TRISALUS LIFE SCIENCES INC

Ticker: TLSI CUSIP: 89680M101 Class: Common Stock

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
Nantahala Capital Management, LLC2,070,827$14,454
BlackRock, Inc.1,534,336$10,710
VANGUARD GROUP INC1,530,707$10,684
AWM Investment Company, Inc.1,243,780$8,682
GILDER GAGNON HOWE & CO LLC979,023$6,834
GEODE CAPITAL MANAGEMENT, LLC751,207$5,245
Wealthcare Advisory Partners LLC643,740$4,493
Alyeska Investment Group, L.P.407,500$2,844
MORGAN STANLEY365,255$2,549
STATE STREET CORP264,628$1,847
NORTHERN TRUST CORP222,234$1,551
BANK OF AMERICA CORP /DE/198,016$1,382
KOTLER KEVIN145,200$1,013
CHARLES SCHWAB INVESTMENT MANAGEMENT INC100,077$699
Empire Financial Management Company, LLC72,027$503
CWA Asset Management Group, LLC72,000$503
BRIDGEWAY CAPITAL MANAGEMENT, LLC69,500$485
GOLDMAN SACHS GROUP INC65,968$460
Bank of New York Mellon Corp64,604$451
WHITE PINE CAPITAL LLC58,551$409
BARCLAYS PLC47,699$333
Squarepoint Ops LLC44,371$310
MSD Partners, L.P.39,999$279
Nuveen, LLC36,550$255
MILLENNIUM MANAGEMENT LLC35,679$249
Laird Norton Wetherby Trust Company, LLC34,950$244
WELLS FARGO & COMPANY/MN34,914$244
Connective Capital Management, LLC32,796$229
DEUTSCHE BANK AG\23,546$164
Connecticut Wealth Management, LLC22,303$156
MetLife Investment Management, LLC18,135$127
Cambridge Investment Research Advisors, Inc.15,554$0
RHUMBLINE ADVISERS15,428$108
PRICE T ROWE ASSOCIATES INC /MD/14,814$0
Man Group plc14,620$102
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.14,135$99
JPMORGAN CHASE & CO12,150$85
NEW YORK STATE COMMON RETIREMENT FUND11,095$77
HighMark Wealth Management LLC10,800$75
FMR LLC10,775$75
Abel Hall, LLC10,500$73
Invesco Ltd.10,292$72
BNP PARIBAS ARBITRAGE, SA6,385$45
Police & Firemen's Retirement System of New Jersey5,400$38
UBS Group AG5,149$36
SRS Capital Advisors, Inc.4,008$28
Legal & General Group Plc2,870$20
Russell Investments Group, Ltd.2,729$19
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM1,874$13
Tower Research Capital LLC (TRC)1,773$12
Ameritas Investment Partners, Inc.1,629$11
Sterling Capital Management LLC1,371$10
ROYAL BANK OF CANADA1,194$8
AMALGAMATED BANK956$0
CITIGROUP INC688$5
HOERTKORN RICHARD CHARLES668$5
Ritter Daniher Financial Advisory LLC / DE500$3
SIGNATUREFD, LLC100$1
CWM, LLC78$0
GAMMA Investing LLC58$0
Rachor Investment Advisory Services, LLC51$0
PNC Financial Services Group, Inc.22$0
True Wealth Design, LLC1$0
Total (63 institutions)11,407,789$79,409