Location: Vancouver, British Columbia, Canada
CIK: 0001706164 · Show all filings
Period: Q3 2021 (← Previous) (Next →)
Filing Date: Nov 15, 2021
Total Value: $383M (67.3% shares, 32.7% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | PARATEK PHARMACEUTICALS INC | 21,060,000 | $24.18M | 6.3% | $0.85 | — | NOTE 4.750% 5/0 | 699374AB0 |
| BUR | BURFORD CAP LTD ORD | 1,634,753 | $22.76M | 5.9% | $8.93 | +19.0% | SHS | G17977110 |
| — | INTREXON CORP | 17,400,000 | $18.42M | 4.8% | $1.07 | — | NOTE 3.500% 7/0 | 46122TAA0 |
| — | TRICIDA INC | 28,408,000 | $16.35M | 4.3% | $0.47 | — | NOTE 3.500% 5/1 | 89610FAB7 |
| KKR | KKR & CO INC | 176,008 | $13.57M | 3.5% | $22.27 | +171.6% | COM | 48251W104 |
| BIDU | BAIDU INC | 67,130 | $13.07M | 3.4% | $253.92 | — | SPON ADR REP A | 056752108 |
| Z | ZILLOW GROUP INC | 110,854 | $12.38M | 3.2% | $67.25 | +50.4% | CL C CAP STK | 98954M200 |
| PAR | PAR TECHNOLOGY CORP | 152,481 | $11.88M | 3.1% | $39.76 | +61.3% | COM | 698884103 |
| — | CLOUDERA INC | 580,300 | $11.74M | 3.1% | $13.00 | — | COM | 18914U100 |
| — | SHIP FIN INTL LTD | 8,656,000 | $11.2M | 2.9% | $1.24 | — | NOTE 4.875% 5/0 | 824689AG8 |
| SSNC | SS&C TECHNOLOGIES HLDGS INC | 123,250 | $10.83M | 2.8% | $57.26 | +29.5% | COM | 78467J100 |
| AVNW | AVIAT NETWORKS INC | 260,109 | $10.83M | 2.8% | $20.49 | +68.7% | COM | 05366Y201 |
| SFIX | STITCH FIX INC | 208,430 | $10.55M | 2.8% | $31.12 | +50.2% | COM CL A | 860897107 |
| IBKR | INTERACTIVE BROKERS GROUP IN | 133,300 | $10.53M | 2.8% | $12.74 | +20.6% | COM CL A | 45841N107 |
| — | FLEXION THERAPEUTICS INC | 9,000,000 | $10.37M | 2.7% | $1.16 | — | NOTE 3.375% 5/0 | 33938JAB2 |
| UTI | UNIVERSAL TECHNICAL INST INC | 1,168,376 | $10M | 2.6% | $6.49 | +0.6% | COM | 913915104 |
| XYZ | SQUARE INC | 32,340 | $9.824M | 2.6% | $114.73 | +123.9% | CL A | 852234103 |
| — | OPKO HEALTH INC | 6,000,000 | $9.485M | 2.5% | $1.66 | — | NOTE 4.500% 2/1 | 68375NAD5 |
| — | SSR MNG INC | 6,250,000 | $9.09M | 2.4% | $1.68 | — | NOTE 2.500% 4/0 | 784730AB9 |
| JD | JD.COM INC | 97,605 | $8.931M | 2.3% | $43.77 | — | SPON ADR CL A | 47215P106 |
| — | MAXAR TECHNOLOGIES INC | 247,801 | $8.896M | 2.3% | $31.82 | — | COM | 57778K105 |
| EGAN | EGAIN CORP | 596,518 | $7.707M | 2.0% | $9.85 | +14.7% | COM | 28225C806 |
| BHC | BAUSCH HEALTH COS INC | 203,525 | $7.189M | 1.9% | $17.22 | +64.6% | COM | 071734107 |
| — | EBIX INC | 204,907 | $6.989M | 1.8% | $23.44 | — | COM | 278715206 |
| — | HOWARD HUGHES CORP | 60,937 | $6.777M | 1.8% | $11043.84 | — | COM | 44267D107 |
| TPL | TEXAS PACIFIC LAND CORPORATI | 4,165 | $6.38M | 1.7% | $117.17 | +25.4% | COM | 88262P102 |
| — | FTS INTERNATIONAL INC | 200,000 | $6.232M | 1.6% | $25.04 | — | COM NEW CL A | 30283W302 |
| — | EAGLE BULK SHIPPING INC | 3,063,000 | $5.773M | 1.5% | $1.45 | — | NOTE 5.000% 8/0 | 269442AB5 |
| IAC | IAC INTERACTIVECORP NEW | 34,575 | $5.706M | 1.5% | $129.53 | -14.9% | COM NEW | 44891N208 |
| — | ACCELERATE DIAGNOSTICS INC | 5,560,000 | $5.031M | 1.3% | $0.80 | — | NOTE 2.500% 3/1 | 00430HAB8 |
| LILA | LIBERTY LATIN AMERICA LTD | 296,861 | $4.918M | 1.3% | $16.27 | -16.5% | COM CL A | G9001E102 |
| — | TWITTER INC | 62,800 | $4.804M | 1.3% | $46.10 | — | COM | 90184L102 |
| LILAK | LIBERTY LATIN AMERICA LTD | 284,961 | $4.735M | 1.2% | $11.25 | +21.4% | COM CL C | G9001E128 |
| FLR | FLUOR CORP | 211,700 | $4.282M | 1.1% | $12.43 | +32.1% | COM | 343412102 |
| — | FIREEYE INC | 3,000,000 | $4.07M | 1.1% | $1.55 | — | NOTE 0.875% 6/0 | 31816QAF8 |
| — | MOMO INC | 3,500,000 | $3.777M | 1.0% | $1.08 | — | NOTE 1.250% 7/0 | 60879BAB3 |
| — | BROOKFIELD ASSET MGMT INC | 50,750 | $3.444M | 0.9% | $4578.43 | — | CL A LTD VT SH | 112585104 |
| — | ACCELERATE DIAGNOSTICS INC | 465,259 | $3.436M | 0.9% | $7.39 | — | COM | 00430H102 |
| — | KARYOPHARM THERAPEUTICS INC | 3,000,000 | $2.913M | 0.8% | $1.25 | — | NOTE 3.000%10/1 | 48576UAA4 |
| MSTR | MICROSTRATEGY INC | 3,200 | $2.344M | 0.6% | $35.57 | +80.3% | CL A | 594972408 |
| — | SOCIAL CAPITAL HEDOSOPHA HLD | 157,200 | $2.021M | 0.5% | $15.66 | — | SHS CL A | G8251L105 |
| — | KALEYRA INC | 138,900 | $1.937M | 0.5% | $15.17 | — | COM | 483379103 |
| BABA | ALIBABA GROUP HLDG LTD | 10,300 | $1.931M | 0.5% | $268.39 | — | SPONSORED ADS | 01609W102 |
| — | INFINERA CORP | 1,000,000 | $1.684M | 0.4% | $1.90 | — | NOTE 2.500% 3/0 | 45667GAE3 |
| NOC | NORTHROP GRUMMAN CORP | 3,660 | $1.67M | 0.4% | $295.52 | +13.8% | COM | 666807102 |
| — | INFINERA CORP | 1,134,000 | $1.599M | 0.4% | $0.39 | — | NOTE 2.125% 9/0 | 45667GAC7 |
| — | LENDINGTREE INC NEW | 1,000,000 | $1.271M | 0.3% | $1.47 | — | NOTE 0.625% 6/0 | 52603BAA5 |
| KW | KENNEDY-WILSON HOLDINGS INC | 45,600 | $1.208M | 0.3% | $16.11 | +29.3% | COM | 489398107 |
| STWD | STARWOOD PPTY TR INC | 38,450 | $1.189M | 0.3% | $17.13 | — | COM | 85571B105 |
| — | DISCOVERY INC | 37,600 | $1.156M | 0.3% | $35.93 | — | COM SER C | 25470F302 |
| — | HANESBRANDS INC | 42,200 | $917K | 0.2% | $281.00 | — | COM | 410345102 |
| — | COLFAX CORP | 14,312 | $832K | 0.2% | $40.84 | — | COM | 194014106 |
| CIGI | COLLIERS INTL GROUP INC | 3,700 | $600K | 0.2% | $78.46 | +59.8% | SUB VTG SHS | 194693107 |
| FSV | FIRSTSERVICE CORP | 2,500 | $573K | 0.1% | $120.33 | +49.6% | COM | 33767E202 |
| — | SOFI TECHNOLOGIES INC | 48,600 | $386K | 0.1% | $10.56 | — | *W EXP 05/28/202 | 83406F110 |
| — | CANO HEALTH INC | 57,198 | $299K | 0.1% | $4.58 | — | *W EXP 06/03/202 | 13781Y111 |
| — | VIMEO INC | 5,908 | $220K | 0.1% | $60.75 | — | COMMON STOCK | 92719V100 |
| — | JAWS HURRICANE ACQUISITN COR | 10,000 | $127K | 0.0% | $12.50 | — | UNIT 06/08/2026 | 47201B202 |
| — | SOCIAL CAPITAL HEDOSOPHA HLD | 49,750 | $118K | 0.0% | $4.16 | — | *W EXP 09/26/202 | G8251L113 |
| — | ATLANTIC CAP BANCSHARES INC | 2,000 | $67,000 | 0.0% | $33.50 | — | COM | 048269203 |
| — | MERIDIAN BANCORP INC MD | 2,500 | $66,000 | 0.0% | $26.40 | — | COM | 58958U103 |
| — | GOLDEN NUGGET ONLINE GAMIN | 2,900 | $64,000 | 0.0% | $22.07 | — | COM CL A | 38113L107 |
| — | FLAGSTAR BANCORP INC | 1,000 | $64,000 | 0.0% | $64.00 | — | COM PAR .001 | 337930705 |
| — | VEREIT INC | 1,100 | $63,000 | 0.0% | $57.27 | — | COM | 92339V308 |
| — | CIT GROUP INC | 930 | $61,000 | 0.0% | $65.59 | — | COM | 125581801 |
| — | GREENSKY INC | 3,800 | $54,000 | 0.0% | $14.21 | — | CL A | 39572G100 |
| — | LUX HEALTH TECH ACQUISITION | 32,999 | $48,000 | 0.0% | $1.88 | — | *W EXP 11/30/202 | 55068A118 |
| — | ACCELERON PHARMA INC | 200 | $44,000 | 0.0% | $220.00 | — | COM | 00434H108 |
| — | PPD INC | 670 | $40,000 | 0.0% | $59.70 | — | COM | 69355F102 |
| — | INOVALON HLDGS INC | 760 | $39,000 | 0.0% | $51.32 | — | COM CL A | 45781D101 |
| SPWH | SPORTSMANS WHSE HLDGS INC | 1,460 | $33,000 | 0.0% | $17.72 | 0.0% | COM | 84920Y106 |
| — | STATE AUTO FINL CORP | 500 | $32,000 | 0.0% | $64.00 | — | COM | 855707105 |
| — | AMERICAN NATIONAL GROUP INC | 135 | $32,000 | 0.0% | $237.04 | — | COM | 02772A109 |
| — | WELBILT INC | 1,080 | $32,000 | 0.0% | $29.63 | — | COM | 949090104 |
| — | CENTURY BANCORPORATION INC | 220 | $32,000 | 0.0% | $145.45 | — | CL A NON VTG | 156432106 |
| — | DOMTAR CORP | 460 | $32,000 | 0.0% | $69.57 | — | COM | 257559203 |
| — | COVANTA HLDG CORP | 1,260 | $32,000 | 0.0% | $25.40 | — | COM | 22282E102 |
| — | BROOKFIELD ASSET MGMT REINS | 427 | $30,000 | 0.0% | $70.26 | — | CL A EXCH LT VTG | G16169107 |
| — | AEROJET ROCKETDYNE HLDGS INC | 510 | $28,000 | 0.0% | $54.90 | — | COM | 007800105 |
| — | KADMON HLDGS INC | 1,840 | $20,000 | 0.0% | $10.87 | — | COM | 48283N106 |
| — | NUANCE COMMUNICATIONS INC | 257 | $18,000 | 0.0% | $70.04 | — | COM | 67020Y100 |
| — | PERSHING SQUARE TONTINE HLDG | 10,332 | $17,000 | 0.0% | $9.39 | — | *W EXP 07/24/202 | 71531R117 |
| — | PERSHING SQUARE TONTINE HLDG | 700 | $17,000 | 0.0% | $24.29 | — | COM CL A | 71531R109 |
| — | APOLLO STRATEGIC GRWT CPTL I | 1,300 | $16,000 | 0.0% | $12.31 | — | SHS CL A | G0412A102 |
| — | OAKTREE ACQUISITION CORP II | 1,300 | $16,000 | 0.0% | $12.25 | — | CL A SHS | G6715X103 |
| SLAMF | SLAM CORP | 1,258 | $16,000 | 0.0% | $9.71 | 0.0% | CL A SHS | G8210L105 |
| — | SOCIAL CAP SUVRETTA HLD CRPI | 1,300 | $16,000 | 0.0% | $12.31 | — | CLASS A ORD SHS | G8253W109 |
| — | TRILLIUM THERAPEUTICS INC | 700 | $16,000 | 0.0% | $22.86 | — | COM | 89620X506 |
| — | TCW SPECIAL PURPOSE ACQU COR | 1,300 | $16,000 | 0.0% | $12.31 | — | COM CL A | 87301L106 |
| — | PONTEM CORPORATION | 1,300 | $16,000 | 0.0% | $12.31 | — | SHS CL A | G71707106 |
| — | 5 01 ACQUISITION CORP | 1,300 | $16,000 | 0.0% | $12.31 | — | COM CL A | 33836P105 |
| — | CF ACQUISITION CORP IV | 1,300 | $16,000 | 0.0% | $12.31 | — | COM CL A | 12520T102 |
| — | AVANTI ACQUISITION CORP | 1,253 | $16,000 | 0.0% | $12.77 | — | SHS CL A | G0682V109 |
| — | B RILEY PRIN 250 MERGER CORP | 1,300 | $16,000 | 0.0% | $12.31 | — | CLASS A COM | 05602L104 |
| — | B RILEY PRINCIPAL 150 MERGER | 1,300 | $16,000 | 0.0% | $12.31 | — | COM CL A | 05601V103 |
| — | BLUESCAPE OPPORTUNITIES ACQU | 1,300 | $16,000 | 0.0% | $12.31 | — | SHS | G1195N105 |
| — | ARES ACQUISITION CORPORATION | 1,300 | $16,000 | 0.0% | $12.31 | — | COM CL A | G33032106 |
| — | COHN ROBBINS HOLDINGS CORP | 1,300 | $16,000 | 0.0% | $12.31 | — | COM CL A | G23726105 |
| — | E MERGE TECHNOLOGY ACQUISITI | 1,300 | $16,000 | 0.0% | $12.31 | — | COM CL A | 26873Y104 |
| — | FUSION ACQUISITION CORP II | 1,300 | $16,000 | 0.0% | $12.31 | — | COM CL A | 36118N102 |
| — | MASON INDUSTRIAL TECHNOLGY I | 1,300 | $16,000 | 0.0% | $12.31 | — | COM CL A | 57520Y106 |
| — | HEALTH ASSURN ACQUISITION CO | 1,300 | $16,000 | 0.0% | $12.31 | — | COM CL A | 42226W109 |
| — | GO ACQUISITION CORP | 1,300 | $16,000 | 0.0% | $12.31 | — | COM | 362019101 |
| — | LAZARD GROWTH ACQUISITION CO | 1,300 | $16,000 | 0.0% | $12.31 | — | SHS | G54035103 |
| — | KKR ACQUISITION HOLDING I CO | 1,300 | $16,000 | 0.0% | $12.31 | — | COM CLASS A | 48253T109 |
| — | HAMILTON LANE ALLIANCE HLDGS | 1,300 | $16,000 | 0.0% | $12.31 | — | COM CL A | 40749M103 |
| — | HUDSON EXECUTIVE INVES III | 1,300 | $16,000 | 0.0% | $12.31 | — | COM CL A | 44376L107 |
| — | HUDSON EXECUTIVE INVS CORP I | 1,300 | $16,000 | 0.0% | $12.31 | — | COM CL A | 443760103 |
| — | MAGELLAN HEALTH INC | 136 | $16,000 | 0.0% | $117.65 | — | COM | 559079207 |
| — | KHOSLA VENTURES ACQUT CO III | 1,300 | $16,000 | 0.0% | $12.31 | — | COM CL A | 482506102 |
| — | VIRGIN GROUP ACQUISIT CORP I | 1,288 | $16,000 | 0.0% | $12.42 | — | SHS CL A | G9460K102 |
| SWKH | SWK HLDGS CORP | 550 | $13,000 | 0.0% | $13.69 | +5.4% | COM | 78501P203 |
| — | CHURCHILL CAPITAL CORP VII | 1,026 | $13,000 | 0.0% | $12.67 | — | COM CL A | 17144M102 |
| — | WARBURG PINCUS CAPTAL CORP I | 900 | $11,000 | 0.0% | $12.22 | — | SHS CL A | G9460M108 |
| — | PACIFIC MERCANTILE BANCORP | 905 | $11,000 | 0.0% | $12.15 | — | COM | 694552100 |
| — | RMG ACQUISITION CORP III | 800 | $10,000 | 0.0% | $12.50 | — | CL A SHS | G76088106 |
| — | CC NEUBERGER PRIN HLDGS II | 800 | $10,000 | 0.0% | $12.50 | — | SHS CL A | G3166T103 |
| — | CHURCHILL CAPITAL CORP VI | 700 | $9,000 | 0.0% | $12.86 | — | COM CL A | 17143W101 |
| MTBLY | RENREN INC | 500 | $9,000 | 0.0% | $14.00 | — | SPONSORED ADS | 759892300 |
| — | ALTIMETER GROWTH CORP 2 | 700 | $9,000 | 0.0% | $12.86 | — | COM CL A | G0371B109 |
| — | SCORE MEDIA & GAMING INC | 190 | $8,000 | 0.0% | $42.11 | — | CL A SUB VTG SHS | 80919D202 |
| — | SEVERN BANCORP INC ANNAPOLIS | 483 | $8,000 | 0.0% | $16.56 | — | COM | 81811M100 |
| — | STAMPS COM INC | 20 | $8,000 | 0.0% | $400.00 | — | COM | 852857200 |
| — | SHAW COMMUNICATIONS INC | 210 | $8,000 | 0.0% | $33.79 | — | CL B CONV | 82028K200 |
| — | SCION TECH GROWTH I | 600 | $7,000 | 0.0% | $11.67 | — | CL A SHS | G31067104 |
| — | DISCOVERY INC | 160 | $5,000 | 0.0% | $37.50 | — | COM SER A | 25470F104 |
| — | CORNERSTONE ONDEMAND INC | 55 | $4,000 | 0.0% | $72.73 | — | COM | 21925Y103 |
| — | SOCIAL CAPITAL HEDOSOPHA HLD | 1,250 | $3,000 | 0.0% | $4.80 | — | *W EXP 09/26/202 | G82514111 |
| — | PRIMAVERA CAPITAL ACQUIST CO | 2,500 | $3,000 | 0.0% | $1.20 | — | *W EXP 01/19/202 | G7255E117 |
| — | FORTRESS CAPITAL ACQUISITION | 200 | $2,000 | 0.0% | $10.00 | — | SHS CL A | G36427105 |
| — | LEAD EDGE GROWTH OPRTUNTS LT | 2,500 | $2,000 | 0.0% | $1.60 | — | *W EXP 04/01/202 | G54085116 |
| — | ONE EQUITY PARTNERS OPEN WTR | 1,666 | $1,000 | 0.0% | $0.60 | — | *W EXP 01/14/202 | 68237L113 |
| — | SCIENCE STRATEGIC ACQ ALPHA | 1,666 | $1,000 | 0.0% | $1.20 | — | *W EXP 01/20/202 | 808641112 |
| — | ACCELERATE ACQUISITION CORP | 100 | $1,000 | 0.0% | $10.00 | — | COM CL A | 00439D102 |
| — | DECARBONIZATION PLUS ACQU II | 333 | $1,000 | 0.0% | $3.00 | — | *W EXP 01/19/202 | 242794113 |
| — | SPARTAN ACQUISITION CORP III | 250 | $0 | 0.0% | — | — | *W EXP 02/04/202 | 84677R114 |
| — | THIMBLE POINT ACQUISITION CO | 333 | $0 | 0.0% | $3.00 | — | *W EXP 02/04/202 | 88408P115 |
| — | INDEPENDENCE HOLDINGS CORP | 10 | $0 | 0.0% | — | — | CLASS A ORD SHS | G4761A101 |
| JWSWF | JAWS MUSTANG ACQUISITION COR | 250 | $0 | 0.0% | — | — | *W EXP 01/30/202 | G50737124 |
| — | VECTOR ACQUISITION CORP II | 14 | $0 | 0.0% | — | — | CL A SHS | G9460A104 |