NEW GOLD INC CDA

Ticker: NGD CUSIP: 644535106 Class: COM

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
VAN ECK ASSOCIATES CORP64,318,304$560
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP29,274,513$255,044
Condire Management, LP27,437,020$238,976
VANGUARD GROUP INC20,787,033$181,138
AMERICAN CENTURY COMPANIES INC17,131,025$149,266
GOLDMAN SACHS GROUP INC16,203,877$141,136
RENAISSANCE TECHNOLOGIES LLC15,873,764$138,260
MILLENNIUM MANAGEMENT LLC13,069,153$113,832
AQR Arbitrage LLC10,530,591$91,721
BALYASNY ASSET MANAGEMENT L.P.10,467,113$91,169
SOROS FUND MANAGEMENT LLC9,691,998$84,417
ALPINE ASSOCIATES MANAGEMENT INC.9,363,161$81,553
JGP Global Gestao de Recursos Ltda.9,184,600$79,998
BANK OF AMERICA CORP /DE/8,824,959$76,865
VOLORIDGE INVESTMENT MANAGEMENT, LLC8,456,582$73,657
FMR LLC8,390,400$73,111
MACKENZIE FINANCIAL CORP7,105,367$62,490
TWO SIGMA INVESTMENTS, LP6,860,719$59,757
Qube Research & Technologies Ltd6,700,011$58,359
NORGES BANK6,419,767$55,941
ALLIANCEBERNSTEIN L.P.6,250,845$54,445
HIGHBRIDGE CAPITAL MANAGEMENT LLC6,240,314$54,353
DEUTSCHE BANK AG\5,985,031$52,130
Amundi5,946,288$51,792
Invesco Ltd.5,859,000$51,032
DIMENSIONAL FUND ADVISORS LP5,835,522$50,831
Squarepoint Ops LLC5,571,520$48,528
Magnetar Financial LLC5,064,109$44,108
BANK OF MONTREAL /CAN/4,989,621$43,479
TORONTO DOMINION BANK4,653,379$40,547
MORGAN STANLEY4,620,607$40,245
FRANKLIN RESOURCES INC4,413,548$38,444
CIBC WORLD MARKET INC.3,976,310$34,634
JANE STREET GROUP, LLC3,849,631$33,530
TD Asset Management Inc3,613,298$31,527
TSP Capital Management Group, LLC3,517,626$30,639
Hillsdale Investment Management Inc.3,378,411$29,491
LMR Partners LLP3,363,801$29,299
Weiss Asset Management LP3,116,057$27,141
SCHRODER INVESTMENT MANAGEMENT GROUP3,091,877$27,239
APIS CAPITAL ADVISORS, LLC2,866,000$24,963
Westchester Capital Management, LLC2,852,255$24,843
TWO SIGMA ADVISERS, LP2,664,330$23,206
Connor, Clark & Lunn Investment Management Ltd.2,587,273$22,545
Sagefield Capital LP2,428,541$21,153
Verition Fund Management LLC2,243,023$19,537
Allspring Global Investments Holdings, LLC2,223,000$19,371
RAYMOND JAMES FINANCIAL INC2,184,618$19,028
UBS Group AG1,985,473$17,293
Legal & General Group Plc1,934,108$16,875
Alberta Investment Management Corp1,880,000$16,377
Nokomis Capital, L.L.C.1,872,682$16,311
PICTON MAHONEY ASSET MANAGEMENT1,635,694$14,249
NATIONAL BANK OF CANADA /FI/1,625,662$14,030
MARSHALL WACE, LLP1,620,326$14,113
Swiss National Bank1,568,062$13,692
SPROTT INC.1,562,483$13,609
ADAGE CAPITAL PARTNERS GP, L.L.C.1,550,000$13,501
Grantham, Mayo, Van Otterloo & Co. LLC1,531,059$13,336
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt1,500,015$13,065
CIBC Asset Management Inc1,442,159$12,574
Capula Management Ltd1,369,532$11,929
CHARLES SCHWAB INVESTMENT MANAGEMENT INC1,302,215$11,362
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND1,295,645$11,285
INTACT INVESTMENT MANAGEMENT INC.1,234,560$10,757
Groupe la Francaise1,200,000$10,454
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.1,188,230$10,359
Kintayl Capital LP1,136,568$9,900
ArrowMark Colorado Holdings LLC1,124,000$9,790
CAPSTONE INVESTMENT ADVISORS, LLC1,100,000$9,581
Fort Baker Capital Management LP1,025,660$8,933
GABELLI FUNDS LLC993,900$8,657
GABELLI & Co INVESTMENT ADVISERS, INC.958,144$8,345
Caprock Group, LLC945,627$8,236
Point72 Asset Management, L.P.854,061$7,442
Versor Investments LP806,483$7,024
MANUFACTURERS LIFE INSURANCE COMPANY, THE786,763$6,870
CANADA PENSION PLAN INVESTMENT BOARD716,000$6,239
Oppenheimer & Close, LLC700,255$6,099
Russell Investments Group, Ltd.694,980$6,060
Polar Asset Management Partners Inc.691,319$6,021
O'SHAUGHNESSY ASSET MANAGEMENT, LLC668,524$5,825
Nuveen, LLC593,004$5,174
CSM Advisors, LLC564,731$5
LOUISBOURG INVESTMENTS INC.563,400$4,916
Gotham Asset Management, LLC552,586$4,813
HEARTLAND ADVISORS INC550,000$4,791
Claret Asset Management Corp550,000$5
GEODE CAPITAL MANAGEMENT, LLC537,341$4,783
Arlington Capital Management, Inc.521,905$4,546
GUGGENHEIM CAPITAL LLC511,375$4,454
K2 PRINCIPAL FUND, L.P.481,563$4,194
FIRST TRUST ADVISORS LP461,552$4,022
NEW YORK LIFE INVESTMENT MANAGEMENT LLC454,524$3,959
TUDOR INVESTMENT CORP ET AL450,927$3,928
SUSQUEHANNA ADVISORS GROUP, INC.440,600$3,838
BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp420,598$3,665
Journey Advisory Group, LLC418,405$3,644
PKO Investment Management Joint-Stock Co407,000$3,553
Carmignac Gestion379,537$3,306
221 other institutions18,048,250$144,721
Total (321 institutions)488,883,279$3,677,838