Prospect Capital Advisors, LLC Diversified Active

Location: Sausalito, CA

CIK: 0001632368 · Show all filings

Period: Q2 2021 (← Previous) (Next →)

Filing Date: Aug 16, 2021

Total Value: $269M (100.0% shares, 0.0% debt)

Holdings (33)

FIVN FIVE9 INC 9.4%

Value $25.3M Shares 137,930 Est. Cost $9.94 Unrealized +1634.5%

FLWS 1 800 FLOWERS COM INC 8.5%

Value $22.88M Shares 717,950 Est. Cost $31.21 Unrealized 0.0%

LOPE GRAND CANYON ED INC 8.5%

Value $22.71M Shares 252,375 Est. Cost $63.19 Unrealized +56.4%

POOL POOL CORP 8.0%

Value $21.44M Shares 46,740 Est. Cost $127.46 Unrealized +212.5%

OPRX OPTIMIZERX CORP 7.1%

Value $19.01M Shares 307,150 Est. Cost $50.89 Unrealized 0.0%

MLKN MILLER HERMAN INC 6.7%

Value $18.06M Shares 383,100 Est. Cost $31.11 Unrealized +25.8%

AMT AMERICAN TOWER CORP NEW 6.6%

Value $17.68M Shares 65,445 Est. Cost $90.60 Unrealized +144.2%

PJT PJT PARTNERS INC 5.2%

Value $13.95M Shares 195,400 Est. Cost $37.05 Unrealized +77.5%

OSIS OSI SYSTEMS INC 4.1%

Value $10.97M Shares 107,935 Est. Cost $68.83 Unrealized +41.4%

NXST NEXSTAR MEDIA GROUP INC 3.3%

Value $8.814M Shares 59,600 Est. Cost $65.77 Unrealized +93.7%

INMD INMODE LTD 3.1%

Value $8.237M Shares 87,000 Est. Cost $17.94 Unrealized +136.8%

FNKO FUNKO INC 2.8%

Value $7.626M Shares 358,350 Est. Cost $7.40 Unrealized +207.6%

INSE INSPIRED ENTMT INC 2.4%

Value $6.528M Shares 512,000 Est. Cost $7.81 Unrealized +28.8%

AMZN AMAZON COM INC 2.3%

Value $6.192M Shares 1,800 Est. Cost $96.79 Unrealized +71.7%

RVLV REVOLVE GROUP INC 2.1%

Value $5.645M Shares 81,925 Est. Cost $53.72 Unrealized 0.0%

CZR CAESARS ENTERTAINMENT INC NE 2.1%

Value $5.525M Shares 53,250 Est. Cost $84.59 Unrealized +19.3%

EEFT EURONET WORLDWIDE INC 2.0%

Value $5.414M Shares 40,000 Est. Cost $107.85 Unrealized +35.1%

PLAY DAVE & BUSTERS ENTMT INC 1.9%

Value $5.197M Shares 128,000 Est. Cost $40.76 Unrealized +6.2%

SIMO SILICON MOTION TECHNOLOGY CO 1.8%

Value $4.756M Shares 74,200 Est. Cost $47.16 Unrealized —

EHTH EHEALTH INC 1.7%

Value $4.485M Shares 76,800 Est. Cost $45.36 Unrealized +45.0%

BLDR BUILDERS FIRSTSOURCE INC 1.6%

Value $4.368M Shares 102,400 Est. Cost $35.42 Unrealized +30.9%

MSFT MICROSOFT CORP 1.5%

Value $4.064M Shares 15,000 Est. Cost $156.34 Unrealized +56.5%

OIH VANECK VECTORS ETF TR 1.5%

Value $3.919M Shares 17,900 Est. Cost $191.12 Unrealized —

— STEELCASE INC 1.4%

Value $3.867M Shares 255,900 Est. Cost $14.46 Unrealized —

— SIENTRA INC 1.2%

Value $3.26M Shares 409,500 Est. Cost $7.29 Unrealized —

ORGO ORGANOGENESIS HLDGS INC 0.9%

Value $2.55M Shares 153,450 Est. Cost $13.55 Unrealized +37.6%

KIDS ORTHOPEDIATRICS CORP 0.8%

Value $2.211M Shares 35,000 Est. Cost $32.97 Unrealized +74.3%

— EVERI HLDGS INC 0.7%

Value $1.913M Shares 76,700 Est. Cost $24.94 Unrealized —

— COVA ACQUISITION CORP 0.2%

Value $554K Shares 55,000 Est. Cost $9.94 Unrealized —

— EVO ACQUISITION CORP 0.2%

Value $515K Shares 51,100 Est. Cost $9.94 Unrealized —

— LORDSTOWN MOTORS CORP 0.2%

Value $498K Shares 45,000 Est. Cost $11.07 Unrealized —

— AFRICAN GOLD ACQUISITION COR 0.2%

Value $404K Shares 40,000 Est. Cost $9.88 Unrealized —

— B RILEY PRINCIPAL 150 MERGER 0.1%

Value $152K Shares 15,000 Est. Cost $10.00 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
FIVN	FIVE9 INC	137,930	$25.3M	9.4%	$9.94	+1634.5%	COM	338307101
FLWS	1 800 FLOWERS COM INC	717,950	$22.88M	8.5%	$31.21	0.0%	CL A	68243Q106
LOPE	GRAND CANYON ED INC	252,375	$22.71M	8.5%	$63.19	+56.4%	COM	38526M106
POOL	POOL CORP	46,740	$21.44M	8.0%	$127.46	+212.5%	COM	73278L105
OPRX	OPTIMIZERX CORP	307,150	$19.01M	7.1%	$50.89	0.0%	COM NEW	68401U204
MLKN	MILLER HERMAN INC	383,100	$18.06M	6.7%	$31.11	+25.8%	COM	600544100
AMT	AMERICAN TOWER CORP NEW	65,445	$17.68M	6.6%	$90.60	+144.2%	COM	03027X100
PJT	PJT PARTNERS INC	195,400	$13.95M	5.2%	$37.05	+77.5%	COM CL A	69343T107
OSIS	OSI SYSTEMS INC	107,935	$10.97M	4.1%	$68.83	+41.4%	COM	671044105
NXST	NEXSTAR MEDIA GROUP INC	59,600	$8.814M	3.3%	$65.77	+93.7%	CL A	65336K103
INMD	INMODE LTD	87,000	$8.237M	3.1%	$17.94	+136.8%	SHS	M5425M103
FNKO	FUNKO INC	358,350	$7.626M	2.8%	$7.40	+207.6%	COM CL A	361008105
INSE	INSPIRED ENTMT INC	512,000	$6.528M	2.4%	$7.81	+28.8%	COM	45782N108
AMZN	AMAZON COM INC	1,800	$6.192M	2.3%	$96.79	+71.7%	COM	023135106
RVLV	REVOLVE GROUP INC	81,925	$5.645M	2.1%	$53.72	0.0%	CL A	76156B107
CZR	CAESARS ENTERTAINMENT INC NE	53,250	$5.525M	2.1%	$84.59	+19.3%	COM	12769G100
EEFT	EURONET WORLDWIDE INC	40,000	$5.414M	2.0%	$107.85	+35.1%	COM	298736109
PLAY	DAVE & BUSTERS ENTMT INC	128,000	$5.197M	1.9%	$40.76	+6.2%	COM	238337109
SIMO	SILICON MOTION TECHNOLOGY CO	74,200	$4.756M	1.8%	$47.16	—	SPONSORED ADR	82706C108
EHTH	EHEALTH INC	76,800	$4.485M	1.7%	$45.36	+45.0%	COM	28238P109
BLDR	BUILDERS FIRSTSOURCE INC	102,400	$4.368M	1.6%	$35.42	+30.9%	COM	12008R107
MSFT	MICROSOFT CORP	15,000	$4.064M	1.5%	$156.34	+56.5%	COM	594918104
OIH	VANECK VECTORS ETF TR	17,900	$3.919M	1.5%	$191.12	—	OIL SVCS ETF	92189H607
—	STEELCASE INC	255,900	$3.867M	1.4%	$14.46	—	CL A	858155203
—	SIENTRA INC	409,500	$3.26M	1.2%	$7.29	—	COM	82621J105
ORGO	ORGANOGENESIS HLDGS INC	153,450	$2.55M	0.9%	$13.55	+37.6%	COM	68621F102
KIDS	ORTHOPEDIATRICS CORP	35,000	$2.211M	0.8%	$32.97	+74.3%	COM	68752L100
—	EVERI HLDGS INC	76,700	$1.913M	0.7%	$24.94	—	COM	30034T103
—	COVA ACQUISITION CORP	55,000	$554K	0.2%	$9.94	—	UNIT 04/01/2021	G2554Y112
—	EVO ACQUISITION CORP	51,100	$515K	0.2%	$9.94	—	UNIT 99/99/9999	30052G207
—	LORDSTOWN MOTORS CORP	45,000	$498K	0.2%	$11.07	—	COM CL A	54405Q100
—	AFRICAN GOLD ACQUISITION COR	40,000	$404K	0.2%	$9.88	—	UNIT 99/99/9999	G0112R116
—	B RILEY PRINCIPAL 150 MERGER	15,000	$152K	0.1%	$10.00	—	UNIT 99/99/9999	05601V202