Location: West Palm Beach, FL
CIK: 0001447578 · Show all filings
Period: Q2 2018 (← Previous) (Next →)
Filing Date: Aug 14, 2018
Total Value: $1.269B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | WESTERN ASSET EMRG MKT DEBT | 4,321,638 | $57.35M | 4.5% | $15.28 | — | COM | 95766A101 |
| — | NUVEEN AMT FREE QLTY MUN INC | 3,536,627 | $46.01M | 3.6% | $13.34 | — | COM | 670657105 |
| — | EATON VANCE LTD DUR INCOME F | 3,502,533 | $44.06M | 3.5% | $13.62 | — | COM | 27828H105 |
| — | WESTERN ASSET HIGH INCM OPP | 9,112,703 | $43.92M | 3.5% | $5.04 | — | COM | 95766K109 |
| — | BLACKROCK CORPOR HI YLD FD I | 3,497,621 | $36.59M | 2.9% | $10.98 | — | COM | 09255P107 |
| — | BLACKROCK CR ALLCTN INC TR | 2,954,815 | $35.69M | 2.8% | $12.97 | — | COM | 092508100 |
| — | NUVEEN CR STRATEGIES INCM FD | 4,288,690 | $34.09M | 2.7% | $9.16 | — | COM SHS | 67073D102 |
| — | ABERDEEN TOTAL DYNAMIC DIVD | 3,804,615 | $33.29M | 2.6% | $8.75 | — | COM SH BEN INT | 00326L100 |
| — | TEMPLETON GLOBAL INCOME FD | 4,878,926 | $29.96M | 2.4% | $7.05 | — | COM | 880198106 |
| — | NUVEEN QUALITY MUNCP INCOME | 2,140,919 | $28.47M | 2.2% | $13.87 | — | COM | 67066V101 |
| — | INVESCO SR INCOME TR | 6,493,528 | $27.79M | 2.2% | $4.23 | — | COM | 46131H107 |
| — | PRUDENTIAL GLB SHT DUR HG YL | 2,025,814 | $27.67M | 2.2% | $14.58 | — | COM | 74433A109 |
| — | BRANDYWINEGBL GLBAL INM OPRT | 2,281,172 | $26.03M | 2.1% | $12.80 | — | COM | 10537L104 |
| — | VOYA PRIME RATE TR | 4,804,858 | $24.17M | 1.9% | $5.23 | — | SH BEN INT | 92913A100 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 2,180,256 | $23.94M | 1.9% | $11.38 | — | SH BEN INT | 18914E106 |
| — | TEMPLETON EMERG MKTS INCOME | 2,304,588 | $23.67M | 1.9% | $11.09 | — | COM | 880192109 |
| — | HIGHLAND FLOATNG RATE OPPRT | 1,508,394 | $23.56M | 1.9% | $15.60 | — | SHS BEN INT | 43010E404 |
| NXDT | NEXPOINT STRATEGIC OPORTUNT | 1,010,611 | $22.18M | 1.7% | $21.83 | — | COM NEW | 65340G205 |
| — | WESTERN AST INFL LKD OPP & I | 1,943,615 | $21.67M | 1.7% | $11.34 | — | COM | 95766R104 |
| — | KAYNE ANDERSON MLP INVT CO | 1,119,926 | $21.1M | 1.7% | $17.87 | — | COM | 486606106 |
| — | WESTERN ASSET GLB HI INCOME | 2,231,575 | $20.35M | 1.6% | $10.10 | — | COM | 95766B109 |
| — | INVESCO DYNAMIC CR OPP FD | 1,725,921 | $20.05M | 1.6% | $11.71 | — | COM | 46132R104 |
| SPY | SPDR S&P 500 ETF TR | 70,096 | $19.02M | 1.5% | $265.05 | — | TR UNIT | 78462F103 |
| — | DELAWARE ENHANCED GBL DIV & | 1,584,861 | $17.96M | 1.4% | $11.34 | — | COM | 246060107 |
| — | LIBERTY ALL STAR EQUITY FD | 2,535,945 | $16.23M | 1.3% | $5.71 | — | SH BEN INT | 530158104 |
| — | TRIANGLE CAP CORP | 1,384,049 | $15.92M | 1.3% | $11.50 | — | COM | 895848109 |
| — | BLACKROCK MULTI-SECTOR INC T | 885,394 | $15.13M | 1.2% | $16.99 | — | COM | 09258A107 |
| — | MANAGED DURATION INVT GRD FU | 1,030,216 | $14.77M | 1.2% | $13.57 | — | COM | 56165R103 |
| — | ALLIANZGI NFJ DIVID INT & PR | 1,153,896 | $14.56M | 1.1% | $12.75 | — | COM | 01883A107 |
| — | PRUDENTIAL SHT DURATION HG Y | 1,026,024 | $14.36M | 1.1% | $14.71 | — | COM | 74442F107 |
| — | BROOKFIELD REAL ASSETS INCOM | 597,078 | $13.55M | 1.1% | $22.37 | — | SHS BEN INT | 112830104 |
| — | WESTERN ASSET HGH YLD DFNDFD | 910,427 | $13.28M | 1.0% | $16.10 | — | COM | 95768B107 |
| VWO | VANGUARD INTL EQUITY INDEX F | 306,859 | $12.95M | 1.0% | $39.35 | — | FTSE EMR MKT ETF | 922042858 |
| — | MORGAN STANLEY EM MKTS DM DE | 1,872,658 | $12.55M | 1.0% | $11.32 | — | COM | 617477104 |
| — | ALLIANZGI CON INCM 2024 TARG | 1,243,096 | $11.5M | 0.9% | $9.10 | — | COM | 01883H102 |
| — | INVESCO HIGH INCOME TR II | 849,343 | $11.46M | 0.9% | $14.18 | — | COM | 46131F101 |
| — | POWERSHARES ETF TRUST | 100,632 | $11.33M | 0.9% | $73.13 | — | FTSE RAFI 1000 | 73935X583 |
| — | NUVEEN MTG OPPORTUNITY TERM | 439,820 | $10.34M | 0.8% | $23.56 | — | COM | 670735109 |
| — | MORGAN STANLEY EMER MKTS DEB | 1,179,724 | $10.32M | 0.8% | $9.59 | — | COM | 61744H105 |
| — | GARRISON CAP INC | 1,251,570 | $10.18M | 0.8% | $9.31 | — | COM | 366554103 |
| — | WESTERN ASST INFLTN LKD INM | 855,178 | $9.775M | 0.8% | $11.52 | — | COM SH BEN INT | 95766Q106 |
| — | SPROTT FOCUS TR INC | 1,178,558 | $9.216M | 0.7% | $6.83 | — | COM | 85208J109 |
| — | NUVEEN MTG OPPTY TERM FD 2 | 396,311 | $9M | 0.7% | $23.90 | — | COM | 67074R100 |
| — | NUVEEN GLOBAL HIGH INCOME FD | 573,221 | $8.851M | 0.7% | $16.73 | — | SHS | 67075G103 |
| — | EAGLE GRWTH & INCOME OPPTY F | 535,344 | $8.234M | 0.6% | $15.98 | — | COM SHS BEN IN | 26958J105 |
| — | REAVES UTIL INCOME FD | 277,404 | $8.02M | 0.6% | $30.00 | — | COM SH BEN INT | 756158101 |
| — | NUVEEN CA QUALTY MUN INCOME | 596,966 | $7.975M | 0.6% | $13.36 | — | COM | 67066Y105 |
| — | WELLS FARGO INCOME OPPORTUNI | 937,570 | $7.491M | 0.6% | $8.44 | — | WF INC OPPTY FD | 94987B105 |
| — | ARES DYNAMIC CR ALLOCATION F | 442,503 | $7.12M | 0.6% | $14.79 | — | COM | 04014F102 |
| — | EATON VANCE SR INCOME TR | 1,079,850 | $6.889M | 0.5% | $6.39 | — | SH BEN INT | 27826S103 |
| XZFGX | VIRTUS TOTAL RETURN FUND INC | 621,519 | $6.818M | 0.5% | $12.94 | — | COM | 92837G100 |
| — | MORGAN STANLEY EMER MKTS FD | 406,186 | $6.596M | 0.5% | $17.40 | — | COM | 61744G107 |
| — | NUVEEN INT DUR QUAL MUN TRM | 522,097 | $6.563M | 0.5% | $12.46 | — | COM | 670677103 |
| — | WESTERN ASSET HIGH INCM FD I | 1,002,125 | $6.444M | 0.5% | $6.89 | — | COM | 95766J102 |
| XMUIX | BLACKROCK MUNI INTER DR FD I | 481,578 | $6.362M | 0.5% | $13.78 | — | COM | 09253X102 |
| — | POWERSHARES ETF TR II | 307,565 | $6.357M | 0.5% | $19.72 | — | EMER MRKT PORT | 73936T763 |
| — | NEUBERGER BERMAN HGH YLD FD | 559,900 | $6.058M | 0.5% | $11.93 | — | COM | 64128C106 |
| — | TRI CONTL CORP | 225,002 | $5.965M | 0.5% | $18.22 | — | COM | 895436103 |
| — | BLACKROCK LTD DURATION INC T | 391,655 | $5.824M | 0.5% | $15.04 | — | COM SHS | 09249W101 |
| — | DEUTSCHE MULTI-MKT INCOME TR | 645,132 | $5.684M | 0.4% | $7.81 | — | SHS | 25160E102 |
| — | CENTRAL FD CDA LTD | 437,244 | $5.479M | 0.4% | $13.18 | — | CL A | 153501101 |
| VEA | VANGUARD TAX MANAGED INTL FD | 126,277 | $5.417M | 0.4% | $41.26 | — | FTSE DEV MKT ETF | 921943858 |
| — | MFS CHARTER INCOME TR | 631,304 | $5.006M | 0.4% | $8.99 | — | SH BEN INT | 552727109 |
| — | SPECIAL OPPORTUNITIES FD INC | 191,280 | $4.878M | 0.4% | $25.83 | — | PFD CONV SE B | 84741T302 |
| — | AMERICAN CAP SR FLOATING LTD | 375,674 | $4.621M | 0.4% | $11.32 | — | COM | 02504D108 |
| — | ADVENT CLAY CONV SEC INC FD | 810,003 | $4.528M | 0.4% | $5.98 | — | COM | 007639107 |
| — | ALLIANCEBERNSTEIN GBL HGH IN | 382,331 | $4.412M | 0.3% | $11.71 | — | COM | 01879R106 |
| — | FIRST TR SR FLOATING RATE 20 | 472,151 | $4.382M | 0.3% | $9.13 | — | COM SHS | 33740K101 |
| — | ALLIANCEBERNSTEIN NATL MUNI | 346,084 | $4.368M | 0.3% | $13.21 | — | COM | 01864U106 |
| — | NUVEEN INTER DURATION MN TMF | 341,046 | $4.243M | 0.3% | $12.52 | — | COM | 670671106 |
| — | ADVENT CLAYMORE CV SECS & IN | 273,051 | $4.175M | 0.3% | $13.57 | — | COM | 00764C109 |
| — | MADISON CVRED CALL & EQ STR | 554,341 | $4.13M | 0.3% | $7.75 | — | COM | 557437100 |
| — | ADVENT CLAYMORE ENH GRW & IN | 510,904 | $3.954M | 0.3% | $8.65 | — | COM | 00765E104 |
| — | NUVEEN EMERGING MKTS DEBT 20 | 446,647 | $3.904M | 0.3% | $9.19 | — | COM | 67077P101 |
| — | PENSARE ACQUISITION CORP | 389,994 | $3.857M | 0.3% | $9.67 | — | COM | 70957E105 |
| — | ALLIANCE CALIF MUN INCOME FD | 281,354 | $3.697M | 0.3% | $13.14 | — | COM | 018546101 |
| PACK | ONE MADISON CORP | 359,396 | $3.486M | 0.3% | $9.70 | — | COM CL A | G6772P100 |
| — | OHA INVT CORP | 2,132,087 | $3.251M | 0.3% | $3.42 | — | COM | 67091U102 |
| — | BLACKROCK MUN 2030 TAR TERM | 149,759 | $3.229M | 0.3% | $21.31 | — | COM SHS BEN IN | 09257P105 |
| — | TORTOISE ENERGY INFRA CORP | 119,394 | $3.187M | 0.3% | $27.86 | — | COM | 89147L100 |
| — | HENNESSY CAP ACQUSTON CORP I | 310,904 | $3.153M | 0.2% | $9.80 | — | COM | 42588L105 |
| — | GENERAL AMERN INVS INC | 89,020 | $3.055M | 0.2% | $32.17 | — | COM | 368802104 |
| — | CM SEVEN STAR ACQUISITION CO | 300,000 | $2.967M | 0.2% | $9.65 | — | SHS | G2345N102 |
| — | DELAWARE INVTS DIV & INCOME | 252,093 | $2.904M | 0.2% | $10.55 | — | COM | 245915103 |
| — | NUVEEN CONNECTICUT QLTY MUN | 239,235 | $2.842M | 0.2% | $11.88 | — | COM | 67060D107 |
| — | GABELLI UTIL TR | 464,091 | $2.733M | 0.2% | $6.02 | — | COM | 36240A101 |
| — | INDIA FD INC | 107,450 | $2.607M | 0.2% | $24.26 | — | COM | 454089103 |
| — | CUSHING RENAISSANCE FD | 140,826 | $2.549M | 0.2% | $16.60 | — | COM | 231647108 |
| — | ABERDEEN ASIA PACIFIC INCOM | 558,031 | $2.411M | 0.2% | $4.88 | — | COM | 003009107 |
| — | OPES ACQUISITION CORP | 244,677 | $2.373M | 0.2% | $9.70 | — | COM | 68373P100 |
| GDX | VANECK VECTORS ETF TR | 105,594 | $2.356M | 0.2% | $27.71 | — | GOLD MINERS ETF | 92189F106 |
| — | MODERN MEDIA ACQUISITION | 228,000 | $2.275M | 0.2% | $9.80 | — | COM | 60765P103 |
| — | CLOUGH GLOBAL EQUITY FD | 158,397 | $2.267M | 0.2% | $13.01 | — | COM | 18914C100 |
| — | TWELVE SEAS INVESTMENT COMPA | 225,000 | $2.264M | 0.2% | $10.06 | — | UNIT 06/21/2023 | G9145A123 |
| — | KBL MERGER CORP IV | 220,375 | $2.191M | 0.2% | $9.71 | — | COM | 48242A104 |
| — | LEISURE ACQUISITION CORP | 225,156 | $2.175M | 0.2% | $9.66 | — | COM | 52539T107 |
| — | HAYMAKER ACQUISITION CORP | 219,604 | $2.143M | 0.2% | $9.76 | — | COM CLASS A | 420870107 |
| PHUN | STELLAR ACQUISITION III INC | 200,000 | $2.076M | 0.2% | $10.18 | — | COM | Y8172W107 |
| — | FLAHERTY & CRUMRINE TOTAL RE | 106,151 | $2.071M | 0.2% | $19.70 | — | COM | 338479108 |
| — | WESTERN ASSET GLOBAL CP DEFI | 116,261 | $1.947M | 0.2% | $16.73 | — | COM | 95790C107 |
| — | PURE ACQUISITION CORP | 200,780 | $1.936M | 0.2% | $9.64 | — | CL A | 74621Q106 |
| — | MEXICO EQUITY & INCOME FD | 187,268 | $1.935M | 0.2% | $10.55 | — | COM | 592834105 |
| — | UNION ACQUISITION CORP | 195,006 | $1.89M | 0.1% | $9.69 | — | SHS | G9366W101 |
| — | LAZARD WORLD DIVID & INCOME | 181,977 | $1.885M | 0.1% | $10.40 | — | COM | 521076109 |
| — | BLACK RIDGE ACQUISITION CORP | 191,057 | $1.872M | 0.1% | $9.65 | — | COM | 09216T107 |
| — | MUDRICK CAP ACQUISITION CORP | 191,189 | $1.843M | 0.1% | $9.64 | — | COM CLASS A | 624745105 |
| — | BIG ROCK PARTNERS ACQUISI CO | 180,082 | $1.785M | 0.1% | $9.91 | — | COM | 089482103 |
| — | CORPORATE CAP TR INC | 113,670 | $1.776M | 0.1% | $15.98 | — | COM | 219880101 |
| — | BLACKROCK DEBT STRAT FD INC | 157,580 | $1.762M | 0.1% | $11.52 | — | COM NEW | 09255R202 |
| — | NUVEEN CALIF MUN VALUE FD | 181,586 | $1.723M | 0.1% | $9.49 | — | COM | 67062C107 |
| — | FIRST TR INTER DUR PFD & IN | 78,750 | $1.7M | 0.1% | $21.59 | — | COM | 33718W103 |
| — | NUVEEN BUILD AMER BD FD | 80,997 | $1.669M | 0.1% | $20.68 | — | COM | 67074C103 |
| XEVMX | EATON VANCE CALIF MUN BD FD | 152,960 | $1.58M | 0.1% | $10.33 | — | COM | 27828A100 |
| — | BLACKROCK 2022 GBL INCM OPP | 176,099 | $1.576M | 0.1% | $8.95 | — | COM | 09258P104 |
| — | PUTMAN HIGH INCOME SEC FUND | 168,707 | $1.572M | 0.1% | $9.04 | — | SHS BEN INT | 746779107 |
| — | GORDON POINTE ACQUISITION CO | 159,798 | $1.553M | 0.1% | $9.72 | — | COM CLASS A | 382788107 |
| — | ATLANTIC ACQUISITION CORP | 150,000 | $1.523M | 0.1% | $9.86 | — | COM | 048206106 |
| — | THUNDER BRIDGE ACQUISITION L | 150,000 | $1.505M | 0.1% | $10.03 | — | UNIT 01/01/2025 | G8857R118 |
| — | MATLIN & PARTNERS ACQUISITIO | 150,000 | $1.482M | 0.1% | $9.65 | — | CL A | 57682V106 |
| — | INDUSTREA ACQUISITION CORP | 150,000 | $1.479M | 0.1% | $9.75 | — | CL A | 45579J104 |
| — | TRIDENT ACQUISITIONS CORP | 150,000 | $1.463M | 0.1% | $9.75 | — | COM | 89615T106 |
| — | LEGACY ACQUISITION CORP | 150,299 | $1.446M | 0.1% | $9.62 | — | COM CL A | 524643103 |
| — | MFS MULTIMARKET INCOME TR | 252,833 | $1.429M | 0.1% | $6.40 | — | SH BEN INT | 552737108 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 108,896 | $1.419M | 0.1% | $13.03 | — | SH BEN INT | 09248E102 |
| — | MTECH ACQUISITION CORP | 139,229 | $1.359M | 0.1% | $9.76 | — | COM CLASS A | 55378W107 |
| — | VECTOIQ ACQUISITION CORP | 136,694 | $1.31M | 0.1% | $9.58 | — | COM | 92243N103 |
| — | HL ACQUISITIONS CORP | 125,000 | $1.258M | 0.1% | $10.06 | — | UNIT 06/21/2023 | G4603R114 |
| — | BISON CAP ACQUISITION CORP | 125,000 | $1.253M | 0.1% | $9.87 | — | ORD SHS | G1142P104 |
| — | FINTECH ACQUISITION CORP II | 125,002 | $1.25M | 0.1% | $9.80 | — | COM | 31810G109 |
| — | TIBERIUS ACQUISITION CORP | 125,000 | $1.201M | 0.1% | $9.61 | — | COM | 88633A107 |
| — | DRAPER OAKWOOD TECHNOLOGY | 120,000 | $1.198M | 0.1% | $9.78 | — | COM CL A | 26146L103 |
| XHTAX | INVESCO HIGH INCOME 2024 TAR | 128,830 | $1.18M | 0.1% | $9.16 | — | COM | 46136K105 |
| — | CONSTELLATION ALPHA CAP CORP | 112,469 | $1.12M | 0.1% | $9.75 | — | SHS | G2379F108 |
| — | BLACKROCK MUNIYIELD CALI QLT | 79,800 | $1.065M | 0.1% | $13.35 | — | COM | 09254N103 |
| — | ROYCE MICRO-CAP TR INC | 105,156 | $1.051M | 0.1% | $8.01 | — | COM | 780915104 |
| — | SPECIAL OPPORTUNITIES FD INC | 69,821 | $1.049M | 0.1% | $15.20 | — | COM | 84741T104 |
| — | OSPREY ENERGY ACQUISITION CO | 100,000 | $1.015M | 0.1% | $9.60 | — | CL A COM | 688397108 |
| — | LF CAP ACQUISITION CORP | 100,000 | $1.007M | 0.1% | $10.07 | — | UNIT 06/19/2025 | 50200K207 |
| XMHIX | PIONEER MUN HIGH INCOME TR | 86,783 | $991K | 0.1% | $11.63 | — | COM SHS | 723763108 |
| — | TRINITY MERGER CORP | 96,000 | $938K | 0.1% | $9.77 | — | COM CL A | 89653L106 |
| — | LMP CAP & INCOME FD INC | 64,910 | $834K | 0.1% | $12.45 | — | COM | 50208A102 |
| — | LEISURE ACQUISITION CORP | 81,444 | $819K | 0.1% | $9.91 | — | UNIT 99/99/9999 | 52539T206 |
| XXCHNXX | CHINA FD INC | 38,838 | $812K | 0.1% | $20.91 | — | COM | 169373107 |
| — | GTY TECHNOLOGY HOLDINGS INC | 80,001 | $808K | 0.1% | $10.04 | — | CL A | G4182A102 |
| — | HAYMAKER ACQUISITION CORP | 75,396 | $762K | 0.1% | $9.90 | — | UNIT 10/19/2022 | 420870206 |
| — | NUVEEN BUILD AMER BD OPPTNY | 34,541 | $759K | 0.1% | $21.97 | — | COM | 67074Q102 |
| — | EATON VANCE SH TM DR DIVR IN | 52,603 | $685K | 0.1% | $13.02 | — | COM | 27828V104 |
| — | BIG ROCK PARTNERS ACQUISI CO | 59,918 | $628K | 0.0% | $10.23 | — | UNIT 11/20/2022 | 089482202 |
| — | ADAMS DIVERSIFIED EQUITY FD | 36,374 | $561K | 0.0% | $12.03 | — | COM | 006212104 |
| — | EATON VANCE MICH MUN BD FD | 40,847 | $540K | 0.0% | $13.22 | — | COM | 27828M104 |
| — | INVESCO CALIF VALUE MUN INC | 42,300 | $499K | 0.0% | $11.80 | — | COM | 46132H106 |
| — | LEGACY ACQUISITION CORP | 49,701 | $498K | 0.0% | $9.94 | — | UNIT 05/31/2024 | 524643202 |
| — | ABERDEEN EMRG MRKTS EQT INM | 61,250 | $429K | 0.0% | $7.55 | — | COM | 00301W105 |
| — | ONE MADISON CORP | 40,604 | $411K | 0.0% | $10.00 | — | UNIT 99/99/9999 | G6772P118 |
| — | EATON VANCE MI MUNI INCOME T | 31,810 | $410K | 0.0% | $12.89 | — | SH BEN INT | 27826D106 |
| — | FAR PT ACQUISITION CORP | 34,652 | $353K | 0.0% | $10.19 | — | UNIT 06/01/2025 | 30734W208 |
| — | SWISS HELVETIA FD INC | 21,859 | $270K | 0.0% | $12.35 | — | COM | 870875101 |
| NESRW | NATIONAL ENERGY SERVICES REU | 216,015 | $259K | 0.0% | $0.40 | — | *W EXP 05/05/202 | G6375R115 |
| — | PURE ACQUISITION CORP | 24,220 | $248K | 0.0% | $10.24 | — | UNIT 04/13/2023 | 74621Q205 |
| — | HENNESSY CAP ACQUSTON CORP I | 168,750 | $243K | 0.0% | $0.85 | — | *W EXP 06/15/202 | 42588L113 |
| — | DEUTSCHE STRATEGIC INCOME TR | 17,460 | $214K | 0.0% | $12.26 | — | SHS | 25160F109 |
| — | ONE MADISON CORP | 179,698 | $183K | 0.0% | $1.02 | — | *W EXP 99/99/999 | G6772P126 |
| — | PENSARE ACQUISITION CORP | 349,994 | $171K | 0.0% | $0.50 | — | RIGHT 99/99/9999 | 70957E121 |
| — | NUVEEN CA SELECT TAX FREE PR | 11,900 | $166K | 0.0% | $13.95 | — | SH BEN INT | 67063R103 |
| — | MTECH ACQUISITION CORP | 15,771 | $164K | 0.0% | $10.17 | — | UNIT 01/19/2023 | 55378W206 |
| — | GORDON POINTE ACQUISITION CO | 15,202 | $156K | 0.0% | $10.33 | — | UNIT 01/18/2023 | 382788206 |
| — | FAR PT ACQUISITION CORP | 15,348 | $150K | 0.0% | $9.77 | — | COM CL A | 30734W109 |
| — | OSPREY ENERGY ACQUISITION CO | 87,500 | $140K | 0.0% | $0.70 | — | *W EXP 07/21/202 | 688397116 |
| — | VECTOIQ ACQUISITION CORP | 13,306 | $134K | 0.0% | $10.07 | — | UNIT 05/11/2023 | 92243N202 |
| — | BLACK RIDGE ACQUISITION CORP | 300,000 | $129K | 0.0% | $0.33 | — | *W EXP 07/10/202 | 09216T115 |
| — | PURE ACQUISITION CORP | 100,390 | $128K | 0.0% | $1.28 | — | *W EXP 04/17/202 | 74621Q114 |
| — | MUDRICK CAP ACQUISITION CORP | 191,189 | $122K | 0.0% | $0.64 | — | *W EXP 02/12/202 | 624745113 |
| — | MODERN MEDIA ACQUISITION | 230,000 | $120K | 0.0% | $0.39 | — | RIGHT 99/99/9999 | 60765P129 |
| — | PENSARE ACQUISITION CORP | 174,997 | $112K | 0.0% | $0.55 | — | *W EXP 07/27/202 | 70957E113 |
| — | MATLIN & PARTNERS ACQUISITIO | 150,000 | $102K | 0.0% | $0.50 | — | *W EXP 05/28/202 | 57682V114 |
| — | FINTECH ACQUISITION CORP II | 62,501 | $100K | 0.0% | $1.20 | — | *W EXP 01/19/202 | 31810G117 |
| — | CM SEVEN STAR ACQUISITION CO | 300,000 | $96,000 | 0.0% | $0.32 | — | RIGHT 08/21/2022 | G2345N136 |
| — | HAYMAKER ACQUISITION CORP | 109,802 | $91,000 | 0.0% | $0.83 | — | *W EXP 10/27/202 | 420870115 |
| — | INDUSTREA ACQUISITION CORP | 150,000 | $90,000 | 0.0% | $0.42 | — | *W EXP 08/01/202 | 45579J112 |
| — | MTECH ACQUISITION CORP | 139,229 | $90,000 | 0.0% | $0.65 | — | *W EXP 08/01/202 | 55378W115 |
| — | GORDON POINTE ACQUISITION CO | 159,798 | $88,000 | 0.0% | $0.55 | — | *W EXP 07/30/202 | 382788115 |
| — | OPES ACQUISITION CORP | 244,677 | $87,000 | 0.0% | $0.36 | — | *W EXP 03/13/202 | 68373P118 |
| — | ATLANTIC ACQUISITION CORP | 150,000 | $86,000 | 0.0% | $0.60 | — | RIGHT 02/08/2019 | 048206304 |
| — | KBL MERGER CORP IV | 230,000 | $82,000 | 0.0% | $0.29 | — | RIGHT 03/22/2019 | 48242A120 |
| — | BIG ROCK PARTNERS ACQUISI CO | 180,082 | $81,000 | 0.0% | $0.45 | — | RIGHT 12/01/2022 | 089482129 |
| — | LEISURE ACQUISITION CORP | 112,578 | $80,000 | 0.0% | $0.71 | — | *W EXP 12/05/201 | 52539T115 |
| — | CONSTELLATION ALPHA CAP CORP | 120,000 | $78,000 | 0.0% | $0.31 | — | RIGHT 99/99/9999 | G2379F132 |
| — | MODERN MEDIA ACQUISITION | 115,000 | $75,000 | 0.0% | $0.55 | — | *W EXP 05/17/202 | 60765P111 |
| — | DRAPER OAKWOOD TECHNOLOGY | 120,000 | $71,000 | 0.0% | $0.50 | — | RIGHT 09/19/2018 | 26146L129 |
| — | TIBERIUS ACQUISITION CORP | 125,000 | $70,000 | 0.0% | $0.56 | — | *W EXP 02/28/202 | 88633A115 |
| — | VECTOIQ ACQUISITION CORP | 136,694 | $70,000 | 0.0% | $0.51 | — | *W EXP 05/16/202 | 92243N111 |
| — | UNION ACQUISITION CORP | 195,006 | $68,000 | 0.0% | $0.35 | — | *W EXP 07/01/202 | G9366W127 |
| — | KBL MERGER CORP IV | 230,000 | $67,000 | 0.0% | $0.20 | — | *W EXP 01/15/202 | 48242A112 |
| — | LEGACY ACQUISITION CORP | 150,299 | $65,000 | 0.0% | $0.43 | — | *W EXP 11/30/202 | 524643111 |
| — | I AM CAP ACQUISITION CO | 150,000 | $63,000 | 0.0% | $0.33 | — | *W EXP 05/22/202 | 45074Q116 |
| — | UNION ACQUISITION CORP | 195,006 | $62,000 | 0.0% | $0.32 | — | RIGHT 12/02/2019 | G9366W135 |
| — | CM SEVEN STAR ACQUISITION CO | 150,000 | $59,000 | 0.0% | $0.29 | — | *W EXP 08/21/202 | G2345N110 |
| — | STELLAR ACQUISITION III INC | 200,000 | $52,000 | 0.0% | $0.34 | — | *W EXP 03/22/202 | Y8172W115 |
| — | TORTOISE MLP FD INC | 139,163 | $52,000 | 0.0% | $0.37 | — | RIGHT 07/18/2018 | 89148B119 |
| — | TRIDENT ACQUISITIONS CORP | 150,000 | $48,000 | 0.0% | $0.32 | — | *W EXP 05/09/202 | 89615T114 |
| — | DRAPER OAKWOOD TECHNOLOGY | 60,000 | $44,000 | 0.0% | $0.67 | — | *W EXP 09/19/202 | 26146L111 |
| — | CONSTELLATION ALPHA CAP CORP | 120,000 | $43,000 | 0.0% | $0.22 | — | *W EXP 03/23/202 | G2379F116 |
| — | BISON CAP ACQUISITION CORP | 125,000 | $41,000 | 0.0% | $0.38 | — | RIGHT 03/20/2019 | G1142P138 |
| — | TRINITY MERGER CORP | 96,000 | $38,000 | 0.0% | $0.40 | — | *W EXP 05/11/202 | 89653L114 |
| — | BLACK RIDGE ACQUISITION CORP | 100,000 | $35,000 | 0.0% | $0.28 | — | RIGHT 07/10/2019 | 09216T123 |
| — | BIG ROCK PARTNERS ACQUISI CO | 90,041 | $34,000 | 0.0% | $0.38 | — | *W EXP 12/01/202 | 089482111 |
| — | GTY TECHNOLOGY HOLDINGS INC | 26,667 | $33,000 | 0.0% | $1.16 | — | *W EXP 10/25/202 | G4182A128 |
| — | HUNTER MARITIME ACQUISITION | 75,001 | $32,000 | 0.0% | $0.80 | — | *W EXP 11/17/202 | Y37828129 |
| — | BISON CAP ACQUISITION CORP | 62,500 | $23,000 | 0.0% | $0.37 | — | *W EXP 06/20/202 | G1142P112 |