Spence Asset Management Diversified Active

CIK: 0001729269 · Show all filings

Period: Q4 2017 (Next →)

Filing Date: Jan 25, 2018

Total Value ($000): $106,080 (100.0% shares, 0.0% debt)

Holdings (39)

V Visa Inc 11.2%

Value ($000) $11,901 Shares 104,372 Est. Cost $104.38 Unrealized 0.0%

ISRG Intuitive Surgical 10.2%

Value ($000) $10,862 Shares 29,763 Est. Cost $125.15 Unrealized 0.0%

GOOG Alphabet 8.6%

Value ($000) $9,091 Shares 8,688 Est. Cost $50.52 Unrealized 0.0%

MA Mastercard 8.5%

Value ($000) $9,030 Shares 59,658 Est. Cost $142.19 Unrealized 0.0%

IDXX Idexx Labs 8.1%

Value ($000) $8,589 Shares 54,925 Est. Cost $157.41 Unrealized 0.0%

TYL Tyler Technologies 7.6%

Value ($000) $8,111 Shares 45,810 Est. Cost $177.53 Unrealized 0.0%

VEEV Veeva Systems 6.3%

Value ($000) $6,689 Shares 121,005 Est. Cost $58.88 Unrealized 0.0%

IT Gartner 6.2%

Value ($000) $6,530 Shares 53,023 Est. Cost $121.44 Unrealized 0.0%

EXPE Expedia 4.3%

Value ($000) $4,560 Shares 38,073 Est. Cost $125.31 Unrealized 0.0%

— Splunk 4.3%

Value ($000) $4,560 Shares 55,044 Est. Cost $82.84 Unrealized —

ADBE Adobe 4.0%

Value ($000) $4,233 Shares 24,157 Est. Cost $172.04 Unrealized 0.0%

SCHG Schwab US Large Cap Growth- ETF 3.9%

Value ($000) $4,091 Shares 57,860 Est. Cost $70.71 Unrealized —

SCHB Schwab US Broad Market- ETF 3.8%

Value ($000) $4,033 Shares 62,500 Est. Cost $64.53 Unrealized —

GPN Global Payments 3.7%

Value ($000) $3,902 Shares 38,930 Est. Cost $95.16 Unrealized 0.0%

— Redhat 3.4%

Value ($000) $3,597 Shares 29,947 Est. Cost $120.11 Unrealized —

— Powershares India 2.0%

Value ($000) $2,137 Shares 80,937 Est. Cost $26.40 Unrealized —

SCHC Schwab International Small Cap-ETF 1.3%

Value ($000) $1,329 Shares 36,285 Est. Cost $36.63 Unrealized —

SCHF Schwab International Equity- ETF 1.2%

Value ($000) $1,325 Shares 38,878 Est. Cost $34.08 Unrealized —

SCHE Schwab Emerging Market Equity- ETF 0.6%

Value ($000) $658 Shares 23,545 Est. Cost $27.95 Unrealized —

— ALPS Alerian MLP ETF 0.2%

Value ($000) $225 Shares 20,840 Est. Cost $10.80 Unrealized —

IWM Ishares Tr Russell 2000 0.1%

Value ($000) $82 Shares 538 Est. Cost $152.42 Unrealized —

VOO Vanguard S&P 500 ETF 0.1%

Value ($000) $77 Shares 312 Est. Cost $246.79 Unrealized —

ACWX Ishares MSCI ACWAI EX US- ETF 0.1%

Value ($000) $75 Shares 1,494 Est. Cost $50.20 Unrealized —

IWR Ishares Russell Midcap 0.1%

Value ($000) $75 Shares 362 Est. Cost $207.18 Unrealized —

VNQ Vanguard Corp Bond- ETF 0.1%

Value ($000) $68 Shares 819 Est. Cost $83.03 Unrealized —

— F&C/Claymore Pfd Secs Income Fund 0.1%

Value ($000) $63 Shares 3,074 Est. Cost $20.49 Unrealized —

— Flaherty & Crumrine Total Return Fund 0.0%

Value ($000) $39 Shares 1,817 Est. Cost $21.46 Unrealized —

— Biotelemetry 0.0%

Value ($000) $20 Shares 653 Est. Cost $30.63 Unrealized —

— Pimco Corporate Income Fund 0.0%

Value ($000) $19 Shares 1,100 Est. Cost $17.27 Unrealized —

— Nuveen Quality Pfd Income Fd 0.0%

Value ($000) $17 Shares 1,695 Est. Cost $10.03 Unrealized —

SCHM Schwab US Mid-Cap ETF 0.0%

Value ($000) $17 Shares 311 Est. Cost $54.66 Unrealized —

— Cohen & Steers REIT & PFD Inc 0.0%

Value ($000) $14 Shares 640 Est. Cost $21.88 Unrealized —

AMZN Amazon 0.0%

Value ($000) $13 Shares 11 Est. Cost $55.02 Unrealized 0.0%

CRM Salesforce 0.0%

Value ($000) $10 Shares 97 Est. Cost $100.69 Unrealized 0.0%

MSFT Microsoft 0.0%

Value ($000) $10 Shares 112 Est. Cost $75.26 Unrealized 0.0%

— John Hancock Pfd Equity Inc 0.0%

Value ($000) $9 Shares 400 Est. Cost $22.50 Unrealized —

GOOGL Alphabet 0.0%

Value ($000) $8 Shares 8 Est. Cost $51.24 Unrealized 0.0%

SCHD Schwab US Dividend Equity- ETF 0.0%

Value ($000) $6 Shares 120 Est. Cost $50.00 Unrealized —

— Duff &Phelps Util & Corp Bond Trust 0.0%

Value ($000) $5 Shares 580 Est. Cost $8.62 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
V	Visa Inc	104,372	$11,901	11.2%	$104.38	0.0%	COM	92826C839
ISRG	Intuitive Surgical	29,763	$10,862	10.2%	$125.15	0.0%	COM	46120E602
GOOG	Alphabet	8,688	$9,091	8.6%	$50.52	0.0%	COM	02079K107
MA	Mastercard	59,658	$9,030	8.5%	$142.19	0.0%	COM	57636Q104
IDXX	Idexx Labs	54,925	$8,589	8.1%	$157.41	0.0%	COM	45168D104
TYL	Tyler Technologies	45,810	$8,111	7.6%	$177.53	0.0%	COM	902252105
VEEV	Veeva Systems	121,005	$6,689	6.3%	$58.88	0.0%	COM	922475108
IT	Gartner	53,023	$6,530	6.2%	$121.44	0.0%	COM	366651107
EXPE	Expedia	38,073	$4,560	4.3%	$125.31	0.0%	COM	30212P303
—	Splunk	55,044	$4,560	4.3%	$82.84	—	COM	848637104
ADBE	Adobe	24,157	$4,233	4.0%	$172.04	0.0%	COM	00724F101
SCHG	Schwab US Large Cap Growth- ETF	57,860	$4,091	3.9%	$70.71	—	ETF	808524300
SCHB	Schwab US Broad Market- ETF	62,500	$4,033	3.8%	$64.53	—	ETF	808524102
GPN	Global Payments	38,930	$3,902	3.7%	$95.16	0.0%	COM	37940X102
—	Redhat	29,947	$3,597	3.4%	$120.11	—	COM	756577102
—	Powershares India	80,937	$2,137	2.0%	$26.40	—	ETF	73935L100
SCHC	Schwab International Small Cap-ETF	36,285	$1,329	1.3%	$36.63	—	ETF	808524888
SCHF	Schwab International Equity- ETF	38,878	$1,325	1.2%	$34.08	—	ETF	808524805
SCHE	Schwab Emerging Market Equity- ETF	23,545	$658	0.6%	$27.95	—	ETF	808524706
—	ALPS Alerian MLP ETF	20,840	$225	0.2%	$10.80	—	ETF	00162Q866
IWM	Ishares Tr Russell 2000	538	$82	0.1%	$152.42	—	ETF	464287655
VOO	Vanguard S&P 500 ETF	312	$77	0.1%	$246.79	—	ETF	922908363
ACWX	Ishares MSCI ACWAI EX US- ETF	1,494	$75	0.1%	$50.20	—	ETF	464288240
IWR	Ishares Russell Midcap	362	$75	0.1%	$207.18	—	ETF	464287499
VNQ	Vanguard Corp Bond- ETF	819	$68	0.1%	$83.03	—	ETF	922908553
—	F&C/Claymore Pfd Secs Income Fund	3,074	$63	0.1%	$20.49	—	COM	338478100
—	Flaherty & Crumrine Total Return Fund	1,817	$39	0.0%	$21.46	—	COM	338479108
—	Biotelemetry	653	$20	0.0%	$30.63	—	COM	090672106
—	Pimco Corporate Income Fund	1,100	$19	0.0%	$17.27	—	COM	72200U100
—	Nuveen Quality Pfd Income Fd	1,695	$17	0.0%	$10.03	—	COM	67072C105
SCHM	Schwab US Mid-Cap ETF	311	$17	0.0%	$54.66	—	ETF	808524508
—	Cohen & Steers REIT & PFD Inc	640	$14	0.0%	$21.88	—	COM	19247X100
AMZN	Amazon	11	$13	0.0%	$55.02	0.0%	COM	023135106
CRM	Salesforce	97	$10	0.0%	$100.69	0.0%	COM	79466L302
MSFT	Microsoft	112	$10	0.0%	$75.26	0.0%	COM	594918104
—	John Hancock Pfd Equity Inc	400	$9	0.0%	$22.50	—	COM	41013W108
GOOGL	Alphabet	8	$8	0.0%	$51.24	0.0%	COM	02079K305
SCHD	Schwab US Dividend Equity- ETF	120	$6	0.0%	$50.00	—	ETF	808524797
—	Duff &Phelps Util & Corp Bond Trust	580	$5	0.0%	$8.62	—	COM	26432K108