Westwind Capital Diversified Active

Location: Las Cruces, NM

CIK: 0001729269 · Show all filings

Period: Q3 2018 (← Previous) (Next →)

Filing Date: Oct 9, 2018

Total Value: $159M (100.0% shares, 0.0% debt)

Holdings (43)

V Visa Inc 10.8%

Value $17.11M Shares 113,991 Share Price $150.09 * Est. Cost/Share $106.97 Unrealized @ Report Date +33.4%

MA Mastercard 9.6%

Value $15.25M Shares 68,509 Share Price $222.61 * Est. Cost/Share $149.42 Unrealized @ Report Date +43.1%

ROKU Roku Inc 7.5%

Value $11.9M Shares 162,956 Share Price $73.03 Est. Cost/Share $36.79 Unrealized @ Report Date +98.5%

GOOG Alphabet 7.1%

Value $11.18M Shares 9,364 Share Price $1193.51 * Est. Cost/Share $50.95 Unrealized @ Report Date +16.3%

ISRG Intuitive Surgical 7.0%

Value $11.08M Shares 19,307 Share Price $573.99 * Est. Cost/Share $125.80 Unrealized @ Report Date +52.1%

IT Gartner 5.6%

Value $8.853M Shares 55,852 Share Price $158.51 Est. Cost/Share $121.97 Unrealized @ Report Date +30.0%

MSFT Microsoft 5.4%

Value $8.538M Shares 74,650 Share Price $114.37 * Est. Cost/Share $85.03 Unrealized @ Report Date +25.3%

TYL Tyler Technologies 5.2%

Value $8.202M Shares 33,471 Share Price $245.05 Est. Cost/Share $177.53 Unrealized @ Report Date +38.0%

IDXX Idexx Labs 5.0%

Value $7.986M Shares 31,986 Share Price $249.67 Est. Cost/Share $157.41 Unrealized @ Report Date +58.6%

— Splunk 4.5%

Value $7.062M Shares 58,405 Share Price $120.91 Est. Cost/Share $84.38 Unrealized @ Report Date —

CFR Cullen Frost 4.5%

Value $7.057M Shares 67,568 Share Price $104.44 * Est. Cost/Share $83.15 Unrealized @ Report Date +0.9%

ADBE Adobe 4.4%

Value $6.932M Shares 25,678 Share Price $269.96 Est. Cost/Share $177.53 Unrealized @ Report Date +52.1%

MDB MongoDB 4.2%

Value $6.583M Shares 80,722 Share Price $81.55 Est. Cost/Share $66.66 Unrealized @ Report Date +22.3%

SCHG Schwab US Large Cap Growth- ETF 3.7%

Value $5.872M Shares 71,598 Share Price $82.01 * Est. Cost/Share $9.93 Unrealized @ Report Date +3.3%

— Twitter 3.5%

Value $5.51M Shares 193,602 Share Price $28.46 Est. Cost/Share $28.46 Unrealized @ Report Date —

GPN Global Payments 3.3%

Value $5.245M Shares 41,166 Share Price $127.41 * Est. Cost/Share $95.92 Unrealized @ Report Date +26.4%

— Redhat 2.8%

Value $4.472M Shares 32,817 Share Price $136.27 Est. Cost/Share $121.77 Unrealized @ Report Date —

SCHM Schwab US Mid-Cap ETF 1.8%

Value $2.825M Shares 48,834 Share Price $57.85 * Est. Cost/Share $18.08 Unrealized @ Report Date +6.6%

SCHA Schwab US Small-Cap- ETF 1.8%

Value $2.816M Shares 36,974 Share Price $76.16 * Est. Cost/Share $18.09 Unrealized @ Report Date +5.3%

MDYG SPDR S&P 400 Midcap Growth-ETF 0.9%

Value $1.373M Shares 24,548 Share Price $55.93 Est. Cost/Share $55.78 Unrealized @ Report Date +0.3%

SLYG SPDR S&P 600 Smallcap Growth- ETF 0.9%

Value $1.367M Shares 20,250 Share Price $67.51 Est. Cost/Share $67.22 Unrealized @ Report Date +0.4%

— ALPS Alerian MLP ETF 0.2%

Value $258K Shares 24,192 Share Price $10.66 Est. Cost/Share $10.50 Unrealized @ Report Date —

SCHK Schwab 1000 Index- ETF 0.1%

Value $176K Shares 6,143 Share Price $28.65 * Est. Cost/Share $13.42 Unrealized @ Report Date +6.7%

VOO Vanguard S&P 500 ETF 0.1%

Value $135K Shares 505 Share Price $267.33 Est. Cost/Share $242.53 Unrealized @ Report Date +10.1%

ACWX Ishares MSCI ACWAI EX US- ETF 0.1%

Value $120K Shares 2,509 Share Price $47.83 Est. Cost/Share $49.39 Unrealized @ Report Date -3.4%

IWM Ishares Tr Russell 2000 0.1%

Value $91,000 Shares 538 Share Price $169.14 Est. Cost/Share $150.20 Unrealized @ Report Date +12.2%

AGG Ishares Core US Aggregate Bond ETF 0.1%

Value $89,000 Shares 844 Share Price $105.45 Est. Cost/Share $107.13 Unrealized @ Report Date -1.5%

IWR Ishares Russell Midcap 0.1%

Value $80,000 Shares 362 Share Price $220.99 * Est. Cost/Share $50.75 Unrealized @ Report Date +8.6%

VNQ Vanguard REIT ETF 0.0%

Value $57,000 Shares 706 Share Price $80.74 Est. Cost/Share $83.80 Unrealized @ Report Date -3.7%

TREE Lendingtree Inc 0.0%

Value $56,000 Shares 243 Share Price $230.45 Est. Cost/Share $322.49 Unrealized @ Report Date —

SCHD Schwab US Dividend Equity- ETF 0.0%

Value $38,000 Shares 723 Share Price $52.56 * Est. Cost/Share $17.05 Unrealized @ Report Date +3.6%

— Pimco Corporate Income Fund 0.0%

Value $34,000 Shares 1,854 Share Price $18.34 Est. Cost/Share $17.71 Unrealized @ Report Date —

— Nuveen Quality Pfd Income Fd 0.0%

Value $30,000 Shares 3,454 Share Price $8.69 Est. Cost/Share $9.29 Unrealized @ Report Date —

— F&C/Claymore Pfd Secs Income Fund 0.0%

Value $30,000 Shares 1,624 Share Price $18.47 Est. Cost/Share $20.49 Unrealized @ Report Date —

AMZN Amazon 0.0%

Value $22,000 Shares 11 Share Price $2000.00 * Est. Cost/Share $55.02 Unrealized @ Report Date +82.0%

META Facebook 0.0%

Value $16,000 Shares 100 Share Price $160.00 * Est. Cost/Share $179.45 Unrealized @ Report Date -9.0%

CRM Salesforce 0.0%

Value $15,000 Shares 97 Share Price $154.64 Est. Cost/Share $100.69 Unrealized @ Report Date +56.0%

SCHV Schwab US Large Cap Value- ETF 0.0%

Value $14,000 Shares 255 Share Price $54.90 * Est. Cost/Share $18.54 Unrealized @ Report Date +0.9%

— Cohen & Steers REIT & PFD Inc 0.0%

Value $12,000 Shares 640 Share Price $18.75 Est. Cost/Share $21.88 Unrealized @ Report Date —

GOOGL Alphabet 0.0%

Value $10,000 Shares 8 Share Price $1250.00 * Est. Cost/Share $51.24 Unrealized @ Report Date +16.9%

— Flaherty & Crumrine Total Return Fund 0.0%

Value $9,000 Shares 475 Share Price $18.95 Est. Cost/Share $21.46 Unrealized @ Report Date —

VCSH Vanguard Corp Bond- ETF 0.0%

Value $9,000 Shares 115 Share Price $78.26 Est. Cost/Share $78.70 Unrealized @ Report Date -0.7%

— Powershares India 0.0%

Value $6,000 Shares 250 Share Price $24.00 Est. Cost/Share $26.40 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
V	Visa Inc	113,991	$17.11M	10.8%	$150.09 *	$106.97	+33.4%	COM	92826C839
MA	Mastercard	68,509	$15.25M	9.6%	$222.61 *	$149.42	+43.1%	COM	57636Q104
ROKU	Roku Inc	162,956	$11.9M	7.5%	$73.03	$36.79	+98.5%	COM	77543R102
GOOG	Alphabet	9,364	$11.18M	7.1%	$1193.51 *	$50.95	+16.3%	COM	02079K107
ISRG	Intuitive Surgical	19,307	$11.08M	7.0%	$573.99 *	$125.80	+52.1%	COM	46120E602
IT	Gartner	55,852	$8.853M	5.6%	$158.51	$121.97	+30.0%	COM	366651107
MSFT	Microsoft	74,650	$8.538M	5.4%	$114.37 *	$85.03	+25.3%	COM	594918104
TYL	Tyler Technologies	33,471	$8.202M	5.2%	$245.05	$177.53	+38.0%	COM	902252105
IDXX	Idexx Labs	31,986	$7.986M	5.0%	$249.67	$157.41	+58.6%	COM	45168D104
—	Splunk	58,405	$7.062M	4.5%	$120.91	$84.38	—	COM	848637104
CFR	Cullen Frost	67,568	$7.057M	4.5%	$104.44 *	$83.15	+0.9%	COM	229899109
ADBE	Adobe	25,678	$6.932M	4.4%	$269.96	$177.53	+52.1%	COM	00724F101
MDB	MongoDB	80,722	$6.583M	4.2%	$81.55	$66.66	+22.3%	COM	60937P106
SCHG	Schwab US Large Cap Growth- ETF	71,598	$5.872M	3.7%	$82.01 *	$9.93	+3.3%	ETF	808524300
—	Twitter	193,602	$5.51M	3.5%	$28.46	$28.46	—	COM	90184L102
GPN	Global Payments	41,166	$5.245M	3.3%	$127.41 *	$95.92	+26.4%	COM	37940X102
—	Redhat	32,817	$4.472M	2.8%	$136.27	$121.77	—	COM	756577102
SCHM	Schwab US Mid-Cap ETF	48,834	$2.825M	1.8%	$57.85 *	$18.08	+6.6%	ETF	808524508
SCHA	Schwab US Small-Cap- ETF	36,974	$2.816M	1.8%	$76.16 *	$18.09	+5.3%	ETF	808524607
MDYG	SPDR S&P 400 Midcap Growth-ETF	24,548	$1.373M	0.9%	$55.93	$55.78	+0.3%	ETF	78464A821
SLYG	SPDR S&P 600 Smallcap Growth- ETF	20,250	$1.367M	0.9%	$67.51	$67.22	+0.4%	ETF	78464A201
—	ALPS Alerian MLP ETF	24,192	$258K	0.2%	$10.66	$10.50	—	ETF	00162Q866
SCHK	Schwab 1000 Index- ETF	6,143	$176K	0.1%	$28.65 *	$13.42	+6.7%	ETF	808524722
VOO	Vanguard S&P 500 ETF	505	$135K	0.1%	$267.33	$242.53	+10.1%	ETF	922908363
ACWX	Ishares MSCI ACWAI EX US- ETF	2,509	$120K	0.1%	$47.83	$49.39	-3.4%	ETF	464288240
IWM	Ishares Tr Russell 2000	538	$91,000	0.1%	$169.14	$150.20	+12.2%	ETF	464287655
AGG	Ishares Core US Aggregate Bond ETF	844	$89,000	0.1%	$105.45	$107.13	-1.5%	ETF	464287226
IWR	Ishares Russell Midcap	362	$80,000	0.1%	$220.99 *	$50.75	+8.6%	ETF	464287499
VNQ	Vanguard REIT ETF	706	$57,000	0.0%	$80.74	$83.80	-3.7%	ETF	922908553
TREE	Lendingtree Inc	243	$56,000	0.0%	$230.45	$322.49	—	COM	52603B107
SCHD	Schwab US Dividend Equity- ETF	723	$38,000	0.0%	$52.56 *	$17.05	+3.6%	ETF	808524797
—	Pimco Corporate Income Fund	1,854	$34,000	0.0%	$18.34	$17.71	—	COM	72200U100
—	Nuveen Quality Pfd Income Fd	3,454	$30,000	0.0%	$8.69	$9.29	—	COM	67072C105
—	F&C/Claymore Pfd Secs Income Fund	1,624	$30,000	0.0%	$18.47	$20.49	—	COM	338478100
AMZN	Amazon	11	$22,000	0.0%	$2000.00 *	$55.02	+82.0%	COM	023135106
META	Facebook	100	$16,000	0.0%	$160.00 *	$179.45	-9.0%	COM	30303M102
CRM	Salesforce	97	$15,000	0.0%	$154.64	$100.69	+56.0%	COM	79466L302
SCHV	Schwab US Large Cap Value- ETF	255	$14,000	0.0%	$54.90 *	$18.54	+0.9%	ETF	808524409
—	Cohen & Steers REIT & PFD Inc	640	$12,000	0.0%	$18.75	$21.88	—	COM	19247X100
GOOGL	Alphabet	8	$10,000	0.0%	$1250.00 *	$51.24	+16.9%	COM	02079K305
—	Flaherty & Crumrine Total Return Fund	475	$9,000	0.0%	$18.95	$21.46	—	COM	338479108
VCSH	Vanguard Corp Bond- ETF	115	$9,000	0.0%	$78.26	$78.70	-0.7%	ETF	92206C409
—	Powershares India	250	$6,000	0.0%	$24.00	$26.40	—	ETF	73935L100