Location: Vancouver, British Columbia, Canada
CIK: 0001706164 · Show all filings
Period: Q2 2020 (← Previous) (Next →)
Filing Date: Aug 17, 2020
Total Value: $370M (60.7% shares, 39.3% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | PARATEK PHARMACEUTICALS INC | 20,060,000 | $22.46M | 6.1% | $1.12 | $0.84 | — | NOTE 4.750% 5/0 | 699374AB0 |
| — | SUNPOWER CORP | 14,904,000 | $18.73M | 5.1% | $1.26 | $1.02 | — | DBCV 0.875% 6/0 | 867652AJ8 |
| — | SUNPOWER CORP | 15,106,000 | $17.04M | 4.6% | $1.13 | $87.96 | — | DBCV 4.000% 1/1 | 867652AL3 |
| EGAN | EGAIN CORP | 1,051,006 | $15.85M | 4.3% | $15.08 * | $8.45 | +7.7% | COM | 28225C806 |
| KKR | KKR & CO INC | 316,040 | $13.25M | 3.6% | $41.92 * | $22.27 | +14.3% | COM | 48251W104 |
| — | OPKO HEALTH INC | 8,790,000 | $12.7M | 3.4% | $1.45 | $1.45 | — | NOTE 4.500% 2/1 | 68375NAD5 |
| — | TWITTER INC | 9,000,000 | $11.54M | 3.1% | $1.28 | $1.27 | — | NOTE 0.250% 6/1 | 90184LAF9 |
| — | EBIX INC | 341,036 | $10.35M | 2.8% | $30.35 | $22.31 | — | COM | 278715206 |
| — | ACCELERATE DIAGNOSTICS INC | 10,560,000 | $10.34M | 2.8% | $0.98 | $0.80 | — | NOTE 2.500% 3/1 | 00430HAB8 |
| — | ZILLOW GROUP INC | 6,880,000 | $9.728M | 2.6% | $1.41 | $1.04 | — | NOTE 1.500% 7/0 | 98954MAC5 |
| — | MAXAR TECHNOLOGIES INC | 385,327 | $9.387M | 2.5% | $24.36 | $6.24 | — | COM | 57778K105 |
| JD | JD.COM INC | 113,205 | $9.249M | 2.5% | $81.70 | $31.05 | — | SPON ADR CL A | 47215P106 |
| SSNC | SS&C TECHNOLOGIES HLDGS INC | 115,050 | $8.822M | 2.4% | $76.68 * | $51.60 | +5.6% | COM | 78467J100 |
| — | TEVA PHARMACEUTICAL FIN LLC | 6,470,000 | $8.603M | 2.3% | $1.33 | $1.31 | — | DBCV 0.250% 2/0 | 88163VAE9 |
| Z | ZILLOW GROUP INC | 107,974 | $8.445M | 2.3% | $78.21 * | $37.28 | +33.2% | CL C CAP STK | 98954M200 |
| — | TUTOR PERINI CORP | 6,400,000 | $8.284M | 2.2% | $1.29 | $1.01 | — | NOTE 2.875% 6/1 | 901109AD0 |
| — | LEAF GROUP LTD | 1,540,535 | $7.675M | 2.1% | $4.98 | $1976.41 | — | COM | 52177G102 |
| — | AVAYA HLDGS CORP | 6,700,000 | $7.538M | 2.0% | $1.13 | $0.88 | — | NOTE 2.250% 6/1 | 05351XAB7 |
| — | HOWARD HUGHES CORP | 104,547 | $7.373M | 2.0% | $70.52 | $11043.84 | — | COM | 44267D107 |
| — | INFINERA CORP | 6,134,000 | $7.164M | 1.9% | $1.17 | $0.39 | — | NOTE 2.125% 9/0 | 45667GAC7 |
| SFIX | STITCH FIX INC | 184,600 | $6.25M | 1.7% | $33.86 * | $19.74 | 0.0% | COM CL A | 860897107 |
| — | SSR MNG INC | 3,250,000 | $6.171M | 1.7% | $1.90 | $1.90 | — | NOTE 2.500% 4/0 | 784730AB9 |
| ESI | ELEMENT SOLUTIONS INC | 412,633 | $6.078M | 1.6% | $14.73 * | $10.28 | -9.2% | COM | 28618M106 |
| — | HANESBRANDS INC | 379,211 | $5.812M | 1.6% | $15.33 | $281.00 | — | COM | 410345102 |
| — | BLACKROCK LTD DURATION INC T | 300,000 | $5.673M | 1.5% | $18.91 | $17.76 | — | COM SHS | 09249W101 |
| BB | BLACKBERRY LTD | 850,980 | $5.635M | 1.5% | $6.62 * | $7.83 | -42.2% | COM | 09228F103 |
| — | BROOKFIELD PROPERTY PARTRS L | 411,875 | $5.54M | 1.5% | $13.45 | $24.92 | — | UNIT LTD PARTN | G16249107 |
| — | WESTERN AST INFL LKD OPP & I | 350,000 | $5.208M | 1.4% | $14.88 | $14.02 | — | COM | 95766R104 |
| IBKR | INTERACTIVE BROKERS GROUP IN | 91,300 | $5.177M | 1.4% | $56.70 * | $10.11 | 0.0% | COM CL A | 45841N107 |
| — | CLOUDERA INC | 291,900 | $5.041M | 1.4% | $17.27 | $6.99 | — | COM | 18914U100 |
| PAR | PAR TECHNOLOGY CORP | 115,400 | $4.689M | 1.3% | $40.63 * | $25.80 | -15.2% | COM | 698884103 |
| — | EATON VANCE LTD DURATION INC | 300,000 | $4.59M | 1.2% | $15.30 | $15.30 | — | COM | 27828H105 |
| — | NUVEEN AMT FREE MUN CR INC F | 200,000 | $4.149M | 1.1% | $20.75 | $20.66 | — | COM | 67071L106 |
| XYZ | SQUARE INC | 28,900 | $4.117M | 1.1% | $142.46 * | $76.56 | 0.0% | CL A | 852234103 |
| LILA | LIBERTY LATIN AMERICA LTD | 309,847 | $4.089M | 1.1% | $13.20 * | $17.28 | -44.1% | COM CL A | G9001E102 |
| FLR | FLUOR CORP | 235,100 | $3.856M | 1.0% | $16.40 * | $12.43 | -15.6% | COM | 343412102 |
| — | NUVEEN QUALITY MUNCP INCOME | 200,000 | $3.807M | 1.0% | $19.04 | $19.34 | — | COM | 67066V101 |
| — | AURORA CANNABIS INC | 5,750,000 | $3.788M | 1.0% | $0.66 | $0.66 | — | NOTE 5.500% 2/2 | 05156XAG3 |
| — | NUVEEN AMT FREE QLTY MUN INC | 200,000 | $3.774M | 1.0% | $18.87 | $19.05 | — | COM | 670657105 |
| XMUIX | BLACKROCK MUNI INTER DR FD I | 200,000 | $3.747M | 1.0% | $18.73 | $18.38 | — | COM | 09253X102 |
| — | TEXAS PAC LD TR | 4,250 | $3.431M | 0.9% | $807.29 | $807.29 | — | SUB CTF PROP I T | 882610108 |
| — | ABERDEEN ASIA-PACIFIC INCOME | 610,000 | $3.155M | 0.9% | $5.17 | $4.44 | — | COM | 003009107 |
| MHK | MOHAWK INDS INC | 22,100 | $3.053M | 0.8% | $138.14 * | $87.97 | 0.0% | COM | 608190104 |
| MSFT | MICROSOFT CORP | 10,000 | $2.763M | 0.7% | $276.30 * | $156.34 | +10.7% | COM | 594918104 |
| CIEN | CIENA CORP | 37,459 | $2.754M | 0.7% | $73.52 * | $49.71 | 0.0% | COM | 171779309 |
| IPOC/U | SOCIAL CAP HEDSPIA HLDG CO I | 170,224 | $2.743M | 0.7% | $16.11 | $16.11 | — | UNIT 99/99/9999 | G8251K123 |
| CNQ | CANADIAN NAT RES LTD | 108,200 | $2.548M | 0.7% | $23.55 * | $6.17 | 0.0% | COM | 136385101 |
| — | BROOKFIELD ASSET MGMT INC | 52,950 | $2.366M | 0.6% | $44.68 | $6303.74 | — | CL A LTD VT SH | 112585104 |
| BIDU | BAIDU INC | 14,500 | $2.36M | 0.6% | $162.76 | $222.29 | — | SPON ADR REP A | 056752108 |
| IPOB/U | SOCIAL CAP HDOSPHIA HLDG CO | 135,009 | $2.302M | 0.6% | $17.05 | $17.05 | — | UNIT 99/99/9999 | G8250T117 |
| — | TWITTER INC | 56,400 | $2.281M | 0.6% | $40.44 | $40.44 | — | COM | 90184L102 |
| — | ARISTA NETWORKS INC | 7,900 | $2.253M | 0.6% | $285.19 | $285.19 | — | COM | 040413106 |
| AVNW | AVIAT NETWORKS INC | 88,198 | $2.185M | 0.6% | $24.77 * | $6.24 | 0.0% | COM | 05366Y201 |
| UPLD | UPLAND SOFTWARE INC | 35,586 | $1.679M | 0.5% | $47.18 * | $25.31 | +23.1% | COM | 91544A109 |
| — | MODEL N INC | 32,454 | $1.532M | 0.4% | $47.21 | $47.21 | — | COM | 607525102 |
| — | INVESCO SR INCOME TR | 300,000 | $1.409M | 0.4% | $4.70 | $5.05 | — | COM | 46131H107 |
| — | BRAEMAR HOTELS & RESORTS INC | 101,720 | $1.393M | 0.4% | $13.69 | $16.11 | — | 5.5 CUM CV PFD B | 10482B200 |
| — | ACORDA THERAPEUTICS INC | 1,000,000 | $1.183M | 0.3% | $1.18 | $1.18 | — | NOTE 1.750% 6/1 | 00484MAA4 |
| SU | SUNCOR ENERGY INC | 47,400 | $1.085M | 0.3% | $22.89 * | $13.72 | 0.0% | COM | 867224107 |
| BBU | BROOKFIELD BUSINESS PARTNERS | 22,880 | $956K | 0.3% | $41.78 | $53.74 | — | UNIT LTD LP | G16234109 |
| STWD | STARWOOD PPTY TR INC | 38,450 | $781K | 0.2% | $20.31 | $17.13 | — | COM | 85571B105 |
| ENB | ENBRIDGE INC | 18,085 | $747K | 0.2% | $41.30 * | $24.85 | -15.1% | COM | 29250N105 |
| — | FIRST TR SR FLG RTE INCM FD | 50,000 | $739K | 0.2% | $14.78 | $16.15 | — | COM | 33733U108 |
| — | COLFAX CORP | 17,712 | $671K | 0.2% | $37.88 | $40.84 | — | COM | 194014106 |
| NOC | NORTHROP GRUMMAN CORP | 1,200 | $501K | 0.1% | $417.50 * | $315.50 | -5.4% | COM | 666807102 |
| — | DESPEGAR COM CORP | 38,100 | $371K | 0.1% | $9.74 | $11.39 | — | ORD SHS | G27358103 |
| — | MAVERIX METALS INC | 50,000 | $301K | 0.1% | $6.02 | $6.02 | — | COM | 57776F405 |
| SBUX | STARBUCKS CORP | 2,700 | $270K | 0.1% | $100.00 * | $48.48 | +36.8% | COM | 855244109 |
| FSV | FIRSTSERVICE CORP | 1,200 | $164K | 0.0% | $136.67 * | $91.40 | -6.2% | COM | 33767E202 |
| — | ENERGY FUELS INC | 200,000 | $130K | 0.0% | $0.65 | $1050.00 | — | *W EXP 09/20/202 | 292671179 |
| CIGI | COLLIERS INTL GROUP INC | 1,600 | $125K | 0.0% | $78.13 * | $52.79 | 0.0% | SUB VTG SHS | 194693107 |