Value $220K Shares 1,245 Share Price $176.71 * Est. Cost/Share $126.15 Unrealized @ Report Date +25.4%
TIP ISHARES TR 0.1%
Value $205K Shares 1,954 Share Price $104.91 Est. Cost/Share $126.69 Unrealized @ Report Date -17.2%
MCK MCKESSON CORP 0.1%
Value $204K Shares 600 Share Price $340.00 Est. Cost/Share $341.28 Unrealized @ Report Date -2.0%
SPDW SPDR INDEX SHS FDS 0.1%
Value $203K Shares 7,885 Share Price $25.75 Est. Cost/Share $30.67 Unrealized @ Report Date -15.9%
— PIONEER NAT RES CO 0.1%
Value $201K Shares 927 Share Price $216.83 Est. Cost/Share $249.37 Unrealized @ Report Date —
AAPL APPLE INC 0.0%
Value $28,000 Shares 2,000 Share Price $14.00 * Est. Cost/Share $127.97 Unrealized @ Report Date +6.2%
— ABRDN ASIA PACIFIC INCOME FU 0.0%
Value $28,000 Shares 11,207 Share Price $2.50 Est. Cost/Share $2.50 Unrealized @ Report Date —