CAXTON CORP Diversified Active

CIK: 0001388551 · Show all filings

Period: Q4 2018 (← Previous) (Next →)

Filing Date: Feb 14, 2019

Total Value ($000): $82,430 (100.0% shares, 0.0% debt)

Holdings (25)

— STRONGBRIDGE BIOPHARMA PLC 35.9%

Value ($000) $29,586 Shares 6,604,065 Est. Cost $2.92 Unrealized —

— MEI PHARMA INC 11.1%

Value ($000) $9,132 Shares 3,459,124 Est. Cost $3.94 Unrealized —

— GARRISON CAP INC 9.5%

Value ($000) $7,830 Shares 1,217,722 Est. Cost $8.25 Unrealized —

— KALA PHARMACEUTICALS INC 8.1%

Value ($000) $6,639 Shares 1,357,639 Est. Cost $5.08 Unrealized —

— MOLECULAR TEMPLATES INC 8.0%

Value ($000) $6,562 Shares 1,624,241 Est. Cost $6.39 Unrealized —

— CM FIN INC 7.8%

Value ($000) $6,427 Shares 1,028,355 Est. Cost $8.08 Unrealized —

— ALPS ETF TR 4.4%

Value ($000) $3,596 Shares 411,873 Est. Cost $10.10 Unrealized —

SPY SPDR S&P 500 ETF TR 4.2%

Value ($000) $3,501 Shares 14,010 Est. Cost $249.89 Unrealized —

— SCYNEXIS INC 2.5%

Value ($000) $2,083 Shares 4,325,000 Est. Cost $1.30 Unrealized —

BRK/B BERKSHIRE HATHAWAY INC DEL 2.3%

Value ($000) $1,901 Shares 9,312 Est. Cost $135.71 Unrealized +53.9%

JBGS JBG SMITH PPTYS 0.9%

Value ($000) $778 Shares 22,349 Est. Cost $34.27 Unrealized —

— ALCENTRA CAP CORP 0.6%

Value ($000) $487 Shares 75,303 Est. Cost $7.79 Unrealized —

KURA KURA ONCOLOGY INC 0.6%

Value ($000) $461 Shares 32,828 Est. Cost $18.11 Unrealized -26.9%

ACRS ACLARIS THERAPEUTICS INC 0.5%

Value ($000) $453 Shares 61,264 Est. Cost $17.06 Unrealized -39.6%

— EIGER BIOPHARMACEUTICALS INC 0.5%

Value ($000) $444 Shares 43,709 Est. Cost $11.23 Unrealized —

— FS KKR CAPITAL CORP 0.5%

Value ($000) $421 Shares 81,348 Est. Cost $5.18 Unrealized —

— ARQULE INC 0.4%

Value ($000) $345 Shares 124,435 Est. Cost $4.86 Unrealized —

— INTEC PHARMA LTD JERUSALEM 0.4%

Value ($000) $318 Shares 42,236 Est. Cost $8.94 Unrealized —

— MARKER THERAPEUTICS INC 0.4%

Value ($000) $296 Shares 53,329 Est. Cost $5.55 Unrealized —

ARCC ARES CAP CORP 0.3%

Value ($000) $273 Shares 17,553 Est. Cost $8.36 Unrealized 0.0%

— FAR PT ACQUISITION CORP 0.3%

Value ($000) $262 Shares 27,116 Est. Cost $9.66 Unrealized —

— SPRING BK PHARMACEUTICALS IN 0.3%

Value ($000) $219 Shares 21,034 Est. Cost $12.06 Unrealized —

— MARINUS PHARMACEUTICALS INC 0.2%

Value ($000) $176 Shares 61,443 Est. Cost $4.24 Unrealized —

— DICERNA PHARMACEUTICALS INC 0.2%

Value ($000) $149 Shares 13,948 Est. Cost $15.28 Unrealized —

— CTI BIOPHARMA CORP 0.1%

Value ($000) $91 Shares 123,941 Est. Cost $2.16 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	STRONGBRIDGE BIOPHARMA PLC	6,604,065	$29,586	35.9%	$2.92	—	SHS USD	G85347105
—	MEI PHARMA INC	3,459,124	$9,132	11.1%	$3.94	—	COM NEW	55279B202
—	GARRISON CAP INC	1,217,722	$7,830	9.5%	$8.25	—	COM	366554103
—	KALA PHARMACEUTICALS INC	1,357,639	$6,639	8.1%	$5.08	—	COM	483119103
—	MOLECULAR TEMPLATES INC	1,624,241	$6,562	8.0%	$6.39	—	COM	608550109
—	CM FIN INC	1,028,355	$6,427	7.8%	$8.08	—	COM	12574Q103
—	ALPS ETF TR	411,873	$3,596	4.4%	$10.10	—	ALERIAN MLP	00162Q866
SPY	SPDR S&P 500 ETF TR	14,010	$3,501	4.2%	$249.89	—	TR UNIT	78462F103
—	SCYNEXIS INC	4,325,000	$2,083	2.5%	$1.30	—	COM	811292101
BRK/B	BERKSHIRE HATHAWAY INC DEL	9,312	$1,901	2.3%	$135.71	+53.9%	CL B NEW	084670702
JBGS	JBG SMITH PPTYS	22,349	$778	0.9%	$34.27	—	COM	46590V100
—	ALCENTRA CAP CORP	75,303	$487	0.6%	$7.79	—	COM	01374T102
KURA	KURA ONCOLOGY INC	32,828	$461	0.6%	$18.11	-26.9%	COM	50127T109
ACRS	ACLARIS THERAPEUTICS INC	61,264	$453	0.5%	$17.06	-39.6%	COM	00461U105
—	EIGER BIOPHARMACEUTICALS INC	43,709	$444	0.5%	$11.23	—	COM	28249U105
—	FS KKR CAPITAL CORP	81,348	$421	0.5%	$5.18	—	COM	302635107
—	ARQULE INC	124,435	$345	0.4%	$4.86	—	COM	04269E107
—	INTEC PHARMA LTD JERUSALEM	42,236	$318	0.4%	$8.94	—	SHS	M53644106
—	MARKER THERAPEUTICS INC	53,329	$296	0.4%	$5.55	—	COM	57055L107
ARCC	ARES CAP CORP	17,553	$273	0.3%	$8.36	0.0%	COM	04010L103
—	FAR PT ACQUISITION CORP	27,116	$262	0.3%	$9.66	—	COM CL A	30734W109
—	SPRING BK PHARMACEUTICALS IN	21,034	$219	0.3%	$12.06	—	COM	849431101
—	MARINUS PHARMACEUTICALS INC	61,443	$176	0.2%	$4.24	—	COM	56854Q101
—	DICERNA PHARMACEUTICALS INC	13,948	$149	0.2%	$15.28	—	COM	253031108
—	CTI BIOPHARMA CORP	123,941	$91	0.1%	$2.16	—	COM NEW	12648L601