Harvey Partners, LLC Diversified Active

CIK: 0001406484 · Show all filings

Period: Q4 2019 (← Previous) (Next →)

Filing Date: Feb 14, 2020

Total Value ($000): $175,959 (100.0% shares, 0.0% debt)

Holdings (34)

IWM ISHARES TR 9.4%

Value ($000) $16,567 Shares 100,000 Est. Cost — Unrealized —

VPG VISHAY PRECISION GROUP INC 8.5%

Value ($000) $14,888 Shares 437,881 Est. Cost $27.99 Unrealized +20.0%

VMI VALMONT INDS INC 6.8%

Value ($000) $11,889 Shares 79,374 Est. Cost $134.61 Unrealized +5.0%

ACA ARCOSA INC 6.5%

Value ($000) $11,509 Shares 258,333 Est. Cost $33.89 Unrealized +11.2%

— LIMELIGHT NETWORKS INC 5.1%

Value ($000) $9,024 Shares 2,211,680 Est. Cost $2.89 Unrealized —

PWR QUANTA SVCS INC 5.0%

Value ($000) $8,861 Shares 217,660 Est. Cost $35.98 Unrealized +11.7%

GLDD GREAT LAKES DREDGE & DOCK CO 4.7%

Value ($000) $8,352 Shares 737,154 Est. Cost $8.50 Unrealized +25.6%

FMC F M C CORP 4.2%

Value ($000) $7,376 Shares 73,897 Est. Cost $56.48 Unrealized +37.6%

— ACTIVISION BLIZZARD INC 3.8%

Value ($000) $6,620 Shares 111,403 Est. Cost $49.96 Unrealized —

ASTE ASTEC INDS INC 3.7%

Value ($000) $6,491 Shares 154,548 Est. Cost $32.01 Unrealized +5.6%

QQQ INVESCO QQQ TR 3.6%

Value ($000) $6,378 Shares 30,000 Est. Cost — Unrealized —

— LOGMEIN INC 3.6%

Value ($000) $6,357 Shares 74,143 Est. Cost $85.74 Unrealized —

OEC ORION ENGINEERED CARBONS S A 3.4%

Value ($000) $6,039 Shares 312,881 Est. Cost $17.15 Unrealized +5.4%

ADI ANALOG DEVICES INC 3.4%

Value ($000) $5,900 Shares 49,643 Est. Cost $96.88 Unrealized +4.1%

ASPN ASPEN AEROGELS INC 3.3%

Value ($000) $5,773 Shares 744,000 Est. Cost $4.09 Unrealized +68.9%

UIS UNISYS CORP 3.2%

Value ($000) $5,559 Shares 468,701 Est. Cost $9.49 Unrealized +5.7%

LQDT LIQUIDITY SERVICES INC 3.1%

Value ($000) $5,487 Shares 920,618 Est. Cost $6.68 Unrealized -3.8%

NVRI HARSCO CORP 3.1%

Value ($000) $5,485 Shares 238,357 Est. Cost $21.20 Unrealized -1.4%

AXTA AXALTA COATING SYS LTD 2.8%

Value ($000) $4,997 Shares 164,383 Est. Cost $28.40 Unrealized +3.8%

OLN OLIN CORP 2.5%

Value ($000) $4,346 Shares 251,929 Est. Cost $15.22 Unrealized 0.0%

— XPERI CORP 2.1%

Value ($000) $3,620 Shares 195,680 Est. Cost $18.46 Unrealized —

HBIO HARVARD BIOSCIENCE INC 1.8%

Value ($000) $3,086 Shares 1,011,701 Est. Cost $2.59 Unrealized +11.1%

UFI UNIFI INC 1.3%

Value ($000) $2,281 Shares 90,291 Est. Cost $21.09 Unrealized +14.4%

— SOFTWARE ACQUISITION GROUP I 1.2%

Value ($000) $2,096 Shares 206,500 Est. Cost $10.15 Unrealized —

— ADTRAN INC 0.8%

Value ($000) $1,393 Shares 140,803 Est. Cost $9.89 Unrealized —

MWA MUELLER WTR PRODS INC 0.7%

Value ($000) $1,198 Shares 100,000 Est. Cost $8.93 Unrealized +15.6%

GTLS CHART INDS INC 0.6%

Value ($000) $1,018 Shares 15,087 Est. Cost $58.46 Unrealized 0.0%

— ADESTO TECHNOLOGIES CORP 0.6%

Value ($000) $978 Shares 115,000 Est. Cost $7.87 Unrealized —

— BARCLAYS BK PLC 0.5%

Value ($000) $907 Shares 60,000 Est. Cost — Unrealized —

INSE INSPIRED ENTMT INC 0.5%

Value ($000) $813 Shares 120,500 Est. Cost $6.30 Unrealized +13.4%

GHM GRAHAM CORP 0.1%

Value ($000) $254 Shares 11,618 Est. Cost $19.02 Unrealized +6.4%

— LIBBEY INC 0.1%

Value ($000) $218 Shares 150,000 Est. Cost $3.35 Unrealized —

OEC ORION ENGINEERED CARBONS S A 0.1%

Value ($000) $193 Shares 10,000 Est. Cost $17.15 Unrealized +5.4%

BC BRUNSWICK CORP 0.0%

Value ($000) $6 Shares 100 Est. Cost $51.41 Unrealized 0.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
IWM	ISHARES TR	100,000	$16,567	9.4%	—	—	Put	464287655
VPG	VISHAY PRECISION GROUP INC	437,881	$14,888	8.5%	$27.99	+20.0%	COM	92835K103
VMI	VALMONT INDS INC	79,374	$11,889	6.8%	$134.61	+5.0%	COM	920253101
ACA	ARCOSA INC	258,333	$11,509	6.5%	$33.89	+11.2%	COM	039653100
—	LIMELIGHT NETWORKS INC	2,211,680	$9,024	5.1%	$2.89	—	COM	53261M104
PWR	QUANTA SVCS INC	217,660	$8,861	5.0%	$35.98	+11.7%	COM	74762E102
GLDD	GREAT LAKES DREDGE & DOCK CO	737,154	$8,352	4.7%	$8.50	+25.6%	COM	390607109
FMC	F M C CORP	73,897	$7,376	4.2%	$56.48	+37.6%	COM NEW	302491303
—	ACTIVISION BLIZZARD INC	111,403	$6,620	3.8%	$49.96	—	COM	00507V109
ASTE	ASTEC INDS INC	154,548	$6,491	3.7%	$32.01	+5.6%	COM	046224101
QQQ	INVESCO QQQ TR	30,000	$6,378	3.6%	—	—	Put	46090E103
—	LOGMEIN INC	74,143	$6,357	3.6%	$85.74	—	COM	54142L109
OEC	ORION ENGINEERED CARBONS S A	312,881	$6,039	3.4%	$17.15	+5.4%	COM	L72967109
ADI	ANALOG DEVICES INC	49,643	$5,900	3.4%	$96.88	+4.1%	COM	032654105
ASPN	ASPEN AEROGELS INC	744,000	$5,773	3.3%	$4.09	+68.9%	COM	04523Y105
UIS	UNISYS CORP	468,701	$5,559	3.2%	$9.49	+5.7%	COM NEW	909214306
LQDT	LIQUIDITY SERVICES INC	920,618	$5,487	3.1%	$6.68	-3.8%	COM	53635B107
NVRI	HARSCO CORP	238,357	$5,485	3.1%	$21.20	-1.4%	COM	415864107
AXTA	AXALTA COATING SYS LTD	164,383	$4,997	2.8%	$28.40	+3.8%	COM	G0750C108
OLN	OLIN CORP	251,929	$4,346	2.5%	$15.22	0.0%	COM PAR $1	680665205
—	XPERI CORP	195,680	$3,620	2.1%	$18.46	—	COM	98421B100
HBIO	HARVARD BIOSCIENCE INC	1,011,701	$3,086	1.8%	$2.59	+11.1%	COM	416906105
UFI	UNIFI INC	90,291	$2,281	1.3%	$21.09	+14.4%	COM NEW	904677200
—	SOFTWARE ACQUISITION GROUP I	206,500	$2,096	1.2%	$10.15	—	UNIT 10/01/2026	83406B200
—	ADTRAN INC	140,803	$1,393	0.8%	$9.89	—	COM	00738A106
MWA	MUELLER WTR PRODS INC	100,000	$1,198	0.7%	$8.93	+15.6%	COM SER A	624758108
GTLS	CHART INDS INC	15,087	$1,018	0.6%	$58.46	0.0%	COM PAR $0.01	16115Q308
—	ADESTO TECHNOLOGIES CORP	115,000	$978	0.6%	$7.87	—	COM	00687D101
—	BARCLAYS BK PLC	60,000	$907	0.5%	—	—	Call	06746P621
INSE	INSPIRED ENTMT INC	120,500	$813	0.5%	$6.30	+13.4%	COM	45782N108
GHM	GRAHAM CORP	11,618	$254	0.1%	$19.02	+6.4%	COM	384556106
—	LIBBEY INC	150,000	$218	0.1%	$3.35	—	COM	529898108
OEC	ORION ENGINEERED CARBONS S A	10,000	$193	0.1%	$17.15	+5.4%	Call	L72967109
BC	BRUNSWICK CORP	100	$6	0.0%	$51.41	0.0%	COM	117043109