Westwind Capital Diversified Active

Location: Las Cruces, NM

CIK: 0001729269 · Show all filings

Period: Q4 2017 (Next →)

Filing Date: Jan 25, 2018

Total Value: $106M (100.0% shares, 0.0% debt)

Holdings (39)

V Visa Inc 11.2%

Value $11.9M Shares 104,372 Share Price $114.02 * Est. Cost/Share $104.38 Unrealized @ Report Date +3.3%

ISRG Intuitive Surgical 10.2%

Value $10.86M Shares 29,763 Share Price $364.95 * Est. Cost/Share $125.15 Unrealized @ Report Date -2.8%

GOOG Alphabet 8.6%

Value $9.091M Shares 8,688 Share Price $1046.39 * Est. Cost/Share $50.52 Unrealized @ Report Date +2.8%

MA Mastercard 8.5%

Value $9.03M Shares 59,658 Share Price $151.36 * Est. Cost/Share $142.19 Unrealized @ Report Date +1.8%

IDXX Idexx Labs 8.1%

Value $8.589M Shares 54,925 Share Price $156.38 Est. Cost/Share $157.41 Unrealized @ Report Date -0.7%

TYL Tyler Technologies 7.6%

Value $8.111M Shares 45,810 Share Price $177.06 Est. Cost/Share $177.53 Unrealized @ Report Date -0.3%

VEEV Veeva Systems 6.3%

Value $6.689M Shares 121,005 Share Price $55.28 Est. Cost/Share $58.88 Unrealized @ Report Date -6.1%

IT Gartner 6.2%

Value $6.53M Shares 53,023 Share Price $123.15 Est. Cost/Share $121.44 Unrealized @ Report Date +1.4%

EXPE Expedia 4.3%

Value $4.56M Shares 38,073 Share Price $119.77 * Est. Cost/Share $125.31 Unrealized @ Report Date -7.6%

— Splunk 4.3%

Value $4.56M Shares 55,044 Share Price $82.84 Est. Cost/Share $82.84 Unrealized @ Report Date —

ADBE Adobe 4.0%

Value $4.233M Shares 24,157 Share Price $175.23 Est. Cost/Share $172.04 Unrealized @ Report Date +1.9%

SCHG Schwab US Large Cap Growth- ETF 3.9%

Value $4.091M Shares 57,860 Share Price $70.71 * Est. Cost/Share $8.59 Unrealized @ Report Date +2.8%

SCHB Schwab US Broad Market- ETF 3.8%

Value $4.033M Shares 62,500 Share Price $64.53 * Est. Cost/Share $10.48 Unrealized @ Report Date +2.6%

GPN Global Payments 3.7%

Value $3.902M Shares 38,930 Share Price $100.23 * Est. Cost/Share $95.16 Unrealized @ Report Date +0.3%

— Redhat 3.4%

Value $3.597M Shares 29,947 Share Price $120.11 Est. Cost/Share $120.11 Unrealized @ Report Date —

— Powershares India 2.0%

Value $2.137M Shares 80,937 Share Price $26.40 Est. Cost/Share $26.40 Unrealized @ Report Date —

SCHC Schwab International Small Cap-ETF 1.3%

Value $1.329M Shares 36,285 Share Price $36.63 Est. Cost/Share $36.19 Unrealized @ Report Date +1.2%

SCHF Schwab International Equity- ETF 1.2%

Value $1.325M Shares 38,878 Share Price $34.08 * Est. Cost/Share $17.00 Unrealized @ Report Date +0.2%

SCHE Schwab Emerging Market Equity- ETF 0.6%

Value $658K Shares 23,545 Share Price $27.95 Est. Cost/Share $27.57 Unrealized @ Report Date +1.3%

— ALPS Alerian MLP ETF 0.2%

Value $225K Shares 20,840 Share Price $10.80 Est. Cost/Share $10.80 Unrealized @ Report Date —

IWM Ishares Tr Russell 2000 0.1%

Value $82,000 Shares 538 Share Price $152.42 Est. Cost/Share $150.20 Unrealized @ Report Date +1.5%

VOO Vanguard S&P 500 ETF 0.1%

Value $77,000 Shares 312 Share Price $246.79 Est. Cost/Share $239.00 Unrealized @ Report Date +2.6%

ACWX Ishares MSCI ACWAI EX US- ETF 0.1%

Value $75,000 Shares 1,494 Share Price $50.20 Est. Cost/Share $49.29 Unrealized @ Report Date +1.3%

IWR Ishares Russell Midcap 0.1%

Value $75,000 Shares 362 Share Price $207.18 * Est. Cost/Share $50.75 Unrealized @ Report Date +2.5%

VNQ Vanguard Corp Bond- ETF 0.1%

Value $68,000 Shares 819 Share Price $83.03 Est. Cost/Share $83.80 Unrealized @ Report Date -1.0%

— F&C/Claymore Pfd Secs Income Fund 0.1%

Value $63,000 Shares 3,074 Share Price $20.49 Est. Cost/Share $20.49 Unrealized @ Report Date —

— Flaherty & Crumrine Total Return Fund 0.0%

Value $39,000 Shares 1,817 Share Price $21.46 Est. Cost/Share $21.46 Unrealized @ Report Date —

— Biotelemetry 0.0%

Value $20,000 Shares 653 Share Price $30.63 Est. Cost/Share $30.63 Unrealized @ Report Date —

— Pimco Corporate Income Fund 0.0%

Value $19,000 Shares 1,100 Share Price $17.27 Est. Cost/Share $17.27 Unrealized @ Report Date —

— Nuveen Quality Pfd Income Fd 0.0%

Value $17,000 Shares 1,695 Share Price $10.03 Est. Cost/Share $10.03 Unrealized @ Report Date —

SCHM Schwab US Mid-Cap ETF 0.0%

Value $17,000 Shares 311 Share Price $54.66 * Est. Cost/Share $17.26 Unrealized @ Report Date +2.9%

— Cohen & Steers REIT & PFD Inc 0.0%

Value $14,000 Shares 640 Share Price $21.88 Est. Cost/Share $21.88 Unrealized @ Report Date —

AMZN Amazon 0.0%

Value $13,000 Shares 11 Share Price $1181.82 * Est. Cost/Share $55.02 Unrealized @ Report Date +6.3%

CRM Salesforce 0.0%

Value $10,000 Shares 97 Share Price $103.09 * Est. Cost/Share $100.69 Unrealized @ Report Date +0.3%

MSFT Microsoft 0.0%

Value $10,000 Shares 112 Share Price $89.29 * Est. Cost/Share $75.26 Unrealized @ Report Date +4.5%

— John Hancock Pfd Equity Inc 0.0%

Value $9,000 Shares 400 Share Price $22.50 Est. Cost/Share $22.50 Unrealized @ Report Date —

GOOGL Alphabet 0.0%

Value $8,000 Shares 8 Share Price $1000.00 * Est. Cost/Share $51.24 Unrealized @ Report Date +2.0%

SCHD Schwab US Dividend Equity- ETF 0.0%

Value $6,000 Shares 120 Share Price $50.00 * Est. Cost/Share $16.43 Unrealized @ Report Date +3.8%

— Duff &Phelps Util & Corp Bond Trust 0.0%

Value $5,000 Shares 580 Share Price $8.62 Est. Cost/Share $8.62 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
V	Visa Inc	104,372	$11.9M	11.2%	$114.02 *	$104.38	+3.3%	COM	92826C839
ISRG	Intuitive Surgical	29,763	$10.86M	10.2%	$364.95 *	$125.15	-2.8%	COM	46120E602
GOOG	Alphabet	8,688	$9.091M	8.6%	$1046.39 *	$50.52	+2.8%	COM	02079K107
MA	Mastercard	59,658	$9.03M	8.5%	$151.36 *	$142.19	+1.8%	COM	57636Q104
IDXX	Idexx Labs	54,925	$8.589M	8.1%	$156.38	$157.41	-0.7%	COM	45168D104
TYL	Tyler Technologies	45,810	$8.111M	7.6%	$177.06	$177.53	-0.3%	COM	902252105
VEEV	Veeva Systems	121,005	$6.689M	6.3%	$55.28	$58.88	-6.1%	COM	922475108
IT	Gartner	53,023	$6.53M	6.2%	$123.15	$121.44	+1.4%	COM	366651107
EXPE	Expedia	38,073	$4.56M	4.3%	$119.77 *	$125.31	-7.6%	COM	30212P303
—	Splunk	55,044	$4.56M	4.3%	$82.84	$82.84	—	COM	848637104
ADBE	Adobe	24,157	$4.233M	4.0%	$175.23	$172.04	+1.9%	COM	00724F101
SCHG	Schwab US Large Cap Growth- ETF	57,860	$4.091M	3.9%	$70.71 *	$8.59	+2.8%	ETF	808524300
SCHB	Schwab US Broad Market- ETF	62,500	$4.033M	3.8%	$64.53 *	$10.48	+2.6%	ETF	808524102
GPN	Global Payments	38,930	$3.902M	3.7%	$100.23 *	$95.16	+0.3%	COM	37940X102
—	Redhat	29,947	$3.597M	3.4%	$120.11	$120.11	—	COM	756577102
—	Powershares India	80,937	$2.137M	2.0%	$26.40	$26.40	—	ETF	73935L100
SCHC	Schwab International Small Cap-ETF	36,285	$1.329M	1.3%	$36.63	$36.19	+1.2%	ETF	808524888
SCHF	Schwab International Equity- ETF	38,878	$1.325M	1.2%	$34.08 *	$17.00	+0.2%	ETF	808524805
SCHE	Schwab Emerging Market Equity- ETF	23,545	$658K	0.6%	$27.95	$27.57	+1.3%	ETF	808524706
—	ALPS Alerian MLP ETF	20,840	$225K	0.2%	$10.80	$10.80	—	ETF	00162Q866
IWM	Ishares Tr Russell 2000	538	$82,000	0.1%	$152.42	$150.20	+1.5%	ETF	464287655
VOO	Vanguard S&P 500 ETF	312	$77,000	0.1%	$246.79	$239.00	+2.6%	ETF	922908363
ACWX	Ishares MSCI ACWAI EX US- ETF	1,494	$75,000	0.1%	$50.20	$49.29	+1.3%	ETF	464288240
IWR	Ishares Russell Midcap	362	$75,000	0.1%	$207.18 *	$50.75	+2.5%	ETF	464287499
VNQ	Vanguard Corp Bond- ETF	819	$68,000	0.1%	$83.03	$83.80	-1.0%	ETF	922908553
—	F&C/Claymore Pfd Secs Income Fund	3,074	$63,000	0.1%	$20.49	$20.49	—	COM	338478100
—	Flaherty & Crumrine Total Return Fund	1,817	$39,000	0.0%	$21.46	$21.46	—	COM	338479108
—	Biotelemetry	653	$20,000	0.0%	$30.63	$30.63	—	COM	090672106
—	Pimco Corporate Income Fund	1,100	$19,000	0.0%	$17.27	$17.27	—	COM	72200U100
—	Nuveen Quality Pfd Income Fd	1,695	$17,000	0.0%	$10.03	$10.03	—	COM	67072C105
SCHM	Schwab US Mid-Cap ETF	311	$17,000	0.0%	$54.66 *	$17.26	+2.9%	ETF	808524508
—	Cohen & Steers REIT & PFD Inc	640	$14,000	0.0%	$21.88	$21.88	—	COM	19247X100
AMZN	Amazon	11	$13,000	0.0%	$1181.82 *	$55.02	+6.3%	COM	023135106
CRM	Salesforce	97	$10,000	0.0%	$103.09 *	$100.69	+0.3%	COM	79466L302
MSFT	Microsoft	112	$10,000	0.0%	$89.29 *	$75.26	+4.5%	COM	594918104
—	John Hancock Pfd Equity Inc	400	$9,000	0.0%	$22.50	$22.50	—	COM	41013W108
GOOGL	Alphabet	8	$8,000	0.0%	$1000.00 *	$51.24	+2.0%	COM	02079K305
SCHD	Schwab US Dividend Equity- ETF	120	$6,000	0.0%	$50.00 *	$16.43	+3.8%	ETF	808524797
—	Duff &Phelps Util & Corp Bond Trust	580	$5,000	0.0%	$8.62	$8.62	—	COM	26432K108