Location: Vancouver, British Columbia, Canada
CIK: 0001706164 · Show all filings
Period: Q3 2020 (← Previous) (Next →)
Filing Date: Nov 16, 2020
Total Value: $360M (69.6% shares, 30.4% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | PARATEK PHARMACEUTICALS INC | 20,060,000 | $22.56M | 6.3% | $1.12 | $0.84 | — | NOTE 4.750% 5/0 | 699374AB0 |
| — | JUST ENERGY GROUP INC | 2,907,702 | $21.75M | 6.0% | $7.48 | $7.48 | — | COM | 48213W408 |
| — | TWITTER INC | 9,000,000 | $13.37M | 3.7% | $1.49 | $1.27 | — | NOTE 0.250% 6/1 | 90184LAF9 |
| — | SUNPOWER CORP | 9,904,000 | $12.83M | 3.6% | $1.30 | $1.02 | — | DBCV 0.875% 6/0 | 867652AJ8 |
| — | EBIX INC | 439,828 | $12.02M | 3.3% | $27.33 | $23.44 | — | COM | 278715206 |
| — | SUNPOWER CORP | 9,106,000 | $11.92M | 3.3% | $1.31 | $87.96 | — | DBCV 4.000% 1/1 | 867652AL3 |
| SFIX | STITCH FIX INC | 298,975 | $10.77M | 3.0% | $36.02 * | $22.01 | +16.7% | COM CL A | 860897107 |
| KKR | KKR & CO INC | 235,140 | $10.71M | 3.0% | $45.53 * | $22.27 | +49.4% | COM | 48251W104 |
| — | INTERCEPT PHARMACEUTICALS IN | 9,605,000 | $10.46M | 2.9% | $1.09 | $1.09 | — | NOTE 3.250% 7/0 | 45845PAA6 |
| Z | ZILLOW GROUP INC | 77,474 | $10.46M | 2.9% | $135.05 * | $37.28 | +109.5% | CL C CAP STK | 98954M200 |
| — | LEAF GROUP LTD | 1,524,235 | $10.35M | 2.9% | $6.79 | $1976.41 | — | COM | 52177G102 |
| — | ACCELERATE DIAGNOSTICS INC | 10,560,000 | $9.033M | 2.5% | $0.86 | $0.80 | — | NOTE 2.500% 3/1 | 00430HAB8 |
| SSNC | SS&C TECHNOLOGIES HLDGS INC | 108,450 | $8.737M | 2.4% | $80.56 * | $51.60 | +15.9% | COM | 78467J100 |
| JD | JD.COM INC | 85,805 | $8.599M | 2.4% | $100.22 | $31.05 | — | SPON ADR CL A | 47215P106 |
| — | AVAYA HLDGS CORP | 6,700,000 | $8.587M | 2.4% | $1.28 | $0.88 | — | NOTE 2.250% 6/1 | 05351XAB7 |
| — | IAC INTERACTIVECORP | 52,840 | $8.373M | 2.3% | $158.46 | $158.46 | — | COM | 44891N109 |
| — | HOWARD HUGHES CORP | 103,547 | $7.844M | 2.2% | $75.75 | $11043.84 | — | COM | 44267D107 |
| — | INFINERA CORP | 6,134,000 | $7.608M | 2.1% | $1.24 | $0.39 | — | NOTE 2.125% 9/0 | 45667GAC7 |
| — | HANESBRANDS INC | 337,511 | $6.946M | 1.9% | $20.58 | $281.00 | — | COM | 410345102 |
| BHC | BAUSCH HEALTH COS INC | 319,125 | $6.377M | 1.8% | $19.98 * | $17.22 | 0.0% | COM | 071734107 |
| XYZ | SQUARE INC | 28,900 | $6.337M | 1.8% | $219.27 * | $76.56 | +84.4% | CL A | 852234103 |
| — | BLACKROCK LTD DURATION INC T | 300,000 | $5.864M | 1.6% | $19.55 | $17.76 | — | COM SHS | 09249W101 |
| PAR | PAR TECHNOLOGY CORP | 107,981 | $5.825M | 1.6% | $53.94 * | $25.80 | +38.5% | COM | 698884103 |
| IBKR | INTERACTIVE BROKERS GROUP IN | 90,600 | $5.804M | 1.6% | $64.06 * | $10.11 | +19.5% | COM CL A | 45841N107 |
| — | TEXAS PAC LD TR | 8,987 | $5.409M | 1.5% | $601.87 | $699.02 | — | SUB CTF PROP I T | 882610108 |
| — | TEVA PHARMACEUTICAL FIN LLC | 4,000,000 | $5.225M | 1.5% | $1.31 | $1.31 | — | DBCV 0.250% 2/0 | 88163VAE9 |
| — | WESTERN AST INFL LKD OPP & I | 350,000 | $5.21M | 1.4% | $14.89 | $14.02 | — | COM | 95766R104 |
| EGAN | EGAIN CORP | 272,401 | $5.027M | 1.4% | $18.45 * | $8.45 | +38.0% | COM | 28225C806 |
| AVNW | AVIAT NETWORKS INC | 165,213 | $4.831M | 1.3% | $29.24 * | $8.12 | +26.6% | COM | 05366Y201 |
| — | TWITTER INC | 80,100 | $4.771M | 1.3% | $59.56 | $46.10 | — | COM | 90184L102 |
| — | INTERCEPT PHARMACEUTICALS IN | 5,000,000 | $4.719M | 1.3% | $0.94 | $0.94 | — | NOTE 2.000% 5/1 | 45845PAB4 |
| — | EATON VANCE LTD DURATION INC | 300,000 | $4.522M | 1.3% | $15.07 | $15.30 | — | COM | 27828H105 |
| — | CLOUDERA INC | 291,900 | $4.233M | 1.2% | $14.50 | $6.99 | — | COM | 18914U100 |
| — | NUVEEN AMT FREE MUN CR INC F | 200,000 | $4.162M | 1.2% | $20.81 | $20.66 | — | COM | 67071L106 |
| — | NUVEEN QUALITY MUNCP INCOME | 200,000 | $3.875M | 1.1% | $19.38 | $19.34 | — | COM | 67066V101 |
| — | NUVEEN AMT FREE QLTY MUN INC | 200,000 | $3.816M | 1.1% | $19.08 | $19.05 | — | COM | 670657105 |
| — | MAXAR TECHNOLOGIES INC | 111,251 | $3.7M | 1.0% | $33.26 | $6.24 | — | COM | 57778K105 |
| LILA | LIBERTY LATIN AMERICA LTD | 309,847 | $3.443M | 1.0% | $11.11 * | $17.28 | -48.1% | COM CL A | G9001E102 |
| — | SOCIAL CAP HDOSPHIA HLDG CO | 135,009 | $3.374M | 0.9% | $24.99 | $24.99 | — | SHS CL A | G8250T109 |
| UTI | UNIVERSAL TECHNICAL INST INC | 492,644 | $3.301M | 0.9% | $6.70 * | $7.03 | 0.0% | COM | 913915104 |
| — | ABERDEEN ASIA-PACIFIC INCOME | 610,000 | $3.2M | 0.9% | $5.25 | $4.44 | — | COM | 003009107 |
| — | SOCIAL CAP HEDSPIA HLDG CO I | 170,224 | $2.968M | 0.8% | $17.44 | $17.44 | — | COM CL A | G8251K107 |
| — | PERSHING SQUARE TONTINE HLDG | 93,000 | $2.805M | 0.8% | $30.16 | $30.16 | — | COM CL A | 71531R109 |
| MSFT | MICROSOFT CORP | 10,000 | $2.762M | 0.8% | $276.20 * | $156.34 | +28.4% | COM | 594918104 |
| — | SHARPSPRING INC | 181,014 | $2.687M | 0.7% | $14.84 | $14.84 | — | COM | 820054104 |
| JWS/U | JAWS ACQUISITION CORP | 181,500 | $2.682M | 0.7% | $14.78 | $14.78 | — | UNIT 99/99/9999 | G50744120 |
| — | FOLEY TRASIMENE ACQUISTN COR | 174,100 | $2.615M | 0.7% | $15.02 | $15.02 | — | UNIT 99/99/9999 | 34431F203 |
| FLR | FLUOR CORP NEW | 211,700 | $2.483M | 0.7% | $11.73 * | $12.43 | -15.4% | COM | 343412102 |
| BIDU | BAIDU INC | 14,500 | $2.367M | 0.7% | $163.24 | $222.29 | — | SPON ADR REP A | 056752108 |
| — | BROOKFIELD ASSET MGMT INC | 52,950 | $2.334M | 0.6% | $44.08 | $6303.74 | — | CL A LTD VT SH | 112585104 |
| CIEN | CIENA CORP | 37,459 | $1.994M | 0.6% | $53.23 | $49.71 | +5.9% | COM | 171779309 |
| — | TUTOR PERINI CORP | 1,425,000 | $1.936M | 0.5% | $1.36 | $1.01 | — | NOTE 2.875% 6/1 | 901109AD0 |
| XMUIX | BLACKROCK MUNI INTER DR FD I | 100,000 | $1.873M | 0.5% | $18.73 | $18.38 | — | COM | 09253X102 |
| UPLD | UPLAND SOFTWARE INC | 35,586 | $1.786M | 0.5% | $50.19 * | $25.31 | +42.4% | COM | 91544A109 |
| — | BROOKFIELD PROPERTY PARTRS L | 102,109 | $1.606M | 0.4% | $15.73 | $24.92 | — | UNIT LTD PARTN | G16249107 |
| — | BRAEMAR HOTELS & RESORTS INC | 101,720 | $1.596M | 0.4% | $15.69 | $16.11 | — | 5.5 CUM CV PFD B | 10482B200 |
| — | INVESCO SR INCOME TR | 300,000 | $1.45M | 0.4% | $4.83 | $5.05 | — | COM | 46131H107 |
| — | ACORDA THERAPEUTICS INC | 1,000,000 | $1.161M | 0.3% | $1.16 | $1.18 | — | NOTE 1.750% 6/1 | 00484MAA4 |
| NOC | NORTHROP GRUMMAN CORP | 2,400 | $1.04M | 0.3% | $433.33 * | $306.79 | -2.8% | COM | 666807102 |
| — | MODEL N INC | 21,754 | $1.038M | 0.3% | $47.72 | $47.21 | — | COM | 607525102 |
| LILAK | LIBERTY LATIN AMERICA LTD | 83,347 | $792K | 0.2% | $9.50 * | $8.81 | 0.0% | COM CL C | G9001E128 |
| STWD | STARWOOD PPTY TR INC | 38,450 | $773K | 0.2% | $20.10 | $17.13 | — | COM | 85571B105 |
| — | FIRST TR SR FLG RTE INCM FD | 50,000 | $735K | 0.2% | $14.70 | $16.15 | — | COM | 33733U108 |
| — | COLFAX CORP | 14,312 | $598K | 0.2% | $41.78 | $40.84 | — | COM | 194014106 |
| GOGO | GOGO INC | 48,500 | $597K | 0.2% | $12.31 * | $5.46 | 0.0% | COM | 38046C109 |
| — | SOCIAL CAP HEDSPIA HLDG CO I | 56,741 | $303K | 0.1% | $5.34 | $5.34 | — | *W EXP 99/99/999 | G8251K115 |
| CIGI | COLLIERS INTL GROUP INC | 2,500 | $222K | 0.1% | $88.80 * | $55.40 | +8.4% | SUB VTG SHS | 194693107 |
| FSV | FIRSTSERVICE CORP NEW | 1,200 | $211K | 0.1% | $175.83 * | $91.40 | +25.1% | COM | 33767E202 |
| — | ENERGY FUELS INC | 200,000 | $136K | 0.0% | $0.68 | $1050.00 | — | *W EXP 09/20/202 | 292671179 |
| — | PERSHING SQUARE TONTINE HLDG | 10,332 | $97,000 | 0.0% | $9.39 | $9.39 | — | *W EXP 07/24/202 | 71531R117 |