CRESCENT CAP BDC INC

Institution	Shares	Value ($000)
TT Capital Management LLC	26,336	$370
Callodine Capital Management, LP	120,000	$1,686
Whipplewood Advisors, LLC	15,288	$215
RIVERBRIDGE PARTNERS LLC	94,358	$1,326
LMG Wealth Partners, LLC	11,500	$162
Focus Partners Wealth	389,766	$5,476
Russell Investments Group, Ltd.	104,378	$1,467
CITADEL ADVISORS LLC	34,215	$481
SUSQUEHANNA INTERNATIONAL GROUP, LLP	10,236	$144
Rockefeller Capital Management L.P.	2,500	$35
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	1,915	$27
FLAGSHIP HARBOR ADVISORS, LLC	413	$6
Motiv8 Investments LLC	165	$0

Increased Positions (29)

North Ground Capital

Value ($000) $11,736 (+96.9%) Shares 835,312 (+99.8%)

Almitas Capital LLC

Value ($000) $6,241 (+16.3%) Shares 444,234 (+18.0%)

Bulldog Investors, LLP

Value ($000) $6,428 (+3.0%) Shares 457,518 (+4.6%)

Muzinich & Co., Inc.

Value ($000) $2,147 (+10.1%) Shares 152,822 (+11.7%)

Adams Asset Advisors, LLC

Value ($000) $1,122 (+345.9%) Shares 79,828 (+352.6%)

CONDOR CAPITAL MANAGEMENT

Value ($000) $5,155 (+10.6%) Shares 366,887 (+12.2%)

Silverberg Bernstein Capital Management LLC

Value ($000) $394 (+16.9%) Shares 28,060 (+18.6%)

Pettinga Financial Advisors, LLC

Value ($000) $950 (+11.5%) Shares 67,642 (+13.2%)

VPR Management LLC

Value ($000) $126 (+77.3%) Shares 9,000 (+80.0%)

Trexquant Investment LP

Value ($000) $2,437 (+141.4%) Shares 173,480 (+145.0%)

&PARTNERS

Value ($000) $1,613 (+227.1%) Shares 113,575 (+228.4%)

Invesco Ltd.

Value ($000) $9,269 (+1481.2%) Shares 659,696 (+1504.9%)

Hennion & Walsh Asset Management, Inc.

Value ($000) $2,440 (+3.8%) Shares 173,696 (+5.3%)

OPPENHEIMER & CO INC

Value ($000) $861 (+34.2%) Shares 61,286 (+36.2%)

CAPTRUST FINANCIAL ADVISORS

Value ($000) $1,279 (+79.4%) Shares 91,028 (+82.0%)

UBS Group AG

Value ($000) $3,117 (+20.5%) Shares 221,860 (+22.3%)

Quantbot Technologies LP

Value ($000) $119 (+212.1%) Shares 8,477 (+216.8%)

COMMONWEALTH EQUITY SERVICES, LLC

Value ($000) $612 (+248692.7%) Shares 43,561 (+152.5%)

BANK OF AMERICA CORP /DE/

Value ($000) $800 (+45.3%) Shares 56,923 (+47.4%)

Sumitomo Mitsui Trust Holdings, Inc.

Value ($000) $2,147 (+10.1%) Shares 152,822 (+11.7%)

Institution	Prev Shares	Curr Shares	Change
North Ground Capital	418,000	835,312	+417,312 (+99.8%)
Almitas Capital LLC	376,461	444,234	+67,773 (+18.0%)
Bulldog Investors, LLP	437,518	457,518	+20,000 (+4.6%)
Muzinich & Co., Inc.	136,796	152,822	+16,026 (+11.7%)
Adams Asset Advisors, LLC	17,639	79,828	+62,189 (+352.6%)
CONDOR CAPITAL MANAGEMENT	326,859	366,887	+40,028 (+12.2%)
Silverberg Bernstein Capital Management LLC	23,660	28,060	+4,400 (+18.6%)
Pettinga Financial Advisors, LLC	59,767	67,642	+7,875 (+13.2%)
VPR Management LLC	5,000	9,000	+4,000 (+80.0%)
Trexquant Investment LP	70,818	173,480	+102,662 (+145.0%)
&PARTNERS	34,581	113,575	+78,994 (+228.4%)
Invesco Ltd.	41,106	659,696	+618,590 (+1504.9%)
Hennion & Walsh Asset Management, Inc.	164,927	173,696	+8,769 (+5.3%)
OPPENHEIMER & CO INC	44,996	61,286	+16,290 (+36.2%)
CAPTRUST FINANCIAL ADVISORS	50,006	91,028	+41,022 (+82.0%)
UBS Group AG	181,334	221,860	+40,526 (+22.3%)
Quantbot Technologies LP	2,676	8,477	+5,801 (+216.8%)
COMMONWEALTH EQUITY SERVICES, LLC	17,254	43,561	+26,307 (+152.5%)
BANK OF AMERICA CORP /DE/	38,605	56,923	+18,318 (+47.4%)
Sumitomo Mitsui Trust Holdings, Inc.	136,796	152,822	+16,026 (+11.7%)

Decreased Positions (28)

ICON ADVISERS INC/CO

Value ($000) $1,536 (-19.5%) Shares 109,294 (-18.3%)

Barnett & Company, Inc.

Value ($000) $268 (-16.7%) Shares 19,100 (-15.5%)

Virtus Investment Advisers, LLC

Value ($000) $768 (-14.4%) Shares 54,674 (-13.2%)

DENALI ADVISORS LLC

Value ($000) $1,417 (-15.4%) Shares 100,845 (-14.1%)

Nordwand Advisors, LLC

Value ($000) $412 (-21.1%) Shares 29,325 (-20.0%)

Apollon Wealth Management, LLC

Value ($000) $183 (-68.7%) Shares 12,998 (-68.3%)

TWO SIGMA ADVISERS, LP

Value ($000) $2,581 (-30.9%) Shares 183,666 (-29.9%)

MORGAN STANLEY

Value ($000) $1,426 (-53.2%) Shares 101,475 (-52.5%)

WELLS FARGO & COMPANY/MN

Value ($000) $2,751 (-25.4%) Shares 195,794 (-24.3%)

AMERIPRISE FINANCIAL INC

Value ($000) $405 (-68.2%) Shares 28,843 (-67.7%)

D. E. Shaw & Co., Inc.

Value ($000) $443 (-60.6%) Shares 31,552 (-60.0%)

FRANKLIN RESOURCES INC

Value ($000) $6,870 (-10.9%) Shares 488,981 (-9.5%)

Anchor Investment Management, LLC

Value ($000) $186 (-18.2%) Shares 13,212 (-17.0%)

RAYMOND JAMES FINANCIAL INC

Value ($000) $3,622 (-7.9%) Shares 257,802 (-6.6%)

TWO SIGMA INVESTMENTS, LP

Value ($000) $3,631 (-5.6%) Shares 258,408 (-4.2%)

STIFEL FINANCIAL CORP

Value ($000) $517 (-18.8%) Shares 36,826 (-17.5%)

BlackRock, Inc.

Value ($000) $3,193 (-4.1%) Shares 227,255 (-2.6%)

HighTower Advisors, LLC

Value ($000) $1,862 (-5.4%) Shares 132,522 (-4.0%)

Summit Financial, LLC

Value ($000) $247 (-14.9%) Shares 17,080 (-16.1%)

NORTHERN TRUST CORP

Value ($000) $284 (-9.5%) Shares 20,229 (-8.2%)

Institution	Prev Shares	Curr Shares	Change
ICON ADVISERS INC/CO	133,816	109,294	-24,522 (-18.3%)
Barnett & Company, Inc.	22,600	19,100	-3,500 (-15.5%)
Virtus Investment Advisers, LLC	62,960	54,674	-8,286 (-13.2%)
DENALI ADVISORS LLC	117,433	100,845	-16,588 (-14.1%)
Nordwand Advisors, LLC	36,635	29,325	-7,310 (-20.0%)
Apollon Wealth Management, LLC	40,969	12,998	-27,971 (-68.3%)
TWO SIGMA ADVISERS, LP	261,866	183,666	-78,200 (-29.9%)
MORGAN STANLEY	213,505	101,475	-112,030 (-52.5%)
WELLS FARGO & COMPANY/MN	258,564	195,794	-62,770 (-24.3%)
AMERIPRISE FINANCIAL INC	89,297	28,843	-60,454 (-67.7%)
D. E. Shaw & Co., Inc.	78,884	31,552	-47,332 (-60.0%)
FRANKLIN RESOURCES INC	540,460	488,981	-51,479 (-9.5%)
Anchor Investment Management, LLC	15,909	13,212	-2,697 (-17.0%)
RAYMOND JAMES FINANCIAL INC	275,906	257,802	-18,104 (-6.6%)
TWO SIGMA INVESTMENTS, LP	269,649	258,408	-11,241 (-4.2%)
STIFEL FINANCIAL CORP	44,660	36,826	-7,834 (-17.5%)
BlackRock, Inc.	233,391	227,255	-6,136 (-2.6%)
HighTower Advisors, LLC	137,997	132,522	-5,475 (-4.0%)
Summit Financial, LLC	20,364	17,080	-3,284 (-16.1%)
NORTHERN TRUST CORP	22,027	20,229	-1,798 (-8.2%)

Exited Positions (11)

Catalina Capital Group, LLC

Value ($000) $241 Shares 16,935

WESTBOURNE INVESTMENTS, INC.

Value ($000) $141 Shares 10,000

Kovitz Investment Group Partners, LLC

Value ($000) $4,931 Shares 345,759

Brevan Howard Capital Management LP

Value ($000) $691 Shares 48,460

MILLENNIUM MANAGEMENT LLC

Value ($000) $2,881 Shares 202,054

BARCLAYS PLC

Value ($000) $2,109 Shares 114,026

Verition Fund Management LLC

Value ($000) $238 Shares 16,707

LPL Financial LLC

Value ($000) $184 Shares 12,894

Allworth Financial LP

Value ($000) $1 Shares 100

FLAGSHIP WEALTH ADVISORS, LLC

Value ($000) $1 Shares 60

CITIGROUP INC

Value ($000) $0 Shares 1

Institution	Prev Shares	Prev Value ($000)
Catalina Capital Group, LLC	16,935	$241
WESTBOURNE INVESTMENTS, INC.	10,000	$141
Kovitz Investment Group Partners, LLC	345,759	$4,931
Brevan Howard Capital Management LP	48,460	$691
MILLENNIUM MANAGEMENT LLC	202,054	$2,881
BARCLAYS PLC	114,026	$2,109
Verition Fund Management LLC	16,707	$238
LPL Financial LLC	12,894	$184
Allworth Financial LP	100	$1
FLAGSHIP WEALTH ADVISORS, LLC	60	$1
CITIGROUP INC	1	$0