CIK: 0001666606 · Show all filings
Period: Q4 2018 (← Previous) (Next →)
Filing Date: Feb 12, 2019
Total Value ($000): $785,886 (78.5% shares, 21.5% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| BABA | ALIBABA GROUP HLDG LTD | 14,475 | $198,409 | 25.2% | — | — | Put | 01609W102 |
| — | ADVANCED MICRO DEVICES INC | 30,062,000 | $73,163 | 9.3% | $2.84 | — | NOTE 2.125% 9/0 | 007903BD8 |
| EEM | ISHARES TR | 5,278 | $20,616 | 2.6% | $43.23 | — | Put | 464287234 |
| — | INTEGRATED DEVICE TECHNOLOGY | 12,752,000 | $19,786 | 2.5% | $1.55 | — | NOTE 0.875%11/1 | 458118AC0 |
| — | WORKDAY INC | 9,000,000 | $17,824 | 2.3% | $1.87 | — | NOTE 1.500% 7/1 | 98138HAD3 |
| — | SERVICENOW INC | 12,000,000 | $16,815 | 2.1% | $1.46 | — | NOTE6/0 | 81762PAC6 |
| EEM | ISHARES TR | 3,931 | $15,354 | 2.0% | $43.23 | — | Call | 464287234 |
| GRMN | GARMIN LTD | 2,298 | $14,551 | 1.9% | $54.80 | 0.0% | Put | H2906T109 |
| GRMN | GARMIN LTD | 2,245 | $14,215 | 1.8% | $54.80 | 0.0% | Call | H2906T109 |
| AMD | ADVANCED MICRO DEVICES INC | 7,500 | $13,845 | 1.8% | — | — | Put | 007903107 |
| — | TESARO INC | 5,851,000 | $12,757 | 1.6% | $2.18 | — | NOTE 3.000%10/0 | 881569AA5 |
| MDT | MEDTRONIC PLC | 993 | $9,032 | 1.1% | — | — | Call | G5960L103 |
| EWW | ISHARES INC | 2,047 | $8,430 | 1.1% | $41.19 | — | Put | 464286822 |
| XLRE | SELECT SECTOR SPDR TR | 2,650 | $8,215 | 1.0% | $31.37 | — | Call | 81369Y860 |
| XLRE | SELECT SECTOR SPDR TR | 2,500 | $7,750 | 1.0% | $31.37 | — | Put | 81369Y860 |
| MDT | MEDTRONIC PLC | 843 | $7,668 | 1.0% | — | — | Put | G5960L103 |
| — | DEXCOM INC | 5,500,000 | $7,432 | 0.9% | $1.35 | — | NOTE 0.750% 5/1 | 252131AF4 |
| — | SHIP FINANCE INTERNATIONAL L | 6,562 | $6,910 | 0.9% | $13.89 | — | Put | G81075106 |
| — | CHASERG TECHNLGY ACQUISITN C | 671,800 | $6,711 | 0.9% | $9.99 | — | UNIT 09/30/2023 | 16166A202 |
| — | REALPAGE INC | 5,000,000 | $6,485 | 0.8% | $1.30 | — | NOTE 1.500%11/1 | 75606NAB5 |
| UAL | UNITED CONTL HLDGS INC | 764 | $6,397 | 0.8% | $69.27 | +26.8% | Put | 910047109 |
| — | TWELVE SEAS INVESTMENT COMPA | 587,500 | $5,769 | 0.7% | $9.60 | — | SHS | G9145A107 |
| MRK | MERCK & CO INC | 715 | $5,463 | 0.7% | $56.50 | 0.0% | Call | 58933Y105 |
| MRK | MERCK & CO INC | 715 | $5,463 | 0.7% | $56.50 | 0.0% | Put | 58933Y105 |
| ICE | INTERCONTINENTAL EXCHANGE IN | 721 | $5,431 | 0.7% | $69.88 | 0.0% | Call | 45866F104 |
| ICE | INTERCONTINENTAL EXCHANGE IN | 720 | $5,424 | 0.7% | $69.88 | 0.0% | Put | 45866F104 |
| EXPE | EXPEDIA GROUP INC | 470 | $5,295 | 0.7% | $116.74 | 0.0% | Call | 30212P303 |
| — | TKK SYMPHONY ACQUISITION COR | 524,100 | $5,288 | 0.7% | $10.10 | — | UNIT 08/15/2023 | G88950111 |
| ZTS | ZOETIS INC | 600 | $5,132 | 0.7% | $85.00 | 0.0% | Call | 98978V103 |
| ZTS | ZOETIS INC | 600 | $5,132 | 0.7% | $85.00 | 0.0% | Put | 98978V103 |
| — | NEW FRONTIER CORP | 500,000 | $5,075 | 0.6% | $10.05 | — | UNIT 99/99/9999 | G6485P116 |
| — | FAR PT ACQUISITION CORP | 496,200 | $5,007 | 0.6% | $10.19 | — | UNIT 06/01/2025 | 30734W208 |
| MDLZ | MONDELEZ INTL INC | 1,200 | $4,804 | 0.6% | $35.78 | 0.0% | Call | 609207105 |
| TSN | TYSON FOODS INC | 877 | $4,683 | 0.6% | $48.02 | 0.0% | Call | 902494103 |
| — | KANSAS CITY SOUTHERN | 482 | $4,601 | 0.6% | $102.80 | — | Call | 485170302 |
| HLT | HILTON WORLDWIDE HLDGS INC | 627 | $4,502 | 0.6% | — | — | Put | 43300A203 |
| HLT | HILTON WORLDWIDE HLDGS INC | 627 | $4,502 | 0.6% | — | — | Call | 43300A203 |
| — | AEROJET ROCKETDYNE HLDGS INC | 3,000,000 | $4,416 | 0.6% | $1.27 | — | NOTE 2.250%12/1 | 007800AB1 |
| — | TKK SYMPHONY ACQUISITION COR | 450,000 | $4,343 | 0.6% | $9.50 | — | ORD SHS | G88950103 |
| — | TRIDENT ACQUISITIONS CORP | 413,500 | $4,222 | 0.5% | $10.08 | — | UNIT 05/09/2023 | 89615T205 |
| — | CBS CORP NEW | 958 | $4,188 | 0.5% | $43.73 | — | Call | 124857202 |
| SFL 5.75 10/15/21 | SHIP FINANCE INTERNATIONAL L | 4,475,000 | $4,171 | 0.5% | $1.00 | — | NOTE 5.750%10/1 | G81075AF3 |
| — | ONE MADISON CORP | 400,000 | $4,160 | 0.5% | $10.00 | — | UNIT 99/99/9999 | G6772P118 |
| EWW | ISHARES INC | 1,000 | $4,118 | 0.5% | $41.19 | — | Call | 464286822 |
| EXPE | EXPEDIA GROUP INC | 360 | $4,055 | 0.5% | $116.74 | 0.0% | Put | 30212P303 |
| MDLZ | MONDELEZ INTL INC | 1,000 | $4,003 | 0.5% | $35.78 | 0.0% | Put | 609207105 |
| — | KANSAS CITY SOUTHERN | 410 | $3,913 | 0.5% | $102.80 | — | Put | 485170302 |
| — | JUNIPER NETWORKS INC | 1,370 | $3,687 | 0.5% | $26.91 | — | Put | 48203R104 |
| XLRE | SELECT SECTOR SPDR TR | 118,200 | $3,664 | 0.5% | $31.37 | — | RL EST SEL SEC | 81369Y860 |
| — | THUNDER BRIDGE ACQUISITION L | 367,300 | $3,636 | 0.5% | $9.71 | — | SHS CLASS A | G8857R100 |
| SBUX | STARBUCKS CORP | 560 | $3,606 | 0.5% | $53.65 | 0.0% | Call | 855244109 |
| SBUX | STARBUCKS CORP | 560 | $3,606 | 0.5% | $53.65 | 0.0% | Put | 855244109 |
| DUK | DUKE ENERGY CORP NEW | 400 | $3,452 | 0.4% | $63.89 | 0.0% | Put | 26441C204 |
| DUK | DUKE ENERGY CORP NEW | 400 | $3,452 | 0.4% | $63.89 | 0.0% | Call | 26441C204 |
| BKNG | BOOKING HLDGS INC | 20 | $3,445 | 0.4% | $1804.07 | 0.0% | Put | 09857L108 |
| MNST | MONSTER BEVERAGE CORP NEW | 700 | $3,445 | 0.4% | $29.06 | -6.6% | Put | 61174X109 |
| — | PURE ACQUISITION CORP | 350,000 | $3,444 | 0.4% | $9.64 | — | CL A | 74621Q106 |
| PYPL | PAYPAL HLDGS INC | 400 | $3,364 | 0.4% | $87.86 | -5.4% | Put | 70450Y103 |
| DIS | DISNEY WALT CO | 300 | $3,290 | 0.4% | — | — | Put | 254687106 |
| DIS | DISNEY WALT CO | 300 | $3,290 | 0.4% | — | — | Call | 254687106 |
| — | CBS CORP NEW | 740 | $3,235 | 0.4% | $43.73 | — | Put | 124857202 |
| — | SHIP FIN INTL LTD | 3,525,000 | $3,163 | 0.4% | $1.03 | — | NOTE 4.875% 5/0 | 824689AG8 |
| CSCO | CISCO SYS INC | 675 | $2,925 | 0.4% | $36.91 | 0.0% | Put | 17275R102 |
| YUM | YUM BRANDS INC | 300 | $2,758 | 0.4% | — | — | Call | 988498101 |
| YUM | YUM BRANDS INC | 300 | $2,758 | 0.4% | — | — | Put | 988498101 |
| — | JUNIPER NETWORKS INC | 1,020 | $2,745 | 0.3% | $26.91 | — | Call | 48203R104 |
| CSCO | CISCO SYS INC | 625 | $2,708 | 0.3% | $36.91 | 0.0% | Call | 17275R102 |
| HSY | HERSHEY CO | 250 | $2,680 | 0.3% | — | — | Put | 427866108 |
| HSY | HERSHEY CO | 250 | $2,680 | 0.3% | — | — | Call | 427866108 |
| UAL | UNITED CONTL HLDGS INC | 31,320 | $2,622 | 0.3% | $69.27 | +26.8% | COM | 910047109 |
| BKNG | BOOKING HLDGS INC | 15 | $2,584 | 0.3% | $1804.07 | 0.0% | Call | 09857L108 |
| GRMN | GARMIN LTD | 40,056 | $2,536 | 0.3% | $54.80 | 0.0% | SHS | H2906T109 |
| — | SHIP FINANCE INTERNATIONAL L | 2,377 | $2,503 | 0.3% | $13.89 | — | Call | G81075106 |
| — | AMCI ACQUISITION CORP | 250,000 | $2,488 | 0.3% | $9.95 | — | UNIT 01/07/2019 | 00165R200 |
| DAL | DELTA AIR LINES INC DEL | 490 | $2,445 | 0.3% | $51.09 | 0.0% | Put | 247361702 |
| TSN | TYSON FOODS INC | 400 | $2,136 | 0.3% | $48.02 | 0.0% | Put | 902494103 |
| — | HAYMAKER ACQUISITION CORP | 199,500 | $2,105 | 0.3% | $9.90 | — | UNIT 10/19/2022 | 420870206 |
| — | ALLEGRO MERGER CORP | 200,000 | $2,064 | 0.3% | $10.27 | — | UNIT 12/31/2023 | 01749N301 |
| RWGE/U | REGALWOOD GLOBAL ENERGY LTD | 200,000 | $2,032 | 0.3% | $9.95 | — | UNIT 99/99/9999 | G74760110 |
| QGEN 1 11/13/24 | QIAGEN NV | 2,000,000 | $1,986 | 0.3% | $0.99 | — | DEBT 1.000%11/1 | N72482AT4 |
| TOTA | TOTTENHAM ACQUISITION I LTD | 200,000 | $1,980 | 0.3% | $9.70 | — | SHS | G8959N106 |
| — | DD3 ACQUISITION CORP | 196,500 | $1,969 | 0.3% | $10.02 | — | UNIT 10/12/2023 | G2692M129 |
| AMGN | AMGEN INC | 100 | $1,947 | 0.2% | — | — | Call | 031162100 |
| AMGN | AMGEN INC | 100 | $1,947 | 0.2% | — | — | Put | 031162100 |
| — | DISCOVERY INC | 84,142 | $1,942 | 0.2% | $21.82 | — | COM SER C | 25470F302 |
| — | LEO HOLDINGS CORP | 189,900 | $1,931 | 0.2% | $10.00 | — | UNIT 99/99/9999 | G5463L121 |
| DAL | DELTA AIR LINES INC DEL | 350 | $1,747 | 0.2% | $51.09 | 0.0% | Call | 247361702 |
| — | IMPERVA INC | 30,000 | $1,671 | 0.2% | $55.70 | — | COM | 45321L100 |
| — | SELECT SECTOR SPDR TR | 700 | $1,667 | 0.2% | — | — | Call | 81369Y905 |
| — | JUNIPER NETWORKS INC | 61,028 | $1,642 | 0.2% | $26.91 | — | COM | 48203R104 |
| ICE | INTERCONTINENTAL EXCHANGE IN | 21,477 | $1,618 | 0.2% | $69.88 | 0.0% | COM | 45866F104 |
| — | PLATINUM EAGLE ACQUISITIN CO | 151,000 | $1,593 | 0.2% | $10.15 | — | UNIT 01/09/2023 | G7126L126 |
| PYPL | PAYPAL HLDGS INC | 18,651 | $1,568 | 0.2% | $87.86 | -5.4% | COM | 70450Y103 |
| — | VALERO ENERGY PARTNERS LP | 37,127 | $1,566 | 0.2% | $42.18 | — | COM UNT REP LP | 91914J102 |
| — | DUN & BRADSTREET CORP DEL NE | 10,885 | $1,554 | 0.2% | $142.61 | — | COM | 26483E100 |
| HPQ | HP INC | 750 | $1,535 | 0.2% | $18.24 | 0.0% | Call | 40434L105 |
| EXPE | EXPEDIA GROUP INC | 12,866 | $1,449 | 0.2% | $116.74 | 0.0% | COM NEW | 30212P303 |
| — | VECTREN CORP | 20,000 | $1,440 | 0.2% | $72.00 | — | COM | 92240G101 |
| UAL | UNITED CONTL HLDGS INC | 170 | $1,423 | 0.2% | $69.27 | +26.8% | Call | 910047109 |
| BKNG | BOOKING HLDGS INC | 820 | $1,412 | 0.2% | $1804.07 | 0.0% | COM | 09857L108 |
| — | ATHENAHEALTH INC | 10,656 | $1,406 | 0.2% | $131.94 | — | COM | 04685W103 |
| — | NAVIGATORS GROUP INC | 19,002 | $1,320 | 0.2% | $69.46 | — | COM | 638904102 |
| CUK | CARNIVAL PLC | 27,071 | $1,319 | 0.2% | $59.17 | — | ADR | 14365C103 |
| EWW | ISHARES INC | 31,000 | $1,277 | 0.2% | $41.19 | — | MSCI MEXICO ETF | 464286822 |
| — | U S G CORP | 27,530 | $1,174 | 0.1% | $43.12 | — | COM NEW | 903293405 |
| LLY | LILLY ELI & CO | 100 | $1,157 | 0.1% | — | — | Put | 532457108 |
| CSCO | CISCO SYS INC | 25,652 | $1,112 | 0.1% | $36.91 | 0.0% | COM | 17275R102 |
| — | APPTIO INC | 29,000 | $1,101 | 0.1% | $37.97 | — | CL A | 03835C108 |
| FXI | ISHARES TR | 27,800 | $1,086 | 0.1% | $39.06 | — | CHINA LG-CAP ETF | 464287184 |
| — | KANSAS CITY SOUTHERN | 10,902 | $1,041 | 0.1% | $102.80 | — | COM NEW | 485170302 |
| — | TESLA INC | 1,000,000 | $1,041 | 0.1% | $1.10 | — | NOTE 0.250% 3/0 | 88160RAB7 |
| DAL | DELTA AIR LINES INC DEL | 20,600 | $1,028 | 0.1% | $51.09 | 0.0% | COM NEW | 247361702 |
| — | GREENLAND ACQUISITIN CORPORA | 100,000 | $1,026 | 0.1% | $10.33 | — | UNIT 03/03/2025 | G40981121 |
| — | COLLIER CREEK HOLDINGS | 100,000 | $1,005 | 0.1% | $10.05 | — | UNIT 99/99/9999 | G22707122 |
| — | GRAF INDL CORP | 100,000 | $1,000 | 0.1% | $10.00 | — | UNIT 12/31/2025 | 384278206 |
| MNST | MONSTER BEVERAGE CORP NEW | 200 | $984 | 0.1% | $29.06 | -6.6% | Call | 61174X109 |
| — | TOTTENHAM ACQUISITION I LTD | 97,900 | $982 | 0.1% | $10.38 | — | UNIT 05/06/2025 | G8959N130 |
| — | GS ACQUISITION HLDGS CORP | 100,000 | $980 | 0.1% | $9.75 | — | COM CL A | 36255F102 |
| — | CBS CORP NEW | 21,955 | $960 | 0.1% | $43.73 | — | CL B | 124857202 |
| TSN | TYSON FOODS INC | 16,740 | $894 | 0.1% | $48.02 | 0.0% | CL A | 902494103 |
| DUK | DUKE ENERGY CORP NEW | 9,800 | $846 | 0.1% | $63.89 | 0.0% | COM NEW | 26441C204 |
| HPQ | HP INC | 402 | $822 | 0.1% | $18.24 | 0.0% | Put | 40434L105 |
| — | ASPEN INSURANCE HOLDINGS LTD | 17,683 | $743 | 0.1% | $42.02 | — | SHS | G05384105 |
| HPE | HEWLETT PACKARD ENTERPRISE C | 555 | $733 | 0.1% | — | — | Call | 42824C109 |
| — | NXSTAGE MEDICAL INC | 25,000 | $716 | 0.1% | $28.11 | — | COM | 67072V103 |
| — | RED HAT INC | 4,000 | $703 | 0.1% | $175.75 | — | COM | 756577102 |
| LBTYAUSD | LIBERTY GLOBAL PLC | 32,138 | $686 | 0.1% | $26.05 | — | SHS CL A | G5480U104 |
| — | TWENTY FIRST CENTY FOX INC | 14,226 | $680 | 0.1% | $46.21 | — | CL B | 90130A200 |
| — | INVESTMENT TECHNOLOGY GRP NE | 21,524 | $651 | 0.1% | $30.25 | — | COM | 46145F105 |
| — | ARRIS INTL INC | 20,000 | $611 | 0.1% | $30.55 | — | SHS | G0551A103 |
| SBUX | STARBUCKS CORP | 9,140 | $589 | 0.1% | $53.65 | 0.0% | COM | 855244109 |
| LLY | LILLY ELI & CO | 50 | $579 | 0.1% | — | — | Call | 532457108 |
| LBRDK | LIBERTY BROADBAND CORP | 7,872 | $567 | 0.1% | $74.87 | +0.2% | COM SER C | 530307305 |
| EEM | ISHARES TR | 14,400 | $562 | 0.1% | $43.23 | — | MSCI EMG MKT ETF | 464287234 |
| — | ORBOTECH LTD | 9,846 | $557 | 0.1% | $58.01 | — | ORD | M75253100 |
| MNST | MONSTER BEVERAGE CORP NEW | 11,047 | $544 | 0.1% | $29.06 | -6.6% | COM | 61174X109 |
| ZTS | ZOETIS INC | 6,020 | $515 | 0.1% | $85.00 | 0.0% | CL A | 98978V103 |
| — | SCANA CORP NEW | 10,469 | $500 | 0.1% | $47.76 | — | COM | 80589M102 |
| MRK | MERCK & CO INC | 6,400 | $489 | 0.1% | $56.50 | 0.0% | COM | 58933Y105 |
| MDLZ | MONDELEZ INTL INC | 12,090 | $484 | 0.1% | $35.78 | 0.0% | CL A | 609207105 |
| ZG | ZILLOW GROUP INC | 14,878 | $468 | 0.1% | $35.32 | 0.0% | CL A | 98954M101 |
| GILD | GILEAD SCIENCES INC | 73 | $457 | 0.1% | $53.01 | 0.0% | Call | 375558103 |
| — | MB FINANCIAL INC NEW | 10,000 | $396 | 0.1% | $39.60 | — | COM | 55264U108 |
| — | TESARO INC | 50 | $371 | 0.0% | — | — | Call | 881569107 |
| HPQ | HP INC | 17,690 | $362 | 0.0% | $18.24 | 0.0% | COM | 40434L105 |
| LILA | LIBERTY LATIN AMERICA LTD | 23,922 | $346 | 0.0% | $17.00 | 0.0% | COM CL A | G9001E102 |
| LEN/B | LENNAR CORP | 10,716 | $336 | 0.0% | $29.64 | 0.0% | CL B | 526057302 |
| GILD | GILEAD SCIENCES INC | 50 | $313 | 0.0% | $53.01 | 0.0% | Put | 375558103 |
| — | BELMOND LTD | 10,000 | $250 | 0.0% | $25.00 | — | CL A | G1154H107 |
| GILD | GILEAD SCIENCES INC | 3,251 | $203 | 0.0% | $53.01 | 0.0% | COM | 375558103 |
| — | PURE ACQUISITION CORP | 175,000 | $200 | 0.0% | $9.64 | — | Call | 74621Q106 |
| UAA | UNDER ARMOUR INC | 11,154 | $197 | 0.0% | $19.76 | +3.9% | CL A | 904311107 |
| NWS | NEWS CORP NEW | 16,144 | $186 | 0.0% | $12.14 | 0.0% | CL B | 65249B208 |
| — | SPARTON CORP | 10,000 | $182 | 0.0% | $18.20 | — | COM | 847235108 |
| — | UNION ACQUISITION CORP | 446,500 | $170 | 0.0% | $0.35 | — | RIGHT 12/02/2019 | G9366W135 |
| — | LIBERTY MEDIA CORP DELAWARE | 5,194 | $159 | 0.0% | $30.61 | — | COM SER C FRMLA | 531229854 |
| — | ELECTRO SCIENTIFIC INDS | 5,164 | $155 | 0.0% | $30.02 | — | COM | 285229100 |
| NXPI | NXP SEMICONDUCTORS N V | 1,900 | $139 | 0.0% | $70.60 | 0.0% | COM | N6596X109 |
| — | TWELVE SEAS INVESTMENT COMPA | 500,000 | $130 | 0.0% | $9.60 | — | Call | G9145A107 |
| TMUS | T MOBILE US INC | 1,966 | $125 | 0.0% | $64.84 | 0.0% | COM | 872590104 |
| GNW | GENWORTH FINL INC | 25,000 | $117 | 0.0% | $3.45 | +25.2% | COM CL A | 37247D106 |
| — | HARRIS CORP DEL | 624 | $84 | 0.0% | $134.62 | — | COM | 413875105 |
| — | BOJANGLES INC | 4,796 | $77 | 0.0% | $16.06 | — | COM | 097488100 |
| — | LIONS GATE ENTMNT CORP | 4,956 | $74 | 0.0% | $14.93 | — | CL B NON VTG | 535919500 |
| — | UNION ACQUISITION CORP | 250,000 | $63 | 0.0% | $0.35 | — | Call | G9366W127 |
| — | TWELVE SEAS INVESTMENT COMPA | 150,000 | $53 | 0.0% | $0.42 | — | RIGHT 12/22/2019 | G9145A131 |
| — | GS ACQUISITION HLDGS CORP | 33,333 | $42 | 0.0% | $9.75 | — | Call | 36255F102 |
| — | GREEN BANCORP INC | 2,059 | $35 | 0.0% | $17.00 | — | COM | 39260X100 |
| — | CM SEVEN STAR ACQUISITION CO | 100,000 | $25 | 0.0% | $0.35 | — | Call | G2345N110 |
| — | ESTERLINE TECHNOLOGIES CORP | 152 | $18 | 0.0% | $118.42 | — | COM | 297425100 |
| — | KBL MERGER CORP IV | 34,860 | $14 | 0.0% | $0.29 | — | RIGHT 03/22/2019 | 48242A120 |
| PACB | PACIFIC BIOSCIENCES CALIF IN | 700 | $5 | 0.0% | $6.34 | 0.0% | COM | 69404D108 |
| — | KBL MERGER CORP IV | 34,860 | $3 | 0.0% | $0.23 | — | Call | 48242A112 |
| CI | CIGNA CORP NEW | 3 | $1 | 0.0% | $190.77 | 0.0% | COM | 125523100 |