Harvey Partners, LLC Diversified Active

CIK: 0001406484 · Show all filings

Period: Q3 2019 (← Previous) (Next →)

Filing Date: Nov 14, 2019

Total Value ($000): $138,365 (100.0% shares, 0.0% debt)

Holdings (29)

VPG VISHAY PRECISION GROUP INC 10.3%

Value ($000) $14,248 Shares 435,188 Est. Cost $27.99 Unrealized +27.5%

VMI VALMONT INDS INC 7.8%

Value ($000) $10,817 Shares 78,138 Est. Cost $134.51 Unrealized -0.2%

PWR QUANTA SVCS INC 7.3%

Value ($000) $10,066 Shares 266,302 Est. Cost $35.98 Unrealized -1.2%

OEC ORION ENGINEERED CARBONS S A 7.0%

Value ($000) $9,719 Shares 581,599 Est. Cost $17.15 Unrealized -4.6%

ACA ARCOSA INC 6.1%

Value ($000) $8,469 Shares 247,549 Est. Cost $33.72 Unrealized +0.5%

ADI ANALOG DEVICES INC 6.0%

Value ($000) $8,295 Shares 74,243 Est. Cost $96.88 Unrealized +4.1%

AXTA AXALTA COATING SYS LTD 5.9%

Value ($000) $8,212 Shares 272,368 Est. Cost $28.40 Unrealized +3.9%

LQDT LIQUIDITY SERVICES INC 4.9%

Value ($000) $6,741 Shares 910,971 Est. Cost $6.68 Unrealized +3.4%

— LIMELIGHT NETWORKS INC 4.8%

Value ($000) $6,701 Shares 2,211,680 Est. Cost $2.89 Unrealized —

GLDD GREAT LAKES DREDGE & DOCK CO 4.8%

Value ($000) $6,650 Shares 636,372 Est. Cost $8.16 Unrealized +29.5%

FMC F M C CORP 4.7%

Value ($000) $6,479 Shares 73,897 Est. Cost $56.48 Unrealized +26.4%

— ACTIVISION BLIZZARD INC 4.3%

Value ($000) $5,895 Shares 111,403 Est. Cost $49.96 Unrealized —

NVRI HARSCO CORP 4.2%

Value ($000) $5,861 Shares 309,105 Est. Cost $21.20 Unrealized 0.0%

ASPN ASPEN AEROGELS INC 4.1%

Value ($000) $5,626 Shares 950,290 Est. Cost $4.09 Unrealized +55.5%

IWM ISHARES TR 2.7%

Value ($000) $3,784 Shares 25,000 Est. Cost — Unrealized —

CHDN CHURCHILL DOWNS INC 2.7%

Value ($000) $3,669 Shares 29,720 Est. Cost $53.40 Unrealized +10.3%

— XPERI CORP 2.6%

Value ($000) $3,634 Shares 175,734 Est. Cost $18.45 Unrealized —

HBIO HARVARD BIOSCIENCE INC 1.6%

Value ($000) $2,283 Shares 742,500 Est. Cost $2.49 Unrealized 0.0%

— B RILEY PRINCIPAL MERGER COR 1.3%

Value ($000) $1,818 Shares 180,000 Est. Cost $9.97 Unrealized —

UIS UNISYS CORP 1.2%

Value ($000) $1,663 Shares 223,790 Est. Cost $8.89 Unrealized 0.0%

ASTE ASTEC INDS INC 1.1%

Value ($000) $1,555 Shares 50,000 Est. Cost $28.25 Unrealized 0.0%

UFI UNIFI INC 1.0%

Value ($000) $1,359 Shares 62,000 Est. Cost $19.71 Unrealized 0.0%

MWA MUELLER WTR PRODS INC 0.8%

Value ($000) $1,124 Shares 100,000 Est. Cost $8.93 Unrealized +2.9%

— LIBBEY INC 0.7%

Value ($000) $921 Shares 275,000 Est. Cost $3.35 Unrealized —

INSE INSPIRED ENTMT INC 0.6%

Value ($000) $853 Shares 118,635 Est. Cost $6.29 Unrealized +20.9%

— ADESTO TECHNOLOGIES CORP 0.6%

Value ($000) $813 Shares 95,000 Est. Cost $7.74 Unrealized —

— BARCLAYS BK PLC 0.5%

Value ($000) $712 Shares 30,000 Est. Cost — Unrealized —

GHM GRAHAM CORP 0.2%

Value ($000) $231 Shares 11,618 Est. Cost $19.02 Unrealized -4.1%

OEC ORION ENGINEERED CARBONS S A 0.1%

Value ($000) $167 Shares 10,000 Est. Cost $17.15 Unrealized -4.6%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
VPG	VISHAY PRECISION GROUP INC	435,188	$14,248	10.3%	$27.99	+27.5%	COM	92835K103
VMI	VALMONT INDS INC	78,138	$10,817	7.8%	$134.51	-0.2%	COM	920253101
PWR	QUANTA SVCS INC	266,302	$10,066	7.3%	$35.98	-1.2%	COM	74762E102
OEC	ORION ENGINEERED CARBONS S A	581,599	$9,719	7.0%	$17.15	-4.6%	COM	L72967109
ACA	ARCOSA INC	247,549	$8,469	6.1%	$33.72	+0.5%	COM	039653100
ADI	ANALOG DEVICES INC	74,243	$8,295	6.0%	$96.88	+4.1%	COM	032654105
AXTA	AXALTA COATING SYS LTD	272,368	$8,212	5.9%	$28.40	+3.9%	COM	G0750C108
LQDT	LIQUIDITY SERVICES INC	910,971	$6,741	4.9%	$6.68	+3.4%	COM	53635B107
—	LIMELIGHT NETWORKS INC	2,211,680	$6,701	4.8%	$2.89	—	COM	53261M104
GLDD	GREAT LAKES DREDGE & DOCK CO	636,372	$6,650	4.8%	$8.16	+29.5%	COM	390607109
FMC	F M C CORP	73,897	$6,479	4.7%	$56.48	+26.4%	COM NEW	302491303
—	ACTIVISION BLIZZARD INC	111,403	$5,895	4.3%	$49.96	—	COM	00507V109
NVRI	HARSCO CORP	309,105	$5,861	4.2%	$21.20	0.0%	COM	415864107
ASPN	ASPEN AEROGELS INC	950,290	$5,626	4.1%	$4.09	+55.5%	COM	04523Y105
IWM	ISHARES TR	25,000	$3,784	2.7%	—	—	Put	464287655
CHDN	CHURCHILL DOWNS INC	29,720	$3,669	2.7%	$53.40	+10.3%	COM	171484108
—	XPERI CORP	175,734	$3,634	2.6%	$18.45	—	COM	98421B100
HBIO	HARVARD BIOSCIENCE INC	742,500	$2,283	1.6%	$2.49	0.0%	COM	416906105
—	B RILEY PRINCIPAL MERGER COR	180,000	$1,818	1.3%	$9.97	—	UNIT 99/99/9999	05586Y205
UIS	UNISYS CORP	223,790	$1,663	1.2%	$8.89	0.0%	COM NEW	909214306
ASTE	ASTEC INDS INC	50,000	$1,555	1.1%	$28.25	0.0%	COM	046224101
UFI	UNIFI INC	62,000	$1,359	1.0%	$19.71	0.0%	COM NEW	904677200
MWA	MUELLER WTR PRODS INC	100,000	$1,124	0.8%	$8.93	+2.9%	COM SER A	624758108
—	LIBBEY INC	275,000	$921	0.7%	$3.35	—	COM	529898108
INSE	INSPIRED ENTMT INC	118,635	$853	0.6%	$6.29	+20.9%	COM	45782N108
—	ADESTO TECHNOLOGIES CORP	95,000	$813	0.6%	$7.74	—	COM	00687D101
—	BARCLAYS BK PLC	30,000	$712	0.5%	—	—	Call	06746P621
GHM	GRAHAM CORP	11,618	$231	0.2%	$19.02	-4.1%	COM	384556106
OEC	ORION ENGINEERED CARBONS S A	10,000	$167	0.1%	$17.15	-4.6%	Call	L72967109