Ticker: USAS CUSIP: 03062D803 Class: COM NEW
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| HGC Investment Management Inc. | 300,000 | $1,479 |
| Polar Asset Management Partners Inc. | 2,625,000 | $12,999 |
| Caitong International Asset Management Co., Ltd | 35,140 | $180 |
| Scientech Research LLC | 26,146 | $134 |
| Anson Funds Management LP | 100,000 | $513 |
| ZAZOVE ASSOCIATES LLC | 100,000 | $511 |
| LGT Fund Management Co Ltd. | 100,000 | $531 |
| Versor Investments LP | 53,700 | $275 |
| DLD Asset Management, LP | 100,010 | $511 |
| Weiss Asset Management LP | 410,125 | $2,096 |
| Key Client Fiduciary Advisors, LLC | 20,000 | $102 |
| Engineers Gate Manager LP | 136,492 | $698 |
| Walleye Capital LLC | 335,947 | $1,717 |
| Schonfeld Strategic Advisors LLC | 160,747 | $821 |
| CIBC WORLD MARKET INC. | 294,622 | $1,511 |
| Swiss National Bank | 432,800 | $2,224 |
| WEALTHCARE CAPITAL MANAGEMENT LLC | 11,251 | $57 |
| Point72 Asset Management, L.P. | 143,438 | $733 |
| Legal & General Group Plc | 210,011 | $1,079 |
| D. E. Shaw & Co., Inc. | 170,886 | $873 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| U S GLOBAL INVESTORS INC | 580,000 | 1,800,000 | +1,220,000 (+210.3%) |
| PCJ Investment Counsel Ltd. | 425,000 | 861,090 | +436,090 (+102.6%) |
| K.J. Harrison & Partners Inc | 64,356 | 241,856 | +177,500 (+275.8%) |
| Waratah Capital Advisors Ltd. | 173,509 | 888,715 | +715,206 (+412.2%) |
| ALPS ADVISORS INC | 3,604,591 | 5,872,547 | +2,267,956 (+62.9%) |
| SPROTT INC. | 1,409,118 | 1,643,896 | +234,778 (+16.7%) |
| Connor, Clark & Lunn Investment Management Ltd. | 1,201,280 | 3,689,810 | +2,488,530 (+207.2%) |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 7,343,993 | 9,909,910 | +2,565,917 (+34.9%) |
| AA Financial Advisors, LLC | 25,000 | 51,000 | +26,000 (+104.0%) |
| Quantbot Technologies LP | 108,108 | 179,893 | +71,785 (+66.4%) |
| TWO SIGMA INVESTMENTS, LP | 836,200 | 1,572,638 | +736,438 (+88.1%) |
| XTX Topco Ltd | 88,306 | 129,436 | +41,130 (+46.6%) |
| Quadrature Capital Ltd | 20,960 | 118,639 | +97,679 (+466.0%) |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | 99,117 | 687,906 | +588,789 (+594.0%) |
| BALYASNY ASSET MANAGEMENT L.P. | 14,969 | 347,907 | +332,938 (+2224.2%) |
| UBS Group AG | 855,194 | 1,559,903 | +704,709 (+82.4%) |
| MILLENNIUM MANAGEMENT LLC | 1,491,717 | 1,911,108 | +419,391 (+28.1%) |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 24,914 | 520,527 | +495,613 (+1989.3%) |
| GAMCO INVESTORS, INC. ET AL | 731,462 | 788,107 | +56,645 (+7.7%) |
| JANE STREET GROUP, LLC | 666,726 | 962,882 | +296,156 (+44.4%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| NewGen Asset Management Ltd | 9,285,312 | 6,200,000 | -3,085,312 (-33.2%) |
| Merk Investments LLC | 25,679,000 | 23,429,000 | -2,250,000 (-8.8%) |
| WealthTrust Axiom LLC | 612,790 | 451,397 | -161,393 (-26.3%) |
| PenderFund Capital Management Ltd. | 206,800 | 53,400 | -153,400 (-74.2%) |
| INTACT INVESTMENT MANAGEMENT INC. | 1,074,640 | 1,034,540 | -40,100 (-3.7%) |
| BANK OF AMERICA CORP /DE/ | 2,449,274 | 1,943,823 | -505,451 (-20.6%) |
| JPMORGAN CHASE & CO | 549,176 | 133,886 | -415,290 (-75.6%) |
| CITIGROUP INC | 733,343 | 567,768 | -165,575 (-22.6%) |
| Baader Bank Aktiengesellschaft | 70,000 | 60,000 | -10,000 (-14.3%) |
| TORONTO DOMINION BANK | 110,977 | 56,924 | -54,053 (-48.7%) |
| BANK OF MONTREAL /CAN/ | 251,986 | 195,262 | -56,724 (-22.5%) |
| CITADEL ADVISORS LLC | 311,477 | 275,551 | -35,926 (-11.5%) |
| HighTower Advisors, LLC | 58,082 | 36,382 | -21,700 (-37.4%) |
| WELLS FARGO & COMPANY/MN | 20,433 | 13,079 | -7,354 (-36.0%) |
| B. Riley Wealth Advisors, Inc. | 14,911 | 11,711 | -3,200 (-21.5%) |
| Cetera Investment Advisers | 201,521 | 197,081 | -4,440 (-2.2%) |
| GTS SECURITIES LLC | 26,797 | 24,345 | -2,452 (-9.2%) |
| TD Waterhouse Canada Inc. | 32,486 | 29,986 | -2,500 (-7.7%) |
| MCIA Inc | 17,900 | 17,467 | -433 (-2.4%) |
| NATIONAL BANK OF CANADA /FI/ | 7,674 | 6,815 | -859 (-11.2%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| MONTRUSCO BOLTON INVESTMENTS INC. | 2,668,549 | $9,954 |
| Quarry LP | 121,949 | $454 |
| RENAISSANCE TECHNOLOGIES LLC | 295,215 | $1,098 |
| OMERS ADMINISTRATION Corp | 16,600 | $62 |
| Rathbones Group PLC | 16,600 | $62 |
| Hudson Bay Capital Management LP | 11,260 | $42 |