Spectrum Asset Management, Inc. (NB/CA) Diversified Active

Location: Newport Beach, CA

CIK: 0001632078 · Show all filings

Period: Q1 2026 (← Previous) (Next →)

Filing Date: Apr 22, 2026

Total Value: $315M (100.0% shares, 0.0% debt)

Holdings (109)

WFC WELLS FARGO & CO 10.5%
Value $33.01M Shares 414,694 Share Price $79.61 Est. Cost/Share $85.75 Unrealized @ Report Date -7.2%
VUSB VANGUARD BD INDEX FDS 7.4%
Value $23.23M Shares 466,556 Share Price $49.79 Est. Cost/Share $49.83 Unrealized @ Report Date -0.1%
SCHV SCHWAB STRATEGIC TR 4.6%
Value $14.49M Shares 475,103 Share Price $30.50 Est. Cost/Share $25.53 Unrealized @ Report Date +19.4%
RSP INVESCO EXCHANGE TRADED FD T 4.6%
Value $14.36M Shares 74,837 Share Price $191.92 Est. Cost/Share $167.60 Unrealized @ Report Date +14.5%
IAU ISHARES GOLD TR 4.5%
Value $14.13M Shares 160,326 Share Price $88.16 Est. Cost/Share $40.01 Unrealized @ Report Date +120.3%
DSEP FIRST TR EXCHNG TRADED FD VI 3.6%
Value $11.23M Shares 255,370 Share Price $43.96 Est. Cost/Share $40.88 Unrealized @ Report Date +7.5%
DMAR FIRST TR EXCHNG TRADED FD VI 3.3%
Value $10.52M Shares 248,216 Share Price $42.40 Est. Cost/Share $36.20 Unrealized @ Report Date +17.1%
HECA ETF OPPORTUNITIES TRUST 3.2%
Value $10M Shares 346,494 Share Price $28.87 Est. Cost/Share $28.84 Unrealized @ Report Date +0.1%
XOM EXXON MOBIL CORP 2.2%
Value $6.863M Shares 40,452 Share Price $169.66 Est. Cost/Share $66.64 Unrealized @ Report Date +154.6%
YMAR FIRST TR EXCHNG TRADED FD VI 2.2%
Value $6.856M Shares 250,672 Share Price $27.35 Est. Cost/Share $27.42 Unrealized @ Report Date -0.3%
DFEB FIRST TR EXCHNG TRADED FD VI 2.2%
Value $6.822M Shares 144,016 Share Price $47.37 Est. Cost/Share $39.56 Unrealized @ Report Date +19.8%
CVX CHEVRON CORPORATION 2.1%
Value $6.687M Shares 32,319 Share Price $206.90 Est. Cost/Share $89.01 Unrealized @ Report Date +132.4%
DMAY FIRST TR EXCHNG TRADED FD VI 1.9%
Value $6.051M Shares 134,686 Share Price $44.93 Est. Cost/Share $40.30 Unrealized @ Report Date +11.5%
GOOG ALPHABET INC 1.7%
Value $5.435M Shares 18,948 Share Price $286.86 Est. Cost/Share $185.13 Unrealized @ Report Date +55.0%
DDEC FIRST TR EXCHNG TRADED FD VI 1.7%
Value $5.278M Shares 119,203 Share Price $44.28 Est. Cost/Share $44.30 Unrealized @ Report Date -0.0%
SCHG SCHWAB STRATEGIC TR 1.6%
Value $5.081M Shares 174,423 Share Price $29.13 Est. Cost/Share $24.33 Unrealized @ Report Date +19.7%
WMT WALMART INC 1.6%
Value $5.049M Shares 40,544 Share Price $124.53 Est. Cost/Share $53.17 Unrealized @ Report Date +133.7%
EME EMCOR GROUP INC 1.5%
Value $4.688M Shares 6,349 Share Price $738.33 Est. Cost/Share $440.85 Unrealized @ Report Date +67.5%
USMV ISHARES TR 1.5%
Value $4.57M Shares 49,279 Share Price $92.74 Est. Cost/Share $76.49 Unrealized @ Report Date +21.3%
LHX L3HARRIS TECHNOLOGIES INC 1.4%
Value $4.395M Shares 12,733 Share Price $345.16 Est. Cost/Share $207.11 Unrealized @ Report Date +66.7%
CSCO CISCO SYS INC 1.4%
Value $4.279M Shares 55,147 Share Price $77.59 Est. Cost/Share $41.05 Unrealized @ Report Date +89.0%
SCHF SCHWAB STRATEGIC TR 1.3%
Value $4.196M Shares 169,543 Share Price $24.75 Est. Cost/Share $19.37 Unrealized @ Report Date +27.8%
NVS NOVARTIS AG 1.3%
Value $4.014M Shares 26,275 Share Price $152.75 Est. Cost/Share $113.25 Unrealized @ Report Date +34.9%
HON HONEYWELL INTL INC 1.3%
Value $4.005M Shares 17,720 Share Price $226.03 Est. Cost/Share $143.57 Unrealized @ Report Date +57.4%
ABBV ABBVIE INC 1.3%
Value $3.943M Shares 18,130 Share Price $217.48 Est. Cost/Share $65.21 Unrealized @ Report Date +233.5%
DUK DUKE ENERGY CORP NEW 1.2%
Value $3.865M Shares 29,518 Share Price $130.94 Est. Cost/Share $75.64 Unrealized @ Report Date +73.1%
MSFT MICROSOFT CORP 1.2%
Value $3.785M Shares 10,224 Share Price $370.18 Est. Cost/Share $111.91 Unrealized @ Report Date +230.8%
SCHW SCHWAB CHARLES CORP 1.2%
Value $3.763M Shares 40,038 Share Price $93.98 Est. Cost/Share $54.18 Unrealized @ Report Date +73.5%
XLE SELECT SECTOR SPDR TR 1.1%
Value $3.594M Shares 58,671 Share Price $61.26 Est. Cost/Share $44.33 Unrealized @ Report Date +38.2%
AAAU GOLDMAN SACHS PHYSICAL GOLD 1.1%
Value $3.566M Shares 77,204 Share Price $46.19 Est. Cost/Share $33.76 Unrealized @ Report Date +36.8%
SCHR SCHWAB STRATEGIC TR 1.1%
Value $3.465M Shares 139,109 Share Price $24.91 Est. Cost/Share $25.07 Unrealized @ Report Date -0.7%
SCJ ISHARES INC 1.0%
Value $3.291M Shares 33,898 Share Price $97.08 Est. Cost/Share $76.92 Unrealized @ Report Date +26.2%
FCX FREEPORT MCMORAN INC 1.0%
Value $3.192M Shares 54,312 Share Price $58.78 Est. Cost/Share $60.39 Unrealized @ Report Date -2.7%
MDT MEDTRONIC PLC 1.0%
Value $3.165M Shares 36,227 Share Price $87.36 Est. Cost/Share $79.95 Unrealized @ Report Date +8.4%
EMR EMERSON ELEC CO 1.0%
Value $3.121M Shares 23,818 Share Price $131.02 Est. Cost/Share $71.67 Unrealized @ Report Date +82.8%
BRK/B BERKSHIRE HATHAWAY INC DEL 1.0%
Value $3.088M Shares 6,445 Share Price $479.20 Est. Cost/Share $246.31 Unrealized @ Report Date +94.5%
CLOX SERIES PORTFOLIOS TR 0.9%
Value $2.951M Shares 115,403 Share Price $25.57 Est. Cost/Share $25.54 Unrealized @ Report Date +0.1%
EW EDWARDS LIFESCIENCES CORP 0.9%
Value $2.882M Shares 35,995 Share Price $80.08 Est. Cost/Share $73.60 Unrealized @ Report Date +8.8%
ILMN ILLUMINA INC 0.9%
Value $2.765M Shares 22,436 Share Price $123.26 Est. Cost/Share $131.20 Unrealized @ Report Date -6.1%
LIN LINDE PLC 0.7%
Value $2.346M Shares 4,732 Share Price $495.76 Est. Cost/Share $444.55 Unrealized @ Report Date +11.5%
ORCL ORACLE CORP 0.7%
Value $2.337M Shares 15,888 Share Price $147.11 Est. Cost/Share $58.70 Unrealized @ Report Date +150.6%
ESGU ISHARES TR 0.7%
Value $2.31M Shares 16,331 Share Price $141.42 Est. Cost/Share $109.33 Unrealized @ Report Date +29.4%
SCHB SCHWAB STRATEGIC TR 0.7%
Value $2.255M Shares 89,859 Share Price $25.10 Est. Cost/Share $21.00 Unrealized @ Report Date +19.5%
SPY STATE STR SPDR S&P 500 ETF T 0.7%
Value $2.213M Shares 3,393 Share Price $652.19 Est. Cost/Share $424.20 Unrealized @ Report Date +53.3%
BRK/A BERKSHIRE HATHAWAY INC DEL 0.7%
Value $2.154M Shares 3 Share Price $718140.00 Est. Cost/Share $729330.75 Unrealized @ Report Date -1.5%
DJAN FIRST TR EXCHNG TRADED FD VI 0.5%
Value $1.731M Shares 40,692 Share Price $42.53 Est. Cost/Share $43.34 Unrealized @ Report Date -1.9%
GOOGL ALPHABET INC 0.5%
Value $1.54M Shares 5,357 Share Price $287.55 Est. Cost/Share $129.28 Unrealized @ Report Date +122.4%
COST COSTCO WHOLESALE CORPORATION 0.4%
Value $1.407M Shares 1,412 Share Price $996.73 Est. Cost/Share $234.07 Unrealized @ Report Date +325.7%
MCK MCKESSON CORP 0.4%
Value $1.386M Shares 1,600 Share Price $866.18 Est. Cost/Share $512.91 Unrealized @ Report Date +68.7%
DNOV FIRST TR EXCHNG TRADED FD VI 0.4%
Value $1.36M Shares 28,381 Share Price $47.91 Est. Cost/Share $43.47 Unrealized @ Report Date +10.2%
RTX RTX CORPORATION 0.4%
Value $1.257M Shares 6,519 Share Price $192.89 Est. Cost/Share $76.66 Unrealized @ Report Date +151.6%
AAPL APPLE INC 0.4%
Value $1.204M Shares 4,742 Share Price $253.82 Est. Cost/Share $142.85 Unrealized @ Report Date +77.7%
V VISA INC 0.4%
Value $1.158M Shares 3,832 Share Price $302.28 Est. Cost/Share $260.69 Unrealized @ Report Date +15.9%
SOLS SOLSTICE ADVANCED MATLS INC 0.4%
Value $1.142M Shares 14,993 Share Price $76.16 Est. Cost/Share $61.84 Unrealized @ Report Date +23.2%
VUG VANGUARD INDEX FDS 0.3%
Value $970K Shares 2,220 Share Price $436.79 * Est. Cost/Share $18.98 Unrealized @ Report Date +283.5%
AMZN AMAZON COM INC 0.3%
Value $831K Shares 3,989 Share Price $208.27 Est. Cost/Share $216.24 Unrealized @ Report Date -3.7%
EWZ ISHARES INC 0.3%
Value $827K Shares 21,534 Share Price $38.39 Est. Cost/Share $27.63 Unrealized @ Report Date +39.0%
IJR ISHARES TR 0.2%
Value $767K Shares 6,167 Share Price $124.31 Est. Cost/Share $127.04 Unrealized @ Report Date -2.1%
VEA VANGUARD TAX-MANAGED FDS 0.2%
Value $742K Shares 11,587 Share Price $64.08 Est. Cost/Share $42.07 Unrealized @ Report Date +52.3%
ESLT ELBIT SYS LTD 0.2%
Value $740K Shares 872 Share Price $849.09 Est. Cost/Share $189.80 Unrealized @ Report Date +347.4%
GE GE AEROSPACE 0.2%
Value $733K Shares 2,577 Share Price $284.25 Est. Cost/Share $263.46 Unrealized @ Report Date +7.7%
TLT ISHARES TR 0.2%
Value $726K Shares 8,370 Share Price $86.69 Est. Cost/Share $101.53 Unrealized @ Report Date -14.6%
GEV GE VERNOVA INC 0.2%
Value $721K Shares 825 Share Price $873.49 Est. Cost/Share $780.17 Unrealized @ Report Date +11.9%
EWW ISHARES INC 0.2%
Value $699K Shares 9,286 Share Price $75.23 Est. Cost/Share $59.00 Unrealized @ Report Date +27.5%
DOCT FIRST TR EXCHNG TRADED FD VI 0.2%
Value $671K Shares 15,460 Share Price $43.43 Est. Cost/Share $42.35 Unrealized @ Report Date +2.5%
MCD MCDONALDS CORP 0.2%
Value $669K Shares 2,152 Share Price $310.81 Est. Cost/Share $204.12 Unrealized @ Report Date +52.3%
DE DEERE & CO 0.2%
Value $638K Shares 1,130 Share Price $564.95 Est. Cost/Share $273.40 Unrealized @ Report Date +106.0%
IBTH ISHARES TR 0.2%
Value $628K Shares 27,990 Share Price $22.43 Est. Cost/Share $22.08 Unrealized @ Report Date +1.6%
VONE VANGUARD SCOTTSDALE FDS 0.2%
Value $603K Shares 2,044 Share Price $295.12 Est. Cost/Share $197.48 Unrealized @ Report Date +49.4%
FNV FRANCO NEV CORP 0.2%
Value $579K Shares 2,344 Share Price $247.05 Est. Cost/Share $202.79 Unrealized @ Report Date +21.8%
MRVL MARVELL TECHNOLOGY INC 0.2%
Value $535K Shares 5,403 Share Price $99.05 Est. Cost/Share $84.00 Unrealized @ Report Date +17.9%
PFE PFIZER INC 0.2%
Value $522K Shares 18,597 Share Price $28.08 Est. Cost/Share $24.79 Unrealized @ Report Date +13.3%
GD GENERAL DYNAMICS CORP 0.2%
Value $484K Shares 1,410 Share Price $343.22 Est. Cost/Share $354.38 Unrealized @ Report Date -3.1%
BWXT BWX TECHNOLOGIES INC 0.2%
Value $475K Shares 2,322 Share Price $204.49 Est. Cost/Share $203.10 Unrealized @ Report Date +0.7%
ASML ASML HLDG NV 0.1%
Value $470K Shares 356 Share Price $1320.83 Est. Cost/Share $717.65 Unrealized @ Report Date +84.0%
SRE SEMPRA 0.1%
Value $467K Shares 4,778 Share Price $97.81 Est. Cost/Share $60.03 Unrealized @ Report Date +61.9%
BIL SPDR SERIES TRUST 0.1%
Value $460K Shares 5,025 Share Price $91.64 Est. Cost/Share $91.51 Unrealized @ Report Date +0.1%
VTI VANGUARD INDEX FDS 0.1%
Value $435K Shares 1,356 Share Price $320.81 Est. Cost/Share $118.14 Unrealized @ Report Date +171.6%
CAT CATERPILLAR INC 0.1%
Value $433K Shares 611 Share Price $708.74 Est. Cost/Share $600.57 Unrealized @ Report Date +18.0%
MLPA GLOBAL X FDS 0.1%
Value $429K Shares 7,962 Share Price $53.87 Est. Cost/Share $35.30 Unrealized @ Report Date +52.6%
LLY ELI LILLY & CO 0.1%
Value $413K Shares 449 Share Price $919.77 Est. Cost/Share $955.55 Unrealized @ Report Date -3.7%
IVV ISHARES TR 0.1%
Value $380K Shares 581 Share Price $653.21 Est. Cost/Share $463.19 Unrealized @ Report Date +41.0%
IBTG ISHARES TR 0.1%
Value $375K Shares 16,375 Share Price $22.92 Est. Cost/Share $22.65 Unrealized @ Report Date +1.2%
GLD SPDR GOLD TR 0.1%
Value $375K Shares 872 Share Price $430.29 Est. Cost/Share $161.08 Unrealized @ Report Date +167.1%
TSLA TESLA INC 0.1%
Value $364K Shares 978 Share Price $371.86 Est. Cost/Share $324.73 Unrealized @ Report Date +14.5%
NVDA NVIDIA CORPORATION 0.1%
Value $359K Shares 2,058 Share Price $174.42 Est. Cost/Share $98.54 Unrealized @ Report Date +77.0%
NEM NEWMONT CORP 0.1%
Value $341K Shares 3,153 Share Price $108.24 Est. Cost/Share $115.21 Unrealized @ Report Date -6.0%
PEP PEPSICO INC 0.1%
Value $340K Shares 2,192 Share Price $155.31 Est. Cost/Share $110.81 Unrealized @ Report Date +40.1%
AEM AGNICO EAGLE MINES LTD 0.1%
Value $335K Shares 1,650 Share Price $202.98 Est. Cost/Share $208.16 Unrealized @ Report Date -2.5%
IBTI ISHARES TR 0.1%
Value $327K Shares 14,692 Share Price $22.28 Est. Cost/Share $22.38 Unrealized @ Report Date -0.4%
MORN MORNINGSTAR INC 0.1%
Value $308K Shares 1,824 Share Price $169.03 Est. Cost/Share $120.22 Unrealized @ Report Date +40.6%
IBM INTERNATIONAL BUSINESS MACHS 0.1%
Value $291K Shares 1,200 Share Price $242.39 Est. Cost/Share $172.56 Unrealized @ Report Date +40.5%
VRTX VERTEX PHARMACEUTICALS INC 0.1%
Value $283K Shares 634 Share Price $446.54 Est. Cost/Share $431.03 Unrealized @ Report Date +3.6%
DAPR FIRST TR EXCHNG TRADED FD VI 0.1%
Value $277K Shares 6,965 Share Price $39.76 Est. Cost/Share $36.56 Unrealized @ Report Date +8.8%
DJUL FIRST TR EXCHNG TRADED FD VI 0.1%
Value $273K Shares 5,845 Share Price $46.74 Est. Cost/Share $40.22 Unrealized @ Report Date +16.2%
IWB ISHARES TR 0.1%
Value $266K Shares 747 Share Price $356.56 Est. Cost/Share $357.53 Unrealized @ Report Date -0.3%
SPDW SPDR INDEX SHS FDS 0.1%
Value $252K Shares 5,522 Share Price $45.65 Est. Cost/Share $30.67 Unrealized @ Report Date +48.9%
ANET ARISTA NETWORKS INC 0.1%
Value $249K Shares 2,029 Share Price $122.78 Est. Cost/Share $128.77 Unrealized @ Report Date -4.7%
BAC BANK AMERICA CORP 0.1%
Value $244K Shares 5,002 Share Price $48.75 Est. Cost/Share $42.18 Unrealized @ Report Date +15.6%
MO ALTRIA GROUP INC 0.1%
Value $228K Shares 3,405 Share Price $67.05 Est. Cost/Share $64.35 Unrealized @ Report Date +2.5%
META META PLATFORMS INC 0.1%
Value $204K Shares 356 Share Price $572.17 Est. Cost/Share $640.81 Unrealized @ Report Date -10.7%
EFV ISHARES TR 0.1%
Value $203K Shares 2,734 Share Price $74.35 Est. Cost/Share $75.16 Unrealized @ Report Date -1.1%
EIX EDISON INTL 0.1%
Value $201K Shares 2,749 Share Price $73.19 Est. Cost/Share $67.40 Unrealized @ Report Date +8.6%
BEAT HEARTBEAM INC 0.0%
Value $115K Shares 94,400 Share Price $1.22 Est. Cost/Share $2.21 Unrealized @ Report Date -44.8%
LDI LOANDEPOT INC 0.0%
Value $14,200 Shares 10,000 Share Price $1.42 Est. Cost/Share $2.78 Unrealized @ Report Date -48.9%
NVDA NVIDIA CORPORATION 0.0%
Value $9,025 Shares 15,000 Share Price $0.60 * Est. Cost/Share $98.54 Unrealized @ Report Date +77.0%
TNON TENON MEDICAL INC 0.0%
Value $7,728 Shares 10,650 Share Price $0.73 * Est. Cost/Share $3.67 Unrealized @ Report Date -76.2%
TNONW TENON MEDICAL INC 0.0%
Value $5,436 Shares 679,420 Share Price $0.01 Est. Cost/Share $0.03 Unrealized @ Report Date —
AAPL APPLE INC 0.0%
Value $1,615 Shares 200 Share Price $8.07 * Est. Cost/Share $142.85 Unrealized @ Report Date +77.7%