Location: West Palm Beach, FL
CIK: 0001447578 · Show all filings
Period: Q3 2018 (← Previous) (Next →)
Filing Date: Nov 15, 2018
Total Value: $1.198B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | WESTERN ASSET EMRG MKT DEBT | 4,296,996 | $57.67M | 4.8% | $15.28 | — | COM | 95766A101 |
| — | EATON VANCE LTD DUR INCOME F | 3,484,408 | $44.18M | 3.7% | $13.62 | — | COM | 27828H105 |
| — | WESTERN ASSET HIGH INCM OPP | 9,116,903 | $43.4M | 3.6% | $5.04 | — | COM | 95766K109 |
| — | NUVEEN AMT FREE QLTY MUN INC | 3,284,517 | $41.58M | 3.5% | $13.34 | — | COM | 670657105 |
| — | BLACKROCK CR ALLCTN INC TR | 2,954,815 | $36.17M | 3.0% | $12.97 | — | COM SH BEN INT | 092508100 |
| — | NUVEEN CR STRATEGIES INCM FD | 4,161,830 | $33.17M | 2.8% | $9.16 | — | COM SHS | 67073D102 |
| — | PGIM GLOBAL SHORT DURATION H | 2,218,441 | $30.77M | 2.6% | $13.87 | — | COM | 69346J106 |
| — | TEMPLETON GLOBAL INCOME FD | 4,965,505 | $30.39M | 2.5% | $7.04 | — | COM | 880198106 |
| — | INVESCO SR INCOME TR | 6,503,400 | $28.03M | 2.3% | $4.23 | — | COM | 46131H107 |
| — | HIGHLAND FLOATNG RATE OPPRT | 1,673,997 | $25.81M | 2.2% | $15.58 | — | SHS BEN INT | 43010E404 |
| — | NUVEEN QUALITY MUNCP INCOME | 1,971,897 | $25.22M | 2.1% | $13.87 | — | COM | 67066V101 |
| — | ABERDEEN TOTAL DYNAMIC DIVD | 2,869,404 | $25.19M | 2.1% | $8.75 | — | COM | 00326L100 |
| — | VOYA PRIME RATE TR | 5,028,904 | $25.04M | 2.1% | $5.21 | — | BEN INT | 92913A100 |
| — | BRANDYWINEGBL GLBAL INM OPRT | 2,292,544 | $25.04M | 2.1% | $12.80 | — | COM | 10537L104 |
| SPY | SPDR S&P 500 ETF | 85,000 | $24.7M | 2.1% | $269.53 | — | TR UNIT | 78462F103 |
| — | BLACKROCK CORPOR HI YLD FD I | 2,341,406 | $24.61M | 2.1% | $10.98 | — | COM | 09255P107 |
| — | DELAWARE ENHANCED GBL DIV & | 2,012,779 | $22.54M | 1.9% | $11.31 | — | COM | 246060107 |
| — | CORNERSTONE STRATEGIC VALUE | 1,533,834 | $21.47M | 1.8% | $14.00 | — | COM | 21924B302 |
| — | TEMPLETON EMERG MKTS INCOME | 2,106,775 | $21.07M | 1.8% | $11.09 | — | COM | 880192109 |
| — | WESTERN ASSET GLB HI INCOME | 2,213,475 | $20.16M | 1.7% | $10.10 | — | COM | 95766B109 |
| — | INVESCO DYNAMIC CR OPP FD | 1,725,921 | $19.8M | 1.7% | $11.71 | — | COM | 46132R104 |
| — | WESTERN AST INFL LKD OPP & I | 1,772,455 | $19.21M | 1.6% | $11.34 | — | COM | 95766R104 |
| NXDT | NEXPOINT STRATEGIC OPORTUNT | 837,175 | $18.75M | 1.6% | $21.83 | — | COM | 65340G205 |
| — | KAYNE ANDERSN MLP MIDS INVT | 1,022,930 | $18.26M | 1.5% | $17.87 | — | COM | 486606106 |
| — | TORTOISE MLP FD INC | 1,080,148 | $17.37M | 1.4% | $16.08 | — | COM | 89148B101 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 1,546,927 | $16.77M | 1.4% | $11.38 | — | SHS BEN INT | 18914E106 |
| BBDC | BARINGS BDC INC COM | 1,527,624 | $15.29M | 1.3% | $5.31 | 0.0% | COM | 06759L103 |
| — | PGIM SHORT DURATION HIGH YIE | 1,025,024 | $14.49M | 1.2% | $14.14 | — | COM | 69346H100 |
| — | WESTERN ASSET HGH YLD DFNDFD | 911,858 | $13.27M | 1.1% | $16.10 | — | COM | 95768B107 |
| — | MORGAN STANLEY EM MKTS DM DE | 1,855,522 | $12.51M | 1.0% | $11.32 | — | COM | 617477104 |
| — | ALLIANZGI NFJ DIVID INT & PR | 935,067 | $12.25M | 1.0% | $12.75 | — | COM | 01883A107 |
| — | INVESCO HIGH INCOME TR II | 881,580 | $12.08M | 1.0% | $14.16 | — | COM | 46131F101 |
| — | ALLIANZGI CON INCM 2024 TARG | 1,265,084 | $11.64M | 1.0% | $9.10 | — | COM | 01883H102 |
| — | MORGAN STANLEY EMER MKTS DEB | 1,204,530 | $10.44M | 0.9% | $9.57 | — | COM | 61744H105 |
| — | ADVENT CLAYMORE CV SECS & IN | 640,270 | $10.03M | 0.8% | $14.77 | — | COM | 00764C109 |
| — | GARRISON CAP INC | 1,203,465 | $9.965M | 0.8% | $9.31 | — | COM | 366554103 |
| — | NUVEEN MTG OPPORTUNITY TERM | 415,179 | $9.964M | 0.8% | $23.56 | — | COM | 670735109 |
| — | EAGLE GRWTH & INCOME OPPTY F | 617,505 | $9.38M | 0.8% | $15.88 | — | COM SHS BEN IN | 26958J105 |
| — | BLACKROCK MULTI-SECTOR INC T | 552,021 | $9.34M | 0.8% | $16.99 | — | COM | 09258A107 |
| — | NUVEEN MTG OPPTY TERM FD 2 | 388,138 | $8.989M | 0.8% | $23.90 | — | COM | 67074R100 |
| PRF | INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 | 74,972 | $8.904M | 0.7% | $118.76 | — | COM | 46137V613 |
| — | CORNERSTONE TOTAL RTRN FD IN | 609,709 | $8.463M | 0.7% | $13.88 | — | COM | 21924U300 |
| — | WESTERN ASST INFLTN LKD INM | 745,377 | $8.393M | 0.7% | $11.52 | — | COM SH BEN INT | 95766Q106 |
| — | HIGH INCOME SECS FD | 885,137 | $8.391M | 0.7% | $9.48 | — | SHS BEN INT | 42968F108 |
| — | SPROTT FOCUS TR INC | 1,129,197 | $8.333M | 0.7% | $6.83 | — | COM | 85208J109 |
| — | WELLS FARGO INCOME OPPORTUNI WF INC OPPTY FD | 937,570 | $7.426M | 0.6% | $8.44 | — | COM | 94987B105 |
| — | ALLIANCE CALIF MUN INCOME FD | 543,439 | $7.38M | 0.6% | $13.35 | — | COM | 018546101 |
| — | EATON VANCE SR INCOME TR | 1,073,571 | $6.925M | 0.6% | $6.39 | — | SH BEN INT | 27826S103 |
| — | ARES DYNAMIC CR ALLOCATION F | 440,703 | $6.844M | 0.6% | $14.79 | — | COM | 04014F102 |
| — | MORGAN STANLEY EMER MKTS FD | 419,226 | $6.54M | 0.5% | $17.35 | — | COM | 61744G107 |
| — | WESTERN ASSET HIGH INCM FD I | 1,017,217 | $6.449M | 0.5% | $6.88 | — | COM | 95766J102 |
| — | NEUBERGER BERMAN HGH YLD FD | 587,637 | $6.435M | 0.5% | $11.88 | — | COM | 64128C106 |
| XMUIX | BLACKROCK MUNI INTER DR FD I | 482,346 | $6.309M | 0.5% | $13.78 | — | COM | 09253X102 |
| — | NUVEEN CONNECTICUT QLTY MUN | 548,563 | $6.232M | 0.5% | $11.59 | — | COM | 67060D107 |
| — | NUVEEN GLOBAL HIGH INCOME FD | 386,267 | $6.022M | 0.5% | $16.73 | — | SHS | 67075G103 |
| — | NUVEEN CA QUALTY MUN INCOME | 464,720 | $6.013M | 0.5% | $13.36 | — | COM | 67066Y105 |
| — | BLACKROCK LTD DURATION INC T | 391,655 | $5.832M | 0.5% | $15.04 | — | COM | 09249W101 |
| — | DEUTSCHE MULTI-MKT INCOME TR | 645,132 | $5.793M | 0.5% | $7.81 | — | SHS | 25160E102 |
| VWO | VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF | 135,426 | $5.552M | 0.5% | $39.35 | — | COM | 922042858 |
| — | NUVEEN INTER DURATION MN TMF | 393,188 | $4.911M | 0.4% | $12.51 | — | COM | 670671106 |
| — | SPECIAL OPPORTUNITIES FD INC | 191,280 | $4.877M | 0.4% | $25.83 | — | PFD CONV SE B | 84741T302 |
| — | ALLIANCEBERNSTEIN GBL HGH IN | 404,831 | $4.716M | 0.4% | $11.71 | — | COM | 01879R106 |
| — | MFS CHARTER INCOME TR | 605,376 | $4.698M | 0.4% | $8.99 | — | SH BEN INT | 552727109 |
| PXH | INVESCO EXCHNG TRADED FD TR FTSE RAFI EMNG | 221,065 | $4.673M | 0.4% | $21.14 | — | COM | 46138E727 |
| XZFGX | VIRTUS TOTAL RETURN FUND INC | 424,862 | $4.478M | 0.4% | $12.94 | — | COM | 92837G100 |
| — | ALLIANCEBERNSTEIN NATL MUNI | 346,084 | $4.288M | 0.4% | $13.21 | — | COM | 01864U106 |
| — | MADISON CVRED CALL & EQ STR | 553,074 | $4.253M | 0.4% | $7.75 | — | COM | 557437100 |
| — | LIBERTY ALL STAR EQUITY FD | 587,323 | $4M | 0.3% | $5.71 | — | SH BEN INT | 530158104 |
| — | ABERDEEN EMRG MRKTS EQT INM | 574,569 | $3.942M | 0.3% | $6.93 | — | COM | 00301W105 |
| PACK | ONE MADISON CORP | 399,998 | $3.888M | 0.3% | $9.70 | — | COM CL A | G6772P100 |
| — | PENSARE ACQUISITION CORP | 389,994 | $3.884M | 0.3% | $9.67 | — | COM | 70957E105 |
| — | LAZARD WORLD DIVID & INCOME | 371,475 | $3.874M | 0.3% | $10.41 | — | COM | 521076109 |
| — | ABERDEEN ASIA PACIFIC INCOM | 898,507 | $3.72M | 0.3% | $4.60 | — | COM | 003009107 |
| — | NUVEEN EMERGING MKTS DEBT 20 | 436,237 | $3.568M | 0.3% | $9.19 | — | COM | 67077P101 |
| VEA | VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF | 77,070 | $3.335M | 0.3% | $41.26 | — | COM | 921943858 |
| XBFZX | BLACKROCK CALIF MUN INCOME | 268,204 | $3.312M | 0.3% | $12.63 | — | SH BEN INT | 09248E102 |
| — | NUVEEN INT DUR QUAL MUN TRM | 264,470 | $3.256M | 0.3% | $12.46 | — | COM | 670677103 |
| — | OHA INVT CORP | 2,132,087 | $3.252M | 0.3% | $3.42 | — | COM | 67091U102 |
| — | HENNESSY CAP ACQUSTON CORP I | 310,904 | $3.168M | 0.3% | $9.80 | — | COM | 42588L105 |
| — | BLACKROCK 2022 GBL INCM OPP | 350,086 | $3.133M | 0.3% | $8.95 | — | COM | 09258P104 |
| — | TKK SYMPHONY ACQUISITION COR | 300,000 | $3.03M | 0.3% | $10.10 | — | UNIT 08/15/2023 | G88950111 |
| — | CM SEVEN STAR ACQUISITION | 300,000 | $3.024M | 0.3% | $9.65 | — | COM | G2345N102 |
| — | LEISURE ACQUISITION CORP | 306,594 | $2.989M | 0.2% | $9.68 | — | COM | 52539T107 |
| — | HAYMAKER ACQUISITION CORP | 294,996 | $2.879M | 0.2% | $9.76 | — | CL A | 420870107 |
| XEVMX | EATON VANCE CALIF MUN BD FD | 288,880 | $2.877M | 0.2% | $10.16 | — | COM | 27828A100 |
| — | BLACKROCK NY MUNI INC QLTY T | 200,228 | $2.487M | 0.2% | $12.42 | — | COM | 09249U105 |
| — | OPES ACQUISITION CORP | 250,000 | $2.463M | 0.2% | $9.70 | — | COM | 68373P100 |
| — | WESTERN ASSET GLOBAL CP DEFI | 148,770 | $2.41M | 0.2% | $16.62 | — | COM | 95790C107 |
| — | BIG ROCK PARTNERS ACQUISI CO | 239,998 | $2.402M | 0.2% | $9.94 | — | COM | 089482103 |
| — | MEXICO EQUITY & INCOME FD | 195,396 | $2.399M | 0.2% | $10.62 | — | COM | 592834105 |
| XNBOX | NEUBERGER BRMAN NY MUNI FD I | 205,539 | $2.347M | 0.2% | $11.42 | — | COM | 64124K102 |
| — | INDIA FD INC | 106,050 | $2.347M | 0.2% | $24.26 | — | COM | 454089103 |
| — | MODERN MEDIA ACQUISITION | 228,000 | $2.303M | 0.2% | $9.80 | — | COM | 60765P103 |
| — | KBL MERGER CORP IV | 220,375 | $2.226M | 0.2% | $9.71 | — | COM | 48242A104 |
| — | PURE ACQUISITION CORP | 224,996 | $2.184M | 0.2% | $9.65 | — | CL A | 74621Q106 |
| — | TWELVE SEAS INVESTMENT COMPA | 225,000 | $2.16M | 0.2% | $9.60 | — | SHS | G9145A107 |
| — | TORTOISE ENERGY INFRA CORP | 73,841 | $1.989M | 0.2% | $27.86 | — | COM | 89147L100 |
| — | UNION ACQUISITION CORP | 200,000 | $1.95M | 0.2% | $9.69 | — | SHS | G9366W101 |
| — | LEGACY ACQUISITION CORP | 200,000 | $1.942M | 0.2% | $9.64 | — | COM CL A | 524643103 |
| — | MUDRICK CAP ACQUISITION CORP W EXP 02/12/202 | 200,000 | $1.936M | 0.2% | $9.64 | — | CL A | 624745105 |
| — | BLACK RIDGE ACQUISITION CORP | 191,057 | $1.882M | 0.2% | $9.65 | — | COM | 09216T107 |
| — | GORDON POINTE ACQUISITION CO | 175,000 | $1.733M | 0.1% | $9.73 | — | CL A | 382788107 |
| — | BLACKROCK DEBT STRAT FD INC | 151,080 | $1.683M | 0.1% | $11.52 | — | COM | 09255R202 |
| — | MTECH ACQUISITION CORP | 155,000 | $1.581M | 0.1% | $9.81 | — | CL A | 55378W107 |
| — | BLACKROCK RES & COMM STRAT T | 169,925 | $1.541M | 0.1% | $9.07 | — | SHS | 09257A108 |
| — | INDUSTREA ACQUISITION CORP | 150,000 | $1.53M | 0.1% | $9.75 | — | CL A | 45579J104 |
| — | MEGALITH FINL ACQUISITION CO UNIT 09/30/2025 | 150,000 | $1.515M | 0.1% | $10.10 | — | UNIT 09/30/2025 | 58518F208 |
| — | MATLIN & PARTNERS ACQUISITIO | 150,000 | $1.502M | 0.1% | $9.65 | — | CL A | 57682V106 |
| — | TRIDENT ACQUISITIONS CORP | 150,000 | $1.473M | 0.1% | $9.75 | — | COM | 89615T106 |
| — | THUNDER BRIDGE ACQUISITION L | 150,000 | $1.457M | 0.1% | $9.71 | — | CL A | G8857R100 |
| — | VECTOIQ ACQUISITION CORP | 149,999 | $1.435M | 0.1% | $9.58 | — | COM | 92243N103 |
| — | EATON VANCE NJ MUNI INCOME T | 116,769 | $1.333M | 0.1% | $11.42 | — | SH BEN INT | 27826V106 |
| — | NEUBERGER BRMAN CLIFRN MUNI | 104,356 | $1.301M | 0.1% | $12.47 | — | COM | 64123C101 |
| — | BISON CAP ACQUISITION CORP ORD | 125,000 | $1.276M | 0.1% | $9.87 | — | SHS | G1142P104 |
| — | TENZING ACQUISITION CORP | 125,000 | $1.258M | 0.1% | $10.06 | — | UNIT 08/24/2024 | G8708A124 |
| — | NUVEEN PFD & INCM SECURTIES | 140,954 | $1.24M | 0.1% | $8.80 | — | COM | 67072C105 |
| — | DRAPER OAKWOOD TECHNOLOGY COM | 120,000 | $1.217M | 0.1% | $9.78 | — | COM CL A | 26146L103 |
| — | BLACKROCK MUNIYIELD CALI QLT | 94,743 | $1.214M | 0.1% | $13.26 | — | COM | 09254N103 |
| — | TIBERIUS ACQUISITION CORP | 125,000 | $1.209M | 0.1% | $9.61 | — | COM | 88633A107 |
| — | HL ACQUISITIONS CORP | 125,000 | $1.195M | 0.1% | $9.56 | — | SHS | G4603R106 |
| — | BLACKROCK MUN 2030 TAR TERM | 57,167 | $1.184M | 0.1% | $21.31 | — | COM SHS BEN IN | 09257P105 |
| — | SWISS HELVETIA FD INC | 136,816 | $1.164M | 0.1% | $9.12 | — | COM | 870875101 |
| TOTA | TOTTENHAM ACQUISITION I LTD | 118,000 | $1.145M | 0.1% | $9.70 | — | SHS | G8959N106 |
| — | CONSTELLATION ALPHA CAP COR | 112,469 | $1.138M | 0.1% | $9.75 | — | SHS | G2379F108 |
| — | SPECIAL OPPORTUNITIES FD INC | 72,921 | $1.1M | 0.1% | $15.20 | — | COM | 84741T104 |
| — | NUVEEN CALIF MUN VALUE FD | 113,340 | $1.061M | 0.1% | $9.49 | — | COM | 67062C107 |
| — | LONGEVITY ACQUISITION CORP | 100,000 | $1.024M | 0.1% | $10.24 | — | UNIT 08/29/2024 | G56372108 |
| — | LF CAP ACQUISITION CORP | 100,000 | $960K | 0.1% | $9.60 | — | CL A | 50200K108 |
| — | ALLEGRO MERGER CORP | 100,000 | $953K | 0.1% | $9.53 | — | COM | 01749N103 |
| — | TRINITY MERGER CORP | 96,000 | $944K | 0.1% | $9.77 | — | COM CL A | 89653L106 |
| — | MFS MULTIMARKET INCOME TR | 167,343 | $925K | 0.1% | $6.40 | — | SH BEN INT | 552737108 |
| — | NUVEEN FLTNG RTE INCM OPP FD | 84,622 | $872K | 0.1% | $10.30 | — | COM SHS | 6706EN100 |
| — | WESTERN ASSET INTM MUNI FD I | 101,193 | $856K | 0.1% | $8.46 | — | COM | 958435109 |
| XXCHNXX | CHINA FD INC | 43,355 | $850K | 0.1% | $20.77 | — | COM | 169373107 |
| — | GTY TECHNOLOGY HOLDINGS INC | 80,001 | $811K | 0.1% | $10.04 | — | CL A | G4182A102 |
| — | NUVEEN CALIFORNIA AMT QLT MU | 58,565 | $754K | 0.1% | $12.87 | — | COM | 670651108 |
| — | EATON VANCE CA MUNI INCOME T | 65,845 | $739K | 0.1% | $11.22 | — | SH BEN INT | 27826F101 |
| — | GREENLAND ACQUISITIN CORPORA | 75,000 | $725K | 0.1% | $9.67 | — | SHS | G40981139 |
| — | EATON VANCE CALIF MUN BD FD | 68,759 | $704K | 0.1% | $10.24 | — | COM | 27828C106 |
| — | EATON VANCE MICH MUN BD FD | 44,747 | $562K | 0.0% | $13.16 | — | COM | 27828M104 |
| — | RMR REAL ESTATE INCOME FUND | 31,000 | $557K | 0.0% | $17.97 | — | COM | 76970B101 |
| — | CHURCHILL CAP CORP UNIT | 50,000 | $507K | 0.0% | $10.14 | — | UNIT 99/99/9999 | 17142R202 |
| NESRW | NATIONAL ENERGY SERVICES REU | 216,015 | $484K | 0.0% | $0.40 | — | *W EXP 05/05/2022 | G6375R115 |
| — | FAR PT ACQUISITION CORP | 49,995 | $482K | 0.0% | $9.68 | — | COM CL A | 30734W109 |
| — | MFS CALIF MUN FD | 45,937 | $467K | 0.0% | $10.17 | — | COM | 59318C106 |
| — | EATON VANCE MI MUNI INCOME T | 31,810 | $395K | 0.0% | $12.89 | — | SH BEN INT | 27826D106 |
| — | EATON VANCE N J MUN BD FD | 33,325 | $392K | 0.0% | $11.76 | — | COM | 27828R103 |
| — | BLACKROCK NY MUNICIPAL BOND | 29,973 | $386K | 0.0% | $12.88 | — | COM | 09249P106 |
| — | VOYA EMERGING MKTS HIGH DIVI | 46,853 | $378K | 0.0% | $8.07 | — | COM | 92912P108 |
| — | EATON VANCE MA MUNI INCOME T | 28,952 | $361K | 0.0% | $12.47 | — | SH BEN INT | 27826E104 |
| — | NUVEEN SELECT MAT MUN FD | 31,835 | $305K | 0.0% | $9.58 | — | SH BEN INT | 67061T101 |
| — | CORPORATE CAP TR INC | 19,566 | $299K | 0.0% | $15.98 | — | COM | 219880101 |
| — | HENNESSY CAP ACQUSTON CORP I | 168,750 | $253K | 0.0% | $0.85 | — | *W EXP 06/15/2022 | 42588L113 |
| — | EATON VANCE SH TM DR DIVR IN | 19,510 | $252K | 0.0% | $13.02 | — | COM | 27828V104 |
| — | EATON VANCE OHIO MUNICIPAL B | 20,990 | $236K | 0.0% | $11.24 | — | COM | 27828L106 |
| — | ONE MADISON CORP | 199,999 | $232K | 0.0% | $1.03 | — | *W EXP 99/99/999 | G6772P126 |
| — | MTECH ACQUISITION CORP | 155,000 | $229K | 0.0% | $0.73 | — | *W EXP 08/01/202 | 55378W115 |
| — | DEUTSCHE STRATEGIC INCOME TR | 17,460 | $219K | 0.0% | $12.26 | — | SHS | 25160F109 |
| — | EATON VANCE PA MUNI INCOME T | 18,903 | $215K | 0.0% | $11.37 | — | SH BEN INT | 27826T101 |
| — | HAYMAKER ACQUISITION CORP | 147,498 | $192K | 0.0% | $0.95 | — | *W EXP 10/27/202 | 420870115 |
| — | CM SEVEN STAR ACQUISITION CO | 300,000 | $165K | 0.0% | $0.32 | — | RIGHT 08/21/2022 | G2345N136 |
| — | LEISURE ACQUISITION CORP | 153,297 | $164K | 0.0% | $0.81 | — | *W EXP 12/05/201 | 52539T115 |
| — | PENSARE ACQUISITION CORP | 349,994 | $157K | 0.0% | $0.50 | — | RIGHT 99/99/9999 | 70957E121 |
| — | PURE ACQUISITION CORP | 112,498 | $152K | 0.0% | $1.28 | — | *W EXP 04/17/202 | 74621Q114 |
| — | INDUSTREA ACQUISITION CORP | 150,000 | $150K | 0.0% | $0.42 | — | *W EXP 08/01/202 | 45579J112 |
| — | FALCON MINERALS CORP | 87,500 | $149K | 0.0% | $1.70 | — | *W EXP 07/21/202 | 30607B208 |
| — | INTERNATIONAL MNY EXPRESS IN | 62,501 | $147K | 0.0% | $2.35 | — | *W EXP 01/19/202 | 46005L119 |
| — | MUDRICK CAP ACQUISITION CORP | 200,000 | $140K | 0.0% | $0.64 | — | *W EXP 02/12/2022 | 624745113 |
| — | BLACK RIDGE ACQUISITION CORP | 300,000 | $135K | 0.0% | $0.33 | — | *W EXP 07/10/202 | 09216T115 |
| — | EATON VANCE OH MUNI INCOME | 10,927 | $135K | 0.0% | $12.35 | — | SH BEN INT | 27826G109 |
| — | EATON VANCE MASS MUN BD FD | 10,225 | $127K | 0.0% | $12.42 | — | COM | 27828K108 |
| — | BIG ROCK PARTNERS ACQUISI CO | 239,998 | $120K | 0.0% | $0.46 | — | RIGHT 12/01/2022 | 089482129 |
| — | GORDON POINTE ACQUISITION CO | 175,000 | $114K | 0.0% | $0.56 | — | *W EXP 07/30/2022 | 382788115 |
| — | MATLIN & PARTNERS ACQUISITIO | 150,000 | $113K | 0.0% | $0.50 | — | *W EXP 05/28/202 | 57682V114 |
| — | MODERN MEDIA ACQUISITION | 230,000 | $108K | 0.0% | $0.39 | — | RIGHT 99/99/9999 | 60765P129 |
| — | KBL MERGER CORP IV | 230,000 | $106K | 0.0% | $0.29 | — | 3/22/2019 | 48242A120 |
| — | OPES ACQUISITION CORP | 250,000 | $100K | 0.0% | $0.36 | — | *W EXP 03/13/2022 | 68373P118 |
| — | TWELVE SEAS INVESTMENT COMPA | 225,000 | $95,000 | 0.0% | $0.42 | — | RIGHT 12/22/2019 | G9145A131 |
| — | VECTOIQ ACQUISITION CORP | 149,999 | $91,000 | 0.0% | $0.52 | — | *W EXP 05/11/202 | 92243N111 |
| — | PENSARE ACQUISITION CORP | 174,997 | $91,000 | 0.0% | $0.55 | — | *W EXP 07/27/2022 | 70957E113 |
| — | LEGACY ACQUISITION CORP | 200,000 | $89,000 | 0.0% | $0.44 | — | *W EXP 11/30/2022 | 524643111 |
| — | TWELVE SEAS INVESTMENT COMPA | 225,000 | $81,000 | 0.0% | $0.36 | — | *W EXP 12/22/2022 | G9145A115 |
| — | UNION ACQUISITION CORP | 200,000 | $80,000 | 0.0% | $0.32 | — | RIGHT 12/02/2019 | G9366W135 |
| — | CM SEVEN STAR ACQUISITION CO | 150,000 | $75,000 | 0.0% | $0.29 | — | *W EXP 08/21/202 | G2345N110 |
| — | TIBERIUS ACQUISITION CORP | 125,000 | $74,000 | 0.0% | $0.56 | — | *W EXP 02/28/202 | 88633A115 |
| — | UNION ACQUISITION CORP | 200,000 | $70,000 | 0.0% | $0.35 | — | *W EXP 07/01/2022 | G9366W127 |
| — | MODERN MEDIA ACQUISITION | 115,000 | $69,000 | 0.0% | $0.55 | — | *W EXP 05/17/202 | 60765P111 |
| — | THUNDER BRIDGE ACQUISITION L | 150,000 | $67,000 | 0.0% | $0.45 | — | *W EXP 01/01/202 | G8857R126 |
| — | BISON CAP ACQUISITION CORP | 125,000 | $66,000 | 0.0% | $0.38 | — | RIGHT 03/20/2019 | G1142P138 |
| — | DRAPER OAKWOOD TECHNOLOGY RIGHT 09/19/2018 | 120,000 | $61,000 | 0.0% | $0.50 | — | RIGHT 09/19/2018 | 26146L129 |
| — | LF CAP ACQUISITION CORP | 100,000 | $55,000 | 0.0% | $0.55 | — | *W EXP 06/22/202 | 50200K116 |
| — | BIG ROCK PARTNERS ACQUISI CO | 119,999 | $54,000 | 0.0% | $0.40 | — | *W EXP 12/01/202 | 089482111 |
| — | I AM CAP ACQUISITION CO | 150,000 | $53,000 | 0.0% | $0.33 | — | *W EXP 05/22/202 | 45074Q116 |
| — | HL ACQUISITIONS CORP | 125,000 | $50,000 | 0.0% | $0.40 | — | RIGHT 07/17/2023 | G4603R130 |
| — | KBL MERGER CORP IV | 230,000 | $50,000 | 0.0% | $0.20 | — | *W EXP 01/15/2022 | 48242A112 |
| — | TRINITY MERGER CORP | 96,000 | $48,000 | 0.0% | $0.40 | — | *W EXP 05/11/202 | 89653L114 |
| — | CONSTELLATION ALPHA CAP CORP | 120,000 | $48,000 | 0.0% | $0.31 | — | RIGHT 99/99/9999 | G2379F132 |
| — | HL ACQUISITIONS CORP | 125,000 | $45,000 | 0.0% | $0.36 | — | *W EXP 06/21/202 | G4603R122 |
| — | TRIDENT ACQUISITIONS CORP | 150,000 | $44,000 | 0.0% | $0.32 | — | *W EXP 05/09/202 | 89615T114 |
| — | TOTTENHAM ACQUISITION I LTD | 118,000 | $44,000 | 0.0% | $0.37 | — | RIGHT 06/05/2020 | G8959N122 |
| — | ALLEGRO MERGER CORP | 100,000 | $40,000 | 0.0% | $0.40 | — | RIGHT 12/31/2023 | 01749N129 |
| — | BLACK RIDGE ACQUISITION CORP | 100,000 | $37,000 | 0.0% | $0.28 | — | RIGHT 07/10/2019 | 09216T123 |
| — | ALLEGRO MERGER CORP | 100,000 | $35,000 | 0.0% | $0.35 | — | *W EXP 01/06/202 | 01749N111 |
| — | DRAPER OAKWOOD TECHNOLOGY | 60,000 | $35,000 | 0.0% | $0.67 | — | *W EXP 09/19/202 | 26146L111 |
| — | BISON CAP ACQUISITION CORP | 62,500 | $33,000 | 0.0% | $0.37 | — | *W EXP 06/20/202 | G1142P112 |
| — | GTY TECHNOLOGY HOLDINGS INC W EXP 10/25/202 | 26,667 | $33,000 | 0.0% | $1.16 | — | *W EXP 10/25/202 | G4182A128 |
| — | GREENLAND ACQUISITIN CORPORA | 75,000 | $27,000 | 0.0% | $0.36 | — | RIGHT 04/27/2025 | G40981113 |
| — | FAR PT ACQUISITION CORP | 16,665 | $27,000 | 0.0% | $1.62 | — | *W EXP 06/01/202 | 30734W117 |
| — | STELLAR ACQUISITION III INC | 200,000 | $27,000 | 0.0% | $0.34 | — | *W EXP 03/22/2022 | Y8172W115 |
| — | CONSTELLATION ALPHA CAP CORP | 120,000 | $26,000 | 0.0% | $0.22 | — | *W EXP 03/23/202 | G2379F116 |
| — | TOTTENHAM ACQUISITION I LTD | 118,000 | $24,000 | 0.0% | $0.20 | — | *W EXP 05/06/202 | G8959N114 |
| — | HUNTER MARITIME ACQUISITION | 75,001 | $23,000 | 0.0% | $0.80 | — | *W EXP 11/17/202 | Y37828129 |
| — | GREENLAND ACQUISITIN CORPORA | 75,000 | $20,000 | 0.0% | $0.27 | — | *W EXP 03/03/202 | G40981105 |