Spectrum Asset Management, Inc. (NB/CA) Diversified Active

CIK: 0001632078 · Show all filings

Period: Q4 2022 (← Previous) (Next →)

Filing Date: Jan 27, 2023

Total Value ($000): $206,299 (100.0% shares, 0.0% debt)

Holdings (97)

GOVT ISHARES TR 9.0%
Value ($000) $18,639 Shares 820,369 Est. Cost $25.45 Unrealized
SCHV SCHWAB STRATEGIC TR 7.7%
Value ($000) $15,848 Shares 240,043 Est. Cost $52.33 Unrealized
CVX CHEVRON CORP NEW 4.4%
Value ($000) $9,071 Shares 50,537 Est. Cost $75.89 Unrealized +101.9%
XLE SELECT SECTOR SPDR TR 4.2%
Value ($000) $8,752 Shares 100,055 Est. Cost $58.78 Unrealized
SCHR SCHWAB STRATEGIC TR 4.2%
Value ($000) $8,622 Shares 175,146 Est. Cost $49.23 Unrealized
RSP INVESCO EXCHANGE TRADED FD T 3.5%
Value ($000) $7,190 Shares 50,902 Est. Cost $141.25 Unrealized
XOM EXXON MOBIL CORP 3.3%
Value ($000) $6,844 Shares 62,050 Est. Cost $43.41 Unrealized +121.8%
SCHG SCHWAB STRATEGIC TR 3.2%
Value ($000) $6,648 Shares 119,655 Est. Cost $63.43 Unrealized
PROSHARES TR 2.9%
Value ($000) $5,907 Shares 368,488 Est. Cost $14.43 Unrealized
ESGU ISHARES TR 2.7%
Value ($000) $5,480 Shares 64,662 Est. Cost $93.15 Unrealized
HON HONEYWELL INTL INC 2.4%
Value ($000) $4,885 Shares 22,797 Est. Cost $139.99 Unrealized +27.7%
IAU ISHARES GOLD TR 2.2%
Value ($000) $4,583 Shares 132,485 Est. Cost $34.01 Unrealized
ABBV ABBVIE INC 2.0%
Value ($000) $4,157 Shares 25,721 Est. Cost $62.19 Unrealized +120.6%
SCHW SCHWAB CHARLES CORP 1.9%
Value ($000) $3,842 Shares 46,146 Est. Cost $44.81 Unrealized +65.6%
USMV ISHARES TR 1.8%
Value ($000) $3,799 Shares 52,697 Est. Cost $76.10 Unrealized
CSCO CISCO SYS INC 1.8%
Value ($000) $3,704 Shares 77,751 Est. Cost $40.18 Unrealized +3.2%
GD GENERAL DYNAMICS CORP 1.8%
Value ($000) $3,691 Shares 14,875 Est. Cost $161.68 Unrealized +41.5%
ACN ACCENTURE PLC IRELAND 1.6%
Value ($000) $3,321 Shares 12,445 Est. Cost $175.77 Unrealized +50.2%
VONE VANGUARD SCOTTSDALE FDS 1.6%
Value ($000) $3,299 Shares 18,934 Est. Cost $175.91 Unrealized
EXE CHESAPEAKE ENERGY CORP 1.6%
Value ($000) $3,230 Shares 34,228 Est. Cost $79.69 Unrealized +10.4%
DUK DUKE ENERGY CORP NEW 1.5%
Value ($000) $3,163 Shares 30,713 Est. Cost $71.34 Unrealized +18.9%
SRE SEMPRA 1.5%
Value ($000) $3,058 Shares 19,656 Est. Cost $53.08 Unrealized +31.5%
MSFT MICROSOFT CORP 1.5%
Value ($000) $3,014 Shares 12,566 Est. Cost $80.68 Unrealized +190.1%
BUNGE LIMITED 1.5%
Value ($000) $2,997 Shares 30,035 Est. Cost $92.85 Unrealized
COLD AMERICOLD REALTY TRUST INC 1.4%
Value ($000) $2,918 Shares 102,290 Est. Cost $31.12 Unrealized
BRK/B BERKSHIRE HATHAWAY INC DEL 1.4%
Value ($000) $2,811 Shares 9,100 Est. Cost $211.94 Unrealized +40.1%
EMR EMERSON ELEC CO 1.3%
Value ($000) $2,757 Shares 28,705 Est. Cost $67.87 Unrealized +24.5%
AAPL APPLE INC 1.2%
Value ($000) $2,571 Shares 19,790 Est. Cost $127.97 Unrealized +9.9%
VUG VANGUARD INDEX FDS 1.2%
Value ($000) $2,545 Shares 11,944 Est. Cost $113.50 Unrealized
ORCL ORACLE CORP 1.2%
Value ($000) $2,531 Shares 30,960 Est. Cost $54.70 Unrealized +33.8%
KMI KINDER MORGAN INC DEL 1.2%
Value ($000) $2,478 Shares 137,058 Est. Cost $11.59 Unrealized +31.0%
BWA BORGWARNER INC 1.1%
Value ($000) $2,330 Shares 57,885 Est. Cost $32.90 Unrealized -1.0%
ABT ABBOTT LABS 1.0%
Value ($000) $2,017 Shares 18,367 Est. Cost $66.47 Unrealized +46.9%
SCHF SCHWAB STRATEGIC TR 1.0%
Value ($000) $1,999 Shares 62,054 Est. Cost $34.56 Unrealized
INTC INTEL CORP 1.0%
Value ($000) $1,997 Shares 75,548 Est. Cost $38.06 Unrealized -30.0%
CF CF INDS HLDGS INC 0.9%
Value ($000) $1,946 Shares 22,845 Est. Cost $83.68 Unrealized +12.9%
GLD SPDR GOLD TR 0.9%
Value ($000) $1,891 Shares 11,149 Est. Cost $169.64 Unrealized
SCHB SCHWAB STRATEGIC TR 0.8%
Value ($000) $1,655 Shares 36,935 Est. Cost $57.32 Unrealized
MDT MEDTRONIC PLC 0.8%
Value ($000) $1,576 Shares 20,090 Est. Cost $87.65 Unrealized -16.2%
QCOM QUALCOMM INC 0.7%
Value ($000) $1,413 Shares 12,856 Est. Cost $95.60 Unrealized +13.9%
DE DEERE & CO 0.7%
Value ($000) $1,346 Shares 3,131 Est. Cost $266.86 Unrealized +45.7%
VZ VERIZON COMMUNICATIONS INC 0.6%
Value ($000) $1,325 Shares 33,620 Est. Cost $38.16 Unrealized -19.4%
PSA PUBLIC STORAGE 0.6%
Value ($000) $1,191 Shares 4,250 Est. Cost $163.85 Unrealized +56.5%
WMT WALMART INC 0.6%
Value ($000) $1,149 Shares 8,071 Est. Cost $37.67 Unrealized +21.2%
SPY SPDR S&P 500 ETF TR 0.5%
Value ($000) $1,092 Shares 2,843 Est. Cost $349.82 Unrealized
IUSB ISHARES TR 0.5%
Value ($000) $976 Shares 21,729 Est. Cost $52.92 Unrealized
ROK ROCKWELL AUTOMATION INC 0.5%
Value ($000) $957 Shares 3,715 Est. Cost $242.94 Unrealized -2.1%
ISHARES TR 0.4%
Value ($000) $897 Shares 36,296 Est. Cost $25.01 Unrealized
COST COSTCO WHSL CORP NEW 0.4%
Value ($000) $889 Shares 1,947 Est. Cost $189.06 Unrealized +147.9%
EOG EOG RES INC 0.4%
Value ($000) $860 Shares 6,643 Est. Cost $97.66 Unrealized +20.6%
VEA VANGUARD TAX-MANAGED FDS 0.4%
Value ($000) $850 Shares 20,241 Est. Cost $41.16 Unrealized
SYK STRYKER CORPORATION 0.4%
Value ($000) $848 Shares 3,456 Est. Cost $97.92 Unrealized +124.4%
DHR DANAHER CORPORATION 0.4%
Value ($000) $813 Shares 3,060 Est. Cost $89.67 Unrealized +154.4%
INTU INTUIT 0.3%
Value ($000) $674 Shares 1,731 Est. Cost $152.38 Unrealized +155.2%
TSLA TESLA INC 0.3%
Value ($000) $656 Shares 5,323 Est. Cost $271.81 Unrealized -30.3%
UNH UNITEDHEALTH GROUP INC 0.3%
Value ($000) $533 Shares 1,005 Est. Cost $225.48 Unrealized +121.9%
IVV ISHARES TR 0.3%
Value ($000) $526 Shares 1,370 Est. Cost $409.83 Unrealized
IWB ISHARES TR 0.3%
Value ($000) $519 Shares 2,463 Est. Cost $223.85 Unrealized
PEP PEPSICO INC 0.2%
Value ($000) $505 Shares 2,771 Est. Cost $84.67 Unrealized +90.0%
NKE NIKE INC 0.2%
Value ($000) $466 Shares 3,984 Est. Cost $129.56 Unrealized -26.4%
MLPA GLOBAL X FDS 0.2%
Value ($000) $426 Shares 10,317 Est. Cost $34.12 Unrealized
GOOGL ALPHABET INC 0.2%
Value ($000) $420 Shares 4,760 Est. Cost $107.61 Unrealized -12.3%
MCD MCDONALDS CORP 0.2%
Value ($000) $406 Shares 1,539 Est. Cost $174.11 Unrealized +40.9%
MORN MORNINGSTAR INC 0.2%
Value ($000) $390 Shares 1,800 Est. Cost $120.22 Unrealized +89.6%
RTX RAYTHEON TECHNOLOGIES CORP 0.2%
Value ($000) $381 Shares 3,777 Est. Cost $54.99 Unrealized +59.4%
V VISA INC 0.2%
Value ($000) $381 Shares 1,834 Est. Cost $109.77 Unrealized +79.5%
VTI VANGUARD INDEX FDS 0.2%
Value ($000) $369 Shares 1,932 Est. Cost $120.32 Unrealized
PFE PFIZER INC 0.2%
Value ($000) $361 Shares 7,040 Est. Cost $25.02 Unrealized +60.6%
SHEL SHELL PLC 0.2%
Value ($000) $359 Shares 6,300 Est. Cost $54.92 Unrealized
PSLV SPROTT PHYSICAL SILVER TR 0.2%
Value ($000) $320 Shares 38,830 Est. Cost $8.24 Unrealized
NOC NORTHROP GRUMMAN CORP 0.2%
Value ($000) $313 Shares 574 Est. Cost $333.78 Unrealized +48.4%
ADBE ADOBE SYSTEMS INCORPORATED 0.1%
Value ($000) $309 Shares 917 Est. Cost $319.83 Unrealized 0.0%
EFV ISHARES TR 0.1%
Value ($000) $305 Shares 6,648 Est. Cost $50.52 Unrealized
MAR MARRIOTT INTL INC NEW 0.1%
Value ($000) $301 Shares 2,020 Est. Cost $131.67 Unrealized +13.3%
VTV VANGUARD INDEX FDS 0.1%
Value ($000) $298 Shares 2,120 Est. Cost $140.37 Unrealized
EIX EDISON INTL 0.1%
Value ($000) $295 Shares 4,588 Est. Cost $47.10 Unrealized +12.9%
DIS DISNEY WALT CO 0.1%
Value ($000) $292 Shares 3,357 Est. Cost $163.80 Unrealized -42.9%
ALKS ALKERMES PLC 0.1%
Value ($000) $291 Shares 11,135 Est. Cost $23.93 Unrealized 0.0%
INMD INMODE LTD 0.1%
Value ($000) $291 Shares 8,145 Est. Cost $34.78 Unrealized 0.0%
TXN TEXAS INSTRS INC 0.1%
Value ($000) $281 Shares 1,700 Est. Cost $99.52 Unrealized +52.6%
BP BP PLC 0.1%
Value ($000) $273 Shares 7,828 Est. Cost $31.72 Unrealized
WFC WELLS FARGO CO NEW 0.1%
Value ($000) $264 Shares 6,395 Est. Cost $43.01 Unrealized -5.1%
EFG ISHARES TR 0.1%
Value ($000) $257 Shares 3,072 Est. Cost $101.49 Unrealized
PHYS SPROTT PHYSICAL GOLD TR 0.1%
Value ($000) $252 Shares 17,880 Est. Cost $14.10 Unrealized
EEMV ISHARES INC 0.1%
Value ($000) $248 Shares 4,681 Est. Cost $53.05 Unrealized
SHY ISHARES TR 0.1%
Value ($000) $244 Shares 3,000 Est. Cost $84.31 Unrealized
SPDW SPDR INDEX SHS FDS 0.1%
Value ($000) $234 Shares 7,885 Est. Cost $31.11 Unrealized
BAC BANK AMERICA CORP 0.1%
Value ($000) $231 Shares 6,966 Est. Cost $31.71 Unrealized 0.0%
MCK MCKESSON CORP 0.1%
Value ($000) $225 Shares 600 Est. Cost $341.28 Unrealized +7.6%
PIONEER NAT RES CO 0.1%
Value ($000) $212 Shares 927 Est. Cost $249.37 Unrealized
TENON MEDICAL INC 0.1%
Value ($000) $206 Shares 130,513 Est. Cost $1.58 Unrealized
EW EDWARDS LIFESCIENCES CORP 0.1%
Value ($000) $204 Shares 2,736 Est. Cost $83.43 Unrealized -7.6%
SLB SCHLUMBERGER LTD 0.1%
Value ($000) $201 Shares 3,747 Est. Cost $46.08 Unrealized 0.0%
VNRX VOLITIONRX LTD 0.1%
Value ($000) $135 Shares 55,596 Est. Cost $1.94 Unrealized 0.0%
ABRDN ASIA PACIFIC INCOME FU 0.0%
Value ($000) $30 Shares 11,207 Est. Cost $2.50 Unrealized
AAPL APPLE INC 0.0%
Value ($000) $28 Shares 2,000 Est. Cost $127.97 Unrealized +9.9%
INTC INTEL CORP 0.0%
Value ($000) $19 Shares 10,000 Est. Cost $38.06 Unrealized -30.0%