Location: Minneapolis, MN
CIK: 0000724683 · Show all filings
Period: Q3 2015 (← Previous) (Next →)
Filing Date: Nov 16, 2015
Total Value: $93.54M (42.6% shares, 57.4% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | DEALERTRACK TECHNOLOGIES INC | 11,523,000 | $19.5M | 20.8% | $1.69 | $1.69 | — | NOTE 1.500% 3/1 | 242309AB8 |
| — | GENCORP INC | 7,350,000 | $13.2M | 14.1% | $1.80 | $1.96 | — | SDCV 4.062%12/3 | 368682AN0 |
| — | ROYAL GOLD INC | 9,964,000 | $9.603M | 10.3% | $0.96 | $0.96 | — | NOTE 2.875% 6/1 | 780287AA6 |
| — | WESCO INTL INC | 4,860,000 | $8.046M | 8.6% | $1.66 | $2.88 | — | DBCV 6.000% 9/1 | 95082PAH8 |
| SPY | SPDR S&P 500 ETF TR | 40,000 | $7.665M | 8.2% | $191.63 | — | — | Put | 78462F103 |
| — | VTV THERAPEUTICS INC | 775,246 | $5.055M | 5.4% | $6.52 | $6.52 | — | CL A | 918385105 |
| — | SUPERNUS PHARMACEUTICALS INC | 1,187,000 | $3.292M | 3.5% | $2.77 | $2.77 | — | NOTE 7.500% 5/0 | 868459AB4 |
| — | PROSHARES TR | 42,500 | $1.712M | 1.8% | $40.28 | $36.00 | — | ULTRAPRO SHORT S | 74348A442 |
| — | DIREXION SHS ETF TR | 90,000 | $1.193M | 1.3% | $13.26 | $13.53 | — | DLY SC BEAR3XNEW | 25459Y488 |
| OM2 | ORTHOFIX INTL N V | 29,500 | $996K | 1.1% | $33.76 | $32.48 | — | COM | N6748L102 |
| — | EXPRESS SCRIPTS HLDG CO | 8,000 | $648K | 0.7% | $81.00 | $86.42 | — | COM | 30219G108 |
| EW | EDWARDS LIFESCIENCES CORP | 4,500 | $640K | 0.7% | $142.22 * | $24.14 | -1.8% | COM | 28176E108 |
| — | LUMINEX CORP DEL | 34,500 | $583K | 0.6% | $16.90 | $16.90 | — | COM | 55027E102 |
| SNN | SMITH & NEPHEW PLC | 15,000 | $525K | 0.6% | $35.00 | $34.73 | +0.8% | SPDN ADR NEW | 83175M205 |
| — | VOCERA COMMUNICATIONS INC | 45,000 | $513K | 0.5% | $11.40 | $10.33 | — | COM | 92857F107 |
| — | NATUS MEDICAL INC DEL | 12,500 | $493K | 0.5% | $39.44 | $39.44 | — | COM | 639050103 |
| IBB | ISHARES TR | 1,600 | $485K | 0.5% | $303.13 * | $119.94 | -15.7% | NASDQ BIOTEC ETF | 464287556 |
| — | ZELTIQ AESTHETICS INC | 14,300 | $458K | 0.5% | $32.03 | $32.03 | — | COM | 98933Q108 |
| — | CYBERONICS INC | 7,500 | $456K | 0.5% | $60.80 | $60.80 | — | COM | 23251P102 |
| MOH | MOLINA HEALTHCARE INC | 6,500 | $448K | 0.5% | $68.92 | $74.17 | -7.2% | COM | 60855R100 |
| — | WELLCARE HEALTH PLANS INC | 5,150 | $444K | 0.5% | $86.21 | $86.21 | — | COM | 94946T106 |
| — | ATHENAHEALTH INC | 3,250 | $433K | 0.5% | $133.23 | $133.23 | — | COM | 04685W103 |
| AMBA | AMBARELLA INC | 7,500 | $433K | 0.5% | $57.73 | $94.42 | -38.8% | SHS | G037AX101 |
| — | BIOTELEMETRY INC | 35,000 | $428K | 0.5% | $12.23 | $9.43 | — | COM | 090672106 |
| — | DEPOMED INC | 22,500 | $424K | 0.5% | $18.84 | $21.16 | — | COM | 249908104 |
| — | NUVASIVE INC | 8,500 | $410K | 0.4% | $48.24 | $48.24 | — | COM | 670704105 |
| — | OSIRIS THERAPEUTICS INC NEW | 22,000 | $406K | 0.4% | $18.45 | $18.45 | — | COM | 68827R108 |
| — | TWITTER INC | 15,000 | $404K | 0.4% | $26.93 | $42.36 | — | COM | 90184L102 |
| — | ATMEL CORP | 50,000 | $404K | 0.4% | $8.08 | $8.08 | — | COM | 049513104 |
| — | IMPRIVATA INC | 22,000 | $391K | 0.4% | $17.77 | $13.63 | — | COM | 45323J103 |
| FN | FABRINET | 20,000 | $367K | 0.4% | $18.35 | $18.87 | -2.9% | SHS | G3323L100 |
| — | PMC-SIERRA INC | 50,000 | $339K | 0.4% | $6.78 | $6.78 | — | COM | 69344F106 |
| VNDA | VANDA PHARMACEUTICALS INC | 30,000 | $338K | 0.4% | $11.27 | $12.23 | -7.8% | COM | 921659108 |
| — | TANDEM DIABETES CARE INC | 37,000 | $326K | 0.3% | $8.81 | $8.81 | — | COM | 875372104 |
| — | SILVER SPRING NETWORKS INC | 25,000 | $322K | 0.3% | $12.88 | $12.88 | — | COM | 82817Q103 |
| — | PANDORA MEDIA INC | 15,000 | $320K | 0.3% | $21.33 | $21.33 | — | COM | 698354107 |
| — | ALMOST FAMILY INC | 8,000 | $320K | 0.3% | $40.00 | $39.90 | — | COM | 020409108 |
| NBIX | NEUROCRINE BIOSCIENCES INC | 8,000 | $318K | 0.3% | $39.75 | $48.33 | -17.7% | COM | 64125C109 |
| — | CTRIP COM INTL LTD | 5,000 | $316K | 0.3% | $63.20 | $63.20 | — | AMERICAN DEP SHS | 22943F100 |
| GPRO | GOPRO INC | 10,000 | $312K | 0.3% | $31.20 | $47.16 | -33.8% | CL A | 38268T103 |
| ATRC | ATRICURE INC | 14,000 | $307K | 0.3% | $21.93 | $24.99 | -12.3% | COM | 04963C209 |
| — | OXFORD IMMUNOTEC GLOBAL PLC | 22,500 | $304K | 0.3% | $13.51 | $13.67 | — | ORD SHS | G6855A103 |
| — | ROYAL BK SCOTLAND GROUP PLC | 12,487 | $303K | 0.3% | $24.27 | $24.27 | — | SP ADR L RP PF | 780097788 |
| — | ZENDESK INC | 15,000 | $296K | 0.3% | $19.73 | $19.73 | — | COM | 98936J101 |
| DGII | DIGI INTL INC | 25,000 | $295K | 0.3% | $11.80 | $10.18 | +15.8% | COM | 253798102 |
| — | INFINERA CORPORATION | 15,000 | $293K | 0.3% | $19.53 | $19.53 | — | COM | 45667G103 |
| — | POWERSECURE INTL INC | 25,000 | $288K | 0.3% | $11.52 | $11.52 | — | COM | 73936N105 |
| — | CANTEL MEDICAL CORP | 5,000 | $284K | 0.3% | $56.80 | $56.80 | — | COM | 138098108 |
| KN | KNOWLES CORP | 15,000 | $276K | 0.3% | $18.40 | $17.10 | +7.8% | COM | 49926D109 |
| CALX | CALIX INC | 35,000 | $273K | 0.3% | $7.80 | $7.60 | +2.5% | COM | 13100M509 |
| — | AVG TECHNOLOGIES N V | 12,500 | $272K | 0.3% | $21.76 | $21.76 | — | SHS | N07831105 |
| — | ADEPTUS HEALTH INC | 3,350 | $271K | 0.3% | $80.90 | $80.90 | — | CL A | 006855100 |
| JD | JD COM INC | 10,000 | $261K | 0.3% | $26.10 | $28.92 | -9.9% | SPON ADR CL A | 47215P106 |
| — | CYBERARK SOFTWARE LTD | 5,000 | $251K | 0.3% | $50.20 | $50.20 | — | SHS | M2682V108 |
| PDFS | PDF SOLUTIONS INC | 25,000 | $250K | 0.3% | $10.00 | $12.57 | -20.4% | COM | 693282105 |
| EGHT | 8X8 INC NEW | 30,000 | $248K | 0.3% | $8.27 | $8.28 | -0.1% | COM | 282914100 |
| — | SEASPINE HLDGS CORP | 15,000 | $243K | 0.3% | $16.20 | $16.20 | — | COM | 81255T108 |
| — | BROADSOFT INC | 7,500 | $225K | 0.2% | $30.00 | $30.00 | — | COM | 11133B409 |
| — | TRINA SOLAR LIMITED | 25,000 | $224K | 0.2% | $8.96 | $8.96 | — | SPON ADR | 89628E104 |
| LITE | LUMENTUM HLDGS INC | 12,500 | $212K | 0.2% | $16.96 | $19.14 | -11.5% | COM | 55024U109 |
| CIEN | CIENA CORP | 10,000 | $207K | 0.2% | $20.70 | $23.24 | -10.9% | COM NEW | 171779309 |
| — | BOINGO WIRELESS INC | 25,000 | $207K | 0.2% | $8.28 | $7.59 | — | COM | 09739C102 |
| MYGN | MYRIAD GENETICS INC | 5,500 | $206K | 0.2% | $37.45 | $35.49 | +5.6% | COM | 62855J104 |
| SIMO | SILICON MOTION TECHNOLOGY CO | 7,500 | $205K | 0.2% | $27.33 | $26.78 | +2.0% | SPONSORED ADR | 82706C108 |
| — | NUANCE COMMUNICATIONS INC | 12,500 | $205K | 0.2% | $16.40 | $16.40 | — | COM | 67020Y100 |
| — | INTEGRATED DEVICE TECHNOLOGY | 10,000 | $203K | 0.2% | $20.30 | $20.30 | — | COM | 458118106 |
| — | HOMEAWAY INC | 7,500 | $199K | 0.2% | $26.53 | $30.38 | — | COM | 43739Q100 |
| — | HORIZON PHARMA PLC | 10,000 | $198K | 0.2% | $19.80 | $19.80 | — | SHS | G4617B105 |
| — | TELENAV INC | 25,000 | $195K | 0.2% | $7.80 | $7.80 | — | COM | 879455103 |
| AAOI | APPLIED OPTOELECTRONICS INC | 10,000 | $188K | 0.2% | $18.80 | $19.49 | -3.6% | COM | 03823U102 |
| — | PGT INC | 15,000 | $184K | 0.2% | $12.27 | $12.27 | — | COM | 69336V101 |
| — | PIXELWORKS INC | 50,000 | $181K | 0.2% | $3.62 | $6.00 | — | COM NEW | 72581M305 |
| — | OCLARO INC | 75,000 | $173K | 0.2% | $2.31 | $2.31 | — | COM NEW | 67555N206 |
| — | CALLIDUS SOFTWARE INC | 10,000 | $170K | 0.2% | $17.00 | $17.00 | — | COM | 13123E500 |
| EXTR | EXTREME NETWORKS INC | 50,000 | $168K | 0.2% | $3.36 | $2.70 | +24.6% | COM | 30226D106 |
| — | WEIGHT WATCHERS INTL INC NEW | 25,000 | $160K | 0.2% | $6.40 | $6.40 | — | COM | 948626106 |
| ADUS | ADDUS HOMECARE CORP | 5,000 | $156K | 0.2% | $31.20 | $29.28 | +6.4% | COM | 006739106 |
| MXL | MAXLINEAR INC | 12,500 | $156K | 0.2% | $12.48 | $11.02 | +12.9% | CL A | 57776J100 |
| — | PRESS GANEY HLDGS INC | 5,000 | $148K | 0.2% | $29.60 | $28.67 | — | COM | 74113L102 |
| — | SUNEDISON INC | 20,000 | $144K | 0.2% | $7.20 | $7.20 | — | COM | 86732Y109 |
| — | EVINE LIVE INC | 50,000 | $131K | 0.1% | $2.62 | $6.62 | — | CL A | 300487105 |
| BOX | BOX INC | 10,000 | $126K | 0.1% | $12.60 | $14.89 | -15.5% | CL A | 10316T104 |
| CSIQ | CANADIAN SOLAR INC | 7,500 | $125K | 0.1% | $16.67 | $22.23 | -25.2% | COM | 136635109 |
| NTRA | NATERA INC | 10,528 | $114K | 0.1% | $10.83 | $16.90 | -35.8% | COM | 632307104 |
| — | INCONTACT INC | 15,000 | $113K | 0.1% | $7.53 | $10.28 | — | COM | 45336E109 |
| — | HEALTHWAYS INC | 10,000 | $111K | 0.1% | $11.10 | $11.10 | — | COM | 422245100 |
| — | GLU MOBILE INC | 25,000 | $109K | 0.1% | $4.36 | $6.21 | — | COM | 379890106 |
| — | EMCORE CORP | 15,000 | $102K | 0.1% | $6.80 | $6.80 | — | COM NEW | 290846203 |
| ENPH | ENPHASE ENERGY INC | 25,000 | $93,000 | 0.1% | $3.72 | $5.32 | -30.5% | COM | 29355A107 |
| — | MARVELL TECHNOLOGY GROUP LTD | 10,000 | $91,000 | 0.1% | $9.10 | $9.10 | — | ORD | G5876H105 |
| — | INTERSECT ENT INC | 3,645 | $85,000 | 0.1% | $23.32 | $23.32 | — | COM | 46071F103 |
| DQ | DAQO NEW ENERGY CORP | 5,000 | $80,000 | 0.1% | $16.00 | $16.57 | -3.5% | SPNSRD ADR NEW | 23703Q203 |
| — | AXCELIS TECHNOLOGIES INC | 25,000 | $67,000 | 0.1% | $2.68 | $2.96 | — | COM | 054540109 |
| VCYT | VERACYTE INC | 10,000 | $47,000 | 0.1% | $4.70 | $9.52 | -50.7% | COM | 92337F107 |
| — | HUTCHINSON TECHNOLOGY INC | 25,000 | $40,000 | 0.0% | $1.60 | $1.60 | — | COM | 448407106 |
| — | SEQUANS COMMUNICATIONS S A | 25,000 | $26,000 | 0.0% | $1.04 | $1.71 | — | SPONSORED ADS | 817323108 |
| — | AIRTRAN HLDGS INC | 9,000 | $24,000 | 0.0% | $2.67 | $2.44 | — | NOTE 5.250%11/0 | 00949PAD0 |
| — | COLUCID PHARMACEUTICALS INC | 5,215 | $20,000 | 0.0% | $3.84 | $8.90 | — | COM | 19716T101 |
| COLL | COLLEGIUM PHARMACEUTICAL INC | 800 | $18,000 | 0.0% | $22.50 | $17.29 | +27.9% | COM | 19459J104 |
| — | SIENTRA INC | 1,000 | $10,000 | 0.0% | $10.00 | $10.00 | — | COM | 82621J105 |
| AACG | ATA INC | 2,231 | $6,000 | 0.0% | $2.69 | $2.69 | — | SPONS ADR | 00211V106 |
| — | CHESAPEAKE ENERGY CORP | 6,000 | $5,000 | 0.0% | $0.83 | $0.86 | — | NOTE 2.750%11/1 | 165167BW6 |
| — | MELLANOX TECHNOLOGIES LTD | 74 | $3,000 | 0.0% | $40.54 | $44.36 | — | SHS | M51363113 |
| — | CITIGROUP INC | 82,160 | $1,000 | 0.0% | $0.01 | $0.01 | — | *W EXP 10/28/201 | 172967234 |
| ADMA | ADMA BIOLOGICS INC | 46 | $0 | 0.0% | $0.00 | $9.24 | -9.5% | COM | 000899104 |