Spence Asset Management Diversified Active

CIK: 0001729269 · Show all filings

Period: Q3 2018 (← Previous) (Next →)

Filing Date: Oct 9, 2018

Total Value ($000): $158,518 (100.0% shares, 0.0% debt)

Holdings (43)

V Visa Inc 10.8%

Value ($000) $17,109 Shares 113,991 Est. Cost $106.97 Unrealized +26.3%

MA Mastercard 9.6%

Value ($000) $15,251 Shares 68,509 Est. Cost $149.42 Unrealized +34.1%

ROKU Roku Inc 7.5%

Value ($000) $11,900 Shares 162,956 Est. Cost $36.79 Unrealized +55.7%

GOOG Alphabet 7.1%

Value ($000) $11,176 Shares 9,364 Est. Cost $50.95 Unrealized +16.7%

ISRG Intuitive Surgical 7.0%

Value ($000) $11,082 Shares 19,307 Est. Cost $125.80 Unrealized +41.2%

IT Gartner 5.6%

Value ($000) $8,853 Shares 55,852 Est. Cost $121.97 Unrealized +18.9%

MSFT Microsoft 5.4%

Value ($000) $8,538 Shares 74,650 Est. Cost $85.03 Unrealized +18.6%

TYL Tyler Technologies 5.2%

Value ($000) $8,202 Shares 33,471 Est. Cost $177.53 Unrealized +34.0%

IDXX Idexx Labs 5.0%

Value ($000) $7,986 Shares 31,986 Est. Cost $157.41 Unrealized +54.2%

— Splunk 4.5%

Value ($000) $7,062 Shares 58,405 Est. Cost $84.38 Unrealized —

CFR Cullen Frost 4.5%

Value ($000) $7,057 Shares 67,568 Est. Cost $83.15 Unrealized +6.9%

ADBE Adobe 4.4%

Value ($000) $6,932 Shares 25,678 Est. Cost $177.53 Unrealized +45.2%

MDB MongoDB 4.2%

Value ($000) $6,583 Shares 80,722 Est. Cost $66.66 Unrealized 0.0%

SCHG Schwab US Large Cap Growth- ETF 3.7%

Value ($000) $5,872 Shares 71,598 Est. Cost $81.71 Unrealized —

— Twitter 3.5%

Value ($000) $5,510 Shares 193,602 Est. Cost $28.46 Unrealized —

GPN Global Payments 3.3%

Value ($000) $5,245 Shares 41,166 Est. Cost $95.92 Unrealized +19.4%

— Redhat 2.8%

Value ($000) $4,472 Shares 32,817 Est. Cost $121.77 Unrealized —

SCHM Schwab US Mid-Cap ETF 1.8%

Value ($000) $2,825 Shares 48,834 Est. Cost $54.88 Unrealized —

SCHA Schwab US Small-Cap- ETF 1.8%

Value ($000) $2,816 Shares 36,974 Est. Cost $73.55 Unrealized —

MDYG SPDR S&P 400 Midcap Growth-ETF 0.9%

Value ($000) $1,373 Shares 24,548 Est. Cost $55.93 Unrealized —

SLYG SPDR S&P 600 Smallcap Growth- ETF 0.9%

Value ($000) $1,367 Shares 20,250 Est. Cost $67.51 Unrealized —

— ALPS Alerian MLP ETF 0.2%

Value ($000) $258 Shares 24,192 Est. Cost $10.50 Unrealized —

SCHK Schwab 1000 Index- ETF 0.1%

Value ($000) $176 Shares 6,143 Est. Cost $26.11 Unrealized —

VOO Vanguard S&P 500 ETF 0.1%

Value ($000) $135 Shares 505 Est. Cost $247.83 Unrealized —

ACWX Ishares MSCI ACWAI EX US- ETF 0.1%

Value ($000) $120 Shares 2,509 Est. Cost $49.08 Unrealized —

IWM Ishares Tr Russell 2000 0.1%

Value ($000) $91 Shares 538 Est. Cost $152.42 Unrealized —

AGG Ishares Core US Aggregate Bond ETF 0.1%

Value ($000) $89 Shares 844 Est. Cost $107.38 Unrealized —

IWR Ishares Russell Midcap 0.1%

Value ($000) $80 Shares 362 Est. Cost $207.18 Unrealized —

VNQ Vanguard REIT ETF 0.0%

Value ($000) $57 Shares 706 Est. Cost $83.03 Unrealized —

TREE Lendingtree Inc 0.0%

Value ($000) $56 Shares 243 Est. Cost $322.49 Unrealized —

SCHD Schwab US Dividend Equity- ETF 0.0%

Value ($000) $38 Shares 723 Est. Cost $49.03 Unrealized —

— Pimco Corporate Income Fund 0.0%

Value ($000) $34 Shares 1,854 Est. Cost $17.71 Unrealized —

— Nuveen Quality Pfd Income Fd 0.0%

Value ($000) $30 Shares 3,454 Est. Cost $9.29 Unrealized —

— F&C/Claymore Pfd Secs Income Fund 0.0%

Value ($000) $30 Shares 1,624 Est. Cost $20.49 Unrealized —

AMZN Amazon 0.0%

Value ($000) $22 Shares 11 Est. Cost $55.02 Unrealized +70.9%

META Facebook 0.0%

Value ($000) $16 Shares 100 Est. Cost $179.45 Unrealized +0.2%

CRM Salesforce 0.0%

Value ($000) $15 Shares 97 Est. Cost $100.69 Unrealized +45.6%

SCHV Schwab US Large Cap Value- ETF 0.0%

Value ($000) $14 Shares 255 Est. Cost $54.90 Unrealized —

— Cohen & Steers REIT & PFD Inc 0.0%

Value ($000) $12 Shares 640 Est. Cost $21.88 Unrealized —

GOOGL Alphabet 0.0%

Value ($000) $10 Shares 8 Est. Cost $51.24 Unrealized +17.3%

— Flaherty & Crumrine Total Return Fund 0.0%

Value ($000) $9 Shares 475 Est. Cost $21.46 Unrealized —

VCSH Vanguard Corp Bond- ETF 0.0%

Value ($000) $9 Shares 115 Est. Cost $79.65 Unrealized —

— Powershares India 0.0%

Value ($000) $6 Shares 250 Est. Cost $26.40 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
V	Visa Inc	113,991	$17,109	10.8%	$106.97	+26.3%	COM	92826C839
MA	Mastercard	68,509	$15,251	9.6%	$149.42	+34.1%	COM	57636Q104
ROKU	Roku Inc	162,956	$11,900	7.5%	$36.79	+55.7%	COM	77543R102
GOOG	Alphabet	9,364	$11,176	7.1%	$50.95	+16.7%	COM	02079K107
ISRG	Intuitive Surgical	19,307	$11,082	7.0%	$125.80	+41.2%	COM	46120E602
IT	Gartner	55,852	$8,853	5.6%	$121.97	+18.9%	COM	366651107
MSFT	Microsoft	74,650	$8,538	5.4%	$85.03	+18.6%	COM	594918104
TYL	Tyler Technologies	33,471	$8,202	5.2%	$177.53	+34.0%	COM	902252105
IDXX	Idexx Labs	31,986	$7,986	5.0%	$157.41	+54.2%	COM	45168D104
—	Splunk	58,405	$7,062	4.5%	$84.38	—	COM	848637104
CFR	Cullen Frost	67,568	$7,057	4.5%	$83.15	+6.9%	COM	229899109
ADBE	Adobe	25,678	$6,932	4.4%	$177.53	+45.2%	COM	00724F101
MDB	MongoDB	80,722	$6,583	4.2%	$66.66	0.0%	COM	60937P106
SCHG	Schwab US Large Cap Growth- ETF	71,598	$5,872	3.7%	$81.71	—	ETF	808524300
—	Twitter	193,602	$5,510	3.5%	$28.46	—	COM	90184L102
GPN	Global Payments	41,166	$5,245	3.3%	$95.92	+19.4%	COM	37940X102
—	Redhat	32,817	$4,472	2.8%	$121.77	—	COM	756577102
SCHM	Schwab US Mid-Cap ETF	48,834	$2,825	1.8%	$54.88	—	ETF	808524508
SCHA	Schwab US Small-Cap- ETF	36,974	$2,816	1.8%	$73.55	—	ETF	808524607
MDYG	SPDR S&P 400 Midcap Growth-ETF	24,548	$1,373	0.9%	$55.93	—	ETF	78464A821
SLYG	SPDR S&P 600 Smallcap Growth- ETF	20,250	$1,367	0.9%	$67.51	—	ETF	78464A201
—	ALPS Alerian MLP ETF	24,192	$258	0.2%	$10.50	—	ETF	00162Q866
SCHK	Schwab 1000 Index- ETF	6,143	$176	0.1%	$26.11	—	ETF	808524722
VOO	Vanguard S&P 500 ETF	505	$135	0.1%	$247.83	—	ETF	922908363
ACWX	Ishares MSCI ACWAI EX US- ETF	2,509	$120	0.1%	$49.08	—	ETF	464288240
IWM	Ishares Tr Russell 2000	538	$91	0.1%	$152.42	—	ETF	464287655
AGG	Ishares Core US Aggregate Bond ETF	844	$89	0.1%	$107.38	—	ETF	464287226
IWR	Ishares Russell Midcap	362	$80	0.1%	$207.18	—	ETF	464287499
VNQ	Vanguard REIT ETF	706	$57	0.0%	$83.03	—	ETF	922908553
TREE	Lendingtree Inc	243	$56	0.0%	$322.49	—	COM	52603B107
SCHD	Schwab US Dividend Equity- ETF	723	$38	0.0%	$49.03	—	ETF	808524797
—	Pimco Corporate Income Fund	1,854	$34	0.0%	$17.71	—	COM	72200U100
—	Nuveen Quality Pfd Income Fd	3,454	$30	0.0%	$9.29	—	COM	67072C105
—	F&C/Claymore Pfd Secs Income Fund	1,624	$30	0.0%	$20.49	—	COM	338478100
AMZN	Amazon	11	$22	0.0%	$55.02	+70.9%	COM	023135106
META	Facebook	100	$16	0.0%	$179.45	+0.2%	COM	30303M102
CRM	Salesforce	97	$15	0.0%	$100.69	+45.6%	COM	79466L302
SCHV	Schwab US Large Cap Value- ETF	255	$14	0.0%	$54.90	—	ETF	808524409
—	Cohen & Steers REIT & PFD Inc	640	$12	0.0%	$21.88	—	COM	19247X100
GOOGL	Alphabet	8	$10	0.0%	$51.24	+17.3%	COM	02079K305
—	Flaherty & Crumrine Total Return Fund	475	$9	0.0%	$21.46	—	COM	338479108
VCSH	Vanguard Corp Bond- ETF	115	$9	0.0%	$79.65	—	ETF	92206C409
—	Powershares India	250	$6	0.0%	$26.40	—	ETF	73935L100