Greenhaven Road Investment Management, L.P. Diversified Active

CIK: 0001741129 · Show all filings

Period: Q2 2021 (← Previous) (Next →)

Filing Date: Aug 16, 2021

Total Value ($000): $487,918 (100.0% shares, 0.0% debt)

Holdings (37)

APPS DIGITAL TURBINE INC 17.5%

Value ($000) $85,572 Shares 1,125,500 Est. Cost $20.17 Unrealized +253.8%

PAR PAR TECHNOLOGY CORP 14.3%

Value ($000) $70,016 Shares 1,001,080 Est. Cost $31.59 Unrealized +124.3%

ESTC ELASTIC N V 11.9%

Value ($000) $58,304 Shares 400,000 Est. Cost $99.27 Unrealized +25.9%

KKR KKR & CO INC 10.3%

Value ($000) $50,354 Shares 850,000 Est. Cost $30.22 Unrealized +76.5%

ROKU ROKU INC 8.5%

Value ($000) $41,333 Shares 90,000 Est. Cost $114.95 Unrealized +207.7%

RICK RCI HOSPITALITY HLDGS INC 7.9%

Value ($000) $38,431 Shares 580,531 Est. Cost $13.86 Unrealized +406.3%

NYT NEW YORK TIMES CO 5.4%

Value ($000) $26,130 Shares 600,000 Est. Cost $45.45 Unrealized -6.7%

— SHARPSPRING INC 4.7%

Value ($000) $22,972 Shares 1,360,103 Est. Cost $11.40 Unrealized —

IAC IAC INTERACTIVECORP NEW 3.9%

Value ($000) $19,271 Shares 125,000 Est. Cost $129.53 Unrealized 0.0%

— ASCENDANT DIGITAL ACQUISITIO 3.3%

Value ($000) $16,319 Shares 10,011,451 Est. Cost $1.14 Unrealized —

— BARNES & NOBLE ED INC 2.9%

Value ($000) $14,084 Shares 1,953,398 Est. Cost $3.42 Unrealized —

AEYE AUDIOEYE INC 2.8%

Value ($000) $13,437 Shares 800,296 Est. Cost $15.22 Unrealized +37.1%

— VIMEO INC 2.0%

Value ($000) $9,944 Shares 202,936 Est. Cost $49.00 Unrealized —

— KALEYRA INC 1.2%

Value ($000) $5,677 Shares 1,774,175 Est. Cost $0.85 Unrealized —

— TWC TECH HLDGS II CORP 0.6%

Value ($000) $3,023 Shares 1,742,601 Est. Cost $1.73 Unrealized —

TALKW TALKSPACE INC 0.6%

Value ($000) $2,734 Shares 2,032,930 Est. Cost $1.34 Unrealized —

— THE BEAUTY HEALTH COMPANY 0.4%

Value ($000) $2,053 Shares 320,721 Est. Cost $6.40 Unrealized —

— WHOLE EARTH BRANDS INC 0.3%

Value ($000) $1,318 Shares 593,899 Est. Cost $1.65 Unrealized —

— LIVEVOX HOLDING INC 0.2%

Value ($000) $1,082 Shares 819,743 Est. Cost $1.32 Unrealized —

— APOLLO STRATEGIC GROWTH CAPT 0.2%

Value ($000) $1,040 Shares 874,289 Est. Cost $1.19 Unrealized —

— KKR ACQUISITION HOLDING I CO 0.2%

Value ($000) $962 Shares 814,865 Est. Cost $1.18 Unrealized —

— HUDSON EXECUTIVE INVES III 0.2%

Value ($000) $882 Shares 691,841 Est. Cost $1.45 Unrealized —

GCMGW GCM GROSVENOR INC 0.1%

Value ($000) $567 Shares 368,173 Est. Cost $1.54 Unrealized —

— VY GLOBAL GROWTH 0.1%

Value ($000) $510 Shares 281,935 Est. Cost $1.81 Unrealized —

— BYTE ACQUISITION CORP 0.1%

Value ($000) $491 Shares 404,031 Est. Cost $1.22 Unrealized —

— LAZARD GROWTH ACQUISITION CO 0.1%

Value ($000) $307 Shares 266,669 Est. Cost $1.15 Unrealized —

— APOLLO STRATEGIC GRWT CPTL I 0.1%

Value ($000) $270 Shares 210,168 Est. Cost $1.28 Unrealized —

SE SEA LTD 0.0%

Value ($000) $217 Shares 790 Est. Cost $274.68 Unrealized —

— CYNERGISTEK INC 0.0%

Value ($000) $129 Shares 32,636 Est. Cost $1.45 Unrealized —

— CC NEUBERGER PRINCIPAL HOLDN 0.0%

Value ($000) $109 Shares 85,466 Est. Cost $1.28 Unrealized —

DAIO DATA I O CORP 0.0%

Value ($000) $99 Shares 18,263 Est. Cost $4.53 Unrealized +31.0%

— AJAX I 0.0%

Value ($000) $86 Shares 46,213 Est. Cost $1.86 Unrealized —

DGX QUEST DIAGNOSTICS INC 0.0%

Value ($000) $67 Shares 30,351 Est. Cost $112.12 Unrealized +6.8%

— TCW SPECIAL PURPOSE ACQU COR 0.0%

Value ($000) $52 Shares 54,800 Est. Cost $0.95 Unrealized —

— SIFY TECHNOLOGIES LTD 0.0%

Value ($000) $35 Shares 17,267 Est. Cost $1.28 Unrealized —

WPCBF WARBURG PINCUS CAPTAL CORP I 0.0%

Value ($000) $27 Shares 20,926 Est. Cost $1.29 Unrealized —

— GLASS HOUSES ACQUISITION COR 0.0%

Value ($000) $14 Shares 14,093 Est. Cost $0.99 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
APPS	DIGITAL TURBINE INC	1,125,500	$85,572	17.5%	$20.17	+253.8%	COM NEW	25400W102
PAR	PAR TECHNOLOGY CORP	1,001,080	$70,016	14.3%	$31.59	+124.3%	COM	698884103
ESTC	ELASTIC N V	400,000	$58,304	11.9%	$99.27	+25.9%	ORD SHS	N14506104
KKR	KKR & CO INC	850,000	$50,354	10.3%	$30.22	+76.5%	COM	48251W104
ROKU	ROKU INC	90,000	$41,333	8.5%	$114.95	+207.7%	COM CL A	77543R102
RICK	RCI HOSPITALITY HLDGS INC	580,531	$38,431	7.9%	$13.86	+406.3%	COM	74934Q108
NYT	NEW YORK TIMES CO	600,000	$26,130	5.4%	$45.45	-6.7%	CL A	650111107
—	SHARPSPRING INC	1,360,103	$22,972	4.7%	$11.40	—	COM	820054104
IAC	IAC INTERACTIVECORP NEW	125,000	$19,271	3.9%	$129.53	0.0%	COM NEW	44891N208
—	ASCENDANT DIGITAL ACQUISITIO	10,011,451	$16,319	3.3%	$1.14	—	*W EXP 07/28/202	G05155117
—	BARNES & NOBLE ED INC	1,953,398	$14,084	2.9%	$3.42	—	COM	06777U101
AEYE	AUDIOEYE INC	800,296	$13,437	2.8%	$15.22	+37.1%	COM NEW	050734201
—	VIMEO INC	202,936	$9,944	2.0%	$49.00	—	COMMON STOCK	92719V100
—	KALEYRA INC	1,774,175	$5,677	1.2%	$0.85	—	*W EXP 12/12/202	483379111
—	TWC TECH HLDGS II CORP	1,742,601	$3,023	0.6%	$1.73	—	*W EXP 09/15/202	90117G113
TALKW	TALKSPACE INC	2,032,930	$2,734	0.6%	$1.34	—	*W EXP 06/21/202	87427V111
—	THE BEAUTY HEALTH COMPANY	320,721	$2,053	0.4%	$6.40	—	*W EXP 05/04/202	88331L116
—	WHOLE EARTH BRANDS INC	593,899	$1,318	0.3%	$1.65	—	*W EXP 06/25/202	96684W126
—	LIVEVOX HOLDING INC	819,743	$1,082	0.2%	$1.32	—	*W EXP 06/18/202	53838L118
—	APOLLO STRATEGIC GROWTH CAPT	874,289	$1,040	0.2%	$1.19	—	*W EXP 10/29/202	G0411R114
—	KKR ACQUISITION HOLDING I CO	814,865	$962	0.2%	$1.18	—	* W EXP 99/99/999	48253T117
—	HUDSON EXECUTIVE INVES III	691,841	$882	0.2%	$1.45	—	*W EXP 02/22/202	443761119
GCMGW	GCM GROSVENOR INC	368,173	$567	0.1%	$1.54	—	*W EXP 11/17/202	36831E116
—	VY GLOBAL GROWTH	281,935	$510	0.1%	$1.81	—	*W EXP 01/30/203	G9444H118
—	BYTE ACQUISITION CORP	404,031	$491	0.1%	$1.22	—	*W EXP 03/18/202	GIR25Q113
—	LAZARD GROWTH ACQUISITION CO	266,669	$307	0.1%	$1.15	—	*W EXP 02/10/202	G54035111
—	APOLLO STRATEGIC GRWT CPTL I	210,168	$270	0.1%	$1.28	—	*W EXP 02/12/202	G0412A128
SE	SEA LTD	790	$217	0.0%	$274.68	—	SPONSORD ADS	81141R100
—	CYNERGISTEK INC	32,636	$129	0.0%	$1.45	—	COM	23258P105
—	CC NEUBERGER PRINCIPAL HOLDN	85,466	$109	0.0%	$1.28	—	*W EXP 99/99/999	G1192N126
DAIO	DATA I O CORP	18,263	$99	0.0%	$4.53	+31.0%	COM	237690102
—	AJAX I	46,213	$86	0.0%	$1.86	—	*W EXP 10/27/202	G0190X126
DGX	QUEST DIAGNOSTICS INC	30,351	$67	0.0%	$112.12	+6.8%	COM	74834L100
—	TCW SPECIAL PURPOSE ACQU COR	54,800	$52	0.0%	$0.95	—	*W EXP 99/99/999	87301L114
—	SIFY TECHNOLOGIES LTD	17,267	$35	0.0%	$1.28	—	SPONSORED ADS	82655M107
WPCBF	WARBURG PINCUS CAPTAL CORP I	20,926	$27	0.0%	$1.29	—	*W EXP 99/99/999	G9460M124
—	GLASS HOUSES ACQUISITION COR	14,093	$14	0.0%	$0.99	—	*W EXP 03/25/202	37714P111