Ticker: EFIV CUSIP: 78468R531 Class: S&P 500 ESG ETF
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| GAM Holding AG | 151,430 | $10,016 |
| Gerber Kawasaki Wealth & Investment Management | 16,624 | $1,100 |
| Tower Research Capital LLC (TRC) | 9,539 | $631 |
| True Link Financial Advisors, LLC | 4,204 | $278 |
| Creative Planning | 25,190 | $1,666 |
| Kestra Advisory Services, LLC | 2,488 | $165 |
| AMERIPRISE FINANCIAL INC | 3,192 | $211 |
| UBS Group AG | 1,123 | $74 |
| CITIGROUP INC | 495 | $33 |
| AlphaCore Capital LLC | 300 | $20 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Financial Network Wealth Management LLC | 474,179 | 487,666 | +13,487 (+2.8%) |
| SOA Wealth Advisors, LLC. | 198,239 | 201,104 | +2,865 (+1.4%) |
| BIRCHBROOK, INC. | 26,660 | 28,619 | +1,959 (+7.3%) |
| SEEDS INVESTOR LLC | 26,454 | 31,093 | +4,639 (+17.5%) |
| Baltimore-Washington Financial Advisors, Inc. | 389,065 | 394,279 | +5,214 (+1.3%) |
| Blue Edge Capital, LLC | 99,903 | 101,227 | +1,324 (+1.3%) |
| Ellenbecker Investment Group | 8,967 | 11,738 | +2,771 (+30.9%) |
| Larson Financial Group LLC | 24,821 | 32,920 | +8,099 (+32.6%) |
| SFG Wealth Management, LLC. | 3,372 | 4,303 | +931 (+27.6%) |
| Retirement Income Solutions, Inc | 13,842 | 15,284 | +1,442 (+10.4%) |
| Advisory Alpha, LLC | 3,816 | 8,496 | +4,680 (+122.6%) |
| MEITAV INVESTMENT HOUSE LTD | 15,735 | 21,490 | +5,755 (+36.6%) |
| SCHMIDT P J INVESTMENT MANAGEMENT INC | 3,446 | 4,203 | +757 (+22.0%) |
| HUNTINGTON NATIONAL BANK | 15,080 | 23,851 | +8,771 (+58.2%) |
| Perennial Investment Advisors, LLC | 21,523 | 22,445 | +922 (+4.3%) |
| Gradient Investments LLC | 54,214 | 56,992 | +2,778 (+5.1%) |
| Rossby Financial, LCC | 576 | 908 | +332 (+57.6%) |
| Veracity Capital LLC | 12,190 | 12,348 | +158 (+1.3%) |
| Crestwood Advisors Group LLC | 11,471 | 13,840 | +2,369 (+20.7%) |
| BROWN BROTHERS HARRIMAN & CO | 8,495 | 13,081 | +4,586 (+54.0%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Laurel Wealth Planning LLC | 169,853 | 160,066 | -9,787 (-5.8%) |
| RETIREMENT CAPITAL STRATEGIES | 168,342 | 158,859 | -9,483 (-5.6%) |
| McClarren Financial Advisors, Inc. | 5,461 | 66 | -5,395 (-98.8%) |
| Gilbert Capital Group, Inc. | 30,941 | 29,246 | -1,695 (-5.5%) |
| Koss-Olinger Consulting, LLC | 414,067 | 408,847 | -5,220 (-1.3%) |
| LongView Asset Management LLC | 5,321 | 4,050 | -1,271 (-23.9%) |
| VERUS WEALTH MANAGEMENT, LLC | 9,100 | 8,950 | -150 (-1.6%) |
| Richard P Slaughter Associates Inc | 25,843 | 25,166 | -677 (-2.6%) |
| Integrated Wealth Concepts LLC | 93,235 | 83,755 | -9,480 (-10.2%) |
| Coastline Trust Co | 16,648 | 15,229 | -1,419 (-8.5%) |
| One Capital Management, LLC | 19,630 | 15,387 | -4,243 (-21.6%) |
| GOLDMAN SACHS GROUP INC | 40,883 | 10,582 | -30,301 (-74.1%) |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 37,329 | 14,898 | -22,431 (-60.1%) |
| MORGAN STANLEY | 26,178 | 3,178 | -23,000 (-87.9%) |
| Marshall Financial Group LLC | 5,774 | 5,362 | -412 (-7.1%) |
| Front Row Advisors LLC | 7,373 | 7,186 | -187 (-2.5%) |
| Equitable Holdings, Inc. | 58,113 | 54,890 | -3,223 (-5.5%) |
| Savvy Advisors, Inc. | 26,114 | 25,230 | -884 (-3.4%) |
| Veridan Wealth LLC | 5,910 | 5,766 | -144 (-2.4%) |
| OSAIC HOLDINGS, INC. | 21,248 | 19,723 | -1,525 (-7.2%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| TWO SIGMA INVESTMENTS, LP | 46,800 | $2,976 |
| CITADEL ADVISORS LLC | 25,525 | $1,623 |
| Sanctuary Advisors, LLC | 4,575 | $245 |
| Crews Bank & Trust | 350 | $22 |
| HARBOUR INVESTMENTS, INC. | 495 | $31 |
| GPS Wealth Strategies Group, LLC | 40 | $3 |
| HRT FINANCIAL LP | 6,159 | $0 |