Spectrum Asset Management, Inc. (NB/CA) Diversified Active

Location: Newport Beach, CA

CIK: 0001632078 · Show all filings

Period: Q2 2026 (← Previous) (Next →)

Filing Date: Aug 3, 2026

Total Value: $360M (99.9% shares, 0.1% debt)

Holdings (116)

WFC WELLS FARGO & CO 9.3%
Value $33.65M Shares 407,194 Share Price $82.64 Est. Cost/Share $85.75 Unrealized @ Report Date -3.6%
RSP INVESCO EXCHANGE TRADED FD T 7.4%
Value $26.8M Shares 125,941 Share Price $212.77 Est. Cost/Share $182.63 Unrealized @ Report Date +16.5%
VUSB VANGUARD BD INDEX FDS 6.7%
Value $24.29M Shares 487,873 Share Price $49.78 Est. Cost/Share $49.83 Unrealized @ Report Date -0.1%
SCHV SCHWAB STRATEGIC TR 5.1%
Value $18.27M Shares 524,862 Share Price $34.81 Est. Cost/Share $26.24 Unrealized @ Report Date +32.7%
DMAY FIRST TR EXCHNG TRADED FD VI 3.6%
Value $12.88M Shares 273,257 Share Price $47.12 Est. Cost/Share $43.51 Unrealized @ Report Date +8.3%
DSEP FIRST TR EXCHNG TRADED FD VI 3.4%
Value $12.09M Shares 254,816 Share Price $47.44 Est. Cost/Share $40.88 Unrealized @ Report Date +16.0%
IAU ISHARES GOLD TR 3.3%
Value $12.05M Shares 159,602 Share Price $75.51 Est. Cost/Share $40.01 Unrealized @ Report Date +88.7%
DMAR FIRST TR EXCHNG TRADED FD VI 3.1%
Value $11.05M Shares 246,980 Share Price $44.73 Est. Cost/Share $36.20 Unrealized @ Report Date +23.6%
LQD ISHARES TR 2.6%
Value $9.479M Shares 86,909 Share Price $109.07 Est. Cost/Share $108.96 Unrealized @ Report Date +0.1%
YMAR FIRST TR EXCHNG TRADED FD VI 2.0%
Value $7.236M Shares 252,509 Share Price $28.66 Est. Cost/Share $27.42 Unrealized @ Report Date +4.5%
DFEB FIRST TR EXCHNG TRADED FD VI 2.0%
Value $7.063M Shares 139,879 Share Price $50.49 Est. Cost/Share $39.56 Unrealized @ Report Date +27.6%
SCHF SCHWAB STRATEGIC TR 1.9%
Value $6.812M Shares 245,930 Share Price $27.70 Est. Cost/Share $21.73 Unrealized @ Report Date +27.5%
GOOG ALPHABET INC 1.8%
Value $6.654M Shares 18,831 Share Price $353.33 Est. Cost/Share $185.13 Unrealized @ Report Date +90.9%
CSCO CISCO SYS INC 1.8%
Value $6.433M Shares 54,772 Share Price $117.46 Est. Cost/Share $41.05 Unrealized @ Report Date +186.1%
SCHG SCHWAB STRATEGIC TR 1.7%
Value $6.129M Shares 181,120 Share Price $33.84 Est. Cost/Share $24.65 Unrealized @ Report Date +37.3%
DDEC FIRST TR EXCHNG TRADED FD VI 1.6%
Value $5.606M Shares 118,323 Share Price $47.38 Est. Cost/Share $44.30 Unrealized @ Report Date +6.9%
XOM EXXON MOBIL CORP 1.5%
Value $5.507M Shares 40,281 Share Price $136.72 Est. Cost/Share $66.64 Unrealized @ Report Date +105.2%
CVX CHEVRON CORPORATION 1.5%
Value $5.358M Shares 32,322 Share Price $165.76 Est. Cost/Share $89.01 Unrealized @ Report Date +86.2%
USMV ISHARES TR 1.4%
Value $5.073M Shares 52,587 Share Price $96.46 Est. Cost/Share $77.64 Unrealized @ Report Date +24.2%
EME EMCOR GROUP INC 1.3%
Value $4.585M Shares 5,525 Share Price $829.94 Est. Cost/Share $440.85 Unrealized @ Report Date +88.2%
WMT WALMART INC 1.3%
Value $4.579M Shares 40,432 Share Price $113.26 Est. Cost/Share $53.17 Unrealized @ Report Date +113.0%
ABBV ABBVIE INC 1.3%
Value $4.57M Shares 18,159 Share Price $251.65 Est. Cost/Share $65.21 Unrealized @ Report Date +285.9%
DJUN FIRST TR EXCHNG TRADED FD VI 1.3%
Value $4.542M Shares 92,169 Share Price $49.28 Est. Cost/Share $48.75 Unrealized @ Report Date +1.1%
SGOV ISHARES TR 1.2%
Value $4.366M Shares 43,369 Share Price $100.67 Est. Cost/Share $100.54 Unrealized @ Report Date +0.1%
EMXC ISHARES INC 1.2%
Value $4.201M Shares 41,062 Share Price $102.30 Est. Cost/Share $94.36 Unrealized @ Report Date +8.4%
ILMN ILLUMINA INC 1.2%
Value $4.147M Shares 23,586 Share Price $175.83 Est. Cost/Share $131.95 Unrealized @ Report Date +33.3%
DUK DUKE ENERGY CORP NEW 1.0%
Value $3.736M Shares 29,511 Share Price $126.58 Est. Cost/Share $75.64 Unrealized @ Report Date +67.4%
SCJ ISHARES INC 1.0%
Value $3.721M Shares 35,337 Share Price $105.31 Est. Cost/Share $77.99 Unrealized @ Report Date +35.0%
SCHW SCHWAB CHARLES CORP 1.0%
Value $3.707M Shares 40,174 Share Price $92.27 Est. Cost/Share $54.18 Unrealized @ Report Date +70.3%
LHX L3HARRIS TECHNOLOGIES INC 1.0%
Value $3.699M Shares 12,730 Share Price $290.60 Est. Cost/Share $207.11 Unrealized @ Report Date +40.3%
MSFT MICROSOFT CORP 1.0%
Value $3.633M Shares 9,740 Share Price $373.03 Est. Cost/Share $111.91 Unrealized @ Report Date +233.3%
NVS NOVARTIS AG 1.0%
Value $3.574M Shares 22,804 Share Price $156.72 Est. Cost/Share $113.25 Unrealized @ Report Date +38.4%
FCX FREEPORT MCMORAN INC 1.0%
Value $3.517M Shares 55,922 Share Price $62.89 Est. Cost/Share $60.50 Unrealized @ Report Date +4.0%
EMR EMERSON ELEC CO 0.9%
Value $3.395M Shares 23,718 Share Price $143.15 Est. Cost/Share $71.67 Unrealized @ Report Date +99.7%
EW EDWARDS LIFESCIENCES CORP 0.9%
Value $3.257M Shares 36,010 Share Price $90.46 Est. Cost/Share $73.60 Unrealized @ Report Date +22.9%
SCHR SCHWAB STRATEGIC TR 0.9%
Value $3.22M Shares 130,560 Share Price $24.66 Est. Cost/Share $25.07 Unrealized @ Report Date -1.7%
BRK/B BERKSHIRE HATHAWAY INC DEL 0.9%
Value $3.214M Shares 6,423 Share Price $500.39 Est. Cost/Share $246.31 Unrealized @ Report Date +103.2%
XLE SELECT SECTOR SPDR TR 0.9%
Value $3.189M Shares 60,038 Share Price $53.11 Est. Cost/Share $44.62 Unrealized @ Report Date +19.0%
CLOX SERIES PORTFOLIOS TR 0.9%
Value $3.186M Shares 124,361 Share Price $25.62 Est. Cost/Share $25.54 Unrealized @ Report Date +0.3%
ESGU ISHARES TR 0.8%
Value $2.797M Shares 17,089 Share Price $163.67 Est. Cost/Share $111.49 Unrealized @ Report Date +46.8%
SOLS SOLSTICE ADVANCED MATLS INC 0.7%
Value $2.684M Shares 30,289 Share Price $88.60 Est. Cost/Share $72.27 Unrealized @ Report Date +22.6%
LIN LINDE PLC 0.7%
Value $2.448M Shares 4,717 Share Price $518.94 Est. Cost/Share $444.55 Unrealized @ Report Date +16.7%
SPY STATE STR SPDR S&P 500 ETF T 0.7%
Value $2.414M Shares 3,224 Share Price $748.76 Est. Cost/Share $424.20 Unrealized @ Report Date +76.0%
SCHB SCHWAB STRATEGIC TR 0.6%
Value $2.324M Shares 80,233 Share Price $28.96 Est. Cost/Share $21.00 Unrealized @ Report Date +37.9%
ORCL ORACLE CORP 0.6%
Value $2.316M Shares 15,806 Share Price $146.55 Est. Cost/Share $58.70 Unrealized @ Report Date +149.7%
BRK/A BERKSHIRE HATHAWAY INC DEL 0.6%
Value $2.247M Shares 3 Share Price $748850.00 Est. Cost/Share $729330.75 Unrealized @ Report Date +2.7%
HON HONEYWELL INTL INC 0.6%
Value $1.985M Shares 8,865 Share Price $223.90 Est. Cost/Share $223.90 Unrealized @ Report Date —
HONA HONEYWELL AEROSPACE INC 0.5%
Value $1.957M Shares 8,850 Share Price $221.08 Est. Cost/Share $240.18 Unrealized @ Report Date -8.0%
DJAN FIRST TR EXCHNG TRADED FD VI 0.5%
Value $1.822M Shares 40,032 Share Price $45.52 Est. Cost/Share $43.34 Unrealized @ Report Date +5.0%
GOOGL ALPHABET INC 0.5%
Value $1.821M Shares 5,096 Share Price $357.38 Est. Cost/Share $129.28 Unrealized @ Report Date +176.4%
AAPL APPLE INC 0.5%
Value $1.766M Shares 6,103 Share Price $289.35 Est. Cost/Share $174.78 Unrealized @ Report Date +65.6%
DNOV FIRST TR EXCHNG TRADED FD VI 0.4%
Value $1.457M Shares 28,381 Share Price $51.35 Est. Cost/Share $43.47 Unrealized @ Report Date +18.1%
DAPR FIRST TR EXCHNG TRADED FD VI 0.4%
Value $1.339M Shares 32,760 Share Price $40.88 Est. Cost/Share $39.60 Unrealized @ Report Date +3.2%
COST COSTCO WHOLESALE CORPORATION 0.4%
Value $1.322M Shares 1,413 Share Price $935.45 Est. Cost/Share $234.07 Unrealized @ Report Date +299.6%
V VISA INC 0.4%
Value $1.316M Shares 3,836 Share Price $343.12 Est. Cost/Share $260.69 Unrealized @ Report Date +31.6%
RTX RTX CORPORATION 0.3%
Value $1.24M Shares 6,533 Share Price $189.74 Est. Cost/Share $76.66 Unrealized @ Report Date +147.5%
MCK MCKESSON CORP 0.3%
Value $1.21M Shares 1,600 Share Price $756.42 Est. Cost/Share $512.91 Unrealized @ Report Date +47.3%
VUG VANGUARD INDEX FDS 0.3%
Value $1.146M Shares 13,308 Share Price $86.14 Est. Cost/Share $73.27 Unrealized @ Report Date +17.6%
GEV GE VERNOVA INC 0.3%
Value $970K Shares 825 Share Price $1175.36 Est. Cost/Share $780.17 Unrealized @ Report Date +50.6%
GE GE AEROSPACE 0.3%
Value $963K Shares 2,577 Share Price $373.73 Est. Cost/Share $263.46 Unrealized @ Report Date +41.9%
IJR ISHARES TR 0.3%
Value $943K Shares 6,355 Share Price $148.31 Est. Cost/Share $127.34 Unrealized @ Report Date +16.5%
MRVL MARVELL TECHNOLOGY INC 0.3%
Value $907K Shares 3,046 Share Price $297.89 Est. Cost/Share $84.00 Unrealized @ Report Date +254.6%
NVDA NVIDIA CORPORATION 0.2%
Value $884K Shares 4,417 Share Price $200.10 Est. Cost/Share $155.72 Unrealized @ Report Date +28.5%
VEA VANGUARD TAX-MANAGED FDS 0.2%
Value $799K Shares 11,211 Share Price $71.25 Est. Cost/Share $42.07 Unrealized @ Report Date +69.4%
TSLA TESLA INC 0.2%
Value $732K Shares 1,740 Share Price $420.67 Est. Cost/Share $356.70 Unrealized @ Report Date +17.9%
EWW ISHARES INC 0.2%
Value $725K Shares 9,630 Share Price $75.27 Est. Cost/Share $59.67 Unrealized @ Report Date +26.2%
TLT ISHARES TR 0.2%
Value $723K Shares 8,370 Share Price $86.42 Est. Cost/Share $101.53 Unrealized @ Report Date -14.9%
DOCT FIRST TR EXCHNG TRADED FD VI 0.2%
Value $722K Shares 15,460 Share Price $46.68 Est. Cost/Share $42.35 Unrealized @ Report Date +10.2%
DE DEERE & CO 0.2%
Value $721K Shares 1,133 Share Price $636.03 Est. Cost/Share $273.40 Unrealized @ Report Date +132.0%
ASML ASML HLDG NV 0.2%
Value $708K Shares 356 Share Price $1989.44 Est. Cost/Share $717.65 Unrealized @ Report Date +177.2%
VONE VANGUARD SCOTTSDALE FDS 0.2%
Value $680K Shares 2,009 Share Price $338.72 Est. Cost/Share $197.48 Unrealized @ Report Date +71.5%
AMZN AMAZON COM INC 0.2%
Value $657K Shares 2,757 Share Price $238.34 Est. Cost/Share $216.24 Unrealized @ Report Date +10.2%
STM STMICROELECTRONICS N V 0.2%
Value $633K Shares 8,453 Share Price $74.89 Est. Cost/Share $60.14 Unrealized @ Report Date +24.5%
CGNX COGNEX CORP 0.2%
Value $586K Shares 8,087 Share Price $72.42 Est. Cost/Share $60.68 Unrealized @ Report Date +19.4%
MCD MCDONALDS CORP 0.2%
Value $584K Shares 2,160 Share Price $270.35 Est. Cost/Share $204.12 Unrealized @ Report Date +32.4%
SHY ISHARES TR 0.2%
Value $575K Shares 7,000 Share Price $82.11 Est. Cost/Share $82.23 Unrealized @ Report Date -0.1%
URA GLOBAL X FDS 0.2%
Value $573K Shares 13,111 Share Price $43.70 Est. Cost/Share $50.65 Unrealized @ Report Date -13.7%
IBTH ISHARES TR 0.2%
Value $573K Shares 25,605 Share Price $22.37 Est. Cost/Share $22.08 Unrealized @ Report Date +1.3%
LLY ELI LILLY & CO 0.1%
Value $539K Shares 449 Share Price $1199.43 Est. Cost/Share $955.55 Unrealized @ Report Date +25.5%
GD GENERAL DYNAMICS CORP 0.1%
Value $499K Shares 1,410 Share Price $354.24 Est. Cost/Share $354.38 Unrealized @ Report Date -0.0%
AVGO BROADCOM INC 0.1%
Value $493K Shares 1,306 Share Price $377.75 Est. Cost/Share $400.96 Unrealized @ Report Date -5.8%
WY WEYERHAEUSER CO 0.1%
Value $490K Shares 20,457 Share Price $23.94 Est. Cost/Share $23.94 Unrealized @ Report Date —
FNV FRANCO NEV CORP 0.1%
Value $489K Shares 2,344 Share Price $208.44 Est. Cost/Share $202.79 Unrealized @ Report Date +2.8%
MDT MEDTRONIC PLC 0.1%
Value $473K Shares 5,990 Share Price $78.95 Est. Cost/Share $79.95 Unrealized @ Report Date -2.2%
VTI VANGUARD INDEX FDS 0.1%
Value $461K Shares 1,247 Share Price $370.04 Est. Cost/Share $118.14 Unrealized @ Report Date +213.2%
PFE PFIZER INC 0.1%
Value $455K Shares 18,885 Share Price $24.08 Est. Cost/Share $24.81 Unrealized @ Report Date -2.9%
BWXT BWX TECHNOLOGIES INC 0.1%
Value $452K Shares 2,322 Share Price $194.65 Est. Cost/Share $203.10 Unrealized @ Report Date -4.2%
SRE SEMPRA 0.1%
Value $446K Shares 4,810 Share Price $92.72 Est. Cost/Share $60.03 Unrealized @ Report Date +54.4%
CAT CATERPILLAR INC 0.1%
Value $439K Shares 412 Share Price $1064.82 Est. Cost/Share $600.57 Unrealized @ Report Date +77.3%
MLPA GLOBAL X FDS 0.1%
Value $430K Shares 8,110 Share Price $53.08 Est. Cost/Share $35.64 Unrealized @ Report Date +48.9%
FPS FORGENT POWER SOLUTIONS INC 0.1%
Value $387K Shares 6,925 Share Price $55.86 Est. Cost/Share $45.64 Unrealized @ Report Date +22.4%
BIL SPDR SERIES TRUST 0.1%
Value $383K Shares 4,175 Share Price $91.64 Est. Cost/Share $91.51 Unrealized @ Report Date +0.1%
ANET ARISTA NETWORKS INC 0.1%
Value $345K Shares 2,029 Share Price $169.88 Est. Cost/Share $128.77 Unrealized @ Report Date +31.9%
IBM INTERNATIONAL BUSINESS MACHS 0.1%
Value $337K Shares 1,200 Share Price $281.21 Est. Cost/Share $172.56 Unrealized @ Report Date +63.0%
IBTG ISHARES TR 0.1%
Value $325K Shares 14,211 Share Price $22.89 Est. Cost/Share $22.65 Unrealized @ Report Date +1.1%
VRTX VERTEX PHARMACEUTICALS INC 0.1%
Value $315K Shares 634 Share Price $496.73 Est. Cost/Share $431.03 Unrealized @ Report Date +15.2%
IBTI ISHARES TR 0.1%
Value $312K Shares 14,094 Share Price $22.14 Est. Cost/Share $22.38 Unrealized @ Report Date -1.1%
PEP PEPSICO INC 0.1%
Value $300K Shares 2,214 Share Price $135.43 Est. Cost/Share $111.20 Unrealized @ Report Date +21.8%
NEM NEWMONT CORP 0.1%
Value $295K Shares 3,161 Share Price $93.39 Est. Cost/Share $115.21 Unrealized @ Report Date -18.9%
DJUL FIRST TR EXCHNG TRADED FD VI 0.1%
Value $293K Shares 5,845 Share Price $50.15 Est. Cost/Share $40.22 Unrealized @ Report Date +24.7%
IVV ISHARES TR 0.1%
Value $293K Shares 391 Share Price $748.89 Est. Cost/Share $463.19 Unrealized @ Report Date +61.7%
GLD SPDR GOLD TR 0.1%
Value $287K Shares 780 Share Price $368.38 Est. Cost/Share $161.08 Unrealized @ Report Date +128.7%
MORN MORNINGSTAR INC 0.1%
Value $285K Shares 1,829 Share Price $156.02 Est. Cost/Share $120.22 Unrealized @ Report Date +29.8%
BAC BANK OF AMER CORP 0.1%
Value $285K Shares 5,003 Share Price $56.98 Est. Cost/Share $42.18 Unrealized @ Report Date +35.1%
WFC WELLS FARGO & CO 0.1%
Value $285K Shares 100,000 Share Price $2.85 * Est. Cost/Share $85.75 Unrealized @ Report Date -3.6%
SPDW SPDR INDEX SHS FDS 0.1%
Value $278K Shares 5,522 Share Price $50.39 Est. Cost/Share $30.67 Unrealized @ Report Date +64.3%
AEM AGNICO EAGLE MINES LTD 0.1%
Value $256K Shares 1,650 Share Price $155.13 Est. Cost/Share $208.16 Unrealized @ Report Date -25.5%
MO ALTRIA GROUP INC 0.1%
Value $249K Shares 3,405 Share Price $73.01 Est. Cost/Share $64.35 Unrealized @ Report Date +11.8%
UNH UNITEDHEALTH GROUP INC 0.1%
Value $224K Shares 538 Share Price $415.63 Est. Cost/Share $370.65 Unrealized @ Report Date +12.1%
IWB ISHARES TR 0.1%
Value $222K Shares 541 Share Price $409.50 Est. Cost/Share $357.53 Unrealized @ Report Date +14.5%
BEAT HEARTBEAM INC 0.0%
Value $75,300 Shares 100,400 Share Price $0.75 Est. Cost/Share $2.13 Unrealized @ Report Date -64.8%
LDI LOANDEPOT INC 0.0%
Value $15,000 Shares 12,000 Share Price $1.25 Est. Cost/Share $2.54 Unrealized @ Report Date -50.8%
TNONW TENON MEDICAL INC 0.0%
Value $7,338 Shares 679,420 Share Price $0.01 Est. Cost/Share $0.03 Unrealized @ Report Date —
TNON TENON MEDICAL INC 0.0%
Value $3,476 Shares 10,650 Share Price $0.33 Est. Cost/Share $3.67 Unrealized @ Report Date —
NVDA NVIDIA CORPORATION 0.0%
Value $1,650 Shares 5,000 Share Price $0.33 * Est. Cost/Share $155.72 Unrealized @ Report Date +28.5%
AAPL APPLE INC 0.0%
Value $193 Shares 200 Share Price $0.96 * Est. Cost/Share $174.78 Unrealized @ Report Date +65.6%