Prospect Capital Advisors, LLC Diversified Active

Location: Sausalito, CA

CIK: 0001632368 · Show all filings

Period: Q3 2017 (← Previous) (Next →)

Filing Date: Nov 14, 2017

Total Value: $186M (100.0% shares, 0.0% debt)

Holdings (25)

LOPE GRAND CANYON ED INC 11.5%

Value $21.34M Shares 234,950 Est. Cost $41.49 Unrealized +93.1%

— WAGEWORKS INC 6.6%

Value $12.28M Shares 202,300 Est. Cost $53.70 Unrealized —

— REGAL ENTMT GROUP 6.4%

Value $11.91M Shares 744,450 Est. Cost $18.53 Unrealized —

SIMO SILICON MOTION TECHNOLOGY CO 6.2%

Value $11.59M Shares 241,350 Est. Cost $43.84 Unrealized —

EGHT 8X8 INC NEW 6.2%

Value $11.51M Shares 852,200 Est. Cost $12.54 Unrealized +8.6%

BFH ALLIANCE DATA SYSTEMS CORP 6.1%

Value $11.36M Shares 51,275 Est. Cost $177.64 Unrealized -9.1%

— TELENAV INC 6.0%

Value $11.24M Shares 1,769,950 Est. Cost $6.20 Unrealized —

FIVN FIVE9 INC 5.8%

Value $10.75M Shares 449,824 Est. Cost $9.58 Unrealized +126.3%

CPS COOPER STD HLDGS INC 5.8%

Value $10.72M Shares 92,400 Est. Cost $81.53 Unrealized +27.2%

AMT AMERICAN TOWER CORP NEW 4.0%

Value $7.366M Shares 53,895 Est. Cost $81.41 Unrealized +38.0%

UEIC UNIVERSAL ELECTRS INC 4.0%

Value $7.356M Shares 116,018 Est. Cost $65.68 Unrealized -5.1%

POOL POOL CORPORATION 3.4%

Value $6.398M Shares 59,150 Est. Cost $90.54 Unrealized +8.7%

— TRUECAR INC 3.2%

Value $5.999M Shares 379,950 Est. Cost $8.87 Unrealized —

STKL SUNOPTA INC 3.2%

Value $5.948M Shares 683,700 Est. Cost $8.39 Unrealized +8.2%

PJT PJT PARNTERS INC 3.2%

Value $5.89M Shares 153,750 Est. Cost $34.16 Unrealized +5.3%

OSIS OSI SYSTEMS INC 3.1%

Value $5.825M Shares 63,750 Est. Cost $60.23 Unrealized +35.0%

ETD ETHAN ALLEN INTERIORS INC 3.1%

Value $5.817M Shares 179,550 Est. Cost $17.32 Unrealized 0.0%

ICUI ICU MED INC 3.1%

Value $5.724M Shares 30,800 Est. Cost $174.38 Unrealized 0.0%

— MEET GROUP INC 2.7%

Value $4.953M Shares 1,360,800 Est. Cost $5.05 Unrealized —

— ATLAS FINANCIAL HOLDING INC 2.0%

Value $3.702M Shares 195,850 Est. Cost $19.06 Unrealized —

— XCERRA CORP 1.3%

Value $2.45M Shares 248,700 Est. Cost $6.29 Unrealized —

— CUTERA INC 1.1%

Value $2.13M Shares 51,500 Est. Cost $12.33 Unrealized —

— STAMPS COM INC 1.0%

Value $1.834M Shares 9,050 Est. Cost $98.05 Unrealized —

— KERYX BIOPHARMACEUTICALS INC 0.6%

Value $1.063M Shares 149,745 Est. Cost $6.52 Unrealized —

VRA VERA BRADLEY INC 0.4%

Value $744K Shares 84,500 Est. Cost $9.34 Unrealized 0.0%

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
LOPE	GRAND CANYON ED INC	234,950	$21.34M	11.5%	$41.49	+93.1%	COM	38526M106
—	WAGEWORKS INC	202,300	$12.28M	6.6%	$53.70	—	COM	930427109
—	REGAL ENTMT GROUP	744,450	$11.91M	6.4%	$18.53	—	CL A	758766109
SIMO	SILICON MOTION TECHNOLOGY CO	241,350	$11.59M	6.2%	$43.84	—	SPONSORED ADR	82706C108
EGHT	8X8 INC NEW	852,200	$11.51M	6.2%	$12.54	+8.6%	COM	282914100
BFH	ALLIANCE DATA SYSTEMS CORP	51,275	$11.36M	6.1%	$177.64	-9.1%	COM	018581108
—	TELENAV INC	1,769,950	$11.24M	6.0%	$6.20	—	COM	879455103
FIVN	FIVE9 INC	449,824	$10.75M	5.8%	$9.58	+126.3%	COM	338307101
CPS	COOPER STD HLDGS INC	92,400	$10.72M	5.8%	$81.53	+27.2%	COM	21676P103
AMT	AMERICAN TOWER CORP NEW	53,895	$7.366M	4.0%	$81.41	+38.0%	COM	03027X100
UEIC	UNIVERSAL ELECTRS INC	116,018	$7.356M	4.0%	$65.68	-5.1%	COM	913483103
POOL	POOL CORPORATION	59,150	$6.398M	3.4%	$90.54	+8.7%	COM	73278L105
—	TRUECAR INC	379,950	$5.999M	3.2%	$8.87	—	COM	89785L107
STKL	SUNOPTA INC	683,700	$5.948M	3.2%	$8.39	+8.2%	COM	8676EP108
PJT	PJT PARNTERS INC	153,750	$5.89M	3.2%	$34.16	+5.3%	COM CL A	69343T107
OSIS	OSI SYSTEMS INC	63,750	$5.825M	3.1%	$60.23	+35.0%	COM	671044105
ETD	ETHAN ALLEN INTERIORS INC	179,550	$5.817M	3.1%	$17.32	0.0%	COM	297602104
ICUI	ICU MED INC	30,800	$5.724M	3.1%	$174.38	0.0%	COM	44930G107
—	MEET GROUP INC	1,360,800	$4.953M	2.7%	$5.05	—	COM	58513U101
—	ATLAS FINANCIAL HOLDING INC	195,850	$3.702M	2.0%	$19.06	—	SHS NEW	G06207115
—	XCERRA CORP	248,700	$2.45M	1.3%	$6.29	—	COM	98400J108
—	CUTERA INC	51,500	$2.13M	1.1%	$12.33	—	COM	232109108
—	STAMPS COM INC	9,050	$1.834M	1.0%	$98.05	—	COM NEW	852857200
—	KERYX BIOPHARMACEUTICALS INC	149,745	$1.063M	0.6%	$6.52	—	COM	492515101
VRA	VERA BRADLEY INC	84,500	$744K	0.4%	$9.34	0.0%	COM	92335C106