Ticker: PNNT CUSIP: 708062104 Class: CEF
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| Gallagher Capital Advisors, LLC | 70,826 | $422 |
| XTX Topco Ltd | 114,408 | $682 |
| Freestone Capital Holdings, LLC | 49,300 | $294 |
| FOX RUN MANAGEMENT, L.L.C. | 10,939 | $65 |
| Ronald Blue Trust, Inc. | 41,006 | $244 |
| JANE STREET GROUP, LLC | 137,659 | $820 |
| CITADEL ADVISORS LLC | 73,389 | $437 |
| Private Advisor Group, LLC | 33,827 | $202 |
| Advisory Alpha, LLC | 10,298 | $61 |
| TUDOR INVESTMENT CORP ET AL | 19,648 | $117 |
| NOMURA HOLDINGS INC | 16,500 | $98 |
| Squarepoint Ops LLC | 11,525 | $69 |
| Kestra Advisory Services, LLC | 8,731 | $52 |
| Virtu Financial LLC | 31,332 | $0 |
| JONES FINANCIAL COMPANIES LLLP | 2,500 | $15 |
| Thrivent Financial for Lutherans | 43,170 | $0 |
| NATIONAL BANK OF CANADA /FI/ | 2 | $0 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Sunbelt Securities, Inc. | 104,245 | 175,787 | +71,542 (+68.6%) |
| Sterneck Capital Management, LLC | 67,827 | 77,738 | +9,911 (+14.6%) |
| Caitong International Asset Management Co., Ltd | 5 | 6,364 | +6,359 (+127180.0%) |
| Disciplined Investments, LLC | 12,000 | 17,000 | +5,000 (+41.7%) |
| NewEdge Wealth, LLC | 255,488 | 319,426 | +63,938 (+25.0%) |
| TWO SIGMA INVESTMENTS, LP | 881,536 | 1,136,070 | +254,534 (+28.9%) |
| Kovack Advisors, Inc. | 71,750 | 88,233 | +16,483 (+23.0%) |
| Quantbot Technologies LP | 19,219 | 41,181 | +21,962 (+114.3%) |
| MORGAN STANLEY | 452,212 | 729,571 | +277,359 (+61.3%) |
| Tower Research Capital LLC (TRC) | 61 | 14,538 | +14,477 (+23732.8%) |
| Sound Income Strategies, LLC | 2,573 | 12,074 | +9,501 (+369.3%) |
| Legal & General Group Plc | 403,079 | 469,742 | +66,663 (+16.5%) |
| TWO SIGMA ADVISERS, LP | 1,199,518 | 1,230,618 | +31,100 (+2.6%) |
| US BANCORP \DE\ | 40 | 26,500 | +26,460 (+66150.0%) |
| WELLS FARGO & COMPANY/MN | 24,084 | 43,364 | +19,280 (+80.1%) |
| D. E. Shaw & Co., Inc. | 20,314 | 37,225 | +16,911 (+83.2%) |
| Verition Fund Management LLC | 11,689 | 24,800 | +13,111 (+112.2%) |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 42,053 | 52,573 | +10,520 (+25.0%) |
| Founders Financial Alliance, LLC | 65,629 | 66,291 | +662 (+1.0%) |
| Aquatic Capital Management LLC | 20,241 | 22,452 | +2,211 (+10.9%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Truvestments Capital LLC | 523,293 | 492,808 | -30,485 (-5.8%) |
| Garner Asset Management Corp | 88,537 | 72,549 | -15,988 (-18.1%) |
| Hennion & Walsh Asset Management, Inc. | 310,405 | 150,093 | -160,312 (-51.6%) |
| Virtus Investment Advisers, LLC | 139,118 | 123,166 | -15,952 (-11.5%) |
| Advisors Asset Management, Inc. | 550,480 | 465,646 | -84,834 (-15.4%) |
| DENALI ADVISORS LLC | 78,837 | 70,810 | -8,027 (-10.2%) |
| Advisors Capital Management, LLC | 81,698 | 48,013 | -33,685 (-41.2%) |
| UBS Group AG | 209,725 | 41,815 | -167,910 (-80.1%) |
| MARSHALL WACE, LLP | 112,810 | 11,299 | -101,511 (-90.0%) |
| EVERGREEN CAPITAL MANAGEMENT LLC | 46,326 | 32,317 | -14,009 (-30.2%) |
| Brevan Howard Capital Management LP | 64,778 | 39,243 | -25,535 (-39.4%) |
| BlackRock, Inc. | 618,631 | 567,023 | -51,608 (-8.3%) |
| BANK OF AMERICA CORP /DE/ | 88,058 | 58,747 | -29,311 (-33.3%) |
| LPL Financial LLC | 66,793 | 45,314 | -21,479 (-32.2%) |
| OSAIC HOLDINGS, INC. | 69,775 | 54,366 | -15,409 (-22.1%) |
| CRAWFORD INVESTMENT COUNSEL INC | 20,090 | 14,300 | -5,790 (-28.8%) |
| Creative Planning | 34,286 | 27,007 | -7,279 (-21.2%) |
| EverSource Wealth Advisors, LLC | 3,838 | 639 | -3,199 (-83.4%) |
| ROYAL BANK OF CANADA | 22,847 | 17,337 | -5,510 (-24.1%) |
| Parallel Advisors, LLC | 11,200 | 7,373 | -3,827 (-34.2%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| Sage Investment Counsel LLC | 17,000 | $114 |
| Edge Wealth Management LLC | 20,000 | $134 |
| INTEGRITY ALLIANCE, LLC. | 15,133 | $102 |
| LaSalle St. Investment Advisors, LLC | 19,559 | $0 |
| Trexquant Investment LP | 37,581 | $252 |
| Rossby Financial, LCC | 1,500 | $10 |
| STIFEL FINANCIAL CORP | 11,640 | $78 |
| Advisory Services Network, LLC | 5,713 | $38 |
| PRINCIPAL SECURITIES, INC. | 1,500 | $10 |
| CITIGROUP INC | 1,439 | $10 |
| TD PRIVATE CLIENT WEALTH LLC | 698 | $5 |
| Ameritas Advisory Services, LLC | 585 | $4 |
| JPMORGAN CHASE & CO | 200 | $1 |
| Wealthspire Advisors, LLC | 100 | $1 |