Location: Golden, CO
CIK: 0000820434 · Show all filings
Period: Q1 2017 (← Previous) (Next →)
Filing Date: May 15, 2017
Total Value: $323M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | ProShares Short S&P500 (sh) | 1,484,601 | $51.2M | 15.8% | $34.49 | $34.52 | — | ETF | 74347R503 |
| — | CENTURYLINK INC (ctl) | 533,211 | $12.57M | 3.9% | $23.57 | $23.57 | — | COM | 156700106 |
| BP | BP PLC SPONS ADR (bp) | 296,969 | $10.25M | 3.2% | $34.52 | $35.07 | -1.6% | ADR | 055622104 |
| SPY | SPDR S&P 500 TRUST ETF (spy) | 39,752 | $9.371M | 2.9% | $235.74 | $216.15 | +9.1% | ETF | 78462F103 |
| IVV | S&P 500 INDX (ivv) | 36,553 | $8.673M | 2.7% | $237.27 | $217.50 | +9.1% | ETF | 464287200 |
| — | Staples Inc. (spls) | 984,787 | $8.637M | 2.7% | $8.77 | $8.70 | — | COM | 855030102 |
| VOO | Vanguard Index S&P 500 (voo) | 39,877 | $8.627M | 2.7% | $216.35 | $198.32 | +9.1% | ETF | 922908363 |
| XLE | SELECT SECTOR SPDR TRUST ENERG (xle) | 119,000 | $8.318M | 2.6% | $69.90 * | $36.15 | -3.3% | ETF | 81369Y506 |
| AZN | ASTRAZENECA PLC SPON ADR (azn) | 264,675 | $8.242M | 2.5% | $31.14 | $31.64 | — | COM | 046353108 |
| XOM | Exxon Mobil Corporation (xom) | 79,722 | $6.538M | 2.0% | $82.01 * | $56.11 | -1.5% | COM | 30231G102 |
| IP | International Paper Company (ip) | 125,842 | $6.39M | 2.0% | $50.78 * | $34.17 | -3.6% | COM | 460146103 |
| GIS | General Mills (gis) | 107,643 | $6.352M | 2.0% | $59.01 * | $44.62 | -3.4% | COM | 370334104 |
| — | New Senior Investment Group Inc. (snr) | 558,160 | $5.693M | 1.8% | $10.20 | $10.76 | — | COM | 648691103 |
| — | Global Medical REIT, Inc. (gmre) | 594,279 | $5.396M | 1.7% | $9.08 | $9.20 | — | COM | 37954A104 |
| NUE | NUCOR CORP (nue) | 90,200 | $5.387M | 1.7% | $59.72 * | $50.16 | -1.7% | COM | 670346105 |
| — | WindStream Corp (win) | 976,417 | $5.321M | 1.6% | $5.45 | $6.06 | — | COM | 97382A101 |
| CVS | CVS Health Corp (cvs) | 64,554 | $5.067M | 1.6% | $78.50 * | $70.89 | -15.9% | COM | 126650100 |
| — | CYS INVESTMENTS INC (cys) | 634,279 | $5.043M | 1.6% | $7.95 | $8.29 | — | COM | 23281A307 |
| IRT | Independence Realty Trust, Inc. (irt) | 528,640 | $4.953M | 1.5% | $9.37 | $9.20 | — | COM | 45378A106 |
| — | Invesco Mortgage Capital (ivr) | 299,957 | $4.625M | 1.4% | $15.42 | $15.27 | — | COM | 46131B100 |
| — | CBL & ASSOC PROPERTIES REIT INC (cbl) | 481,526 | $4.594M | 1.4% | $9.54 | $10.86 | — | COM | 124830100 |
| — | FRONTIER COMMUNICATIONS CORP (ftr) | 2,089,030 | $4.471M | 1.4% | $2.14 | $3.27 | — | COM | 35906A108 |
| UPS | UNITED PARCEL SERVICE INC (ups) | 39,768 | $4.267M | 1.3% | $107.30 * | $78.36 | -1.4% | COM | 911312106 |
| XLI | Industrial Select Sector (xli) | 64,531 | $4.198M | 1.3% | $65.06 | $64.62 | +0.7% | ETF | 81369Y704 |
| — | ProShares TR UltraShort QQQ New (qid) | 217,868 | $4.153M | 1.3% | $19.06 | $19.06 | — | ETF | 74348A426 |
| — | GLAXOSMITHKLINE PLC-ADR (gsk) | 98,154 | $4.138M | 1.3% | $42.16 | $42.71 | — | COM | 37733W105 |
| SJM | J M SMUCKER CO (sjm) | 31,553 | $4.136M | 1.3% | $131.08 * | $102.94 | -3.4% | COM | 832696405 |
| T | AT&T, Inc.(t) | 97,996 | $4.072M | 1.3% | $41.55 * | $16.73 | -0.2% | COM | 00206R102 |
| — | ARES CAPITAL CORP (arcc) | 226,897 | $3.943M | 1.2% | $17.38 | $17.38 | — | COM | 029066107 |
| — | Arlington Asset Investment (ai) | 276,092 | $3.901M | 1.2% | $14.13 | $14.48 | — | COM | 041356205 |
| INTC | Intel Corp (intc) | 104,407 | $3.766M | 1.2% | $36.07 * | $29.68 | -0.1% | COM | 458140100 |
| — | Uniti Group Inc. (unit) | 144,906 | $3.746M | 1.2% | $25.85 | $25.85 | — | COM | 91325V108 |
| — | Wells Fargo & Co (wfc prj) | 138,500 | $3.634M | 1.1% | $26.24 | $26.24 | — | BOND | 949746879 |
| WSR | Whitestone REIT (wsr) | 254,657 | $3.524M | 1.1% | $13.84 | $13.86 | — | COM | 966084204 |
| GAP | Gap Inc. (gps) | 143,923 | $3.496M | 1.1% | $24.29 * | $17.48 | +1.7% | COM | 364760108 |
| KO | COCA-COLA COMPANY (ko) | 80,344 | $3.41M | 1.1% | $42.44 * | $31.52 | +2.4% | COM | 191216100 |
| AXS 6.875 PERP C | Axis Capital Holdings Ltd (axs prc) | 135,753 | $3.39M | 1.0% | $24.97 | $24.97 | — | COM | G0692U307 |
| M | MACY'S INC (m) | 110,434 | $3.273M | 1.0% | $29.64 | $34.31 | -13.6% | COM | 55616P104 |
| — | HANESBRANDS INC (hbi) | 155,535 | $3.229M | 1.0% | $20.76 | $20.76 | — | COM | 410345102 |
| PSEC | Prospect Capital Corp. (psec) | 317,692 | $2.872M | 0.9% | $9.04 * | $2.66 | +18.2% | COM | 74348T102 |
| — | Sr. Housing Properties Trust (snh) | 139,414 | $2.823M | 0.9% | $20.25 | $22.36 | — | COM | 81721M109 |
| MRK | Merck & Company Inc. (mrk) | 43,766 | $2.781M | 0.9% | $63.54 * | $44.43 | +4.2% | COM | 58933Y105 |
| VOD | VODAFONE GROUP PLC SPONSORED ADR (vod) | 101,684 | $2.688M | 0.8% | $26.43 | $25.60 | +3.2% | ADR | 92857W308 |
| PFE | Pfizer Inc. (pfe) | 75,029 | $2.567M | 0.8% | $34.21 * | $22.21 | -0.5% | COM | 717081103 |
| TELFY | Telefonica, S.A. (tef) | 221,931 | $2.483M | 0.8% | $11.19 | $9.97 | +12.3% | COM | 879382208 |
| — | TWO HARBORS INVT CORP (two) | 249,249 | $2.39M | 0.7% | $9.59 | $8.53 | — | COM | 90187B101 |
| — | General Electric Company (ge) | 77,674 | $2.315M | 0.7% | $29.80 | $29.69 | — | COM | 369604103 |
| — | SELECT INCOME REIT (sir) | 86,836 | $2.24M | 0.7% | $25.79 | $26.90 | — | ETF | 81618T100 |
| DG | DOLLAR GENERAL CORP (dg) | 31,501 | $2.197M | 0.7% | $69.73 * | $65.27 | -4.8% | COM | 256677105 |
| — | Guess INC (ges) | 178,332 | $1.988M | 0.6% | $11.15 | $12.76 | — | COM | 401617105 |
| — | Aegon NV 8.000 02/15/2042 (aek) | 72,000 | $1.871M | 0.6% | $25.98 | $25.98 | — | COM | 007924608 |
| — | DCP Midstream, LP (dcp) | 44,000 | $1.726M | 0.5% | $39.23 | $39.23 | — | COM | 25746U208 |
| TPVG | Triplepoint Venture Growth Corp (tpvg) | 123,040 | $1.715M | 0.5% | $13.94 | $11.19 | +24.6% | COM | 89677Y100 |
| — | Alpine Global Premier Pptys Fd (awp) | 287,202 | $1.643M | 0.5% | $5.72 | $5.72 | — | COM | 02083A103 |
| WMT | WAL-MART STORES INC (wmt) | 21,350 | $1.539M | 0.5% | $72.08 * | $19.78 | +4.9% | COM | 931142103 |
| TGT | TARGET CORP (tgt) | 27,532 | $1.519M | 0.5% | $55.19 * | $54.34 | -21.3% | COM | 87612E106 |
| VZ | Verizon Communications (vz) | 30,000 | $1.462M | 0.5% | $48.75 * | $31.43 | -2.8% | COM | 92343V104 |
| MDU | MDU RESOURCES GROUP INC (mdu) | 51,000 | $1.396M | 0.4% | $27.37 * | $8.03 | +0.1% | COM | 552690109 |
| WU | The Western Union Company (wu) | 67,000 | $1.363M | 0.4% | $20.35 | $20.35 | — | COM | 959802109 |
| — | TPG Specialty Lending Inc. (tslx) | 64,890 | $1.323M | 0.4% | $20.39 | $18.11 | — | COM | 87265K102 |
| — | Solar Senior Capital Ltd. (suns) | 73,163 | $1.315M | 0.4% | $17.98 | $17.98 | — | COM | 83416M105 |
| — | Sunstone Hotel Investors, Inc. (sho) | 85,000 | $1.303M | 0.4% | $15.33 | $15.33 | — | COM | 867892200 |
| — | MEDLEY CAPITAL CORP (mcc) | 164,935 | $1.268M | 0.4% | $7.69 | $7.63 | — | COM | 58503F106 |
| SLRC | Solar Capital Ltd. (slrc) | 53,170 | $1.202M | 0.4% | $22.61 * | $8.35 | +18.7% | COM | 83413U100 |
| — | BlackRock Kelso Capital Corp. (bkcc) | 156,206 | $1.179M | 0.4% | $7.55 | $8.28 | — | COM | 092533108 |
| — | THL CREDIT INC (tcrd) | 117,900 | $1.174M | 0.4% | $9.96 | $9.53 | — | COM | 872438106 |
| CAT | Caterpillar Inc. (cat) | 12,598 | $1.169M | 0.4% | $92.76 * | $66.01 | +15.5% | COM | 149123101 |
| CCL | Carnival Corporation (ccl) | 17,500 | $1.031M | 0.3% | $58.91 * | $50.33 | +5.7% | COM | 143658300 |
| — | LEXINGTON REALTY TRUST REIT (lxp) | 102,397 | $1.022M | 0.3% | $9.98 | $10.30 | — | COM | 529043101 |
| JPM | JPMorgan Chase & Co. (jpm) | 11,540 | $1.014M | 0.3% | $87.84 * | $69.68 | -0.4% | COM | 46625H100 |
| — | INGERSOLL-RAND PLC SHARES (ir) | 12,000 | $976K | 0.3% | $81.32 | $81.32 | — | COM | G47791101 |
| XBI | SPDR Ser Tr S&P Biotech ETF (xbi) | 12,785 | $887K | 0.3% | $69.34 | $67.16 | +3.2% | ETF | 78464A870 |
| — | Cedar Fair, L.P. (fun) | 11,700 | $793K | 0.2% | $67.81 | $67.81 | — | COM | 150185106 |
| — | ProShares UltraShort S&P 500 (sds) | 58,436 | $786K | 0.2% | $13.45 | $16.39 | — | ETF | 74347B300 |
| IEV | Ishares S&P Europe 350 (iev) | 15,035 | $629K | 0.2% | $41.85 | $40.35 | +3.7% | ETF | 464287861 |
| — | PureFunds ISE Cyber Security ETF (hack) | 20,625 | $609K | 0.2% | $29.52 | $29.52 | — | ETF | 26924G201 |
| BBY | BEST BUY CO INC (bby) | 10,800 | $531K | 0.2% | $49.15 * | $32.53 | +10.7% | COM | 086516101 |
| MCD | MCDONALDS CORP (mcd) | 3,900 | $505K | 0.2% | $129.61 * | $101.70 | +3.7% | COM | 580135101 |
| HD | HOME DEPOT INC (hd) | 3,423 | $503K | 0.2% | $146.83 * | $114.37 | +4.0% | COM | 437076102 |
| SYY | Sysco Corp. (syy) | 9,200 | $478K | 0.1% | $51.92 * | $42.05 | -2.0% | COM | 871829107 |
| — | CA, Inc. (ca) | 15,000 | $476K | 0.1% | $31.72 | $31.72 | — | COM | 12673P105 |
| LIT | Global X Lithium & Battery Tech ETF (lit) | 10,835 | $305K | 0.1% | $28.11 | $26.52 | +6.0% | ETF | 37954Y855 |
| SOCL | Global X Fds Social Media ETF (socl) | 12,200 | $303K | 0.1% | $24.80 | $23.98 | +3.4% | ETF | 37950E416 |
| FNDC | Schwab Fundamental Intl Small ETF (fndc) | 9,785 | $300K | 0.1% | $30.63 | $29.86 | +2.6% | ETF | 808524748 |
| — | Northern Tr Corp (ntrsp) | 10,000 | $272K | 0.1% | $27.18 | $27.18 | — | COM | 665859872 |
| META | Facebook Inc. (fb) | 1,418 | $201K | 0.1% | $142.05 | $132.71 | +6.3% | COM | 30303M102 |
| — | InfraCap MLP ETF (amza) | 15,965 | $178K | 0.1% | $11.18 | $11.18 | — | ETF | 26923G103 |
| AXSM | Axsome Therapeutics Inc. (axsm) | 20,595 | $80,320 | 0.0% | $3.90 | $4.78 | -18.4% | COM | 05464T104 |
| — | Western Asset High Income Fd (hio) | 10,785 | $54,356 | 0.0% | $5.04 | $5.04 | — | COM | 95766K109 |
| — | Enduro Royalty Trust (ndro) | 10,750 | $36,012 | 0.0% | $3.35 | $3.35 | — | COM | 29269K100 |