ANAVEX LIFE SCIENCES CORP

Ticker: AVXL CUSIP: 032797300 Class: Common Stock

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
BlackRock, Inc.7,526,130$26,793
VANGUARD GROUP INC5,028,534$17,902
STATE STREET CORP4,383,406$15,605
GEODE CAPITAL MANAGEMENT, LLC2,022,912$7,203
TWO SIGMA INVESTMENTS, LP1,653,696$5,887
TWO SIGMA ADVISERS, LP1,209,570$4,306
Summit Financial, LLC903,392$3,216
GOLDMAN SACHS GROUP INC872,968$3,108
NWAM LLC870,796$4,371
JANE STREET GROUP, LLC768,955$2,737
NORTHERN TRUST CORP738,242$2,628
CHARLES SCHWAB INVESTMENT MANAGEMENT INC668,956$2,381
LPL Financial LLC528,782$1,882
BANK OF AMERICA CORP /DE/524,189$1,866
BARCLAYS PLC493,172$1,756
MORGAN STANLEY474,856$1,690
UBS Group AG459,394$1,635
SUSQUEHANNA INTERNATIONAL GROUP, LLP439,499$1,565
Private Advisor Group, LLC419,800$1,494
Qube Research & Technologies Ltd388,718$1,384
FEDERATED HERMES, INC.367,841$1,310
Caption Management, LLC354,838$1,263
NATIONAL BANK OF CANADA /FI/305,200$1,087
Point72 Asset Management, L.P.278,018$990
WELLINGTON MANAGEMENT GROUP LLP272,231$969
Bank of New York Mellon Corp244,055$869
PVG ASSET MANAGEMENT CORP216,295$770
MARSHALL WACE, LLP182,190$649
Nuveen, LLC168,377$599
Swiss National Bank164,400$585
UBS ASSET MANAGEMENT AMERICAS INC162,124$577
Rafferty Asset Management, LLC156,301$556
Sculptor Capital LP155,900$555
GSA CAPITAL PARTNERS LLP155,879$1
AQR CAPITAL MANAGEMENT LLC149,815$533
Apella Capital, LLC138,006$491
WELLS FARGO & COMPANY/MN133,820$476
SHEETS SMITH WEALTH MANAGEMENT117,696$419
180 WEALTH ADVISORS, LLC117,380$418
ALLIANCEBERNSTEIN L.P.115,200$410
CITADEL ADVISORS LLC113,739$405
RHUMBLINE ADVISERS107,404$382
STIFEL FINANCIAL CORP101,020$360
XTX Topco Ltd99,058$353
CANADA PENSION PLAN INVESTMENT BOARD95,900$341
ENVESTNET ASSET MANAGEMENT INC87,674$312
Legal & General Group Plc86,900$310
Hikari Power Ltd85,585$0
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM78,005$278
ALPS ADVISORS INC73,361$261
Creative Planning72,745$259
FRANKLIN RESOURCES INC72,560$258
DEUTSCHE BANK AG\69,547$248
AMERIPRISE FINANCIAL INC68,525$244
Gladstone Institutional Advisory LLC68,504$244
Carnegie Capital Asset Management, LLC67,578$241
Zurcher Kantonalbank (Zurich Cantonalbank)64,947$231
PNC Financial Services Group, Inc.63,687$227
PROFUND ADVISORS LLC57,972$206
JPMORGAN CHASE & CO56,537$201
Squarepoint Ops LLC56,363$201
Man Group plc55,223$197
Brevan Howard Capital Management LP54,727$195
Independent Advisor Alliance50,076$178
Geneos Wealth Management Inc.48,200$172
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.47,927$173
October Effect Ltd46,280$165
PRICE T ROWE ASSOCIATES INC /MD/46,279$0
Schonfeld Strategic Advisors LLC46,195$164
Quantinno Capital Management LP45,711$163
Invesco Ltd.45,487$162
Cetera Investment Advisers42,856$153
Snowden Capital Advisors LLC42,717$152
Foster Victor Wealth Advisors, LLC39,925$200
MANUFACTURERS LIFE INSURANCE COMPANY, THE39,510$141
Mariner, LLC38,821$138
Opus Capital Group, LLC37,700$0
JANUS HENDERSON GROUP PLC37,000$132
INTECH INVESTMENT MANAGEMENT LLC36,945$132
MetLife Investment Management, LLC35,720$127
BANK OF MONTREAL /CAN/32,440$115
CHOREO, LLC31,991$122
OSAIC HOLDINGS, INC.31,735$113
Forum Financial Management, LP30,140$107
HSBC HOLDINGS PLC28,784$104
NewEdge Advisors, LLC28,231$101
DIMENSIONAL FUND ADVISORS LP27,232$97
CITIGROUP INC25,645$91
RENAISSANCE TECHNOLOGIES LLC25,422$91
AXQ CAPITAL, LP24,996$89
Arizona State Retirement System23,386$83
Atria Investments, Inc23,340$83
Police & Firemen's Retirement System of New Jersey23,092$82
Beacon Pointe Advisors, LLC23,000$82
Cambridge Investment Research Advisors, Inc.22,060$0
TWO SIGMA SECURITIES, LLC21,468$76
Dana Investment Advisors, Inc.20,406$73
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM20,345$72
Hamilton Point Investment Advisors, LLC20,300$72
Pictet Asset Management Holding SA19,603$70
83 other institutions470,799$1,608
Total (183 institutions)37,790,858$134,574