Location: Vancouver, British Columbia, Canada
CIK: 0001706164 · Show all filings
Period: Q1 2020 (← Previous) (Next →)
Filing Date: Apr 27, 2020
Total Value: $320M (52.0% shares, 48.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | PARATEK PHARMACEUTICALS INC | 21,060,000 | $23.67M | 7.4% | $1.12 | $0.84 | — | NOTE 4.750% 5/0 | 699374AB0 |
| — | SUNPOWER CORP | 14,904,000 | $20.3M | 6.3% | $1.36 | $1.02 | — | DBCV 0.875% 6/0 | 867652AJ8 |
| — | TWITTER INC | 14,244,000 | $19M | 5.9% | $1.33 | $1.18 | — | NOTE 1.000% 9/1 | 90184LAD4 |
| — | SUNPOWER CORP | 15,106,000 | $18.24M | 5.7% | $1.21 | $87.96 | — | DBCV 4.000% 1/1 | 867652AL3 |
| — | AVAYA HLDGS CORP | 11,700,000 | $13.33M | 4.2% | $1.14 | $0.88 | — | NOTE 2.250% 6/1 | 05351XAB7 |
| KKR | KKR & CO INC | 374,040 | $12.35M | 3.9% | $33.03 * | $22.27 | +21.6% | CL A | 48251W104 |
| EGAN | EGAIN CORP | 1,190,701 | $12.28M | 3.8% | $10.32 * | $8.45 | -8.1% | COM | 28225C806 |
| — | TWITTER INC | 9,000,000 | $11.4M | 3.6% | $1.27 | $1.27 | — | NOTE 0.250% 6/1 | 90184LAF9 |
| — | TEVA PHARMACEUTICAL FIN LLC | 8,470,000 | $11.1M | 3.5% | $1.31 | $1.31 | — | DBCV 0.250% 2/0 | 88163VAE9 |
| — | ZILLOW GROUP INC | 8,880,000 | $10.64M | 3.3% | $1.20 | $1.04 | — | NOTE 1.500% 7/0 | 98954MAC5 |
| SSNC | SS&C TECHNOLOGIES HLDGS INC | 158,050 | $9.747M | 3.0% | $61.67 * | $51.60 | +9.6% | COM | 78467J100 |
| Z | ZILLOW GROUP INC | 190,574 | $9.66M | 3.0% | $50.69 * | $37.28 | +23.9% | CL C CAP STK | 98954M200 |
| JD | JD COM INC | 168,205 | $9.587M | 3.0% | $57.00 | $31.05 | — | SPON ADR CL A | 47215P106 |
| — | TUTOR PERINI CORP | 6,400,000 | $8.403M | 2.6% | $1.31 | $1.01 | — | NOTE 2.875% 6/1 | 901109AD0 |
| — | MAXAR TECHNOLOGIES INC | 518,401 | $7.797M | 2.4% | $15.04 | $6.24 | — | COM | 57778K105 |
| — | ACCELERATE DIAGNOSTICS INC | 9,860,000 | $7.747M | 2.4% | $0.79 | $0.79 | — | NOTE 2.500% 3/1 | 00430HAB8 |
| — | HOWARD HUGHES CORP | 106,347 | $7.561M | 2.4% | $71.10 | $11043.84 | — | COM | 44267D107 |
| — | EBIX INC | 304,936 | $6.512M | 2.0% | $21.36 | $21.36 | — | COM | 278715206 |
| — | NUVEEN AMT FREE MUN CR INC F | 300,000 | $6.198M | 1.9% | $20.66 | $20.66 | — | COM | 67071L106 |
| — | NUVEEN QUALITY MUNCP INCOME | 300,000 | $5.801M | 1.8% | $19.34 | $19.34 | — | COM | 67066V101 |
| — | NUVEEN AMT FREE QLTY MUN INC | 300,000 | $5.716M | 1.8% | $19.05 | $19.05 | — | COM | 670657105 |
| XMUIX | BLACKROCK MUNI INTER DR FD I | 300,000 | $5.514M | 1.7% | $18.38 | $18.38 | — | COM | 09253X102 |
| — | BROOKFIELD PROPERTY PARTRS L | 472,475 | $5.367M | 1.7% | $11.36 | $24.92 | — | UNIT LTD PARTN | G16249107 |
| — | BLACKROCK LTD DURATION INC T | 300,000 | $5.328M | 1.7% | $17.76 | $17.76 | — | COM SHS | 09249W101 |
| BB | BLACKBERRY LTD | 877,080 | $5.064M | 1.6% | $5.77 * | $7.83 | -30.6% | COM | 09228F103 |
| — | INFINERA CORP | 4,134,000 | $4.915M | 1.5% | $1.19 | $0.01 | — | NOTE 2.125% 9/0 | 45667GAC7 |
| LILA | LIBERTY LATIN AMERICA LTD | 330,747 | $4.897M | 1.5% | $14.81 | $17.28 | -14.4% | COM CL A | G9001E102 |
| ESI | ELEMENT SOLUTIONS INC | 401,233 | $4.721M | 1.5% | $11.77 * | $10.31 | -4.0% | COM | 28618M106 |
| — | WESTERN AST INFL LKD OPP & I | 350,000 | $4.709M | 1.5% | $13.45 | $14.02 | — | COM | 95766R104 |
| — | HANESBRANDS INC | 387,711 | $4.294M | 1.3% | $11.08 | $281.00 | — | COM | 410345102 |
| — | INTELSAT S A | 11,670,000 | $3.71M | 1.2% | $0.32 | $0.32 | — | NOTE 4.500% 6/1 | 45790VAB6 |
| — | CLOUDERA INC | 291,900 | $3.233M | 1.0% | $11.08 | $6.99 | — | COM | 18914U100 |
| — | LEAF GROUP LTD | 1,466,723 | $2.766M | 0.9% | $1.89 | $2075.62 | — | COM | 52177G102 |
| — | INVESCO SR INCOME TR | 600,000 | $2.719M | 0.8% | $4.53 | $5.05 | — | COM | 46131H107 |
| — | ABERDEEN ASIA-PACIFIC INCOME | 510,000 | $2.426M | 0.8% | $4.76 | $4.29 | — | COM | 003009107 |
| — | INVESCO DYNAMIC CR OPPORTUNI | 200,000 | $2.246M | 0.7% | $11.23 | $11.23 | — | COM | 46132R104 |
| MSFT | MICROSOFT CORP | 10,100 | $2.242M | 0.7% | $221.98 * | $156.34 | 0.0% | COM | 594918104 |
| — | BROOKFIELD ASSET MGMT INC | 35,300 | $2.206M | 0.7% | $62.49 | $9433.26 | — | CL A LTD VT SH | 112585104 |
| BIDU | BAIDU INC | 15,700 | $2.186M | 0.7% | $139.24 | $222.29 | — | SPON ADR REP A | 056752108 |
| PAR | PAR TECHNOLOGY CORP | 115,400 | $2.088M | 0.7% | $18.09 * | $25.80 | +1.5% | COM | 698884103 |
| UPLD | UPLAND SOFTWARE INC | 35,586 | $1.343M | 0.4% | $37.74 * | $25.31 | +42.8% | COM | 91544A109 |
| FLR | FLUOR CORP | 136,100 | $1.323M | 0.4% | $9.72 * | $13.84 | 0.0% | COM | 343412102 |
| ENB | ENBRIDGE INC | 30,885 | $1.266M | 0.4% | $40.99 * | $24.85 | +0.6% | COM | 29250N105 |
| — | ACORDA THERAPEUTICS INC | 1,000,000 | $1.24M | 0.4% | $1.24 | $1.18 | — | NOTE 1.750% 6/1 | 00484MAA4 |
| SD | SANDRIDGE ENERGY INC | 926,325 | $1.172M | 0.4% | $1.27 * | $7.06 | -66.9% | COM | 80007P869 |
| XPHDX | PIONEER FLOATING RATE TR | 100,000 | $1.077M | 0.3% | $10.77 | $14.17 | — | COM | 72369J102 |
| — | COLFAX CORP | 30,617 | $853K | 0.3% | $27.86 | $40.84 | — | COM | 194014106 |
| BBU | BROOKFIELD BUSINESS PARTNERS | 22,880 | $814K | 0.3% | $35.58 | $53.74 | — | UNIT LTD LP | G16234109 |
| — | BRAEMAR HOTELS & RESORTS INC | 101,720 | $794K | 0.2% | $7.81 | $16.11 | — | 5.5 CUM CV PFD B | 10482B200 |
| — | FIRST TR SR FLG RTE INCM FD | 50,000 | $669K | 0.2% | $13.38 | $16.15 | — | COM | 33733U108 |
| STWD | STARWOOD PPTY TR INC | 38,450 | $608K | 0.2% | $15.81 | $17.13 | — | COM | 85571B105 |
| NOC | NORTHROP GRUMMAN CORP | 1,200 | $530K | 0.2% | $441.67 * | $315.50 | 0.0% | COM | 666807102 |
| — | DESPEGAR COM CORP ORD | 38,100 | $304K | 0.1% | $7.98 | $11.39 | — | SHS | G27358103 |
| — | VOYA PRIME RATE TR | 50,000 | $261K | 0.1% | $5.22 | $5.22 | — | SH BEN INT | 92913A100 |
| SBUX | STARBUCKS CORP | 2,700 | $258K | 0.1% | $95.56 * | $48.48 | +46.4% | COM | 855244109 |
| FSV | FIRSTSERVICE CORP | 1,000 | $109K | 0.0% | $109.00 * | $92.54 | 0.0% | COM | 33767E202 |
| — | ENERGY FUELS INC | 200,000 | $83,000 | 0.0% | $0.41 | $1050.00 | — | *W EXP 09/20/202 | 292671179 |