CAXTON CORP Diversified Active

Location: Princeton, NJ

CIK: 0001388551 · Show all filings

Period: Q3 2018 (← Previous) (Next →)

Filing Date: Nov 14, 2018

Total Value: $108M (100.0% shares, 0.0% debt)

Holdings (29)

— STRONGBRIDGE BIOPHARMA PLC 28.2%

Value $30.53M Shares 6,294,789 Share Price $4.85 Est. Cost/Share $2.84 Unrealized @ Report Date —

— MEI PHARMA INC 14.7%

Value $15.86M Shares 3,678,600 Share Price $4.31 Est. Cost/Share $3.94 Unrealized @ Report Date —

SPY SPDR S&P 500 ETF TR 13.8%

Value $14.91M Shares 51,279 Share Price $290.72 Est. Cost/Share — Unrealized @ Report Date —

— GARRISON CAP INC 8.5%

Value $9.212M Shares 1,112,517 Share Price $8.28 Est. Cost/Share $8.42 Unrealized @ Report Date —

— MOLECULAR TEMPLATES INC 8.0%

Value $8.62M Shares 1,599,241 Share Price $5.39 Est. Cost/Share $6.43 Unrealized @ Report Date —

— CM FIN INC 7.1%

Value $7.698M Shares 895,173 Share Price $8.60 Est. Cost/Share $8.35 Unrealized @ Report Date —

— SCYNEXIS INC 4.8%

Value $5.19M Shares 4,325,000 Share Price $1.20 Est. Cost/Share $1.30 Unrealized @ Report Date —

— ALPS ETF TR 4.1%

Value $4.469M Shares 418,416 Share Price $10.68 Est. Cost/Share $10.10 Unrealized @ Report Date —

BRK/B BERKSHIRE HATHAWAY INC DEL 1.8%

Value $1.994M Shares 9,312 Share Price $214.13 * Est. Cost/Share $135.71 Unrealized @ Report Date +51.2%

JBGS JBG SMITH PPTYS 1.4%

Value $1.516M Shares 41,170 Share Price $36.82 Est. Cost/Share $34.27 Unrealized @ Report Date —

PCG PG&E CORP 1.0%

Value $1.035M Shares 22,500 Share Price $46.00 * Est. Cost/Share $41.94 Unrealized @ Report Date +5.0%

UHAL AMERCO 0.9%

Value $963K Shares 2,700 Share Price $356.67 * Est. Cost/Share $35.55 Unrealized @ Report Date +3.8%

— TAPIMMUNE INC 0.7%

Value $738K Shares 81,540 Share Price $9.05 Est. Cost/Share $9.42 Unrealized @ Report Date —

KURA KURA ONCOLOGY INC 0.6%

Value $607K Shares 34,708 Share Price $17.49 * Est. Cost/Share $18.11 Unrealized @ Report Date +5.8%

ACRS ACLARIS THERAPEUTICS INC 0.5%

Value $577K Shares 39,755 Share Price $14.51 * Est. Cost/Share $20.72 Unrealized @ Report Date -17.3%

— ARQULE INC 0.5%

Value $511K Shares 90,254 Share Price $5.66 Est. Cost/Share $5.65 Unrealized @ Report Date —

— KALA PHARMACEUTICALS INC 0.5%

Value $506K Shares 51,259 Share Price $9.87 Est. Cost/Share $9.87 Unrealized @ Report Date —

— CTI BIOPHARMA CORP 0.4%

Value $427K Shares 197,459 Share Price $2.16 Est. Cost/Share $2.16 Unrealized @ Report Date —

— INTEC PHARMA LTD JERUSALEM 0.3%

Value $364K Shares 64,396 Share Price $5.65 Est. Cost/Share $8.94 Unrealized @ Report Date —

— ALCENTRA CAP CORP 0.3%

Value $345K Shares 57,677 Share Price $5.98 Est. Cost/Share $8.20 Unrealized @ Report Date —

— EIGER BIOPHARMACEUTICALS INC 0.3%

Value $306K Shares 25,494 Share Price $12.00 Est. Cost/Share $12.00 Unrealized @ Report Date —

CPRX CATALYST PHARMACEUTICALS INC 0.3%

Value $276K Shares 72,967 Share Price $3.78 * Est. Cost/Share $3.21 Unrealized @ Report Date -2.5%

— SPRING BK PHARMACEUTICALS IN 0.2%

Value $253K Shares 20,986 Share Price $12.06 Est. Cost/Share $12.06 Unrealized @ Report Date —

— FAR PT ACQUISITION CORP 0.2%

Value $237K Shares 23,030 Share Price $10.29 Est. Cost/Share $10.18 Unrealized @ Report Date —

— DICERNA PHARMACEUTICALS INC 0.2%

Value $225K Shares 14,724 Share Price $15.28 Est. Cost/Share $15.28 Unrealized @ Report Date —

— SUNESIS PHARMACEUTICALS INC 0.2%

Value $222K Shares 111,217 Share Price $2.00 Est. Cost/Share $2.05 Unrealized @ Report Date —

— MARINUS PHARMACEUTICALS INC 0.2%

Value $202K Shares 20,180 Share Price $10.01 Est. Cost/Share $7.04 Unrealized @ Report Date —

CACC CREDIT ACCEP CORP MICH 0.2%

Value $201K Shares 459 Share Price $437.91 * Est. Cost/Share $419.51 Unrealized @ Report Date 0.0%

— SIERRA ONCOLOGY INC 0.2%

Value $190K Shares 111,898 Share Price $1.70 Est. Cost/Share $1.81 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	STRONGBRIDGE BIOPHARMA PLC	6,294,789	$30.53M	28.2%	$4.85	$2.84	—	SHS USD	G85347105
—	MEI PHARMA INC	3,678,600	$15.86M	14.7%	$4.31	$3.94	—	COM NEW	55279B202
SPY	SPDR S&P 500 ETF TR	51,279	$14.91M	13.8%	$290.72	—	—	Put	78462F103
—	GARRISON CAP INC	1,112,517	$9.212M	8.5%	$8.28	$8.42	—	COM	366554103
—	MOLECULAR TEMPLATES INC	1,599,241	$8.62M	8.0%	$5.39	$6.43	—	COM	608550109
—	CM FIN INC	895,173	$7.698M	7.1%	$8.60	$8.35	—	COM	12574Q103
—	SCYNEXIS INC	4,325,000	$5.19M	4.8%	$1.20	$1.30	—	COM	811292101
—	ALPS ETF TR	418,416	$4.469M	4.1%	$10.68	$10.10	—	ALERIAN MLP	00162Q866
BRK/B	BERKSHIRE HATHAWAY INC DEL	9,312	$1.994M	1.8%	$214.13 *	$135.71	+51.2%	CL B NEW	084670702
JBGS	JBG SMITH PPTYS	41,170	$1.516M	1.4%	$36.82	$34.27	—	COM	46590V100
PCG	PG&E CORP	22,500	$1.035M	1.0%	$46.00 *	$41.94	+5.0%	COM	69331C108
UHAL	AMERCO	2,700	$963K	0.9%	$356.67 *	$35.55	+3.8%	COM	023586100
—	TAPIMMUNE INC	81,540	$738K	0.7%	$9.05	$9.42	—	COM PAR	876033408
KURA	KURA ONCOLOGY INC	34,708	$607K	0.6%	$17.49 *	$18.11	+5.8%	COM	50127T109
ACRS	ACLARIS THERAPEUTICS INC	39,755	$577K	0.5%	$14.51 *	$20.72	-17.3%	COM	00461U105
—	ARQULE INC	90,254	$511K	0.5%	$5.66	$5.65	—	COM	04269E107
—	KALA PHARMACEUTICALS INC	51,259	$506K	0.5%	$9.87	$9.87	—	COM	483119103
—	CTI BIOPHARMA CORP	197,459	$427K	0.4%	$2.16	$2.16	—	COM NEW	12648L601
—	INTEC PHARMA LTD JERUSALEM	64,396	$364K	0.3%	$5.65	$8.94	—	SHS	M53644106
—	ALCENTRA CAP CORP	57,677	$345K	0.3%	$5.98	$8.20	—	COM	01374T102
—	EIGER BIOPHARMACEUTICALS INC	25,494	$306K	0.3%	$12.00	$12.00	—	COM	28249U105
CPRX	CATALYST PHARMACEUTICALS INC	72,967	$276K	0.3%	$3.78 *	$3.21	-2.5%	COM	14888U101
—	SPRING BK PHARMACEUTICALS IN	20,986	$253K	0.2%	$12.06	$12.06	—	COM	849431101
—	FAR PT ACQUISITION CORP	23,030	$237K	0.2%	$10.29	$10.18	—	UNIT 06/01/2025	30734W208
—	DICERNA PHARMACEUTICALS INC	14,724	$225K	0.2%	$15.28	$15.28	—	COM	253031108
—	SUNESIS PHARMACEUTICALS INC	111,217	$222K	0.2%	$2.00	$2.05	—	COM PAR	867328700
—	MARINUS PHARMACEUTICALS INC	20,180	$202K	0.2%	$10.01	$7.04	—	COM	56854Q101
CACC	CREDIT ACCEP CORP MICH	459	$201K	0.2%	$437.91 *	$419.51	0.0%	COM	225310101
—	SIERRA ONCOLOGY INC	111,898	$190K	0.2%	$1.70	$1.81	—	COM	82640U107