Prospect Capital Advisors, LLC Diversified Active

Location: Sausalito, CA

CIK: 0001632368 · Show all filings

Period: Q4 2017 (← Previous) (Next →)

Filing Date: Feb 14, 2018

Total Value: $157M (100.0% shares, 0.0% debt)

Holdings (24)

LOPE Grand Canyon Ed Inc 11.5%

Value $18.16M Shares 202,875 Est. Cost $41.49 Unrealized +118.1%

BFH Alliance Data Systems Corp 8.3%

Value $13.06M Shares 51,525 Est. Cost $177.64 Unrealized -9.0%

SIMO Silicon Motion Technology Co 8.1%

Value $12.75M Shares 240,800 Est. Cost $43.84 Unrealized —

CPS Cooper Std Hldgs Inc 7.2%

Value $11.32M Shares 92,400 Est. Cost $81.53 Unrealized +44.5%

FIVN FIVE9 Inc 7.2%

Value $11.27M Shares 452,874 Est. Cost $9.58 Unrealized +157.4%

EGHT 8X8 Inc 6.9%

Value $10.93M Shares 775,200 Est. Cost $12.54 Unrealized +10.2%

— Smart Global Hldgs Inc 6.6%

Value $10.37M Shares 307,750 Est. Cost $33.70 Unrealized —

PJT PJT Partners Inc 4.9%

Value $7.745M Shares 169,850 Est. Cost $34.42 Unrealized +7.2%

AMT American Tower Corp 4.9%

Value $7.689M Shares 53,895 Est. Cost $81.41 Unrealized +42.2%

— Weight Watchers Intl Inc 4.6%

Value $7.28M Shares 164,400 Est. Cost $44.28 Unrealized —

— Quidel Corp 4.0%

Value $6.221M Shares 143,500 Est. Cost $43.35 Unrealized —

POOL Pool Corporation 3.8%

Value $5.983M Shares 46,150 Est. Cost $90.54 Unrealized +22.5%

— WageWorks Inc 3.5%

Value $5.45M Shares 87,900 Est. Cost $53.70 Unrealized —

STKL Sunopta Inc 3.4%

Value $5.299M Shares 683,700 Est. Cost $8.39 Unrealized -0.6%

— TrueCar Inc 2.7%

Value $4.255M Shares 379,950 Est. Cost $8.87 Unrealized —

OSIS OSI Systems Inc 2.6%

Value $4.13M Shares 64,150 Est. Cost $60.23 Unrealized +39.5%

— Atlas Financial Holdings Inc 2.2%

Value $3.452M Shares 168,000 Est. Cost $19.06 Unrealized —

— Telenav Inc 2.0%

Value $3.129M Shares 568,900 Est. Cost $6.20 Unrealized —

— Regal Entmt Group 1.9%

Value $2.973M Shares 129,204 Est. Cost $18.53 Unrealized —

— Cutera Inc 1.5%

Value $2.336M Shares 51,500 Est. Cost $12.33 Unrealized —

ICUI ICU Med Inc 0.9%

Value $1.477M Shares 6,840 Est. Cost $174.38 Unrealized +16.1%

VRA Vera Bradley Inc 0.7%

Value $1.029M Shares 84,500 Est. Cost $9.34 Unrealized -3.4%

— Keryx Biopharmaceuticals Inc 0.4%

Value $696K Shares 149,745 Est. Cost $6.52 Unrealized —

CDNA CAREDX INC 0.2%

Value $367K Shares 50,000 Est. Cost $6.23 Unrealized 0.0%

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
LOPE	Grand Canyon Ed Inc	202,875	$18.16M	11.5%	$41.49	+118.1%	COM	38526M106
BFH	Alliance Data Systems Corp	51,525	$13.06M	8.3%	$177.64	-9.0%	COM	018581108
SIMO	Silicon Motion Technology Co	240,800	$12.75M	8.1%	$43.84	—	SPONSORED ADR	82706C108
CPS	Cooper Std Hldgs Inc	92,400	$11.32M	7.2%	$81.53	+44.5%	COM	21676P103
FIVN	FIVE9 Inc	452,874	$11.27M	7.2%	$9.58	+157.4%	COM	338307101
EGHT	8X8 Inc	775,200	$10.93M	6.9%	$12.54	+10.2%	COM NEW	282914100
—	Smart Global Hldgs Inc	307,750	$10.37M	6.6%	$33.70	—	SHS	G8232Y101
PJT	PJT Partners Inc	169,850	$7.745M	4.9%	$34.42	+7.2%	COM CL A	69343T107
AMT	American Tower Corp	53,895	$7.689M	4.9%	$81.41	+42.2%	COM NEW	03027X100
—	Weight Watchers Intl Inc	164,400	$7.28M	4.6%	$44.28	—	COM NEW	948626106
—	Quidel Corp	143,500	$6.221M	4.0%	$43.35	—	COM	74838J101
POOL	Pool Corporation	46,150	$5.983M	3.8%	$90.54	+22.5%	COM	73278L105
—	WageWorks Inc	87,900	$5.45M	3.5%	$53.70	—	COM	930427109
STKL	Sunopta Inc	683,700	$5.299M	3.4%	$8.39	-0.6%	COM	8676EP108
—	TrueCar Inc	379,950	$4.255M	2.7%	$8.87	—	COM	89785L107
OSIS	OSI Systems Inc	64,150	$4.13M	2.6%	$60.23	+39.5%	COM	671044105
—	Atlas Financial Holdings Inc	168,000	$3.452M	2.2%	$19.06	—	SHS NEW	G06207115
—	Telenav Inc	568,900	$3.129M	2.0%	$6.20	—	COM	879455103
—	Regal Entmt Group	129,204	$2.973M	1.9%	$18.53	—	CL A	758766109
—	Cutera Inc	51,500	$2.336M	1.5%	$12.33	—	COM	232109108
ICUI	ICU Med Inc	6,840	$1.477M	0.9%	$174.38	+16.1%	COM	44930G107
VRA	Vera Bradley Inc	84,500	$1.029M	0.7%	$9.34	-3.4%	COM	92335C106
—	Keryx Biopharmaceuticals Inc	149,745	$696K	0.4%	$6.52	—	COM	492515101
CDNA	CAREDX INC	50,000	$367K	0.2%	$6.23	0.0%	COM	14167L103