CIK: 0000919185 · Show all filings
Period: Q1 2020 (← Previous) (Next →)
Filing Date: May 15, 2020
Total Value ($000): $934,193 (22.0% shares, 78.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | LUMENTUM HLDGS INC | 55,065,000 | $74,896 | 8.0% | $1.40 | — | BOND | 55024UAB5 |
| — | SEA LTD | 17,500,000 | $40,545 | 4.3% | $2.29 | — | BOND | 81141RAB6 |
| — | OMEROS CORP | 42,095,000 | $37,441 | 4.0% | $0.97 | — | BOND | 682143AE2 |
| — | DTE ENERGY CO | 905,297 | $34,093 | 3.6% | $48.64 | — | PREF CONV | 233331842 |
| — | WAYFAIR INC | 42,000,000 | $29,034 | 3.1% | $0.95 | — | BOND | 94419LAD3 |
| — | INVACARE CORP | 33,200,000 | $28,220 | 3.0% | $1.07 | — | BOND | 461203AH4 |
| — | NEXTERA ENERGY INC | 627,000 | $27,644 | 3.0% | $44.09 | — | PREF CONV | 65339F770 |
| — | TESLA INC | 15,500,000 | $26,585 | 2.8% | $1.72 | — | BOND | 88160RAD3 |
| — | RINGCENTRAL INC | 10,055,000 | $26,051 | 2.8% | $2.10 | — | BOND | 76680RAD9 |
| — | NANTHEALTH INC | 30,000,000 | $25,950 | 2.8% | $0.70 | — | BOND | 630104AB3 |
| — | SPDR S&P 500 ETF TR | 100,000 | $25,775 | 2.8% | — | — | Put | 78462F953 |
| — | ETSY INC | 20,000,000 | $25,278 | 2.7% | $1.26 | — | BOND | 29786AAC0 |
| — | AEGERION PHARMACEUTICALS INC | 25,038,294 | $24,414 | 2.6% | $0.97 | — | BOND | 00767EAC6 |
| — | PARATEK PHARMACEUTICALS INC | 36,390,000 | $23,790 | 2.5% | $0.71 | — | BOND | 699374AB0 |
| — | OPKO HEALTH INC | 35,275,000 | $23,282 | 2.5% | $0.82 | — | BOND | 68375NAD5 |
| — | TRINITY BIOTECH INVT LTD | 30,425,000 | $21,298 | 2.3% | $0.86 | — | BOND | 89643QAB4 |
| — | RETROPHIN INC | 29,000,000 | $20,554 | 2.2% | $0.93 | — | BOND | 761299AB2 |
| — | ON SEMICONDUCTOR CORP | 20,000,000 | $19,967 | 2.1% | $1.00 | — | BOND | 682189AK1 |
| — | NOVAVAX INC | 24,468,000 | $19,146 | 2.0% | $0.52 | — | BOND | 670002AB0 |
| — | BIOMARIN PHARMACEUTICAL INC | 17,100,000 | $18,095 | 1.9% | $1.06 | — | BOND | 09061GAF8 |
| — | MESA LABS INC | 17,850,000 | $17,933 | 1.9% | $1.00 | — | BOND | 59064RAA7 |
| — | MICROCHIP TECHNOLOGY INC | 16,500,000 | $17,090 | 1.8% | $1.04 | — | BOND | 595017AF1 |
| — | AIR TRANSPORT SERVICES GRP I | 19,289,000 | $16,589 | 1.8% | $0.86 | — | BOND | 00922RAB1 |
| — | QUOTIENT LTD | 4,164,297 | $16,449 | 1.8% | $5.72 | — | COMMON | G73268107 |
| — | Q2 HLDGS INC | 13,331,000 | $16,208 | 1.7% | $1.22 | — | BOND | 74736LAB5 |
| — | NEXTERA ENERGY INC | 311,018 | $14,724 | 1.6% | $47.34 | — | PREF CONV | 65339F796 |
| — | GFL ENVIRONMENTAL INC | 302,567 | $13,855 | 1.5% | $45.79 | — | PREF CONV | 36168Q120 |
| — | MICROCHIP TECHNOLOGY INC | 9,131,000 | $12,994 | 1.4% | $1.42 | — | BOND | 595017AD6 |
| — | PROTALIX BIOTHERAPEUTICS INC | 14,407,000 | $12,246 | 1.3% | $0.93 | — | BOND | 74365AAD3 |
| — | SEMPRA ENERGY | 126,417 | $11,696 | 1.3% | $92.52 | — | PREF CONV | 816851406 |
| — | CREE INC | 12,612,000 | $11,669 | 1.2% | $1.04 | — | BOND | 225447AB7 |
| PLX | PROTALIX BIOTHERAPEUTICS INC | 4,828,974 | $11,348 | 1.2% | $3.31 | 0.0% | COMMON | 74365A309 |
| — | CLOVIS ONCOLOGY INC | 18,066,000 | $11,252 | 1.2% | $0.51 | — | BOND | 189464AC4 |
| — | AGROFRESH SOLUTIONS | 3,424,981 | $10,857 | 1.2% | $0.16 | — | WARRANT | 00856G117 |
| — | AMAG PHARMACEUTICALS INC | 12,765,000 | $9,829 | 1.1% | $0.77 | — | BOND | 00163UAD8 |
| — | INOVIO PHARMACEUTICALS INC | 4,750,000 | $9,690 | 1.0% | $2.04 | — | BOND | 45773HAB8 |
| — | INVACARE CORP | 10,809,000 | $8,366 | 0.9% | $0.92 | — | BOND | 461203AJ0 |
| — | INSULET CORP | 4,500,000 | $8,213 | 0.9% | $1.83 | — | BOND | 45784PAH4 |
| — | TELIGENT INC NEW | 21,000,000 | $7,298 | 0.8% | $0.93 | — | BOND | 87960WAA2 |
| — | GREEN PLAINS INC | 11,500,000 | $7,274 | 0.8% | $0.63 | — | BOND | 393222AF1 |
| — | INTELSAT S A | 34,554,000 | $7,256 | 0.8% | $0.94 | — | BOND | 45790VAB6 |
| — | ENERGIZER HLDGS INC NEW | 105,814 | $7,185 | 0.8% | $67.90 | — | PREF CONV | 29272W208 |
| — | BLACKSTONE MTG TR INC | 8,401,000 | $6,532 | 0.7% | $0.78 | — | BOND | 09257WAB6 |
| — | NIO INC | 14,000,000 | $6,440 | 0.7% | $0.46 | — | BOND | 62914VAB2 |
| — | COLLEGIUM PHARMACEUTICAL INC | 6,500,000 | $5,720 | 0.6% | $0.88 | — | BOND | 19459JAA2 |
| — | CONMED CORP | 6,098,000 | $5,610 | 0.6% | $0.92 | — | BOND | 207410AF8 |
| — | PLUG POWER INC | 6,000,000 | $5,287 | 0.6% | $1.12 | — | BOND | 72919PAB9 |
| — | EZCORP INC | 7,125,000 | $5,264 | 0.6% | $0.74 | — | BOND | 302301AF3 |
| — | EXACT SCIENCES CORP | 6,500,000 | $5,147 | 0.6% | $0.79 | — | BOND | 30063PAC9 |
| — | VERASTEM INC | 1,948,122 | $5,143 | 0.6% | $2.62 | — | COMMON | 92337C104 |
| — | VERASTEM INC | 6,000,000 | $4,755 | 0.5% | $0.79 | — | BOND | 92337CAA2 |
| — | ZILLOW GROUP INC | 5,000,000 | $4,210 | 0.5% | $0.84 | — | BOND | 98954MAC5 |
| PEGA | PEGASYSTEMS INC | 58,600 | $4,174 | 0.4% | $41.96 | 0.0% | COMMON | 705573103 |
| PLUG | PLUG POWER INC | 1,037,197 | $3,672 | 0.4% | $4.07 | 0.0% | COMMON | 72919P202 |
| — | HOSTESS BRANDS INC | 6,083,415 | $3,468 | 0.4% | $1.55 | — | WARRANT | 44109J114 |
| — | ARCH COAL INC | 118,613 | $3,428 | 0.4% | $28.90 | — | COMMON | 039380407 |
| — | CONTURA ENERGY INC | 1,454,967 | $3,419 | 0.4% | $54.22 | — | COMMON | 21241B100 |
| — | LUCKIN COFFEE INC | 102,500 | $2,787 | 0.3% | — | — | Put | 54951L959 |
| — | WAYFAIR INC | 50,000 | $2,672 | 0.3% | — | — | Put | 94419L951 |
| RNG | RINGCENTRAL INC | 12,300 | $2,606 | 0.3% | $205.96 | 0.0% | COMMON | 76680R206 |
| — | EZCORP INC | 3,500,000 | $2,599 | 0.3% | $0.74 | — | BOND | 302301AE6 |
| BAND | BANDWIDTH INC | 37,766 | $2,541 | 0.3% | $68.17 | 0.0% | COMMON | 05988J103 |
| — | STANLEY BLACK & DECKER INC | 32,496 | $2,273 | 0.2% | $108.53 | — | PREF CONV | 854502846 |
| XYZ | SQUARE INC | 41,300 | $2,163 | 0.2% | $68.39 | 0.0% | COMMON | 852234103 |
| — | INTERNATIONAL FLAVORS&FRAGRA | 51,562 | $1,968 | 0.2% | $38.17 | — | PREF CONV | 459506309 |
| — | ASSERTIO THERAPEUTICS INC | 2,020,741 | $1,313 | 0.1% | $0.65 | — | COMMON | 04545L107 |
| PACDEUR | PACIFIC DRILLING SA LUXEMBOU | 3,000,000 | $1,290 | 0.1% | $10.44 | — | COMMON | L7257P205 |
| — | OCCIDENTAL PETE CORP | 100,000 | $1,158 | 0.1% | — | — | Put | 674599955 |
| OPK | OPKO HEALTH INC | 671,347 | $900 | 0.1% | $2.13 | -26.4% | COMMON | 68375N103 |
| — | CLOVIS ONCOLOGY INC | 1,020,000 | $897 | 0.1% | $0.88 | — | BOND | 189464AB6 |
| — | VIVINT SMART HOME INC | 550,000 | $768 | 0.1% | $1.40 | — | WARRANT | 928542117 |
| — | GOGO INC | 1,000,000 | $744 | 0.1% | $0.74 | — | BOND | 38046CAD1 |
| — | SMART GLOBAL HLDGS INC | 25,800 | $627 | 0.1% | $24.30 | — | COMMON | G8232Y101 |
| — | RANPAK HLDGS CORP | 626,895 | $602 | 0.1% | $1.26 | — | WARRANT | 75321W111 |
| — | ALLSCRIPTS HEALTHCARE SOLUTN | 545,000 | $500 | 0.1% | $0.92 | — | BOND | 01988PAD0 |
| — | FORD MTR CO DEL | 70,000 | $338 | 0.0% | — | — | Put | 345370950 |
| — | CLOVIS ONCOLOGY INC | 50,400 | $321 | 0.0% | — | — | Put | 189464950 |
| — | SAEXPLORATION HLDGS INC | 295,478 | $304 | 0.0% | $3.70 | — | COMMON | 78636X873 |
| — | OASIS PETROLEUM INC | 3,391,000 | $136 | 0.0% | $0.86 | — | BOND | 674215AJ7 |
| — | GRAF INDL CORP | 1,268,362 | $127 | 0.0% | $0.38 | — | WARRANT | 384278115 |
| DNR 6.375 12/31/24 REGS | DENBURY RES INC DEL | 262,000 | $110 | 0.0% | $0.60 | — | BOND | U2481AAK4 |
| AMTX | AEMETIS INC | 70,768 | $37 | 0.0% | $1.58 | -52.8% | COMMON | 00770K202 |
| — | NESCO HLDGS INC | 146,826 | $29 | 0.0% | $0.81 | — | WARRANT | 64083J112 |
| — | AMCI ACQUISITION CORP | 154,669 | $27 | 0.0% | $0.30 | — | WARRANT | 00165R119 |
| — | DOLPHIN ENTMT INC | 110,000 | $7 | 0.0% | $0.24 | — | WARRANT | 25686H118 |
| TGTX | TG THERAPEUTICS INC | 127 | $1 | 0.0% | $12.63 | 0.0% | COMMON | 88322Q108 |
| — | HC2 HLDGS INC | 2 | $0 | 0.0% | — | — | COMMON | 404139107 |