Gifford Fong Associates Diversified Active

CIK: 0001740316 · Show all filings

Period: Q3 2021 (← Previous) (Next →)

Filing Date: Nov 10, 2021

Total Value ($000): $514,718 (100.0% shares, 0.0% debt)

Holdings (136)

NVDA NVIDIA CORP 7.8%
Value ($000) $39,893 Shares 192,572 Est. Cost $16.87 Unrealized +22.8%
AMZN AMAZON COM INC 7.1%
Value ($000) $36,740 Shares 11,184 Est. Cost $86.72 Unrealized +98.9%
AAPL APPLE INC 7.0%
Value ($000) $36,224 Shares 256,000 Est. Cost $92.60 Unrealized +55.4%
MSFT MICROSOFT CORP 4.8%
Value ($000) $24,856 Shares 88,168 Est. Cost $102.60 Unrealized +173.6%
BAC BANK AMER CORP 4.6%
Value ($000) $23,542 Shares 554,582 Est. Cost $25.84 Unrealized +39.6%
DIS DISNEY WALT CO 3.3%
Value ($000) $16,920 Shares 100,020 Est. Cost $116.08 Unrealized +50.0%
GOOG ALPHABET INC 3.0%
Value ($000) $15,344 Shares 5,757 Est. Cost $56.01 Unrealized +144.3%
CRM SALESFORCE COM INC 2.5%
Value ($000) $12,916 Shares 47,621 Est. Cost $215.92 Unrealized +16.2%
GOOGL ALPHABET INC 2.5%
Value ($000) $12,699 Shares 4,750 Est. Cost $53.98 Unrealized +150.2%
MA MASTERCARD INCORPORATED 2.3%
Value ($000) $11,821 Shares 34,000 Est. Cost $163.70 Unrealized +116.7%
JPM JPMORGAN CHASE & CO 1.9%
Value ($000) $9,625 Shares 58,800 Est. Cost $91.43 Unrealized +53.4%
SHOP SHOPIFY INC 1.8%
Value ($000) $9,490 Shares 7,000 Est. Cost $104.97 Unrealized +42.7%
AMD ADVANCED MICRO DEVICES INC 1.8%
Value ($000) $9,220 Shares 89,604 Est. Cost $36.06 Unrealized +183.4%
UNH UNITED HEALTH GROUP INC 1.7%
Value ($000) $8,596 Shares 22,000 Est. Cost $256.65 Unrealized +49.9%
BRK/B BERKSHIRE HATHAWAY INC DEL 1.4%
Value ($000) $7,233 Shares 26,500 Est. Cost $205.34 Unrealized +36.8%
F FORD MTR CO DEL 1.3%
Value ($000) $6,726 Shares 475,000 Est. Cost $8.17 Unrealized +26.3%
V VISA INC 1.3%
Value ($000) $6,638 Shares 29,800 Est. Cost $114.76 Unrealized +97.8%
SYF SYNCHRONY FINL 1.3%
Value ($000) $6,456 Shares 132,073 Est. Cost $30.49 Unrealized +44.2%
COST COSTCO WHSL CORP NEW 1.2%
Value ($000) $6,381 Shares 14,200 Est. Cost $248.20 Unrealized +68.5%
ORCL ORACLE CORP 1.2%
Value ($000) $6,012 Shares 69,000 Est. Cost $44.25 Unrealized +88.3%
PFE PFIZER INC 1.0%
Value ($000) $5,365 Shares 124,729 Est. Cost $24.24 Unrealized +47.2%
UNITED STATES STL CORP NEW 1.0%
Value ($000) $5,222 Shares 237,700 Est. Cost $26.62 Unrealized
WMT WALMART INC 1.0%
Value ($000) $5,073 Shares 36,400 Est. Cost $28.34 Unrealized +60.4%
CMCSA COMCAST CORP NEW 1.0%
Value ($000) $4,922 Shares 88,000 Est. Cost $31.79 Unrealized +61.7%
FHN FIRST HORIZON NATL CORP 0.9%
Value ($000) $4,887 Shares 300,000 Est. Cost $7.65 Unrealized +78.3%
AMGN AMGEN INC 0.9%
Value ($000) $4,821 Shares 22,671 Est. Cost $144.78 Unrealized +38.3%
EMR EMERSON ELEC CO 0.9%
Value ($000) $4,710 Shares 50,000 Est. Cost $58.98 Unrealized +54.6%
JNJ JOHNSON & JOHNSON 0.9%
Value ($000) $4,667 Shares 28,900 Est. Cost $108.36 Unrealized +38.7%
UNP UNION PAC CORP 0.9%
Value ($000) $4,508 Shares 23,000 Est. Cost $113.06 Unrealized +72.7%
IVZ INVESCO LTD 0.9%
Value ($000) $4,470 Shares 185,393 Est. Cost $8.46 Unrealized +144.0%
GE GENERAL ELECTRIC CO 0.8%
Value ($000) $4,331 Shares 42,037 Est. Cost $62.95 Unrealized 0.0%
C CITIGROUP INC 0.8%
Value ($000) $4,314 Shares 61,471 Est. Cost $57.64 Unrealized +3.6%
META FACEBOOK INC 0.8%
Value ($000) $4,242 Shares 12,500 Est. Cost $171.91 Unrealized +108.1%
BA BOEING CO 0.8%
Value ($000) $4,115 Shares 18,710 Est. Cost $324.88 Unrealized -31.4%
WFC WELLS FARGO CO NEW 0.8%
Value ($000) $4,086 Shares 88,052 Est. Cost $47.72 Unrealized -12.9%
VZ VERIZON COMMUNICATIONS INC 0.8%
Value ($000) $3,957 Shares 73,263 Est. Cost $38.81 Unrealized +9.1%
ZM ZOOM VIDEO COMMUNICATIONS IN 0.8%
Value ($000) $3,923 Shares 15,000 Est. Cost $445.83 Unrealized -24.4%
SVB FINL GROUP 0.8%
Value ($000) $3,881 Shares 6,000 Est. Cost $288.83 Unrealized
T AT&T INC 0.8%
Value ($000) $3,881 Shares 143,689 Est. Cost $15.73 Unrealized +2.2%
LLY LILLY ELI & CO 0.7%
Value ($000) $3,720 Shares 16,100 Est. Cost $71.71 Unrealized +230.0%
PBI PITNEY BOWES INC 0.7%
Value ($000) $3,685 Shares 511,059 Est. Cost $7.23 Unrealized +8.2%
BIIB BIOGEN INC 0.6%
Value ($000) $3,254 Shares 11,500 Est. Cost $300.56 Unrealized +9.0%
LOW LOWES COS INC 0.6%
Value ($000) $3,108 Shares 15,320 Est. Cost $81.91 Unrealized +124.1%
GS GOLDMAN SACHS GROUP INC 0.6%
Value ($000) $3,024 Shares 8,000 Est. Cost $200.65 Unrealized +74.4%
ABBV ABBVIE INC 0.6%
Value ($000) $3,010 Shares 27,900 Est. Cost $69.23 Unrealized +40.4%
HON HONEYWELL INTL INC 0.6%
Value ($000) $2,993 Shares 14,100 Est. Cost $117.49 Unrealized +65.6%
MS MORGAN STANLEY 0.6%
Value ($000) $2,919 Shares 30,000 Est. Cost $43.68 Unrealized +96.2%
WALGREENS BOOTS ALLIANCE INC 0.5%
Value ($000) $2,823 Shares 60,000 Est. Cost $47.34 Unrealized
BHC BAUSCH HEALTH COS INC 0.5%
Value ($000) $2,785 Shares 100,000 Est. Cost $22.90 Unrealized +23.8%
MARATHON OIL CORP 0.5%
Value ($000) $2,525 Shares 184,728 Est. Cost $17.39 Unrealized
GILD GILEAD SCIENCES INC 0.5%
Value ($000) $2,375 Shares 34,000 Est. Cost $58.92 Unrealized +0.8%
BAX BAXTER INTL INC 0.5%
Value ($000) $2,332 Shares 29,000 Est. Cost $58.91 Unrealized +21.5%
SBUX STARBUCKS CORP 0.5%
Value ($000) $2,317 Shares 21,000 Est. Cost $48.70 Unrealized +117.0%
ABT ABBOTT LABS 0.4%
Value ($000) $2,292 Shares 19,400 Est. Cost $52.58 Unrealized +115.8%
CVX CHEVRON CORP NEW 0.4%
Value ($000) $2,252 Shares 22,200 Est. Cost $85.03 Unrealized -2.0%
TSLA TESLA INC 0.4%
Value ($000) $2,224 Shares 2,868 Est. Cost $104.14 Unrealized +126.0%
NKE NIKE INC 0.4%
Value ($000) $2,178 Shares 15,000 Est. Cost $59.62 Unrealized +155.8%
PNW PINNACLE WEST CAP CORP 0.4%
Value ($000) $2,171 Shares 30,000 Est. Cost $56.89 Unrealized +14.7%
UPS UNITED PARCEL SERVICE INC 0.4%
Value ($000) $2,149 Shares 11,800 Est. Cost $85.46 Unrealized +90.4%
BMY BRISTOL MYERS SQUIBB CO 0.4%
Value ($000) $2,124 Shares 35,899 Est. Cost $48.10 Unrealized +14.0%
ADP AUTOMATIC DATA PROCESSING IN 0.4%
Value ($000) $1,999 Shares 10,000 Est. Cost $98.61 Unrealized +90.4%
DE DEERE & CO 0.4%
Value ($000) $1,977 Shares 5,900 Est. Cost $131.34 Unrealized +158.3%
PNC PNC FINL SVCS GROUP INC 0.4%
Value ($000) $1,956 Shares 10,000 Est. Cost $118.19 Unrealized +36.0%
PEP PEPSICO INC 0.4%
Value ($000) $1,955 Shares 13,000 Est. Cost $89.25 Unrealized +51.3%
KO COCA COLA CO 0.4%
Value ($000) $1,941 Shares 37,000 Est. Cost $35.07 Unrealized +39.2%
LUMN LUMEN TECHNOLOGIES INC 0.4%
Value ($000) $1,859 Shares 150,000 Est. Cost $10.83 Unrealized +4.8%
AXP AMERICAN EXPRESS CO 0.4%
Value ($000) $1,843 Shares 11,000 Est. Cost $87.01 Unrealized +81.9%
ALL ALLSTATE CORP 0.3%
Value ($000) $1,757 Shares 13,800 Est. Cost $80.71 Unrealized +47.0%
INTC INTEL CORP 0.3%
Value ($000) $1,738 Shares 32,628 Est. Cost $40.06 Unrealized +24.3%
XOM EXXON MOBIL CORP 0.3%
Value ($000) $1,737 Shares 29,539 Est. Cost $55.74 Unrealized -13.1%
MRK MERCK & CO INC 0.3%
Value ($000) $1,720 Shares 22,900 Est. Cost $60.54 Unrealized +9.2%
TJX TJX COS INC NEW 0.3%
Value ($000) $1,715 Shares 26,000 Est. Cost $40.68 Unrealized +60.9%
MMM 3M CO 0.3%
Value ($000) $1,710 Shares 9,750 Est. Cost $130.14 Unrealized +5.5%
IBM INTERNATIONAL BUSINESS MACHS 0.3%
Value ($000) $1,653 Shares 11,900 Est. Cost $107.30 Unrealized +4.5%
PM PHILIP MORRIS INTL INC 0.3%
Value ($000) $1,583 Shares 16,700 Est. Cost $68.70 Unrealized +18.0%
TXN TEXAS INSTRS INC 0.3%
Value ($000) $1,538 Shares 8,000 Est. Cost $87.28 Unrealized +92.4%
TWITTER INC 0.3%
Value ($000) $1,510 Shares 25,000 Est. Cost $32.04 Unrealized
CAT CATERPILLAR INC DEL 0.3%
Value ($000) $1,497 Shares 7,800 Est. Cost $126.53 Unrealized +51.8%
PSA PUBLIC STORAGE 0.3%
Value ($000) $1,486 Shares 5,000 Est. Cost $152.08 Unrealized +69.2%
CSCO CISCO SYS INC 0.3%
Value ($000) $1,445 Shares 26,540 Est. Cost $33.46 Unrealized +47.2%
PRU PRUDENTIAL FINL INC 0.3%
Value ($000) $1,420 Shares 13,500 Est. Cost $77.10 Unrealized +8.2%
MU MICRON TECHNOLOGY INC 0.3%
Value ($000) $1,405 Shares 19,800 Est. Cost $43.44 Unrealized +68.7%
SPOT SPOTIFY TECHNOLOGY S A 0.2%
Value ($000) $1,127 Shares 5,000 Est. Cost $311.72 Unrealized -24.4%
COP CONOCOPHILLIPS 0.2%
Value ($000) $1,084 Shares 16,000 Est. Cost $43.76 Unrealized +12.7%
AFL AFLAC INC 0.2%
Value ($000) $1,074 Shares 20,600 Est. Cost $36.79 Unrealized +34.4%
TRV TRAVELERS COMPANIES INC 0.2%
Value ($000) $1,064 Shares 7,000 Est. Cost $110.86 Unrealized +27.9%
AIG AMERICAN INTL GROUP INC 0.2%
Value ($000) $1,048 Shares 19,100 Est. Cost $48.06 Unrealized -3.0%
BK BANK NEW YORK MELLON CORP 0.2%
Value ($000) $978 Shares 18,872 Est. Cost $44.73 Unrealized +2.5%
BB BLACKBERRY LTD 0.2%
Value ($000) $973 Shares 100,000 Est. Cost $10.48 Unrealized 0.0%
MET METLIFE INC 0.2%
Value ($000) $926 Shares 15,000 Est. Cost $37.04 Unrealized +42.4%
SPG SIMON PPTY GROUP INC NEW 0.2%
Value ($000) $910 Shares 7,000 Est. Cost $105.20 Unrealized -2.8%
RTX RAYTHEON TECHNOLOGIES CORP 0.2%
Value ($000) $860 Shares 10,000 Est. Cost $54.61 Unrealized +41.7%
SHW SHERWIN WILLIAMS CO 0.2%
Value ($000) $839 Shares 3,000 Est. Cost $215.59 Unrealized +30.5%
HRL HORMEL FOODS CORP 0.2%
Value ($000) $820 Shares 20,000 Est. Cost $27.67 Unrealized +42.8%
CL COLGATE PALMOLIVE CO 0.2%
Value ($000) $786 Shares 10,400 Est. Cost $59.73 Unrealized +20.0%
XILINX INC 0.1%
Value ($000) $755 Shares 5,000 Est. Cost $65.20 Unrealized
DELL DELL TECHNOLOGIES INC 0.1%
Value ($000) $723 Shares 6,946 Est. Cost $25.10 Unrealized +82.1%
USB US BANCORP DEL 0.1%
Value ($000) $713 Shares 12,000 Est. Cost $39.92 Unrealized +16.9%
PH PARKER HANNIFIN CORP 0.1%
Value ($000) $699 Shares 2,500 Est. Cost $151.93 Unrealized +84.6%
LNC LINCOLN NATL CORP IND 0.1%
Value ($000) $688 Shares 10,000 Est. Cost $55.97 Unrealized -7.6%
HSY HERSHEY CO 0.1%
Value ($000) $677 Shares 4,000 Est. Cost $77.82 Unrealized +104.1%
ADI ANALOG DEVICES INC 0.1%
Value ($000) $670 Shares 4,000 Est. Cost $81.92 Unrealized +89.6%
KEY KEYCORP NEW 0.1%
Value ($000) $649 Shares 30,000 Est. Cost $14.60 Unrealized +11.1%
QCOM QUALCOMM INC 0.1%
Value ($000) $645 Shares 5,000 Est. Cost $63.12 Unrealized +104.1%
CIEN CIENA CORP 0.1%
Value ($000) $629 Shares 12,255 Est. Cost $41.92 Unrealized +32.5%
DB DEUTSCHE BANK AG 0.1%
Value ($000) $572 Shares 45,000 Est. Cost $10.35 Unrealized +8.6%
DOW DOW INC 0.1%
Value ($000) $566 Shares 9,828 Est. Cost $36.37 Unrealized +31.5%
APA APA CORPORATION 0.1%
Value ($000) $536 Shares 25,000 Est. Cost $16.01 Unrealized +5.0%
SWK STANLEY BLACK & DECKER INC 0.1%
Value ($000) $526 Shares 3,000 Est. Cost $115.96 Unrealized +43.8%
CARR CARRIER GLOBAL CORPORATION 0.1%
Value ($000) $518 Shares 10,000 Est. Cost $17.13 Unrealized +196.0%
IFF INTERNATIONAL FLAVORS&FRAGRA 0.1%
Value ($000) $496 Shares 3,707 Est. Cost $113.18 Unrealized +14.8%
EOG EOG RES INC 0.1%
Value ($000) $482 Shares 6,000 Est. Cost $87.22 Unrealized -32.6%
PGR PROGRESSIVE CORP OHIO 0.1%
Value ($000) $452 Shares 5,000 Est. Cost $48.29 Unrealized +76.7%
ITT ITT INC 0.1%
Value ($000) $429 Shares 5,000 Est. Cost $52.17 Unrealized +79.8%
CTVA CORTEVA INC 0.1%
Value ($000) $414 Shares 9,828 Est. Cost $25.02 Unrealized +64.8%
OTIS OTIS WORLDWIDE CORP 0.1%
Value ($000) $411 Shares 5,000 Est. Cost $47.48 Unrealized +73.1%
GL GLOBE LIFE INC 0.1%
Value ($000) $401 Shares 4,500 Est. Cost $86.06 Unrealized +4.8%
L LOEWS CORP 0.1%
Value ($000) $361 Shares 6,700 Est. Cost $48.65 Unrealized +9.9%
WRB W R BERKLEY CORPORATION 0.1%
Value ($000) $329 Shares 4,500 Est. Cost $20.31 Unrealized +45.6%
DD DUPONT DE NEMOURS INC 0.1%
Value ($000) $317 Shares 4,665 Est. Cost $27.24 Unrealized +4.1%
OXY OCCIDENTAL PETE CORP DEL 0.1%
Value ($000) $296 Shares 10,000 Est. Cost $57.44 Unrealized -56.2%
NUE NUCOR CORP 0.1%
Value ($000) $295 Shares 3,000 Est. Cost $54.10 Unrealized +83.5%
VTRS VIATRIS INC 0.0%
Value ($000) $210 Shares 15,476 Est. Cost $13.33 Unrealized -12.1%
RIG TRANSOCEAN LTD 0.0%
Value ($000) $190 Shares 50,000 Est. Cost $9.95 Unrealized -63.4%
HAL HALLIBURTON CO 0.0%
Value ($000) $173 Shares 8,000 Est. Cost $42.64 Unrealized -55.9%
MCY MERCURY GENL CORP NEW 0.0%
Value ($000) $167 Shares 3,000 Est. Cost $47.11 Unrealized +26.8%
NOV NOV INC 0.0%
Value ($000) $157 Shares 12,000 Est. Cost $14.51 Unrealized -7.0%
WAB WABTEC CORP 0.0%
Value ($000) $156 Shares 1,806 Est. Cost $69.17 Unrealized +21.4%
CVS CVS HEALTH CORP 0.0%
Value ($000) $142 Shares 1,675 Est. Cost $59.39 Unrealized +22.1%
OGE OGE ENERGY CORP 0.0%
Value ($000) $132 Shares 4,000 Est. Cost $33.60 Unrealized +2.8%
OGN ORGANON & CO 0.0%
Value ($000) $75 Shares 2,290 Est. Cost $26.93 Unrealized -2.4%
BHF BRIGHTHOUSE FINL INC 0.0%
Value ($000) $62 Shares 1,363 Est. Cost $48.10 Unrealized -6.3%
REZI RESIDEO TECHNOLOGIES INC 0.0%
Value ($000) $58 Shares 2,350 Est. Cost $21.34 Unrealized +36.3%
ASIX ADVANSIX INC 0.0%
Value ($000) $22 Shares 564 Est. Cost $34.25 Unrealized -8.3%
OXY/WS OCCIDENTAL PETE CORP 0.0%
Value ($000) $15 Shares 1,250 Est. Cost $3.20 Unrealized
GTX GARRETT MOTION INC 0.0%
Value ($000) $10 Shares 1,410 Est. Cost $13.59 Unrealized -47.2%