Spectrum Asset Management, Inc. (NB/CA) Diversified Active

CIK: 0001632078 · Show all filings

Period: Q3 2022 (← Previous) (Next →)

Filing Date: Oct 25, 2022

Total Value ($000): $195,435 (100.0% shares, 0.0% debt)

Holdings (89)

GOVT ISHARES TR 13.6%
Value ($000) $26,553 Shares 1,166,652 Est. Cost $25.45 Unrealized
PROSHARES TR 8.6%
Value ($000) $16,861 Shares 975,768 Est. Cost $14.43 Unrealized
SCHV SCHWAB STRATEGIC TR 7.3%
Value ($000) $14,277 Shares 244,011 Est. Cost $52.33 Unrealized
CVX CHEVRON CORP NEW 3.9%
Value ($000) $7,587 Shares 52,810 Est. Cost $75.89 Unrealized +75.0%
ESGU ISHARES TR 3.8%
Value ($000) $7,515 Shares 94,640 Est. Cost $93.15 Unrealized
XLE SELECT SECTOR SPDR TR 3.8%
Value ($000) $7,348 Shares 102,028 Est. Cost $58.78 Unrealized
SCHG SCHWAB STRATEGIC TR 3.2%
Value ($000) $6,254 Shares 112,055 Est. Cost $63.97 Unrealized
IAU ISHARES GOLD TR 3.1%
Value ($000) $6,015 Shares 190,772 Est. Cost $34.01 Unrealized
XOM EXXON MOBIL CORP 2.9%
Value ($000) $5,573 Shares 63,833 Est. Cost $43.41 Unrealized +87.4%
HON HONEYWELL INTL INC 1.9%
Value ($000) $3,775 Shares 22,607 Est. Cost $139.99 Unrealized +15.8%
CF CF INDS HLDGS INC 1.9%
Value ($000) $3,639 Shares 37,810 Est. Cost $83.68 Unrealized +8.1%
MDT MEDTRONIC PLC 1.8%
Value ($000) $3,529 Shares 43,335 Est. Cost $87.65 Unrealized -7.8%
ABBV ABBVIE INC 1.7%
Value ($000) $3,398 Shares 25,320 Est. Cost $61.01 Unrealized +108.4%
EXE CHESAPEAKE ENERGY CORP 1.6%
Value ($000) $3,171 Shares 33,660 Est. Cost $79.55 Unrealized +2.0%
ACN ACCENTURE PLC IRELAND 1.6%
Value ($000) $3,140 Shares 12,204 Est. Cost $174.03 Unrealized +57.9%
GD GENERAL DYNAMICS CORP 1.6%
Value ($000) $3,103 Shares 14,625 Est. Cost $160.53 Unrealized +31.4%
CSCO CISCO SYS INC 1.6%
Value ($000) $3,059 Shares 76,493 Est. Cost $40.15 Unrealized -0.3%
SCHW SCHWAB CHARLES CORP 1.5%
Value ($000) $2,997 Shares 41,696 Est. Cost $41.68 Unrealized +58.8%
SRE SEMPRA 1.5%
Value ($000) $2,967 Shares 19,639 Est. Cost $53.08 Unrealized +36.5%
MSFT MICROSOFT CORP 1.5%
Value ($000) $2,922 Shares 12,545 Est. Cost $80.68 Unrealized +218.4%
AAPL APPLE INC 1.5%
Value ($000) $2,861 Shares 20,699 Est. Cost $127.97 Unrealized +20.6%
DUK DUKE ENERGY CORP NEW 1.4%
Value ($000) $2,801 Shares 30,106 Est. Cost $71.07 Unrealized +32.3%
VUG VANGUARD INDEX FDS 1.4%
Value ($000) $2,648 Shares 12,376 Est. Cost $113.50 Unrealized
COLD AMERICOLD REALTY TRUST INC 1.3%
Value ($000) $2,599 Shares 104,710 Est. Cost $31.12 Unrealized
BUNGE LIMITED 1.3%
Value ($000) $2,451 Shares 29,680 Est. Cost $92.77 Unrealized
BRK/B BERKSHIRE HATHAWAY INC DEL 1.2%
Value ($000) $2,410 Shares 9,025 Est. Cost $211.94 Unrealized +34.3%
KMI KINDER MORGAN INC DEL 1.2%
Value ($000) $2,281 Shares 137,049 Est. Cost $11.59 Unrealized +27.5%
VZ VERIZON COMMUNICATIONS INC 1.1%
Value ($000) $2,236 Shares 58,900 Est. Cost $38.16 Unrealized -6.3%
EMR EMERSON ELEC CO 1.0%
Value ($000) $2,048 Shares 27,970 Est. Cost $67.43 Unrealized +15.1%
INTC INTEL CORP 1.0%
Value ($000) $1,927 Shares 74,783 Est. Cost $38.18 Unrealized -15.4%
ORCL ORACLE CORP 1.0%
Value ($000) $1,875 Shares 30,700 Est. Cost $54.70 Unrealized +28.2%
BWA BORGWARNER INC 0.9%
Value ($000) $1,793 Shares 57,090 Est. Cost $32.90 Unrealized -6.6%
SCHF SCHWAB STRATEGIC TR 0.9%
Value ($000) $1,738 Shares 61,782 Est. Cost $34.56 Unrealized
ABT ABBOTT LABS 0.9%
Value ($000) $1,731 Shares 17,887 Est. Cost $65.63 Unrealized +52.4%
USMV ISHARES TR 0.9%
Value ($000) $1,670 Shares 25,258 Est. Cost $80.45 Unrealized
IUSB ISHARES TR 0.8%
Value ($000) $1,606 Shares 36,099 Est. Cost $52.92 Unrealized
SCHB SCHWAB STRATEGIC TR 0.8%
Value ($000) $1,521 Shares 36,228 Est. Cost $57.56 Unrealized
TSLA TESLA INC 0.8%
Value ($000) $1,478 Shares 5,573 Est. Cost $271.81 Unrealized +2.7%
QCOM QUALCOMM INC 0.8%
Value ($000) $1,473 Shares 13,036 Est. Cost $95.60 Unrealized +32.9%
PSA PUBLIC STORAGE 0.6%
Value ($000) $1,234 Shares 4,215 Est. Cost $163.85 Unrealized +71.6%
DE DEERE & CO 0.5%
Value ($000) $1,059 Shares 3,161 Est. Cost $266.86 Unrealized +22.4%
WMT WALMART INC 0.5%
Value ($000) $1,022 Shares 7,876 Est. Cost $37.47 Unrealized +12.1%
SPY SPDR S&P 500 ETF TR 0.5%
Value ($000) $1,020 Shares 2,843 Est. Cost $349.82 Unrealized
COST COSTCO WHSL CORP NEW 0.5%
Value ($000) $920 Shares 1,947 Est. Cost $189.06 Unrealized +163.4%
ISHARES TR 0.5%
Value ($000) $900 Shares 36,322 Est. Cost $25.01 Unrealized
ROK ROCKWELL AUTOMATION INC 0.4%
Value ($000) $798 Shares 3,710 Est. Cost $242.94 Unrealized -9.5%
DHR DANAHER CORPORATION 0.4%
Value ($000) $791 Shares 3,060 Est. Cost $89.67 Unrealized +168.4%
EOG EOG RES INC 0.4%
Value ($000) $742 Shares 6,643 Est. Cost $97.66 Unrealized 0.0%
VEA VANGUARD TAX-MANAGED FDS 0.4%
Value ($000) $734 Shares 20,175 Est. Cost $41.16 Unrealized
VONE VANGUARD SCOTTSDALE FDS 0.4%
Value ($000) $720 Shares 4,385 Est. Cost $181.39 Unrealized
SYK STRYKER CORPORATION 0.4%
Value ($000) $695 Shares 3,421 Est. Cost $96.67 Unrealized +110.0%
INTU INTUIT 0.3%
Value ($000) $670 Shares 1,731 Est. Cost $152.38 Unrealized +177.4%
PEP PEPSICO INC 0.3%
Value ($000) $532 Shares 3,260 Est. Cost $84.67 Unrealized +82.4%
UNH UNITEDHEALTH GROUP INC 0.3%
Value ($000) $508 Shares 1,005 Est. Cost $225.48 Unrealized +119.6%
IVV ISHARES TR 0.3%
Value ($000) $495 Shares 1,380 Est. Cost $409.83 Unrealized
IWB ISHARES TR 0.2%
Value ($000) $485 Shares 2,457 Est. Cost $223.85 Unrealized
GOOGL ALPHABET INC 0.2%
Value ($000) $461 Shares 4,820 Est. Cost $107.61 Unrealized +2.3%
ASML ASML HOLDING N V 0.2%
Value ($000) $444 Shares 1,069 Est. Cost $796.20 Unrealized
MLPA GLOBAL X FDS 0.2%
Value ($000) $407 Shares 10,317 Est. Cost $34.12 Unrealized
SCHR SCHWAB STRATEGIC TR 0.2%
Value ($000) $397 Shares 8,080 Est. Cost $49.13 Unrealized
MORN MORNINGSTAR INC 0.2%
Value ($000) $382 Shares 1,800 Est. Cost $120.22 Unrealized +97.8%
NVDA NVIDIA CORPORATION 0.2%
Value ($000) $381 Shares 3,136 Est. Cost $19.24 Unrealized -18.0%
NKE NIKE INC 0.2%
Value ($000) $372 Shares 4,454 Est. Cost $129.56 Unrealized -21.6%
VTI VANGUARD INDEX FDS 0.2%
Value ($000) $349 Shares 1,944 Est. Cost $120.32 Unrealized
MCD MCDONALDS CORP 0.2%
Value ($000) $332 Shares 1,438 Est. Cost $169.11 Unrealized +39.7%
V VISA INC 0.2%
Value ($000) $326 Shares 1,833 Est. Cost $109.77 Unrealized +80.7%
DIS DISNEY WALT CO 0.2%
Value ($000) $315 Shares 3,337 Est. Cost $163.80 Unrealized -36.2%
PFE PFIZER INC 0.2%
Value ($000) $313 Shares 7,165 Est. Cost $25.02 Unrealized +61.5%
SHEL SHELL PLC 0.2%
Value ($000) $313 Shares 6,300 Est. Cost $54.92 Unrealized
RTX RAYTHEON TECHNOLOGIES CORP 0.2%
Value ($000) $309 Shares 3,776 Est. Cost $54.99 Unrealized +52.5%
BP BP PLC 0.2%
Value ($000) $298 Shares 10,427 Est. Cost $31.72 Unrealized
MO ALTRIA GROUP INC 0.2%
Value ($000) $294 Shares 7,113 Est. Cost $26.47 Unrealized +24.9%
MAR MARRIOTT INTL INC NEW 0.1%
Value ($000) $283 Shares 2,020 Est. Cost $131.67 Unrealized +12.2%
NOC NORTHROP GRUMMAN CORP 0.1%
Value ($000) $270 Shares 574 Est. Cost $333.78 Unrealized +35.0%
TXN TEXAS INSTRS INC 0.1%
Value ($000) $263 Shares 1,700 Est. Cost $99.52 Unrealized +52.4%
EIX EDISON INTL 0.1%
Value ($000) $262 Shares 4,572 Est. Cost $47.10 Unrealized +20.4%
WFC WELLS FARGO CO NEW 0.1%
Value ($000) $248 Shares 6,163 Est. Cost $43.09 Unrealized -8.6%
SHY ISHARES TR 0.1%
Value ($000) $244 Shares 3,000 Est. Cost $84.31 Unrealized
GOOG ALPHABET INC 0.1%
Value ($000) $240 Shares 2,496 Est. Cost $108.82 Unrealized +1.8%
EFV ISHARES TR 0.1%
Value ($000) $232 Shares 6,030 Est. Cost $51.00 Unrealized
EFG ISHARES TR 0.1%
Value ($000) $230 Shares 3,174 Est. Cost $101.49 Unrealized
EW EDWARDS LIFESCIENCES CORP 0.1%
Value ($000) $226 Shares 2,736 Est. Cost $83.43 Unrealized +15.3%
MTB M & T BK CORP 0.1%
Value ($000) $220 Shares 1,245 Est. Cost $126.15 Unrealized +25.3%
TIP ISHARES TR 0.1%
Value ($000) $205 Shares 1,954 Est. Cost $125.32 Unrealized
MCK MCKESSON CORP 0.1%
Value ($000) $204 Shares 600 Est. Cost $341.28 Unrealized 0.0%
SPDW SPDR INDEX SHS FDS 0.1%
Value ($000) $203 Shares 7,885 Est. Cost $31.11 Unrealized
PIONEER NAT RES CO 0.1%
Value ($000) $201 Shares 927 Est. Cost $249.37 Unrealized
AAPL APPLE INC 0.0%
Value ($000) $28 Shares 2,000 Est. Cost $127.97 Unrealized +20.6%
ABRDN ASIA PACIFIC INCOME FU 0.0%
Value ($000) $28 Shares 11,207 Est. Cost $2.50 Unrealized