CAXTON CORP Diversified Active

CIK: 0001388551 · Show all filings

Period: Q1 2019 (← Previous) (Next →)

Filing Date: May 14, 2019

Total Value ($000): $107,764 (100.0% shares, 0.0% debt)

Holdings (26)

— STRONGBRIDGE BIOPHARMA PLC 30.6%

Value ($000) $32,928 Shares 6,612,065 Est. Cost $2.92 Unrealized —

— KALA PHARMACEUTICALS INC 11.5%

Value ($000) $12,416 Shares 1,501,272 Est. Cost $5.38 Unrealized —

— MEI PHARMA INC 9.9%

Value ($000) $10,620 Shares 3,459,124 Est. Cost $3.94 Unrealized —

— MOLECULAR TEMPLATES INC 8.8%

Value ($000) $9,437 Shares 1,624,241 Est. Cost $6.39 Unrealized —

— GARRISON CAP INC 8.2%

Value ($000) $8,796 Shares 1,225,096 Est. Cost $8.25 Unrealized —

— SCYNEXIS INC 6.1%

Value ($000) $6,531 Shares 4,325,000 Est. Cost $1.30 Unrealized —

— CM FIN INC 5.9%

Value ($000) $6,322 Shares 856,673 Est. Cost $8.08 Unrealized —

— ALCENTRA CAP CORP 5.6%

Value ($000) $6,000 Shares 800,000 Est. Cost $7.53 Unrealized —

— ALPS ETF TR 3.8%

Value ($000) $4,131 Shares 411,892 Est. Cost $10.10 Unrealized —

SPY SPDR S&P 500 ETF TR 3.7%

Value ($000) $3,958 Shares 14,010 Est. Cost $249.89 Unrealized —

BRK/B BERKSHIRE HATHAWAY INC DEL 1.7%

Value ($000) $1,871 Shares 9,312 Est. Cost $135.71 Unrealized +48.7%

— ARQULE INC 0.6%

Value ($000) $700 Shares 146,066 Est. Cost $4.85 Unrealized —

— EIGER BIOPHARMACEUTICALS INC 0.6%

Value ($000) $689 Shares 49,285 Est. Cost $11.54 Unrealized —

— SUNESIS PHARMACEUTICALS INC 0.3%

Value ($000) $337 Shares 277,245 Est. Cost $1.22 Unrealized —

KURA KURA ONCOLOGY INC 0.3%

Value ($000) $320 Shares 19,274 Est. Cost $18.11 Unrealized -14.9%

— CTI BIOPHARMA CORP 0.3%

Value ($000) $313 Shares 323,026 Est. Cost $1.43 Unrealized —

GSM FERROGLOBE PLC 0.3%

Value ($000) $285 Shares 139,226 Est. Cost $2.22 Unrealized 0.0%

— MARKER THERAPEUTICS INC 0.3%

Value ($000) $280 Shares 42,374 Est. Cost $5.55 Unrealized —

— FAR PT ACQUISITION CORP 0.2%

Value ($000) $253 Shares 25,453 Est. Cost $9.66 Unrealized —

— SPRING BK PHARMACEUTICALS IN 0.2%

Value ($000) $249 Shares 23,717 Est. Cost $11.88 Unrealized —

— FS KKR CAPITAL CORP 0.2%

Value ($000) $245 Shares 40,458 Est. Cost $5.18 Unrealized —

— DICERNA PHARMACEUTICALS INC 0.2%

Value ($000) $230 Shares 15,727 Est. Cost $15.21 Unrealized —

MELI MERCADOLIBRE INC 0.2%

Value ($000) $221 Shares 435 Est. Cost $398.69 Unrealized 0.0%

AMT AMERICAN TOWER CORP NEW 0.2%

Value ($000) $216 Shares 1,097 Est. Cost $146.03 Unrealized 0.0%

CACC CREDIT ACCEP CORP MICH 0.2%

Value ($000) $208 Shares 460 Est. Cost $430.38 Unrealized 0.0%

TDG TRANSDIGM GROUP INC 0.2%

Value ($000) $208 Shares 458 Est. Cost $301.26 Unrealized 0.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	STRONGBRIDGE BIOPHARMA PLC	6,612,065	$32,928	30.6%	$2.92	—	SHS USD	G85347105
—	KALA PHARMACEUTICALS INC	1,501,272	$12,416	11.5%	$5.38	—	COM	483119103
—	MEI PHARMA INC	3,459,124	$10,620	9.9%	$3.94	—	COM NEW	55279B202
—	MOLECULAR TEMPLATES INC	1,624,241	$9,437	8.8%	$6.39	—	COM	608550109
—	GARRISON CAP INC	1,225,096	$8,796	8.2%	$8.25	—	COM	366554103
—	SCYNEXIS INC	4,325,000	$6,531	6.1%	$1.30	—	COM	811292101
—	CM FIN INC	856,673	$6,322	5.9%	$8.08	—	COM	12574Q103
—	ALCENTRA CAP CORP	800,000	$6,000	5.6%	$7.53	—	COM	01374T102
—	ALPS ETF TR	411,892	$4,131	3.8%	$10.10	—	ALERIAN MLP	00162Q866
SPY	SPDR S&P 500 ETF TR	14,010	$3,958	3.7%	$249.89	—	TR UNIT	78462F103
BRK/B	BERKSHIRE HATHAWAY INC DEL	9,312	$1,871	1.7%	$135.71	+48.7%	CL B NEW	084670702
—	ARQULE INC	146,066	$700	0.6%	$4.85	—	COM	04269E107
—	EIGER BIOPHARMACEUTICALS INC	49,285	$689	0.6%	$11.54	—	COM	28249U105
—	SUNESIS PHARMACEUTICALS INC	277,245	$337	0.3%	$1.22	—	COM PAR	867328700
KURA	KURA ONCOLOGY INC	19,274	$320	0.3%	$18.11	-14.9%	COM	50127T109
—	CTI BIOPHARMA CORP	323,026	$313	0.3%	$1.43	—	COM NEW	12648L601
GSM	FERROGLOBE PLC	139,226	$285	0.3%	$2.22	0.0%	SHS	G33856108
—	MARKER THERAPEUTICS INC	42,374	$280	0.3%	$5.55	—	COM	57055L107
—	FAR PT ACQUISITION CORP	25,453	$253	0.2%	$9.66	—	COM CL A	30734W109
—	SPRING BK PHARMACEUTICALS IN	23,717	$249	0.2%	$11.88	—	COM	849431101
—	FS KKR CAPITAL CORP	40,458	$245	0.2%	$5.18	—	COM	302635107
—	DICERNA PHARMACEUTICALS INC	15,727	$230	0.2%	$15.21	—	COM	253031108
MELI	MERCADOLIBRE INC	435	$221	0.2%	$398.69	0.0%	COM	58733R102
AMT	AMERICAN TOWER CORP NEW	1,097	$216	0.2%	$146.03	0.0%	COM	03027X100
CACC	CREDIT ACCEP CORP MICH	460	$208	0.2%	$430.38	0.0%	COM	225310101
TDG	TRANSDIGM GROUP INC	458	$208	0.2%	$301.26	0.0%	COM	893641100