CAXTON CORP Diversified Active

CIK: 0001388551 · Show all filings

Period: Q3 2018 (← Previous) (Next →)

Filing Date: Nov 14, 2018

Total Value ($000): $108,177 (100.0% shares, 0.0% debt)

Holdings (29)

— STRONGBRIDGE BIOPHARMA PLC 28.2%

Value ($000) $30,530 Shares 6,294,789 Est. Cost $2.84 Unrealized —

— MEI PHARMA INC 14.7%

Value ($000) $15,855 Shares 3,678,600 Est. Cost $3.94 Unrealized —

SPY SPDR S&P 500 ETF TR 13.8%

Value ($000) $14,908 Shares 51,279 Est. Cost — Unrealized —

— GARRISON CAP INC 8.5%

Value ($000) $9,212 Shares 1,112,517 Est. Cost $8.42 Unrealized —

— MOLECULAR TEMPLATES INC 8.0%

Value ($000) $8,620 Shares 1,599,241 Est. Cost $6.43 Unrealized —

— CM FIN INC 7.1%

Value ($000) $7,698 Shares 895,173 Est. Cost $8.35 Unrealized —

— SCYNEXIS INC 4.8%

Value ($000) $5,190 Shares 4,325,000 Est. Cost $1.30 Unrealized —

— ALPS ETF TR 4.1%

Value ($000) $4,469 Shares 418,416 Est. Cost $10.10 Unrealized —

BRK/B BERKSHIRE HATHAWAY INC DEL 1.8%

Value ($000) $1,994 Shares 9,312 Est. Cost $135.71 Unrealized +51.2%

JBGS JBG SMITH PPTYS 1.4%

Value ($000) $1,516 Shares 41,170 Est. Cost $34.27 Unrealized —

PCG PG&E CORP 1.0%

Value ($000) $1,035 Shares 22,500 Est. Cost $41.94 Unrealized +5.0%

UHAL AMERCO 0.9%

Value ($000) $963 Shares 2,700 Est. Cost $35.55 Unrealized +3.8%

— TAPIMMUNE INC 0.7%

Value ($000) $738 Shares 81,540 Est. Cost $9.42 Unrealized —

KURA KURA ONCOLOGY INC 0.6%

Value ($000) $607 Shares 34,708 Est. Cost $18.11 Unrealized +5.8%

ACRS ACLARIS THERAPEUTICS INC 0.5%

Value ($000) $577 Shares 39,755 Est. Cost $20.72 Unrealized -17.3%

— ARQULE INC 0.5%

Value ($000) $511 Shares 90,254 Est. Cost $5.65 Unrealized —

— KALA PHARMACEUTICALS INC 0.5%

Value ($000) $506 Shares 51,259 Est. Cost $9.87 Unrealized —

— CTI BIOPHARMA CORP 0.4%

Value ($000) $427 Shares 197,459 Est. Cost $2.16 Unrealized —

— INTEC PHARMA LTD JERUSALEM 0.3%

Value ($000) $364 Shares 64,396 Est. Cost $8.94 Unrealized —

— ALCENTRA CAP CORP 0.3%

Value ($000) $345 Shares 57,677 Est. Cost $8.20 Unrealized —

— EIGER BIOPHARMACEUTICALS INC 0.3%

Value ($000) $306 Shares 25,494 Est. Cost $12.00 Unrealized —

CPRX CATALYST PHARMACEUTICALS INC 0.3%

Value ($000) $276 Shares 72,967 Est. Cost $3.21 Unrealized -2.5%

— SPRING BK PHARMACEUTICALS IN 0.2%

Value ($000) $253 Shares 20,986 Est. Cost $12.06 Unrealized —

— FAR PT ACQUISITION CORP 0.2%

Value ($000) $237 Shares 23,030 Est. Cost $10.18 Unrealized —

— DICERNA PHARMACEUTICALS INC 0.2%

Value ($000) $225 Shares 14,724 Est. Cost $15.28 Unrealized —

— SUNESIS PHARMACEUTICALS INC 0.2%

Value ($000) $222 Shares 111,217 Est. Cost $2.05 Unrealized —

— MARINUS PHARMACEUTICALS INC 0.2%

Value ($000) $202 Shares 20,180 Est. Cost $7.04 Unrealized —

CACC CREDIT ACCEP CORP MICH 0.2%

Value ($000) $201 Shares 459 Est. Cost $419.51 Unrealized 0.0%

— SIERRA ONCOLOGY INC 0.2%

Value ($000) $190 Shares 111,898 Est. Cost $1.81 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	STRONGBRIDGE BIOPHARMA PLC	6,294,789	$30,530	28.2%	$2.84	—	SHS USD	G85347105
—	MEI PHARMA INC	3,678,600	$15,855	14.7%	$3.94	—	COM NEW	55279B202
SPY	SPDR S&P 500 ETF TR	51,279	$14,908	13.8%	—	—	Put	78462F103
—	GARRISON CAP INC	1,112,517	$9,212	8.5%	$8.42	—	COM	366554103
—	MOLECULAR TEMPLATES INC	1,599,241	$8,620	8.0%	$6.43	—	COM	608550109
—	CM FIN INC	895,173	$7,698	7.1%	$8.35	—	COM	12574Q103
—	SCYNEXIS INC	4,325,000	$5,190	4.8%	$1.30	—	COM	811292101
—	ALPS ETF TR	418,416	$4,469	4.1%	$10.10	—	ALERIAN MLP	00162Q866
BRK/B	BERKSHIRE HATHAWAY INC DEL	9,312	$1,994	1.8%	$135.71	+51.2%	CL B NEW	084670702
JBGS	JBG SMITH PPTYS	41,170	$1,516	1.4%	$34.27	—	COM	46590V100
PCG	PG&E CORP	22,500	$1,035	1.0%	$41.94	+5.0%	COM	69331C108
UHAL	AMERCO	2,700	$963	0.9%	$35.55	+3.8%	COM	023586100
—	TAPIMMUNE INC	81,540	$738	0.7%	$9.42	—	COM PAR	876033408
KURA	KURA ONCOLOGY INC	34,708	$607	0.6%	$18.11	+5.8%	COM	50127T109
ACRS	ACLARIS THERAPEUTICS INC	39,755	$577	0.5%	$20.72	-17.3%	COM	00461U105
—	ARQULE INC	90,254	$511	0.5%	$5.65	—	COM	04269E107
—	KALA PHARMACEUTICALS INC	51,259	$506	0.5%	$9.87	—	COM	483119103
—	CTI BIOPHARMA CORP	197,459	$427	0.4%	$2.16	—	COM NEW	12648L601
—	INTEC PHARMA LTD JERUSALEM	64,396	$364	0.3%	$8.94	—	SHS	M53644106
—	ALCENTRA CAP CORP	57,677	$345	0.3%	$8.20	—	COM	01374T102
—	EIGER BIOPHARMACEUTICALS INC	25,494	$306	0.3%	$12.00	—	COM	28249U105
CPRX	CATALYST PHARMACEUTICALS INC	72,967	$276	0.3%	$3.21	-2.5%	COM	14888U101
—	SPRING BK PHARMACEUTICALS IN	20,986	$253	0.2%	$12.06	—	COM	849431101
—	FAR PT ACQUISITION CORP	23,030	$237	0.2%	$10.18	—	UNIT 06/01/2025	30734W208
—	DICERNA PHARMACEUTICALS INC	14,724	$225	0.2%	$15.28	—	COM	253031108
—	SUNESIS PHARMACEUTICALS INC	111,217	$222	0.2%	$2.05	—	COM PAR	867328700
—	MARINUS PHARMACEUTICALS INC	20,180	$202	0.2%	$7.04	—	COM	56854Q101
CACC	CREDIT ACCEP CORP MICH	459	$201	0.2%	$419.51	0.0%	COM	225310101
—	SIERRA ONCOLOGY INC	111,898	$190	0.2%	$1.81	—	COM	82640U107