Harvey Partners, LLC Diversified Active

Location: Tarrytown, NY

CIK: 0001406484 · Show all filings

Period: Q3 2019 (← Previous) (Next →)

Filing Date: Nov 14, 2019

Total Value: $138M (100.0% shares, 0.0% debt)

Holdings (29)

VPG VISHAY PRECISION GROUP INC 10.3%

Value $14.25M Shares 435,188 Share Price $32.74 * Est. Cost/Share $27.99 Unrealized @ Report Date +27.5%

VMI VALMONT INDS INC 7.8%

Value $10.82M Shares 78,138 Share Price $138.43 * Est. Cost/Share $134.51 Unrealized @ Report Date -0.2%

PWR QUANTA SVCS INC 7.3%

Value $10.07M Shares 266,302 Share Price $37.80 * Est. Cost/Share $35.98 Unrealized @ Report Date -1.2%

OEC ORION ENGINEERED CARBONS S A 7.0%

Value $9.719M Shares 581,599 Share Price $16.71 * Est. Cost/Share $17.15 Unrealized @ Report Date -4.6%

ACA ARCOSA INC 6.1%

Value $8.469M Shares 247,549 Share Price $34.21 Est. Cost/Share $33.72 Unrealized @ Report Date +0.5%

ADI ANALOG DEVICES INC 6.0%

Value $8.295M Shares 74,243 Share Price $111.73 * Est. Cost/Share $96.88 Unrealized @ Report Date +4.1%

AXTA AXALTA COATING SYS LTD 5.9%

Value $8.212M Shares 272,368 Share Price $30.15 * Est. Cost/Share $28.40 Unrealized @ Report Date +3.9%

LQDT LIQUIDITY SERVICES INC 4.9%

Value $6.741M Shares 910,971 Share Price $7.40 * Est. Cost/Share $6.68 Unrealized @ Report Date +3.4%

— LIMELIGHT NETWORKS INC 4.8%

Value $6.701M Shares 2,211,680 Share Price $3.03 Est. Cost/Share $2.89 Unrealized @ Report Date —

GLDD GREAT LAKES DREDGE & DOCK CO 4.8%

Value $6.65M Shares 636,372 Share Price $10.45 Est. Cost/Share $8.16 Unrealized @ Report Date +29.5%

FMC F M C CORP 4.7%

Value $6.479M Shares 73,897 Share Price $87.68 * Est. Cost/Share $56.48 Unrealized @ Report Date +26.4%

— ACTIVISION BLIZZARD INC 4.3%

Value $5.895M Shares 111,403 Share Price $52.92 Est. Cost/Share $49.96 Unrealized @ Report Date —

NVRI HARSCO CORP 4.2%

Value $5.861M Shares 309,105 Share Price $18.96 * Est. Cost/Share $21.20 Unrealized @ Report Date 0.0%

ASPN ASPEN AEROGELS INC 4.1%

Value $5.626M Shares 950,290 Share Price $5.92 * Est. Cost/Share $4.09 Unrealized @ Report Date +55.5%

IWM ISHARES TR 2.7%

Value $3.784M Shares 25,000 Share Price $151.36 Est. Cost/Share — Unrealized @ Report Date —

CHDN CHURCHILL DOWNS INC 2.7%

Value $3.669M Shares 29,720 Share Price $123.45 * Est. Cost/Share $53.40 Unrealized @ Report Date +10.3%

— XPERI CORP 2.6%

Value $3.634M Shares 175,734 Share Price $20.68 Est. Cost/Share $18.45 Unrealized @ Report Date —

HBIO HARVARD BIOSCIENCE INC 1.6%

Value $2.283M Shares 742,500 Share Price $3.07 * Est. Cost/Share $2.49 Unrealized @ Report Date 0.0%

— B RILEY PRINCIPAL MERGER COR 1.3%

Value $1.818M Shares 180,000 Share Price $10.10 Est. Cost/Share $9.97 Unrealized @ Report Date —

UIS UNISYS CORP 1.2%

Value $1.663M Shares 223,790 Share Price $7.43 * Est. Cost/Share $8.89 Unrealized @ Report Date 0.0%

ASTE ASTEC INDS INC 1.1%

Value $1.555M Shares 50,000 Share Price $31.10 * Est. Cost/Share $28.25 Unrealized @ Report Date 0.0%

UFI UNIFI INC 1.0%

Value $1.359M Shares 62,000 Share Price $21.92 * Est. Cost/Share $19.71 Unrealized @ Report Date 0.0%

MWA MUELLER WTR PRODS INC 0.8%

Value $1.124M Shares 100,000 Share Price $11.24 * Est. Cost/Share $8.93 Unrealized @ Report Date +2.9%

— LIBBEY INC 0.7%

Value $921K Shares 275,000 Share Price $3.35 Est. Cost/Share $3.35 Unrealized @ Report Date —

INSE INSPIRED ENTMT INC 0.6%

Value $853K Shares 118,635 Share Price $7.19 * Est. Cost/Share $6.29 Unrealized @ Report Date +20.9%

— ADESTO TECHNOLOGIES CORP 0.6%

Value $813K Shares 95,000 Share Price $8.56 Est. Cost/Share $7.74 Unrealized @ Report Date —

— BARCLAYS BK PLC 0.5%

Value $712K Shares 30,000 Share Price $23.73 Est. Cost/Share — Unrealized @ Report Date —

GHM GRAHAM CORP 0.2%

Value $231K Shares 11,618 Share Price $19.88 * Est. Cost/Share $19.02 Unrealized @ Report Date -4.1%

OEC ORION ENGINEERED CARBONS S A 0.1%

Value $167K Shares 10,000 Share Price $16.70 * Est. Cost/Share $17.15 Unrealized @ Report Date -4.6%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
VPG	VISHAY PRECISION GROUP INC	435,188	$14.25M	10.3%	$32.74 *	$27.99	+27.5%	COM	92835K103
VMI	VALMONT INDS INC	78,138	$10.82M	7.8%	$138.43 *	$134.51	-0.2%	COM	920253101
PWR	QUANTA SVCS INC	266,302	$10.07M	7.3%	$37.80 *	$35.98	-1.2%	COM	74762E102
OEC	ORION ENGINEERED CARBONS S A	581,599	$9.719M	7.0%	$16.71 *	$17.15	-4.6%	COM	L72967109
ACA	ARCOSA INC	247,549	$8.469M	6.1%	$34.21	$33.72	+0.5%	COM	039653100
ADI	ANALOG DEVICES INC	74,243	$8.295M	6.0%	$111.73 *	$96.88	+4.1%	COM	032654105
AXTA	AXALTA COATING SYS LTD	272,368	$8.212M	5.9%	$30.15 *	$28.40	+3.9%	COM	G0750C108
LQDT	LIQUIDITY SERVICES INC	910,971	$6.741M	4.9%	$7.40 *	$6.68	+3.4%	COM	53635B107
—	LIMELIGHT NETWORKS INC	2,211,680	$6.701M	4.8%	$3.03	$2.89	—	COM	53261M104
GLDD	GREAT LAKES DREDGE & DOCK CO	636,372	$6.65M	4.8%	$10.45	$8.16	+29.5%	COM	390607109
FMC	F M C CORP	73,897	$6.479M	4.7%	$87.68 *	$56.48	+26.4%	COM NEW	302491303
—	ACTIVISION BLIZZARD INC	111,403	$5.895M	4.3%	$52.92	$49.96	—	COM	00507V109
NVRI	HARSCO CORP	309,105	$5.861M	4.2%	$18.96 *	$21.20	0.0%	COM	415864107
ASPN	ASPEN AEROGELS INC	950,290	$5.626M	4.1%	$5.92 *	$4.09	+55.5%	COM	04523Y105
IWM	ISHARES TR	25,000	$3.784M	2.7%	$151.36	—	—	Put	464287655
CHDN	CHURCHILL DOWNS INC	29,720	$3.669M	2.7%	$123.45 *	$53.40	+10.3%	COM	171484108
—	XPERI CORP	175,734	$3.634M	2.6%	$20.68	$18.45	—	COM	98421B100
HBIO	HARVARD BIOSCIENCE INC	742,500	$2.283M	1.6%	$3.07 *	$2.49	0.0%	COM	416906105
—	B RILEY PRINCIPAL MERGER COR	180,000	$1.818M	1.3%	$10.10	$9.97	—	UNIT 99/99/9999	05586Y205
UIS	UNISYS CORP	223,790	$1.663M	1.2%	$7.43 *	$8.89	0.0%	COM NEW	909214306
ASTE	ASTEC INDS INC	50,000	$1.555M	1.1%	$31.10 *	$28.25	0.0%	COM	046224101
UFI	UNIFI INC	62,000	$1.359M	1.0%	$21.92 *	$19.71	0.0%	COM NEW	904677200
MWA	MUELLER WTR PRODS INC	100,000	$1.124M	0.8%	$11.24 *	$8.93	+2.9%	COM SER A	624758108
—	LIBBEY INC	275,000	$921K	0.7%	$3.35	$3.35	—	COM	529898108
INSE	INSPIRED ENTMT INC	118,635	$853K	0.6%	$7.19 *	$6.29	+20.9%	COM	45782N108
—	ADESTO TECHNOLOGIES CORP	95,000	$813K	0.6%	$8.56	$7.74	—	COM	00687D101
—	BARCLAYS BK PLC	30,000	$712K	0.5%	$23.73	—	—	Call	06746P621
GHM	GRAHAM CORP	11,618	$231K	0.2%	$19.88 *	$19.02	-4.1%	COM	384556106
OEC	ORION ENGINEERED CARBONS S A	10,000	$167K	0.1%	$16.70 *	$17.15	-4.6%	Call	L72967109