Greenhaven Road Investment Management, L.P. Diversified Active

CIK: 0001741129 · Show all filings

Period: Q1 2021 (← Previous) (Next →)

Filing Date: May 17, 2021

Total Value ($000): $448,489 (100.0% shares, 0.0% debt)

Holdings (24)

APPS DIGITAL TURBINE INC 16.1%

Value ($000) $72,324 Shares 900,000 Est. Cost $7.34 Unrealized +895.1%

PAR PAR TECHNOLOGY CORP 14.2%

Value ($000) $63,849 Shares 976,133 Est. Cost $30.59 Unrealized +142.8%

ESTC ELASTIC N V 9.3%

Value ($000) $41,700 Shares 375,000 Est. Cost $97.56 Unrealized +45.6%

KKR KKR & CO INC 9.3%

Value ($000) $41,523 Shares 850,000 Est. Cost $30.22 Unrealized +41.9%

RICK RCI HOSPITALITY HLDGS INC 8.2%

Value ($000) $36,916 Shares 580,531 Est. Cost $13.86 Unrealized +288.8%

ROKU ROKU INC 6.5%

Value ($000) $29,319 Shares 90,000 Est. Cost $114.95 Unrealized +241.0%

NYT NEW YORK TIMES CO 6.2%

Value ($000) $27,841 Shares 550,000 Est. Cost $45.73 Unrealized +4.4%

— IAC INTERACTIVECORP NEW 6.0%

Value ($000) $27,039 Shares 125,000 Est. Cost $119.78 Unrealized —

AEYE AUDIOEYE INC 5.0%

Value ($000) $22,360 Shares 800,296 Est. Cost $15.22 Unrealized +93.1%

— TWITTER INC 5.0%

Value ($000) $22,271 Shares 350,000 Est. Cost $63.63 Unrealized —

— SHARPSPRING INC 4.9%

Value ($000) $21,844 Shares 1,365,205 Est. Cost $11.40 Unrealized —

— BARNES & NOBLE ED INC 4.4%

Value ($000) $19,702 Shares 2,420,355 Est. Cost $3.42 Unrealized —

— ASCENDANT DIGITAL ACQUISITION 1.9%

Value ($000) $8,589 Shares 8,503,920 Est. Cost $1.05 Unrealized —

— KALEYRA INC 1.9%

Value ($000) $8,407 Shares 1,910,722 Est. Cost $0.85 Unrealized —

— HUDSON EXECUTIVE INVT CORP 0.3%

Value ($000) $1,358 Shares 936,584 Est. Cost $1.45 Unrealized —

— GIGCAPITAL2 INC 0.2%

Value ($000) $972 Shares 2,945,168 Est. Cost $0.35 Unrealized —

— WHOLE EARTH BRANDS INC 0.2%

Value ($000) $841 Shares 400,701 Est. Cost $1.38 Unrealized —

— VESPER HEALTHCARE ACQSTN COR 0.1%

Value ($000) $667 Shares 320,721 Est. Cost $2.08 Unrealized —

— GIGCAPITAL2 INC 0.1%

Value ($000) $498 Shares 664,245 Est. Cost $1.18 Unrealized —

DGX QUEST DIAGNOSTICS INC 0.0%

Value ($000) $145 Shares 37,060 Est. Cost $112.12 Unrealized 0.0%

— CAPITOL INVESTMENT CORP V 0.0%

Value ($000) $123 Shares 91,049 Est. Cost $1.35 Unrealized —

DAIO DATA I O CORP 0.0%

Value ($000) $78 Shares 14,471 Est. Cost $4.16 Unrealized +28.0%

— CYNERGISTEK INC 0.0%

Value ($000) $62 Shares 32,636 Est. Cost $1.45 Unrealized —

— SIFY TECHNOLOGIES LTD 0.0%

Value ($000) $61 Shares 17,267 Est. Cost $1.28 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
APPS	DIGITAL TURBINE INC	900,000	$72,324	16.1%	$7.34	+895.1%	COM NEW	25400W102
PAR	PAR TECHNOLOGY CORP	976,133	$63,849	14.2%	$30.59	+142.8%	COM	698884103
ESTC	ELASTIC N V	375,000	$41,700	9.3%	$97.56	+45.6%	ORD SHS	N14506104
KKR	KKR & CO INC	850,000	$41,523	9.3%	$30.22	+41.9%	COM	48251W104
RICK	RCI HOSPITALITY HLDGS INC	580,531	$36,916	8.2%	$13.86	+288.8%	COM	74934Q108
ROKU	ROKU INC	90,000	$29,319	6.5%	$114.95	+241.0%	COM CL A	77543R102
NYT	NEW YORK TIMES CO	550,000	$27,841	6.2%	$45.73	+4.4%	CL A	650111107
—	IAC INTERACTIVECORP NEW	125,000	$27,039	6.0%	$119.78	—	COM	44891N109
AEYE	AUDIOEYE INC	800,296	$22,360	5.0%	$15.22	+93.1%	COM NEW	050734201
—	TWITTER INC	350,000	$22,271	5.0%	$63.63	—	COM	90184L102
—	SHARPSPRING INC	1,365,205	$21,844	4.9%	$11.40	—	COM	820054104
—	BARNES & NOBLE ED INC	2,420,355	$19,702	4.4%	$3.42	—	COM	06777U101
—	ASCENDANT DIGITAL ACQUISITION	8,503,920	$8,589	1.9%	$1.05	—	*W EXP 07/28/202	G05155117
—	KALEYRA INC	1,910,722	$8,407	1.9%	$0.85	—	*W EXP 12/12/202	483379111
—	HUDSON EXECUTIVE INVT CORP	936,584	$1,358	0.3%	$1.45	—	*W EXP 06/21/202	443761119
—	GIGCAPITAL2 INC	2,945,168	$972	0.2%	$0.35	—	RIGHT 02/28/2026	375036126
—	WHOLE EARTH BRANDS INC	400,701	$841	0.2%	$1.38	—	*W EXP 06/25/202	96684W126
—	VESPER HEALTHCARE ACQSTN COR	320,721	$667	0.1%	$2.08	—	*W EXP 09/30/202	92538T112
—	GIGCAPITAL2 INC	664,245	$498	0.1%	$1.18	—	*W EXP 02/28/202	375036118
DGX	QUEST DIAGNOSTICS INC	37,060	$145	0.0%	$112.12	0.0%	COM	74834L100
—	CAPITOL INVESTMENT CORP V	91,049	$123	0.0%	$1.35	—	*W EXP 99/99/999	14064F118
DAIO	DATA I O CORP	14,471	$78	0.0%	$4.16	+28.0%	COM	237690102
—	CYNERGISTEK INC	32,636	$62	0.0%	$1.45	—	COM	23258P105
—	SIFY TECHNOLOGIES LTD	17,267	$61	0.0%	$1.28	—	SPONSORED ADS	82655M107