Spectrum Asset Management, Inc. (NB/CA) Diversified Active

Location: Newport Beach, CA

CIK: 0001632078 · Show all filings

Period: Q1 2026 (← Previous) (Next →)

Filing Date: Apr 22, 2026

Total Value: $315M (100.0% shares, 0.0% debt)

Holdings (109)

WFC WELLS FARGO & CO 10.5%
Value $33.01M Shares 414,694 Est. Cost $90.04 Unrealized 0.0%
VUSB VANGUARD BD INDEX FDS 7.4%
Value $23.23M Shares 466,556 Est. Cost $49.98 Unrealized
SCHV SCHWAB STRATEGIC TR 4.6%
Value $14.49M Shares 475,103 Est. Cost $36.39 Unrealized
RSP INVESCO EXCHANGE TRADED FD T 4.6%
Value $14.36M Shares 74,837 Est. Cost $170.16 Unrealized
IAU ISHARES GOLD TR 4.5%
Value $14.13M Shares 160,326 Est. Cost $40.46 Unrealized
DSEP FIRST TR EXCHNG TRADED FD VI 3.6%
Value $11.23M Shares 255,370 Est. Cost $41.56 Unrealized
DMAR FIRST TR EXCHNG TRADED FD VI 3.3%
Value $10.52M Shares 248,216 Est. Cost $37.18 Unrealized
HECA ETF OPPORTUNITIES TRUST 3.2%
Value $10M Shares 346,494 Est. Cost $28.24 Unrealized
XOM EXXON MOBIL CORP 2.2%
Value $6.863M Shares 40,452 Est. Cost $66.35 Unrealized +109.1%
YMAR FIRST TR EXCHNG TRADED FD VI 2.2%
Value $6.856M Shares 250,672 Est. Cost $27.35 Unrealized
DFEB FIRST TR EXCHNG TRADED FD VI 2.2%
Value $6.822M Shares 144,016 Est. Cost $40.04 Unrealized
CVX CHEVRON CORPORATION 2.1%
Value $6.687M Shares 32,319 Est. Cost $88.34 Unrealized +94.6%
DMAY FIRST TR EXCHNG TRADED FD VI 1.9%
Value $6.051M Shares 134,686 Est. Cost $42.53 Unrealized
GOOG ALPHABET INC 1.7%
Value $5.435M Shares 18,948 Est. Cost $185.13 Unrealized +74.8%
DDEC FIRST TR EXCHNG TRADED FD VI 1.7%
Value $5.278M Shares 119,203 Est. Cost $45.09 Unrealized
SCHG SCHWAB STRATEGIC TR 1.6%
Value $5.081M Shares 174,423 Est. Cost $39.22 Unrealized
WMT WALMART INC 1.6%
Value $5.049M Shares 40,544 Est. Cost $53.17 Unrealized +129.5%
EME EMCOR GROUP INC 1.5%
Value $4.688M Shares 6,349 Est. Cost $440.85 Unrealized +64.8%
USMV ISHARES TR 1.5%
Value $4.57M Shares 49,279 Est. Cost $79.11 Unrealized
LHX L3HARRIS TECHNOLOGIES INC 1.4%
Value $4.395M Shares 12,733 Est. Cost $207.11 Unrealized +65.7%
CSCO CISCO SYS INC 1.4%
Value $4.279M Shares 55,147 Est. Cost $41.05 Unrealized +89.8%
SCHF SCHWAB STRATEGIC TR 1.3%
Value $4.196M Shares 169,543 Est. Cost $26.19 Unrealized
NVS NOVARTIS AG 1.3%
Value $4.014M Shares 26,275 Est. Cost $121.43 Unrealized
HON HONEYWELL INTL INC 1.3%
Value $4.005M Shares 17,720 Est. Cost $143.57 Unrealized +57.4%
ABBV ABBVIE INC 1.3%
Value $3.943M Shares 18,130 Est. Cost $65.21 Unrealized +241.3%
DUK DUKE ENERGY CORP NEW 1.2%
Value $3.865M Shares 29,518 Est. Cost $75.64 Unrealized +59.8%
MSFT MICROSOFT CORP 1.2%
Value $3.785M Shares 10,224 Est. Cost $111.91 Unrealized +288.4%
SCHW SCHWAB CHARLES CORP 1.2%
Value $3.763M Shares 40,038 Est. Cost $54.18 Unrealized +84.8%
XLE SELECT SECTOR SPDR TR 1.1%
Value $3.594M Shares 58,671 Est. Cost $61.64 Unrealized
AAAU GOLDMAN SACHS PHYSICAL GOLD 1.1%
Value $3.566M Shares 77,204 Est. Cost $33.80 Unrealized
SCHR SCHWAB STRATEGIC TR 1.1%
Value $3.465M Shares 139,109 Est. Cost $25.08 Unrealized
SCJ ISHARES INC 1.0%
Value $3.291M Shares 33,898 Est. Cost $75.67 Unrealized
FCX FREEPORT MCMORAN INC 1.0%
Value $3.192M Shares 54,312 Est. Cost $61.12 Unrealized 0.0%
MDT MEDTRONIC PLC 1.0%
Value $3.165M Shares 36,227 Est. Cost $79.95 Unrealized +24.5%
EMR EMERSON ELEC CO 1.0%
Value $3.121M Shares 23,818 Est. Cost $71.67 Unrealized +107.2%
BRK/B BERKSHIRE HATHAWAY INC DEL 1.0%
Value $3.088M Shares 6,445 Est. Cost $246.31 Unrealized +100.3%
CLOX SERIES PORTFOLIOS TR 0.9%
Value $2.951M Shares 115,403 Est. Cost $25.51 Unrealized
EW EDWARDS LIFESCIENCES CORP 0.9%
Value $2.882M Shares 35,995 Est. Cost $73.60 Unrealized +11.3%
ILMN ILLUMINA INC 0.9%
Value $2.765M Shares 22,436 Est. Cost $135.42 Unrealized 0.0%
LIN LINDE PLC 0.7%
Value $2.346M Shares 4,732 Est. Cost $444.55 Unrealized +3.5%
ORCL ORACLE CORP 0.7%
Value $2.337M Shares 15,888 Est. Cost $58.70 Unrealized +189.0%
ESGU ISHARES TR 0.7%
Value $2.31M Shares 16,331 Est. Cost $112.10 Unrealized
SCHB SCHWAB STRATEGIC TR 0.7%
Value $2.255M Shares 89,859 Est. Cost $32.30 Unrealized
SPY STATE STR SPDR S&P 500 ETF T 0.7%
Value $2.213M Shares 3,393 Est. Cost $425.93 Unrealized
BRK/A BERKSHIRE HATHAWAY INC DEL 0.7%
Value $2.154M Shares 3 Est. Cost $729330.75 Unrealized +1.5%
DJAN FIRST TR EXCHNG TRADED FD VI 0.5%
Value $1.731M Shares 40,692 Est. Cost $42.53 Unrealized
GOOGL ALPHABET INC 0.5%
Value $1.54M Shares 5,357 Est. Cost $129.84 Unrealized +149.0%
COST COSTCO WHOLESALE CORPORATION 0.4%
Value $1.407M Shares 1,412 Est. Cost $234.07 Unrealized +311.7%
MCK MCKESSON CORP 0.4%
Value $1.386M Shares 1,600 Est. Cost $512.91 Unrealized +70.7%
DNOV FIRST TR EXCHNG TRADED FD VI 0.4%
Value $1.36M Shares 28,381 Est. Cost $43.62 Unrealized
RTX RTX CORPORATION 0.4%
Value $1.257M Shares 6,519 Est. Cost $76.66 Unrealized +156.5%
AAPL APPLE INC 0.4%
Value $1.204M Shares 4,742 Est. Cost $143.12 Unrealized +83.6%
V VISA INC 0.4%
Value $1.158M Shares 3,832 Est. Cost $260.69 Unrealized +26.3%
SOLS SOLSTICE ADVANCED MATLS INC 0.4%
Value $1.142M Shares 14,993 Est. Cost $59.53 Unrealized +9.5%
VUG VANGUARD INDEX FDS 0.3%
Value $970K Shares 2,220 Est. Cost $116.43 Unrealized
AMZN AMAZON COM INC 0.3%
Value $831K Shares 3,989 Est. Cost $220.19 Unrealized +3.0%
EWZ ISHARES INC 0.3%
Value $827K Shares 21,534 Est. Cost $29.27 Unrealized
IJR ISHARES TR 0.2%
Value $767K Shares 6,167 Est. Cost $124.31 Unrealized
VEA VANGUARD TAX-MANAGED FDS 0.2%
Value $742K Shares 11,587 Est. Cost $44.37 Unrealized
ESLT ELBIT SYS LTD 0.2%
Value $740K Shares 872 Est. Cost $189.80 Unrealized +268.6%
GE GE AEROSPACE 0.2%
Value $733K Shares 2,577 Est. Cost $265.68 Unrealized +19.8%
TLT ISHARES TR 0.2%
Value $726K Shares 8,370 Est. Cost $98.81 Unrealized
GEV GE VERNOVA INC 0.2%
Value $721K Shares 825 Est. Cost $736.93 Unrealized 0.0%
EWW ISHARES INC 0.2%
Value $699K Shares 9,286 Est. Cost $61.80 Unrealized
DOCT FIRST TR EXCHNG TRADED FD VI 0.2%
Value $671K Shares 15,460 Est. Cost $42.67 Unrealized
MCD MCDONALDS CORP 0.2%
Value $669K Shares 2,152 Est. Cost $204.12 Unrealized +55.4%
DE DEERE & CO 0.2%
Value $638K Shares 1,130 Est. Cost $273.40 Unrealized +101.7%
IBTH ISHARES TR 0.2%
Value $628K Shares 27,990 Est. Cost $22.41 Unrealized
VONE VANGUARD SCOTTSDALE FDS 0.2%
Value $603K Shares 2,044 Est. Cost $206.12 Unrealized
FNV FRANCO NEV CORP 0.2%
Value $579K Shares 2,344 Est. Cost $202.79 Unrealized +21.2%
MRVL MARVELL TECHNOLOGY INC 0.2%
Value $535K Shares 5,403 Est. Cost $81.07 Unrealized 0.0%
PFE PFIZER INC 0.2%
Value $522K Shares 18,597 Est. Cost $24.78 Unrealized +5.6%
GD GENERAL DYNAMICS CORP 0.2%
Value $484K Shares 1,410 Est. Cost $354.49 Unrealized 0.0%
BWXT BWX TECHNOLOGIES INC 0.2%
Value $475K Shares 2,322 Est. Cost $202.99 Unrealized 0.0%
ASML ASML HLDG NV 0.1%
Value $470K Shares 356 Est. Cost $801.39 Unrealized
SRE SEMPRA 0.1%
Value $467K Shares 4,778 Est. Cost $60.03 Unrealized +49.1%
BIL SPDR SERIES TRUST 0.1%
Value $460K Shares 5,025 Est. Cost $91.64 Unrealized
VTI VANGUARD INDEX FDS 0.1%
Value $435K Shares 1,356 Est. Cost $120.32 Unrealized
CAT CATERPILLAR INC 0.1%
Value $433K Shares 611 Est. Cost $597.90 Unrealized +14.5%
MLPA GLOBAL X FDS 0.1%
Value $429K Shares 7,962 Est. Cost $35.97 Unrealized
LLY ELI LILLY & CO 0.1%
Value $413K Shares 449 Est. Cost $955.55 Unrealized +9.6%
IVV ISHARES TR 0.1%
Value $380K Shares 581 Est. Cost $461.06 Unrealized
IBTG ISHARES TR 0.1%
Value $375K Shares 16,375 Est. Cost $22.87 Unrealized
GLD SPDR GOLD TR 0.1%
Value $375K Shares 872 Est. Cost $169.64 Unrealized
TSLA TESLA INC 0.1%
Value $364K Shares 978 Est. Cost $324.73 Unrealized +31.2%
NVDA NVIDIA CORPORATION 0.1%
Value $359K Shares 2,058 Est. Cost $98.54 Unrealized +89.4%
NEM NEWMONT CORP 0.1%
Value $341K Shares 3,153 Est. Cost $118.12 Unrealized 0.0%
PEP PEPSICO INC 0.1%
Value $340K Shares 2,192 Est. Cost $110.79 Unrealized +39.7%
AEM AGNICO EAGLE MINES LTD 0.1%
Value $335K Shares 1,650 Est. Cost $206.02 Unrealized 0.0%
IBTI ISHARES TR 0.1%
Value $327K Shares 14,692 Est. Cost $22.36 Unrealized
MORN MORNINGSTAR INC 0.1%
Value $308K Shares 1,824 Est. Cost $120.22 Unrealized +58.3%
IBM INTERNATIONAL BUSINESS MACHS 0.1%
Value $291K Shares 1,200 Est. Cost $172.56 Unrealized +64.5%
VRTX VERTEX PHARMACEUTICALS INC 0.1%
Value $283K Shares 634 Est. Cost $431.03 Unrealized +8.5%
DAPR FIRST TR EXCHNG TRADED FD VI 0.1%
Value $277K Shares 6,965 Est. Cost $37.71 Unrealized
DJUL FIRST TR EXCHNG TRADED FD VI 0.1%
Value $273K Shares 5,845 Est. Cost $41.41 Unrealized
IWB ISHARES TR 0.1%
Value $266K Shares 747 Est. Cost $364.08 Unrealized
SPDW SPDR INDEX SHS FDS 0.1%
Value $252K Shares 5,522 Est. Cost $31.11 Unrealized
ANET ARISTA NETWORKS INC 0.1%
Value $249K Shares 2,029 Est. Cost $128.77 Unrealized +4.9%
BAC BANK AMERICA CORP 0.1%
Value $244K Shares 5,002 Est. Cost $42.18 Unrealized +27.2%
MO ALTRIA GROUP INC 0.1%
Value $228K Shares 3,405 Est. Cost $63.03 Unrealized 0.0%
META META PLATFORMS INC 0.1%
Value $204K Shares 356 Est. Cost $655.57 Unrealized 0.0%
EFV ISHARES TR 0.1%
Value $203K Shares 2,734 Est. Cost $74.35 Unrealized
EIX EDISON INTL 0.1%
Value $201K Shares 2,749 Est. Cost $64.64 Unrealized 0.0%
BEAT HEARTBEAM INC 0.0%
Value $115K Shares 94,400 Est. Cost $2.21 Unrealized -20.1%
LDI LOANDEPOT INC 0.0%
Value $14,200 Shares 10,000 Est. Cost $2.78 Unrealized -16.7%
NVDA NVIDIA CORPORATION 0.0%
Value $9,025 Shares 15,000 Est. Cost $98.54 Unrealized +89.4%
TNON TENON MEDICAL INC 0.0%
Value $7,728 Shares 10,650 Est. Cost $3.67 Unrealized -76.2%
TNONW TENON MEDICAL INC 0.0%
Value $5,436 Shares 679,420 Est. Cost $0.03 Unrealized
AAPL APPLE INC 0.0%
Value $1,615 Shares 200 Est. Cost $143.12 Unrealized +83.6%