Location: Golden, CO
CIK: 0000820434 · Show all filings
Period: Q3 2016 (Next →)
Filing Date: Nov 15, 2016
Total Value: $236M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | ProShares UltraShort S&P 500 (sds) | 3,279,954 | $53.76M | 22.7% | $16.39 | $16.39 | — | ETF | 74347B300 |
| SPY | SPDR S&P 500 TRUST ETF (spy) | 40,423 | $8.743M | 3.7% | $216.30 | $216.15 | +0.1% | ETF | 78462F103 |
| IVV | S&P 500 INDX (ivv) | 39,163 | $8.52M | 3.6% | $217.56 | $217.50 | +0.0% | ETF | 464287200 |
| VOO | Vanguard Index S&P 500 (voo) | 42,597 | $8.464M | 3.6% | $198.69 | $198.32 | +0.2% | ETF | 922908363 |
| — | PowerShares CEF Income ETF (pcef) | 332,745 | $7.59M | 3.2% | $22.81 | $22.81 | — | ETF | 73936Q843 |
| — | MEDLEY CAPITAL CORP (mcc) | 974,772 | $7.438M | 3.1% | $7.63 | $7.63 | — | COM | 58503F106 |
| CVS | CVS Health Corp (cvs) | 74,741 | $6.651M | 2.8% | $88.99 * | $70.89 | -5.7% | COM | 126650100 |
| SLRC | Solar Capital Ltd. (slrc) | 242,323 | $4.972M | 2.1% | $20.52 * | $8.35 | +3.8% | COM | 83413U100 |
| — | FRONTIER COMMUNICATIONS CORP (ftr) | 1,171,165 | $4.872M | 2.1% | $4.16 | $4.16 | — | COM | 35906A108 |
| WFC | WELLS FARGO COMPANY (wfc) | 105,426 | $4.668M | 2.0% | $44.28 * | $36.83 | -7.2% | COM | 949746101 |
| RCL | Royal Caribbean Cruises Ltd. (rcl) | 61,496 | $4.609M | 1.9% | $74.95 * | $63.35 | +7.1% | COM | V7780T103 |
| ERIC | ERICSSON (LM) TEL-SP ADR NEW (eric) | 627,978 | $4.528M | 1.9% | $7.21 | $7.25 | -0.6% | ADR | 294821608 |
| ARCC | ARES CAPITAL CORP (arcc) | 246,322 | $3.818M | 1.6% | $15.50 * | $6.30 | +3.0% | COM | 04010L103 |
| — | Invesco Mortgage Capital (ivr) | 236,157 | $3.597M | 1.5% | $15.23 | $15.23 | — | COM | 46131B100 |
| — | TWO HARBORS INVT CORP (two) | 412,250 | $3.516M | 1.5% | $8.53 | $8.53 | — | COM | 90187B101 |
| OLN | Olin Corp. (oln) | 171,013 | $3.509M | 1.5% | $20.52 * | $16.54 | -4.3% | COM | 680665205 |
| — | CBL & ASSOC PROPERTIES REIT INC (cbl) | 244,491 | $2.968M | 1.3% | $12.14 | $12.14 | — | COM | 124830100 |
| CMTL | Comtech Telecommunications Corp (cmtl) | 227,468 | $2.914M | 1.2% | $12.81 * | $11.14 | -2.1% | COM | 205826209 |
| — | Staples Inc. (spls) | 331,637 | $2.835M | 1.2% | $8.55 | $8.55 | — | COM | 855030102 |
| PSEC | Prospect Capital Corp. (psec) | 344,188 | $2.788M | 1.2% | $8.10 * | $2.66 | -0.0% | COM | 74348T102 |
| — | Sr. Housing Properties Trust (snh) | 119,359 | $2.711M | 1.1% | $22.71 | $22.71 | — | COM | 81721M109 |
| — | New Senior Investment Group Inc. (snr) | 232,136 | $2.679M | 1.1% | $11.54 | $11.54 | — | COM | 648691103 |
| — | JP Morgan Chase & Co Alerian MLP (amj) | 83,253 | $2.622M | 1.1% | $31.50 | $31.50 | — | COM | 46625H365 |
| M | MACY'S INC (m) | 70,599 | $2.616M | 1.1% | $37.05 | $36.24 | +2.2% | COM | 55616P104 |
| — | LEXINGTON REALTY TRUST REIT (lxp) | 251,094 | $2.586M | 1.1% | $10.30 | $10.30 | — | COM | 529043101 |
| CAT | Caterpillar Inc. (cat) | 29,035 | $2.577M | 1.1% | $88.77 * | $66.01 | +8.7% | COM | 149123101 |
| AZN | ASTRAZENECA PLC SPON ADR (azn) | 76,788 | $2.523M | 1.1% | $32.86 | $32.86 | — | COM | 046353108 |
| TGT | TARGET CORP (tgt) | 35,980 | $2.471M | 1.0% | $68.68 * | $54.34 | -3.8% | COM | 87612E106 |
| — | CYS INVESTMENTS INC (cys) | 283,177 | $2.469M | 1.0% | $8.72 | $8.72 | — | COM | 23281A307 |
| — | SELECT INCOME REIT (sir) | 91,261 | $2.455M | 1.0% | $26.90 | $26.90 | — | ETF | 81618T100 |
| — | JUNIPER NETWORKS INC (jnpr) | 100,946 | $2.429M | 1.0% | $24.06 | $24.06 | — | COM | 48203R104 |
| PBI | PITNEY BOWES INC (pbi) | 133,657 | $2.427M | 1.0% | $18.16 | $18.35 | -1.0% | COM | 724479100 |
| C | CITIGROUP INC COM (c) | 51,040 | $2.411M | 1.0% | $47.23 * | $34.15 | +3.9% | COM | 172967424 |
| PFE | Pfizer Inc. (pfe) | 71,168 | $2.41M | 1.0% | $33.87 * | $22.26 | -3.6% | COM | 717081103 |
| — | GLAXOSMITHKLINE PLC-ADR (gsk) | 55,363 | $2.388M | 1.0% | $43.13 | $43.13 | — | COM | 37733W105 |
| TELFY | Telefonica, S.A. (tef) | 230,189 | $2.32M | 1.0% | $10.08 | $9.97 | +1.1% | ADR | 879382208 |
| — | FIFTH STREET FINANCE CORP (fsc) | 398,257 | $2.314M | 1.0% | $5.81 | $5.81 | — | COM | 31678A103 |
| IRT | Independence Realty Trust, Inc. (irt) | 245,088 | $2.206M | 0.9% | $9.00 | $9.00 | — | COM | 45378A106 |
| — | Arlington Asset Investment (ai) | 147,962 | $2.188M | 0.9% | $14.79 | $14.79 | — | COM | 041356205 |
| — | BlackRock Kelso Capital Corp. (bkcc) | 253,280 | $2.097M | 0.9% | $8.28 | $8.28 | — | COM | 092533108 |
| — | Cypress Semiconductor (cy) | 167,275 | $2.034M | 0.9% | $12.16 | $12.16 | — | COM | 232806109 |
| MRK | Merck & Company Inc. (mrk) | 30,718 | $1.917M | 0.8% | $62.41 * | $43.73 | +2.4% | COM | 58933Y105 |
| AMGN | Amgen Inc (amgn) | 11,470 | $1.913M | 0.8% | $166.81 * | $127.72 | -1.1% | COM | 031162100 |
| — | Communications Sales & Leasing Inc. (csal) | 58,642 | $1.842M | 0.8% | $31.41 | $31.41 | — | COM | 20341J104 |
| QCOM | QUALCOMM INC (qcom) | 24,850 | $1.702M | 0.7% | $68.50 * | $46.91 | +13.2% | COM | 747525103 |
| STT | STATE STREET CORP (stt) | 23,126 | $1.61M | 0.7% | $69.63 * | $49.69 | +7.1% | COM | 857477103 |
| BP | BP PLC SPONS ADR (bp) | 44,347 | $1.559M | 0.7% | $35.16 | $34.48 | +2.0% | ADR | 055622104 |
| WSR | Whitestone REIT (wsr) | 110,901 | $1.539M | 0.7% | $13.88 | $13.88 | — | COM | 966084204 |
| KSS | KOHLS CORP (kss) | 34,642 | $1.516M | 0.6% | $43.75 | $41.89 | +4.4% | COM | 500255104 |
| TPVG | Triplepoint Venture Growth Corp (tpvg) | 134,055 | $1.421M | 0.6% | $10.60 | $11.19 | -5.3% | COM | 89677Y100 |
| — | General Electric Company (ge) | 46,403 | $1.374M | 0.6% | $29.62 | $29.62 | — | COM | 369604103 |
| — | WindStream Corp (win) | 129,503 | $1.302M | 0.6% | $10.05 | $10.05 | — | COM | 97382A101 |
| MSFT | Microsoft Corp. (msft) | 22,029 | $1.269M | 0.5% | $57.60 * | $50.29 | +2.3% | COM | 594918104 |
| — | TPG Specialty Lending Inc. (tslx) | 69,995 | $1.268M | 0.5% | $18.11 | $18.11 | — | COM | 87265K102 |
| BAC | BANK OF AMERICA CORP (bac) | 80,701 | $1.263M | 0.5% | $15.65 * | $12.07 | +5.4% | COM | 060505104 |
| — | Fibria Celulose S.A.(fbr) | 172,345 | $1.218M | 0.5% | $7.07 | $7.07 | — | COM | 31573A109 |
| GS | GOLDMAN SACHS GROUP INC (gs) | 7,543 | $1.216M | 0.5% | $161.27 * | $133.80 | -0.6% | COM | 38141G104 |
| — | Guess INC (ges) | 82,997 | $1.213M | 0.5% | $14.61 | $14.61 | — | COM | 401617105 |
| — | THL CREDIT INC (tcrd) | 126,725 | $1.208M | 0.5% | $9.53 | $9.53 | — | COM | 872438106 |
| IYW | Ishares DJ US Technology Sec (iyw) | 8,870 | $1.056M | 0.4% | $119.00 * | $28.66 | +3.8% | ETF | 464287721 |
| IJR | ISHARES CORE S&P SMALL CAP ETF (ijr) | 8,450 | $1.049M | 0.4% | $124.15 * | $61.07 | +1.6% | ETF | 464287804 |
| — | Global Medical REIT, Inc. (gmre) | 106,125 | $1.036M | 0.4% | $9.76 | $9.76 | — | COM | 37954A104 |
| IWO | ISHARES ETF RUSSELL 2000 GROWTH (iwo) | 4,890 | $728K | 0.3% | $148.90 | $145.72 | +2.2% | ETF | 464287648 |
| EPP | ISHARES MSCI PACIFIC ETF EX-JAPAN (epp) | 16,625 | $703K | 0.3% | $42.28 | $41.18 | +2.7% | ETF | 464286665 |
| IGF | ISHARES GLOBAL INFRASTRUCTURE (igf) | 16,290 | $677K | 0.3% | $41.56 | $41.21 | +0.9% | ETF | 464288372 |
| IBB | ISHARES NASDAQ BIOTECH (ibb) | 2,325 | $673K | 0.3% | $289.46 * | $95.13 | +1.4% | ETF | 464287556 |
| — | ProShares Short S&P500 (sh) | 12,340 | $470K | 0.2% | $38.07 | $38.07 | — | ETF | 74347R503 |
| EEM | ISHARES MSCI ETF EMERGING MARKETS (eem) | 9,555 | $358K | 0.2% | $37.45 | $36.56 | +2.4% | ETF | 464287234 |
| — | PowerShares DWA Healthcare ETF (pth) | 6,715 | $354K | 0.1% | $52.67 | $52.67 | — | ETF | 73935X351 |
| ORI | OLD REPUBLIC INTL CORP (ori) | 14,758 | $260K | 0.1% | $17.62 * | $9.34 | -6.8% | COM | 680223104 |
| — | Chevron Corporation (cvx) | 2,400 | $247K | 0.1% | $102.92 | $102.92 | — | COM | 166751107 |
| GLW | CORNING INC (glw) | 9,120 | $216K | 0.1% | $23.65 * | $17.37 | +6.5% | COM | 219350105 |
| LZAGY | Lonza Group Ag Adr (lzagy) | 11,115 | $212K | 0.1% | $19.11 | $18.49 | +3.4% | ADR | 54338V101 |
| — | First Tr Strategic High Income Fd (fhy) | 13,958 | $172K | 0.1% | $12.34 | $12.34 | — | BOND | 337353304 |
| — | TICC Capital Corp (ticc) | 15,505 | $90,239 | 0.0% | $5.82 | $5.82 | — | COM | 87244T109 |
| — | Washington Mut Mtg (93934fay8) | 33,666 | $32,399 | 0.0% | $0.96 | $0.96 | — | BOND | 93934FAY8 |
| — | Bebe Stores, Inc. (bebe) | 44,750 | $31,329 | 0.0% | $0.70 | $0.70 | — | COM | 75571109 |