Location: Walnut Creek, CA
CIK: 0001444055 · Show all filings
Period: Q3 2026 (← Previous)
Filing Date: Oct 16, 2026
Total Value: $63.91M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| KRE | SPDR SERIES TRUST | 49,100 | $3.41M | 5.3% | $69.44 | $74.76 | -7.1% | ST STR SP REGBNK | 78464A698 |
| FSBC | FIVE STAR BANCORP | 41,000 | $1.737M | 2.7% | $42.37 | $46.43 | -8.8% | COM | 33830T103 |
| BCBP | BCB BANCORP INC | 109,160 | $938K | 1.5% | $8.59 | $9.26 | -7.2% | COM | 055298103 |
| XLF | SELECT SECTOR SPDR TR | 100 | $5,340 | 0.0% | $53.40 | $56.69 | -5.8% | ST STR FINL ETF | 81369Y605 |
| VLY | VALLEY NATL BANCORP | 300 | $3,786 | 0.0% | $12.62 | $14.18 | -11.0% | COM | 919794107 |
| LOB | LIVE OAK BANCSHARES INC | 87 | $3,149 | 0.0% | $36.20 | $40.72 | -11.1% | COM | 53803X105 |
| TFIN | TRIUMPH FINANCIAL INC | 43 | $2,580 | 0.0% | $60.00 | $72.65 | -17.4% | COM | 89679E300 |
| FLG | FLAGSTAR BANK NATIONAL ASSOC | 100 | $1,167 | 0.0% | $11.67 | $13.77 | -15.2% | COM NEW | 649445400 |
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| BPOP | POPULAR INC | 19,600 (+34.2%) | $3.047M (+27.1%) | 4.8% | $155.45 | $114.97 | +35.2% | COM NEW | 733174700 |
| PFFA | ETFIS SER TR I | 31,000 (+121.4%) | $612K (+112.6%) | 1.0% | $19.75 | $21.00 | -6.0% | VIRTUS INFRCAP | 26923G822 |
| GDOT | GREEN DOT CORP | 32,000 (+28.0%) | $394K (+16.5%) | 0.6% | $12.30 | $11.83 | +4.0% | CALL | 39304D102 |
| COF | CAPITAL ONE FINL CORP | 18,800 (+2.7%) | $3.63M (-1.1%) | 5.7% | $193.07 | $208.76 | -7.5% | COM | 14040H105 |
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| FIGR | FIGURE TECHNOLOGY SOLUTIO | 33,000 | $1.013M | 1.6% | $30.71 * | $41.68 | -30.8% | CALL | 349381103 |
| FIGR | FIGURE TECHNOLOGY SOLUTIO | 27,100 | $832K | 1.3% | $30.71 * | $41.68 | -30.8% | — | 349381103 |
| FOUR | SHIFT4 PMTS INC | 5,509 | $268K | 0.4% | $48.64 * | $45.33 | -20.2% | — | 82452J109 |
| UWMC | UWM HOLDINGS CORPORATION | 45,000 | $103K | 0.2% | $2.29 | — | — | CALL | 91823B109 |
| HOPE | HOPE BANCORP INC | 214 | $2,928 | 0.0% | $13.68 * | $12.53 | +6.1% | — | 43940T109 |
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| CCB | COASTAL FINL CORP WA | 129,640 (-10.7%) | $5.178M (-54.0%) | 8.1% | $39.94 | $46.39 | -13.9% | COM NEW | 19046P209 |
| GDOT | GREEN DOT CORP | 500 (-99.7%) | $6,150 (-99.8%) | 0.0% | $12.30 | $11.83 | +4.0% | CL A | 39304D102 |
| FFBB | FFB Bancorp | 67,413 (-15.1%) | $5.963M (-12.4%) | 9.3% | $88.45 | $83.22 | +6.3% | COM | 20344D104 |
| EGBN | EAGLE BANCORPORATION INC | 143,900 (-8.9%) | $3.999M (-10.8%) | 6.3% | $27.79 | $23.19 | +19.9% | COM | 268948106 |
| EWBC | EAST WEST BANCORP INC | 19,123 (-9.5%) | $2.37M (-13.1%) | 3.7% | $123.93 | $61.24 | +102.4% | COM | 27579R104 |
| CHYM | CHIME FINL INC | 87,000 (-10.3%) | $2.318M (+16.7%) | 3.6% | $26.64 | $20.52 | +29.8% | COM SHS CL A | 16935C109 |
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IVV | ISHARES TR | 30,450 | $23.32M | 36.5% | $765.85 | $574.18 | +33.4% | CORE S&P500 ETF | 464287200 |
| NTB | BANK OF N T BUTTERFIELD & SO | 77,800 | $4.502M | 7.0% | $57.86 | $40.31 | +43.5% | SHS NEW | G0772R208 |
| NLY | ANNALY CAPITAL MANAGEMENT IN | 35,000 | $661K | 1.0% | $18.89 | $18.82 | — | COM NEW | 035710839 |
| OSBC | OLD SECOND BANCORP INC DEL | 74,100 | $1.815M | 2.8% | $24.49 | $17.86 | +37.1% | COM | 680277100 |