RIVERNORTH CAPITAL MANAGEMENT, LLC Diversified Active

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	WESTERN ASSET EMRG MKT DEBT	4,321,638	$57,348	4.5%	$15.28	—	COM	95766A101
—	NUVEEN AMT FREE QLTY MUN INC	3,536,627	$46,012	3.6%	$13.34	—	COM	670657105
—	EATON VANCE LTD DUR INCOME F	3,502,533	$44,062	3.5%	$13.62	—	COM	27828H105
—	WESTERN ASSET HIGH INCM OPP	9,112,703	$43,923	3.5%	$5.04	—	COM	95766K109
—	BLACKROCK CORPOR HI YLD FD I	3,497,621	$36,585	2.9%	$10.98	—	COM	09255P107
—	BLACKROCK CR ALLCTN INC TR	2,954,815	$35,694	2.8%	$12.97	—	COM	092508100
—	NUVEEN CR STRATEGIES INCM FD	4,288,690	$34,095	2.7%	$9.16	—	COM SHS	67073D102
—	ABERDEEN TOTAL DYNAMIC DIVD	3,804,615	$33,290	2.6%	$8.75	—	COM SH BEN INT	00326L100
—	TEMPLETON GLOBAL INCOME FD	4,878,926	$29,957	2.4%	$7.05	—	COM	880198106
—	NUVEEN QUALITY MUNCP INCOME	2,140,919	$28,474	2.2%	$13.87	—	COM	67066V101
—	INVESCO SR INCOME TR	6,493,528	$27,792	2.2%	$4.23	—	COM	46131H107
—	PRUDENTIAL GLB SHT DUR HG YL	2,025,814	$27,673	2.2%	$14.58	—	COM	74433A109
—	BRANDYWINEGBL GLBAL INM OPRT	2,281,172	$26,028	2.1%	$12.80	—	COM	10537L104
—	VOYA PRIME RATE TR	4,804,858	$24,168	1.9%	$5.23	—	SH BEN INT	92913A100
—	CLOUGH GLOBAL OPPORTUNITIES	2,180,256	$23,939	1.9%	$11.38	—	SH BEN INT	18914E106
—	TEMPLETON EMERG MKTS INCOME	2,304,588	$23,668	1.9%	$11.09	—	COM	880192109
—	HIGHLAND FLOATNG RATE OPPRT	1,508,394	$23,561	1.9%	$15.60	—	SHS BEN INT	43010E404
NXDT	NEXPOINT STRATEGIC OPORTUNT	1,010,611	$22,183	1.7%	$21.83	—	COM NEW	65340G205
—	WESTERN AST INFL LKD OPP & I	1,943,615	$21,671	1.7%	$11.34	—	COM	95766R104
—	KAYNE ANDERSON MLP INVT CO	1,119,926	$21,099	1.7%	$17.87	—	COM	486606106
—	WESTERN ASSET GLB HI INCOME	2,231,575	$20,352	1.6%	$10.10	—	COM	95766B109
—	INVESCO DYNAMIC CR OPP FD	1,725,921	$20,055	1.6%	$11.71	—	COM	46132R104
SPY	SPDR S&P 500 ETF TR	70,096	$19,020	1.5%	$265.05	—	TR UNIT	78462F103
—	DELAWARE ENHANCED GBL DIV &	1,584,861	$17,956	1.4%	$11.34	—	COM	246060107
—	LIBERTY ALL STAR EQUITY FD	2,535,945	$16,230	1.3%	$5.71	—	SH BEN INT	530158104
—	TRIANGLE CAP CORP	1,384,049	$15,917	1.3%	$11.50	—	COM	895848109
—	BLACKROCK MULTI-SECTOR INC T	885,394	$15,131	1.2%	$16.99	—	COM	09258A107
—	MANAGED DURATION INVT GRD FU	1,030,216	$14,773	1.2%	$13.57	—	COM	56165R103
—	ALLIANZGI NFJ DIVID INT & PR	1,153,896	$14,562	1.1%	$12.75	—	COM	01883A107
—	PRUDENTIAL SHT DURATION HG Y	1,026,024	$14,364	1.1%	$14.71	—	COM	74442F107
—	BROOKFIELD REAL ASSETS INCOM	597,078	$13,554	1.1%	$22.37	—	SHS BEN INT	112830104
—	WESTERN ASSET HGH YLD DFNDFD	910,427	$13,283	1.0%	$16.10	—	COM	95768B107
VWO	VANGUARD INTL EQUITY INDEX F	306,859	$12,949	1.0%	$39.35	—	FTSE EMR MKT ETF	922042858
—	MORGAN STANLEY EM MKTS DM DE	1,872,658	$12,547	1.0%	$11.32	—	COM	617477104
—	ALLIANZGI CON INCM 2024 TARG	1,243,096	$11,499	0.9%	$9.10	—	COM	01883H102
—	INVESCO HIGH INCOME TR II	849,343	$11,458	0.9%	$14.18	—	COM	46131F101
—	POWERSHARES ETF TRUST	100,632	$11,331	0.9%	$73.13	—	FTSE RAFI 1000	73935X583
—	NUVEEN MTG OPPORTUNITY TERM	439,820	$10,340	0.8%	$23.56	—	COM	670735109
—	MORGAN STANLEY EMER MKTS DEB	1,179,724	$10,323	0.8%	$9.59	—	COM	61744H105
—	GARRISON CAP INC	1,251,570	$10,175	0.8%	$9.31	—	COM	366554103
—	WESTERN ASST INFLTN LKD INM	855,178	$9,775	0.8%	$11.52	—	COM SH BEN INT	95766Q106
—	SPROTT FOCUS TR INC	1,178,558	$9,216	0.7%	$6.83	—	COM	85208J109
—	NUVEEN MTG OPPTY TERM FD 2	396,311	$9,000	0.7%	$23.90	—	COM	67074R100
—	NUVEEN GLOBAL HIGH INCOME FD	573,221	$8,851	0.7%	$16.73	—	SHS	67075G103
—	EAGLE GRWTH & INCOME OPPTY F	535,344	$8,234	0.6%	$15.98	—	COM SHS BEN IN	26958J105
—	REAVES UTIL INCOME FD	277,404	$8,020	0.6%	$30.00	—	COM SH BEN INT	756158101
—	NUVEEN CA QUALTY MUN INCOME	596,966	$7,975	0.6%	$13.36	—	COM	67066Y105
—	WELLS FARGO INCOME OPPORTUNI	937,570	$7,491	0.6%	$8.44	—	WF INC OPPTY FD	94987B105
—	ARES DYNAMIC CR ALLOCATION F	442,503	$7,120	0.6%	$14.79	—	COM	04014F102
—	EATON VANCE SR INCOME TR	1,079,850	$6,889	0.5%	$6.39	—	SH BEN INT	27826S103
XZFGX	VIRTUS TOTAL RETURN FUND INC	621,519	$6,818	0.5%	$12.94	—	COM	92837G100
—	MORGAN STANLEY EMER MKTS FD	406,186	$6,596	0.5%	$17.40	—	COM	61744G107
—	NUVEEN INT DUR QUAL MUN TRM	522,097	$6,563	0.5%	$12.46	—	COM	670677103
—	WESTERN ASSET HIGH INCM FD I	1,002,125	$6,444	0.5%	$6.89	—	COM	95766J102
XMUIX	BLACKROCK MUNI INTER DR FD I	481,578	$6,362	0.5%	$13.78	—	COM	09253X102
—	POWERSHARES ETF TR II	307,565	$6,357	0.5%	$19.72	—	EMER MRKT PORT	73936T763
—	NEUBERGER BERMAN HGH YLD FD	559,900	$6,058	0.5%	$11.93	—	COM	64128C106
—	TRI CONTL CORP	225,002	$5,965	0.5%	$18.22	—	COM	895436103
—	BLACKROCK LTD DURATION INC T	391,655	$5,824	0.5%	$15.04	—	COM SHS	09249W101
—	DEUTSCHE MULTI-MKT INCOME TR	645,132	$5,684	0.4%	$7.81	—	SHS	25160E102
—	CENTRAL FD CDA LTD	437,244	$5,479	0.4%	$13.18	—	CL A	153501101
VEA	VANGUARD TAX MANAGED INTL FD	126,277	$5,417	0.4%	$41.26	—	FTSE DEV MKT ETF	921943858
—	MFS CHARTER INCOME TR	631,304	$5,006	0.4%	$8.99	—	SH BEN INT	552727109
—	SPECIAL OPPORTUNITIES FD INC	191,280	$4,878	0.4%	$25.83	—	PFD CONV SE B	84741T302
—	AMERICAN CAP SR FLOATING LTD	375,674	$4,621	0.4%	$11.32	—	COM	02504D108
—	ADVENT CLAY CONV SEC INC FD	810,003	$4,528	0.4%	$5.98	—	COM	007639107
—	ALLIANCEBERNSTEIN GBL HGH IN	382,331	$4,412	0.3%	$11.71	—	COM	01879R106
—	FIRST TR SR FLOATING RATE 20	472,151	$4,382	0.3%	$9.13	—	COM SHS	33740K101
—	ALLIANCEBERNSTEIN NATL MUNI	346,084	$4,368	0.3%	$13.21	—	COM	01864U106
—	NUVEEN INTER DURATION MN TMF	341,046	$4,243	0.3%	$12.52	—	COM	670671106
—	ADVENT CLAYMORE CV SECS & IN	273,051	$4,175	0.3%	$13.57	—	COM	00764C109
—	MADISON CVRED CALL & EQ STR	554,341	$4,130	0.3%	$7.75	—	COM	557437100
—	ADVENT CLAYMORE ENH GRW & IN	510,904	$3,954	0.3%	$8.65	—	COM	00765E104
—	NUVEEN EMERGING MKTS DEBT 20	446,647	$3,904	0.3%	$9.19	—	COM	67077P101
—	PENSARE ACQUISITION CORP	389,994	$3,857	0.3%	$9.67	—	COM	70957E105
—	ALLIANCE CALIF MUN INCOME FD	281,354	$3,697	0.3%	$13.14	—	COM	018546101
PACK	ONE MADISON CORP	359,396	$3,486	0.3%	$9.70	—	COM CL A	G6772P100
—	OHA INVT CORP	2,132,087	$3,251	0.3%	$3.42	—	COM	67091U102
—	BLACKROCK MUN 2030 TAR TERM	149,759	$3,229	0.3%	$21.31	—	COM SHS BEN IN	09257P105
—	TORTOISE ENERGY INFRA CORP	119,394	$3,187	0.3%	$27.86	—	COM	89147L100
—	HENNESSY CAP ACQUSTON CORP I	310,904	$3,153	0.2%	$9.80	—	COM	42588L105
—	GENERAL AMERN INVS INC	89,020	$3,055	0.2%	$32.17	—	COM	368802104
—	CM SEVEN STAR ACQUISITION CO	300,000	$2,967	0.2%	$9.65	—	SHS	G2345N102
—	DELAWARE INVTS DIV & INCOME	252,093	$2,904	0.2%	$10.55	—	COM	245915103
—	NUVEEN CONNECTICUT QLTY MUN	239,235	$2,842	0.2%	$11.88	—	COM	67060D107
—	GABELLI UTIL TR	464,091	$2,733	0.2%	$6.02	—	COM	36240A101
—	INDIA FD INC	107,450	$2,607	0.2%	$24.26	—	COM	454089103
—	CUSHING RENAISSANCE FD	140,826	$2,549	0.2%	$16.60	—	COM	231647108
—	ABERDEEN ASIA PACIFIC INCOM	558,031	$2,411	0.2%	$4.88	—	COM	003009107
—	OPES ACQUISITION CORP	244,677	$2,373	0.2%	$9.70	—	COM	68373P100
GDX	VANECK VECTORS ETF TR	105,594	$2,356	0.2%	$27.71	—	GOLD MINERS ETF	92189F106
—	MODERN MEDIA ACQUISITION	228,000	$2,275	0.2%	$9.80	—	COM	60765P103
—	CLOUGH GLOBAL EQUITY FD	158,397	$2,267	0.2%	$13.01	—	COM	18914C100
—	TWELVE SEAS INVESTMENT COMPA	225,000	$2,264	0.2%	$10.06	—	UNIT 06/21/2023	G9145A123
—	KBL MERGER CORP IV	220,375	$2,191	0.2%	$9.71	—	COM	48242A104
—	LEISURE ACQUISITION CORP	225,156	$2,175	0.2%	$9.66	—	COM	52539T107
—	HAYMAKER ACQUISITION CORP	219,604	$2,143	0.2%	$9.76	—	COM CLASS A	420870107
PHUN	STELLAR ACQUISITION III INC	200,000	$2,076	0.2%	$10.18	—	COM	Y8172W107
—	FLAHERTY & CRUMRINE TOTAL RE	106,151	$2,071	0.2%	$19.70	—	COM	338479108
—	WESTERN ASSET GLOBAL CP DEFI	116,261	$1,947	0.2%	$16.73	—	COM	95790C107
—	PURE ACQUISITION CORP	200,780	$1,936	0.2%	$9.64	—	CL A	74621Q106
—	MEXICO EQUITY & INCOME FD	187,268	$1,935	0.2%	$10.55	—	COM	592834105
—	UNION ACQUISITION CORP	195,006	$1,890	0.1%	$9.69	—	SHS	G9366W101
—	LAZARD WORLD DIVID & INCOME	181,977	$1,885	0.1%	$10.40	—	COM	521076109
—	BLACK RIDGE ACQUISITION CORP	191,057	$1,872	0.1%	$9.65	—	COM	09216T107
—	MUDRICK CAP ACQUISITION CORP	191,189	$1,843	0.1%	$9.64	—	COM CLASS A	624745105
—	BIG ROCK PARTNERS ACQUISI CO	180,082	$1,785	0.1%	$9.91	—	COM	089482103
—	CORPORATE CAP TR INC	113,670	$1,776	0.1%	$15.98	—	COM	219880101
—	BLACKROCK DEBT STRAT FD INC	157,580	$1,762	0.1%	$11.52	—	COM NEW	09255R202
—	NUVEEN CALIF MUN VALUE FD	181,586	$1,723	0.1%	$9.49	—	COM	67062C107
—	FIRST TR INTER DUR PFD & IN	78,750	$1,700	0.1%	$21.59	—	COM	33718W103
—	NUVEEN BUILD AMER BD FD	80,997	$1,669	0.1%	$20.68	—	COM	67074C103
XEVMX	EATON VANCE CALIF MUN BD FD	152,960	$1,580	0.1%	$10.33	—	COM	27828A100
—	BLACKROCK 2022 GBL INCM OPP	176,099	$1,576	0.1%	$8.95	—	COM	09258P104
—	PUTMAN HIGH INCOME SEC FUND	168,707	$1,572	0.1%	$9.04	—	SHS BEN INT	746779107
—	GORDON POINTE ACQUISITION CO	159,798	$1,553	0.1%	$9.72	—	COM CLASS A	382788107
—	ATLANTIC ACQUISITION CORP	150,000	$1,523	0.1%	$9.86	—	COM	048206106
—	THUNDER BRIDGE ACQUISITION L	150,000	$1,505	0.1%	$10.03	—	UNIT 01/01/2025	G8857R118
—	MATLIN & PARTNERS ACQUISITIO	150,000	$1,482	0.1%	$9.65	—	CL A	57682V106
—	INDUSTREA ACQUISITION CORP	150,000	$1,479	0.1%	$9.75	—	CL A	45579J104
—	TRIDENT ACQUISITIONS CORP	150,000	$1,463	0.1%	$9.75	—	COM	89615T106
—	LEGACY ACQUISITION CORP	150,299	$1,446	0.1%	$9.62	—	COM CL A	524643103
—	MFS MULTIMARKET INCOME TR	252,833	$1,429	0.1%	$6.40	—	SH BEN INT	552737108
XBFZX	BLACKROCK CALIF MUN INCOME T	108,896	$1,419	0.1%	$13.03	—	SH BEN INT	09248E102
—	MTECH ACQUISITION CORP	139,229	$1,359	0.1%	$9.76	—	COM CLASS A	55378W107
—	VECTOIQ ACQUISITION CORP	136,694	$1,310	0.1%	$9.58	—	COM	92243N103
—	HL ACQUISITIONS CORP	125,000	$1,258	0.1%	$10.06	—	UNIT 06/21/2023	G4603R114
—	BISON CAP ACQUISITION CORP	125,000	$1,253	0.1%	$9.87	—	ORD SHS	G1142P104
—	FINTECH ACQUISITION CORP II	125,002	$1,250	0.1%	$9.80	—	COM	31810G109
—	TIBERIUS ACQUISITION CORP	125,000	$1,201	0.1%	$9.61	—	COM	88633A107
—	DRAPER OAKWOOD TECHNOLOGY	120,000	$1,198	0.1%	$9.78	—	COM CL A	26146L103
XHTAX	INVESCO HIGH INCOME 2024 TAR	128,830	$1,180	0.1%	$9.16	—	COM	46136K105
—	CONSTELLATION ALPHA CAP CORP	112,469	$1,120	0.1%	$9.75	—	SHS	G2379F108
—	BLACKROCK MUNIYIELD CALI QLT	79,800	$1,065	0.1%	$13.35	—	COM	09254N103
—	ROYCE MICRO-CAP TR INC	105,156	$1,051	0.1%	$8.01	—	COM	780915104
—	SPECIAL OPPORTUNITIES FD INC	69,821	$1,049	0.1%	$15.20	—	COM	84741T104
—	OSPREY ENERGY ACQUISITION CO	100,000	$1,015	0.1%	$9.60	—	CL A COM	688397108
—	LF CAP ACQUISITION CORP	100,000	$1,007	0.1%	$10.07	—	UNIT 06/19/2025	50200K207
XMHIX	PIONEER MUN HIGH INCOME TR	86,783	$991	0.1%	$11.63	—	COM SHS	723763108
—	TRINITY MERGER CORP	96,000	$938	0.1%	$9.77	—	COM CL A	89653L106
—	LMP CAP & INCOME FD INC	64,910	$834	0.1%	$12.45	—	COM	50208A102
—	LEISURE ACQUISITION CORP	81,444	$819	0.1%	$9.91	—	UNIT 99/99/9999	52539T206
XXCHNXX	CHINA FD INC	38,838	$812	0.1%	$20.91	—	COM	169373107
—	GTY TECHNOLOGY HOLDINGS INC	80,001	$808	0.1%	$10.04	—	CL A	G4182A102
—	HAYMAKER ACQUISITION CORP	75,396	$762	0.1%	$9.90	—	UNIT 10/19/2022	420870206
—	NUVEEN BUILD AMER BD OPPTNY	34,541	$759	0.1%	$21.97	—	COM	67074Q102
—	EATON VANCE SH TM DR DIVR IN	52,603	$685	0.1%	$13.02	—	COM	27828V104
—	BIG ROCK PARTNERS ACQUISI CO	59,918	$628	0.0%	$10.23	—	UNIT 11/20/2022	089482202
—	ADAMS DIVERSIFIED EQUITY FD	36,374	$561	0.0%	$12.03	—	COM	006212104
—	EATON VANCE MICH MUN BD FD	40,847	$540	0.0%	$13.22	—	COM	27828M104
—	INVESCO CALIF VALUE MUN INC	42,300	$499	0.0%	$11.80	—	COM	46132H106
—	LEGACY ACQUISITION CORP	49,701	$498	0.0%	$9.94	—	UNIT 05/31/2024	524643202
—	ABERDEEN EMRG MRKTS EQT INM	61,250	$429	0.0%	$7.55	—	COM	00301W105
—	ONE MADISON CORP	40,604	$411	0.0%	$10.00	—	UNIT 99/99/9999	G6772P118
—	EATON VANCE MI MUNI INCOME T	31,810	$410	0.0%	$12.89	—	SH BEN INT	27826D106
—	FAR PT ACQUISITION CORP	34,652	$353	0.0%	$10.19	—	UNIT 06/01/2025	30734W208
—	SWISS HELVETIA FD INC	21,859	$270	0.0%	$12.35	—	COM	870875101
NESRW	NATIONAL ENERGY SERVICES REU	216,015	$259	0.0%	$0.40	—	*W EXP 05/05/202	G6375R115
—	PURE ACQUISITION CORP	24,220	$248	0.0%	$10.24	—	UNIT 04/13/2023	74621Q205
—	HENNESSY CAP ACQUSTON CORP I	168,750	$243	0.0%	$0.85	—	*W EXP 06/15/202	42588L113
—	DEUTSCHE STRATEGIC INCOME TR	17,460	$214	0.0%	$12.26	—	SHS	25160F109
—	ONE MADISON CORP	179,698	$183	0.0%	$1.02	—	*W EXP 99/99/999	G6772P126
—	PENSARE ACQUISITION CORP	349,994	$171	0.0%	$0.50	—	RIGHT 99/99/9999	70957E121
—	NUVEEN CA SELECT TAX FREE PR	11,900	$166	0.0%	$13.95	—	SH BEN INT	67063R103
—	MTECH ACQUISITION CORP	15,771	$164	0.0%	$10.17	—	UNIT 01/19/2023	55378W206
—	GORDON POINTE ACQUISITION CO	15,202	$156	0.0%	$10.33	—	UNIT 01/18/2023	382788206
—	FAR PT ACQUISITION CORP	15,348	$150	0.0%	$9.77	—	COM CL A	30734W109
—	OSPREY ENERGY ACQUISITION CO	87,500	$140	0.0%	$0.70	—	*W EXP 07/21/202	688397116
—	VECTOIQ ACQUISITION CORP	13,306	$134	0.0%	$10.07	—	UNIT 05/11/2023	92243N202
—	BLACK RIDGE ACQUISITION CORP	300,000	$129	0.0%	$0.33	—	*W EXP 07/10/202	09216T115
—	PURE ACQUISITION CORP	100,390	$128	0.0%	$1.28	—	*W EXP 04/17/202	74621Q114
—	MUDRICK CAP ACQUISITION CORP	191,189	$122	0.0%	$0.64	—	*W EXP 02/12/202	624745113
—	MODERN MEDIA ACQUISITION	230,000	$120	0.0%	$0.39	—	RIGHT 99/99/9999	60765P129
—	PENSARE ACQUISITION CORP	174,997	$112	0.0%	$0.55	—	*W EXP 07/27/202	70957E113
—	MATLIN & PARTNERS ACQUISITIO	150,000	$102	0.0%	$0.50	—	*W EXP 05/28/202	57682V114
—	FINTECH ACQUISITION CORP II	62,501	$100	0.0%	$1.20	—	*W EXP 01/19/202	31810G117
—	CM SEVEN STAR ACQUISITION CO	300,000	$96	0.0%	$0.32	—	RIGHT 08/21/2022	G2345N136
—	HAYMAKER ACQUISITION CORP	109,802	$91	0.0%	$0.83	—	*W EXP 10/27/202	420870115
—	MTECH ACQUISITION CORP	139,229	$90	0.0%	$0.65	—	*W EXP 08/01/202	55378W115
—	INDUSTREA ACQUISITION CORP	150,000	$90	0.0%	$0.42	—	*W EXP 08/01/202	45579J112
—	GORDON POINTE ACQUISITION CO	159,798	$88	0.0%	$0.55	—	*W EXP 07/30/202	382788115
—	OPES ACQUISITION CORP	244,677	$87	0.0%	$0.36	—	*W EXP 03/13/202	68373P118
—	ATLANTIC ACQUISITION CORP	150,000	$86	0.0%	$0.60	—	RIGHT 02/08/2019	048206304
—	KBL MERGER CORP IV	230,000	$82	0.0%	$0.29	—	RIGHT 03/22/2019	48242A120
—	BIG ROCK PARTNERS ACQUISI CO	180,082	$81	0.0%	$0.45	—	RIGHT 12/01/2022	089482129
—	LEISURE ACQUISITION CORP	112,578	$80	0.0%	$0.71	—	*W EXP 12/05/201	52539T115
—	CONSTELLATION ALPHA CAP CORP	120,000	$78	0.0%	$0.31	—	RIGHT 99/99/9999	G2379F132
—	MODERN MEDIA ACQUISITION	115,000	$75	0.0%	$0.55	—	*W EXP 05/17/202	60765P111
—	DRAPER OAKWOOD TECHNOLOGY	120,000	$71	0.0%	$0.50	—	RIGHT 09/19/2018	26146L129
—	TIBERIUS ACQUISITION CORP	125,000	$70	0.0%	$0.56	—	*W EXP 02/28/202	88633A115
—	VECTOIQ ACQUISITION CORP	136,694	$70	0.0%	$0.51	—	*W EXP 05/16/202	92243N111
—	UNION ACQUISITION CORP	195,006	$68	0.0%	$0.35	—	*W EXP 07/01/202	G9366W127
—	KBL MERGER CORP IV	230,000	$67	0.0%	$0.20	—	*W EXP 01/15/202	48242A112
—	LEGACY ACQUISITION CORP	150,299	$65	0.0%	$0.43	—	*W EXP 11/30/202	524643111
—	I AM CAP ACQUISITION CO	150,000	$63	0.0%	$0.33	—	*W EXP 05/22/202	45074Q116
—	UNION ACQUISITION CORP	195,006	$62	0.0%	$0.32	—	RIGHT 12/02/2019	G9366W135
—	CM SEVEN STAR ACQUISITION CO	150,000	$59	0.0%	$0.29	—	*W EXP 08/21/202	G2345N110
—	TORTOISE MLP FD INC	139,163	$52	0.0%	$0.37	—	RIGHT 07/18/2018	89148B119
—	STELLAR ACQUISITION III INC	200,000	$52	0.0%	$0.34	—	*W EXP 03/22/202	Y8172W115
—	TRIDENT ACQUISITIONS CORP	150,000	$48	0.0%	$0.32	—	*W EXP 05/09/202	89615T114
—	DRAPER OAKWOOD TECHNOLOGY	60,000	$44	0.0%	$0.67	—	*W EXP 09/19/202	26146L111
—	CONSTELLATION ALPHA CAP CORP	120,000	$43	0.0%	$0.22	—	*W EXP 03/23/202	G2379F116
—	BISON CAP ACQUISITION CORP	125,000	$41	0.0%	$0.38	—	RIGHT 03/20/2019	G1142P138
—	TRINITY MERGER CORP	96,000	$38	0.0%	$0.40	—	*W EXP 05/11/202	89653L114
—	BLACK RIDGE ACQUISITION CORP	100,000	$35	0.0%	$0.28	—	RIGHT 07/10/2019	09216T123
—	BIG ROCK PARTNERS ACQUISI CO	90,041	$34	0.0%	$0.38	—	*W EXP 12/01/202	089482111
—	GTY TECHNOLOGY HOLDINGS INC	26,667	$33	0.0%	$1.16	—	*W EXP 10/25/202	G4182A128
—	HUNTER MARITIME ACQUISITION	75,001	$32	0.0%	$0.80	—	*W EXP 11/17/202	Y37828129
—	BISON CAP ACQUISITION CORP	62,500	$23	0.0%	$0.37	—	*W EXP 06/20/202	G1142P112