Gifford Fong Associates Diversified Active

CIK: 0001740316 · Show all filings

Period: Q3 2019 (← Previous) (Next →)

Filing Date: Nov 13, 2019

Total Value ($000): $305,778 (100.0% shares, 0.0% debt)

Holdings (124)

AMZN AMAZON COM INC 8.6%
Value ($000) $26,358 Shares 15,184 Est. Cost $74.96 Unrealized +23.7%
NVDA NVIDIA CORP 5.3%
Value ($000) $16,213 Shares 93,143 Est. Cost $4.69 Unrealized -10.8%
BAC BANK AMER CORP 5.3%
Value ($000) $16,177 Shares 554,582 Est. Cost $25.84 Unrealized -4.9%
DIS DISNEY WALT CO 3.8%
Value ($000) $11,731 Shares 90,020 Est. Cost $113.90 Unrealized +17.9%
MSFT MICROSOFT CORP 3.2%
Value ($000) $9,732 Shares 70,000 Est. Cost $84.31 Unrealized +54.1%
MA MASTERCARD INCORPORATED 3.0%
Value ($000) $9,233 Shares 34,000 Est. Cost $163.70 Unrealized +62.6%
AAPL APPLE INC 2.9%
Value ($000) $8,735 Shares 39,000 Est. Cost $40.58 Unrealized +23.8%
BA BOEING CO 2.3%
Value ($000) $7,119 Shares 18,710 Est. Cost $324.88 Unrealized +8.5%
JPM JPMORGAN CHASE & CO 2.3%
Value ($000) $6,920 Shares 58,800 Est. Cost $91.43 Unrealized +4.0%
META FACEBOOK INC 2.2%
Value ($000) $6,678 Shares 37,500 Est. Cost $171.91 Unrealized +9.8%
MARATHON OIL CORP 2.1%
Value ($000) $6,335 Shares 516,328 Est. Cost $17.39 Unrealized
GOOGL ALPHABET INC 1.9%
Value ($000) $5,800 Shares 4,750 Est. Cost $53.98 Unrealized +8.9%
GOOG ALPHABET INC 1.9%
Value ($000) $5,799 Shares 4,757 Est. Cost $53.63 Unrealized +9.5%
BRK/B BERKSHIRE HATHAWAY INC DEL 1.8%
Value ($000) $5,513 Shares 26,500 Est. Cost $205.34 Unrealized +0.3%
V VISA INC 1.7%
Value ($000) $5,126 Shares 29,800 Est. Cost $114.76 Unrealized +48.4%
SYF SYNCHRONY FINL 1.5%
Value ($000) $4,502 Shares 132,073 Est. Cost $30.49 Unrealized -4.1%
PFE PFIZER INC 1.5%
Value ($000) $4,482 Shares 124,729 Est. Cost $24.24 Unrealized +11.5%
AMD ADVANCED MICRO DEVICES INC 1.5%
Value ($000) $4,482 Shares 154,604 Est. Cost $27.75 Unrealized +13.0%
WFC WELLS FARGO CO NEW 1.5%
Value ($000) $4,441 Shares 88,052 Est. Cost $47.72 Unrealized -16.6%
AMGN AMGEN INC 1.4%
Value ($000) $4,387 Shares 22,671 Est. Cost $144.78 Unrealized +9.1%
WMT WALMART INC 1.4%
Value ($000) $4,320 Shares 36,400 Est. Cost $28.34 Unrealized +21.6%
INTC INTEL CORP 1.4%
Value ($000) $4,258 Shares 82,628 Est. Cost $40.06 Unrealized +7.4%
C CITIGROUP INC 1.4%
Value ($000) $4,246 Shares 61,471 Est. Cost $57.64 Unrealized -6.1%
CMCSA COMCAST CORP NEW 1.3%
Value ($000) $3,967 Shares 88,000 Est. Cost $31.79 Unrealized +18.0%
ORCL ORACLE CORP 1.2%
Value ($000) $3,797 Shares 69,000 Est. Cost $44.25 Unrealized +13.8%
JNJ JOHNSON & JOHNSON 1.2%
Value ($000) $3,739 Shares 28,900 Est. Cost $108.36 Unrealized +1.5%
UNP UNION PAC CORP 1.2%
Value ($000) $3,726 Shares 23,000 Est. Cost $113.06 Unrealized +29.0%
EMR EMERSON ELEC CO 1.1%
Value ($000) $3,343 Shares 50,000 Est. Cost $58.98 Unrealized -7.8%
GENERAL ELECTRIC CO 1.0%
Value ($000) $3,006 Shares 336,297 Est. Cost $13.48 Unrealized
MU MICRON TECHNOLOGY INC 1.0%
Value ($000) $2,991 Shares 69,800 Est. Cost $43.44 Unrealized +1.6%
F FORD MTR CO DEL 1.0%
Value ($000) $2,977 Shares 325,000 Est. Cost $7.29 Unrealized -4.7%
PNW PINNACLE WEST CAP CORP 1.0%
Value ($000) $2,912 Shares 30,000 Est. Cost $56.89 Unrealized +26.3%
UNITED STATES STL CORP NEW 0.9%
Value ($000) $2,745 Shares 237,700 Est. Cost $26.62 Unrealized
CVX CHEVRON CORP NEW 0.9%
Value ($000) $2,633 Shares 22,200 Est. Cost $85.03 Unrealized +7.6%
BAX BAXTER INTL INC 0.8%
Value ($000) $2,537 Shares 29,000 Est. Cost $58.91 Unrealized +28.2%
HON HONEYWELL INTL INC 0.8%
Value ($000) $2,386 Shares 14,100 Est. Cost $117.49 Unrealized +18.6%
PBI PITNEY BOWES INC 0.8%
Value ($000) $2,336 Shares 511,059 Est. Cost $7.23 Unrealized -44.6%
BHC BAUSCH HEALTH COS INC 0.7%
Value ($000) $2,185 Shares 100,000 Est. Cost $22.90 Unrealized -0.1%
GILD GILEAD SCIENCES INC 0.7%
Value ($000) $2,155 Shares 34,000 Est. Cost $58.92 Unrealized -13.5%
ABBV ABBVIE INC 0.7%
Value ($000) $2,113 Shares 27,900 Est. Cost $69.23 Unrealized -24.0%
XOM EXXON MOBIL CORP 0.7%
Value ($000) $2,086 Shares 29,539 Est. Cost $55.74 Unrealized -3.5%
KO COCA COLA CO 0.7%
Value ($000) $2,014 Shares 37,000 Est. Cost $35.07 Unrealized +25.4%
APACHE CORP 0.6%
Value ($000) $1,920 Shares 75,000 Est. Cost $29.89 Unrealized
SBUX STARBUCKS CORP 0.6%
Value ($000) $1,857 Shares 21,000 Est. Cost $48.70 Unrealized +65.6%
VZ VERIZON COMMUNICATIONS INC 0.6%
Value ($000) $1,851 Shares 30,663 Est. Cost $33.03 Unrealized +22.4%
BMY BRISTOL MYERS SQUIBB CO 0.6%
Value ($000) $1,820 Shares 35,899 Est. Cost $48.10 Unrealized -23.6%
LLY LILLY ELI & CO 0.6%
Value ($000) $1,800 Shares 16,100 Est. Cost $71.71 Unrealized +43.2%
PEP PEPSICO INC 0.6%
Value ($000) $1,782 Shares 13,000 Est. Cost $89.25 Unrealized +22.5%
IBM INTERNATIONAL BUSINESS MACHS 0.6%
Value ($000) $1,730 Shares 11,900 Est. Cost $107.30 Unrealized -4.5%
LOW LOWES COS INC 0.6%
Value ($000) $1,685 Shares 15,320 Est. Cost $81.91 Unrealized +14.8%
GS GOLDMAN SACHS GROUP INC 0.5%
Value ($000) $1,658 Shares 8,000 Est. Cost $200.65 Unrealized -10.5%
ABT ABBOTT LABS 0.5%
Value ($000) $1,623 Shares 19,400 Est. Cost $52.58 Unrealized +44.7%
ADP AUTOMATIC DATA PROCESSING IN 0.5%
Value ($000) $1,614 Shares 10,000 Est. Cost $98.61 Unrealized +46.0%
MMM 3M CO 0.5%
Value ($000) $1,603 Shares 9,750 Est. Cost $130.14 Unrealized -15.0%
ALL ALLSTATE CORP 0.5%
Value ($000) $1,500 Shares 13,800 Est. Cost $80.71 Unrealized +11.0%
CRM SALESFORCE COM INC 0.5%
Value ($000) $1,484 Shares 10,000 Est. Cost $150.15 Unrealized 0.0%
TJX TJX COS INC NEW 0.5%
Value ($000) $1,449 Shares 26,000 Est. Cost $40.68 Unrealized +23.1%
UPS UNITED PARCEL SERVICE INC 0.5%
Value ($000) $1,414 Shares 11,800 Est. Cost $85.46 Unrealized +4.1%
NKE NIKE INC 0.5%
Value ($000) $1,409 Shares 15,000 Est. Cost $59.62 Unrealized +32.1%
PNC PNC FINL SVCS GROUP INC 0.5%
Value ($000) $1,402 Shares 10,000 Est. Cost $118.19 Unrealized -8.9%
UNITED TECHNOLOGIES CORP 0.4%
Value ($000) $1,365 Shares 10,000 Est. Cost $125.80 Unrealized
CSCO CISCO SYS INC 0.4%
Value ($000) $1,311 Shares 26,540 Est. Cost $33.46 Unrealized +27.9%
AXP AMERICAN EXPRESS CO 0.4%
Value ($000) $1,301 Shares 11,000 Est. Cost $87.01 Unrealized +29.4%
QCOM QUALCOMM INC 0.4%
Value ($000) $1,297 Shares 17,000 Est. Cost $51.91 Unrealized +25.2%
MS MORGAN STANLEY 0.4%
Value ($000) $1,280 Shares 30,000 Est. Cost $43.68 Unrealized -19.8%
PM PHILIP MORRIS INTL INC 0.4%
Value ($000) $1,268 Shares 16,700 Est. Cost $68.70 Unrealized -17.4%
SVB FINL GROUP 0.4%
Value ($000) $1,254 Shares 6,000 Est. Cost $288.83 Unrealized
PSA PUBLIC STORAGE 0.4%
Value ($000) $1,226 Shares 5,000 Est. Cost $152.08 Unrealized +26.2%
T AT&T INC 0.4%
Value ($000) $1,220 Shares 32,242 Est. Cost $15.47 Unrealized +9.9%
PRU PRUDENTIAL FINL INC 0.4%
Value ($000) $1,214 Shares 13,500 Est. Cost $77.10 Unrealized -14.7%
COST COSTCO WHSL CORP NEW 0.4%
Value ($000) $1,210 Shares 4,200 Est. Cost $177.76 Unrealized +44.2%
SPG SIMON PPTY GROUP INC NEW 0.4%
Value ($000) $1,090 Shares 7,000 Est. Cost $105.20 Unrealized +3.6%
AFL AFLAC INC 0.4%
Value ($000) $1,078 Shares 20,600 Est. Cost $36.79 Unrealized +23.3%
AIG AMERICAN INTL GROUP INC 0.3%
Value ($000) $1,064 Shares 19,100 Est. Cost $48.06 Unrealized -2.7%
TRV TRAVELERS COMPANIES INC 0.3%
Value ($000) $1,041 Shares 7,000 Est. Cost $110.86 Unrealized +16.9%
TXN TEXAS INSTRS INC 0.3%
Value ($000) $1,034 Shares 8,000 Est. Cost $87.28 Unrealized +17.9%
DE DEERE & CO 0.3%
Value ($000) $995 Shares 5,900 Est. Cost $131.34 Unrealized +11.2%
CAT CATERPILLAR INC DEL 0.3%
Value ($000) $985 Shares 7,800 Est. Cost $126.53 Unrealized -12.2%
COP CONOCOPHILLIPS 0.3%
Value ($000) $912 Shares 16,000 Est. Cost $43.76 Unrealized +3.5%
HRL HORMEL FOODS CORP 0.3%
Value ($000) $875 Shares 20,000 Est. Cost $27.67 Unrealized +27.6%
BK BANK NEW YORK MELLON CORP 0.3%
Value ($000) $853 Shares 18,872 Est. Cost $44.73 Unrealized -17.3%
CL COLGATE PALMOLIVE CO 0.3%
Value ($000) $765 Shares 10,400 Est. Cost $59.73 Unrealized +4.7%
MET METLIFE INC 0.2%
Value ($000) $707 Shares 15,000 Est. Cost $37.04 Unrealized +3.9%
DD DUPONT DE NEMOURS INC 0.2%
Value ($000) $701 Shares 9,828 Est. Cost $27.24 Unrealized -4.9%
RIG TRANSOCEAN LTD 0.2%
Value ($000) $671 Shares 150,000 Est. Cost $9.95 Unrealized -46.7%
USB US BANCORP DEL 0.2%
Value ($000) $664 Shares 12,000 Est. Cost $39.92 Unrealized +3.0%
HSY HERSHEY CO 0.2%
Value ($000) $620 Shares 4,000 Est. Cost $77.82 Unrealized +67.3%
LNC LINCOLN NATL CORP IND 0.2%
Value ($000) $603 Shares 10,000 Est. Cost $55.97 Unrealized -21.2%
WALGREENS BOOTS ALLIANCE INC 0.2%
Value ($000) $553 Shares 10,000 Est. Cost $55.30 Unrealized
SHW SHERWIN WILLIAMS CO 0.2%
Value ($000) $550 Shares 1,000 Est. Cost $120.91 Unrealized +33.0%
KEY KEYCORP NEW 0.2%
Value ($000) $535 Shares 30,000 Est. Cost $14.60 Unrealized -13.1%
CIEN CIENA CORP 0.2%
Value ($000) $481 Shares 12,255 Est. Cost $41.92 Unrealized 0.0%
XILINX INC 0.2%
Value ($000) $480 Shares 5,000 Est. Cost $65.20 Unrealized
DOW DOW INC 0.2%
Value ($000) $468 Shares 9,828 Est. Cost $36.37 Unrealized -10.0%
PH PARKER HANNIFIN CORP 0.1%
Value ($000) $452 Shares 2,500 Est. Cost $151.93 Unrealized +2.0%
EATON VANCE CORP 0.1%
Value ($000) $449 Shares 10,000 Est. Cost $55.70 Unrealized
ADI ANALOG DEVICES INC 0.1%
Value ($000) $447 Shares 4,000 Est. Cost $81.92 Unrealized +23.1%
EOG EOG RES INC 0.1%
Value ($000) $445 Shares 6,000 Est. Cost $87.22 Unrealized -29.5%
OXY OCCIDENTAL PETE CORP DEL 0.1%
Value ($000) $445 Shares 10,000 Est. Cost $57.44 Unrealized -27.4%
UNH UNITED HEALTH GROUP INC 0.1%
Value ($000) $435 Shares 2,000 Est. Cost $212.11 Unrealized +2.4%
SWK STANLEY BLACK & DECKER INC 0.1%
Value ($000) $433 Shares 3,000 Est. Cost $115.96 Unrealized +0.6%
GL GLOBE LIFE INC 0.1%
Value ($000) $431 Shares 4,500 Est. Cost $86.06 Unrealized 0.0%
CHESAPEAKE ENERGY CORP 0.1%
Value ($000) $423 Shares 300,000 Est. Cost $2.74 Unrealized
PGR PROGRESSIVE CORP OHIO 0.1%
Value ($000) $386 Shares 5,000 Est. Cost $48.29 Unrealized +33.8%
DELL DELL TECHNOLOGIES INC 0.1%
Value ($000) $360 Shares 6,946 Est. Cost $25.10 Unrealized -3.2%
BIIB BIOGEN INC 0.1%
Value ($000) $349 Shares 1,500 Est. Cost $281.15 Unrealized -17.2%
L LOEWS CORP 0.1%
Value ($000) $345 Shares 6,700 Est. Cost $48.65 Unrealized +3.3%
DB DEUTSCHE BANK AG 0.1%
Value ($000) $338 Shares 45,000 Est. Cost $10.35 Unrealized -34.0%
WRB W R BERKLEY CORPORATION 0.1%
Value ($000) $325 Shares 4,500 Est. Cost $20.31 Unrealized +33.6%
ITT ITT INC 0.1%
Value ($000) $306 Shares 5,000 Est. Cost $52.17 Unrealized +15.6%
CTVA CORTEVA INC 0.1%
Value ($000) $275 Shares 9,828 Est. Cost $25.02 Unrealized +6.6%
NATIONAL OILWELL VARCO INC 0.1%
Value ($000) $254 Shares 12,000 Est. Cost $36.83 Unrealized
MRK MERCK & CO INC 0.1%
Value ($000) $244 Shares 2,900 Est. Cost $44.52 Unrealized +47.1%
OGE OGE ENERGY CORP 0.1%
Value ($000) $182 Shares 4,000 Est. Cost $33.60 Unrealized +28.9%
MCY MERCURY GENL CORP NEW 0.1%
Value ($000) $168 Shares 3,000 Est. Cost $47.11 Unrealized +21.5%
NUE NUCOR CORP 0.1%
Value ($000) $153 Shares 3,000 Est. Cost $54.10 Unrealized -15.4%
HAL HALLIBURTON CO 0.0%
Value ($000) $151 Shares 8,000 Est. Cost $42.64 Unrealized -57.2%
WAB WABTEC CORP 0.0%
Value ($000) $130 Shares 1,806 Est. Cost $69.17 Unrealized -1.0%
AMERICAN INTL GROUP INC 0.0%
Value ($000) $121 Shares 8,516 Est. Cost $14.44 Unrealized
CVS CVS HEALTH CORP 0.0%
Value ($000) $106 Shares 1,675 Est. Cost $59.39 Unrealized -18.5%
BHF BRIGHTHOUSE FINL INC 0.0%
Value ($000) $55 Shares 1,363 Est. Cost $48.10 Unrealized -22.6%
REZI RESIDEO TECHNOLOGIES INC 0.0%
Value ($000) $34 Shares 2,350 Est. Cost $21.34 Unrealized -21.4%
ASIX ADVANSIX INC 0.0%
Value ($000) $15 Shares 564 Est. Cost $34.25 Unrealized -35.1%
GTX GARRETT MOTION INC 0.0%
Value ($000) $14 Shares 1,410 Est. Cost $13.59 Unrealized -9.6%