CAXTON CORP Diversified Active

Location: Princeton, NJ

CIK: 0001388551 · Show all filings

Period: Q1 2019 (← Previous) (Next →)

Filing Date: May 14, 2019

Total Value: $108M (100.0% shares, 0.0% debt)

Holdings (26)

— STRONGBRIDGE BIOPHARMA PLC 30.6%

Value $32.93M Shares 6,612,065 Share Price $4.98 Est. Cost/Share $2.92 Unrealized @ Report Date —

— KALA PHARMACEUTICALS INC 11.5%

Value $12.42M Shares 1,501,272 Share Price $8.27 Est. Cost/Share $5.38 Unrealized @ Report Date —

— MEI PHARMA INC 9.9%

Value $10.62M Shares 3,459,124 Share Price $3.07 Est. Cost/Share $3.94 Unrealized @ Report Date —

— MOLECULAR TEMPLATES INC 8.8%

Value $9.437M Shares 1,624,241 Share Price $5.81 Est. Cost/Share $6.39 Unrealized @ Report Date —

— GARRISON CAP INC 8.2%

Value $8.796M Shares 1,225,096 Share Price $7.18 Est. Cost/Share $8.25 Unrealized @ Report Date —

— SCYNEXIS INC 6.1%

Value $6.531M Shares 4,325,000 Share Price $1.51 Est. Cost/Share $1.30 Unrealized @ Report Date —

— CM FIN INC 5.9%

Value $6.322M Shares 856,673 Share Price $7.38 Est. Cost/Share $8.08 Unrealized @ Report Date —

— ALCENTRA CAP CORP 5.6%

Value $6M Shares 800,000 Share Price $7.50 Est. Cost/Share $7.53 Unrealized @ Report Date —

— ALPS ETF TR 3.8%

Value $4.131M Shares 411,892 Share Price $10.03 Est. Cost/Share $10.10 Unrealized @ Report Date —

SPY SPDR S&P 500 ETF TR 3.7%

Value $3.958M Shares 14,010 Share Price $282.51 Est. Cost/Share $249.89 Unrealized @ Report Date —

BRK/B BERKSHIRE HATHAWAY INC DEL 1.7%

Value $1.871M Shares 9,312 Share Price $200.92 Est. Cost/Share $135.71 Unrealized @ Report Date +48.7%

— ARQULE INC 0.6%

Value $700K Shares 146,066 Share Price $4.79 Est. Cost/Share $4.85 Unrealized @ Report Date —

— EIGER BIOPHARMACEUTICALS INC 0.6%

Value $689K Shares 49,285 Share Price $13.98 Est. Cost/Share $11.54 Unrealized @ Report Date —

— SUNESIS PHARMACEUTICALS INC 0.3%

Value $337K Shares 277,245 Share Price $1.22 Est. Cost/Share $1.22 Unrealized @ Report Date —

KURA KURA ONCOLOGY INC 0.3%

Value $320K Shares 19,274 Share Price $16.60 * Est. Cost/Share $18.11 Unrealized @ Report Date -14.9%

— CTI BIOPHARMA CORP 0.3%

Value $313K Shares 323,026 Share Price $0.97 Est. Cost/Share $1.43 Unrealized @ Report Date —

GSM FERROGLOBE PLC 0.3%

Value $285K Shares 139,226 Share Price $2.05 * Est. Cost/Share $2.22 Unrealized @ Report Date 0.0%

— MARKER THERAPEUTICS INC 0.3%

Value $280K Shares 42,374 Share Price $6.61 Est. Cost/Share $5.55 Unrealized @ Report Date —

— FAR PT ACQUISITION CORP 0.2%

Value $253K Shares 25,453 Share Price $9.94 Est. Cost/Share $9.66 Unrealized @ Report Date —

— SPRING BK PHARMACEUTICALS IN 0.2%

Value $249K Shares 23,717 Share Price $10.50 Est. Cost/Share $11.88 Unrealized @ Report Date —

— FS KKR CAPITAL CORP 0.2%

Value $245K Shares 40,458 Share Price $6.06 Est. Cost/Share $5.18 Unrealized @ Report Date —

— DICERNA PHARMACEUTICALS INC 0.2%

Value $230K Shares 15,727 Share Price $14.62 Est. Cost/Share $15.21 Unrealized @ Report Date —

MELI MERCADOLIBRE INC 0.2%

Value $221K Shares 435 Share Price $508.05 * Est. Cost/Share $398.69 Unrealized @ Report Date 0.0%

AMT AMERICAN TOWER CORP NEW 0.2%

Value $216K Shares 1,097 Share Price $196.90 * Est. Cost/Share $146.03 Unrealized @ Report Date 0.0%

CACC CREDIT ACCEP CORP MICH 0.2%

Value $208K Shares 460 Share Price $452.17 * Est. Cost/Share $430.38 Unrealized @ Report Date 0.0%

TDG TRANSDIGM GROUP INC 0.2%

Value $208K Shares 458 Share Price $454.15 * Est. Cost/Share $301.26 Unrealized @ Report Date 0.0%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	STRONGBRIDGE BIOPHARMA PLC	6,612,065	$32.93M	30.6%	$4.98	$2.92	—	SHS USD	G85347105
—	KALA PHARMACEUTICALS INC	1,501,272	$12.42M	11.5%	$8.27	$5.38	—	COM	483119103
—	MEI PHARMA INC	3,459,124	$10.62M	9.9%	$3.07	$3.94	—	COM NEW	55279B202
—	MOLECULAR TEMPLATES INC	1,624,241	$9.437M	8.8%	$5.81	$6.39	—	COM	608550109
—	GARRISON CAP INC	1,225,096	$8.796M	8.2%	$7.18	$8.25	—	COM	366554103
—	SCYNEXIS INC	4,325,000	$6.531M	6.1%	$1.51	$1.30	—	COM	811292101
—	CM FIN INC	856,673	$6.322M	5.9%	$7.38	$8.08	—	COM	12574Q103
—	ALCENTRA CAP CORP	800,000	$6M	5.6%	$7.50	$7.53	—	COM	01374T102
—	ALPS ETF TR	411,892	$4.131M	3.8%	$10.03	$10.10	—	ALERIAN MLP	00162Q866
SPY	SPDR S&P 500 ETF TR	14,010	$3.958M	3.7%	$282.51	$249.89	—	TR UNIT	78462F103
BRK/B	BERKSHIRE HATHAWAY INC DEL	9,312	$1.871M	1.7%	$200.92	$135.71	+48.7%	CL B NEW	084670702
—	ARQULE INC	146,066	$700K	0.6%	$4.79	$4.85	—	COM	04269E107
—	EIGER BIOPHARMACEUTICALS INC	49,285	$689K	0.6%	$13.98	$11.54	—	COM	28249U105
—	SUNESIS PHARMACEUTICALS INC	277,245	$337K	0.3%	$1.22	$1.22	—	COM PAR	867328700
KURA	KURA ONCOLOGY INC	19,274	$320K	0.3%	$16.60 *	$18.11	-14.9%	COM	50127T109
—	CTI BIOPHARMA CORP	323,026	$313K	0.3%	$0.97	$1.43	—	COM NEW	12648L601
GSM	FERROGLOBE PLC	139,226	$285K	0.3%	$2.05 *	$2.22	0.0%	SHS	G33856108
—	MARKER THERAPEUTICS INC	42,374	$280K	0.3%	$6.61	$5.55	—	COM	57055L107
—	FAR PT ACQUISITION CORP	25,453	$253K	0.2%	$9.94	$9.66	—	COM CL A	30734W109
—	SPRING BK PHARMACEUTICALS IN	23,717	$249K	0.2%	$10.50	$11.88	—	COM	849431101
—	FS KKR CAPITAL CORP	40,458	$245K	0.2%	$6.06	$5.18	—	COM	302635107
—	DICERNA PHARMACEUTICALS INC	15,727	$230K	0.2%	$14.62	$15.21	—	COM	253031108
MELI	MERCADOLIBRE INC	435	$221K	0.2%	$508.05 *	$398.69	0.0%	COM	58733R102
AMT	AMERICAN TOWER CORP NEW	1,097	$216K	0.2%	$196.90 *	$146.03	0.0%	COM	03027X100
CACC	CREDIT ACCEP CORP MICH	460	$208K	0.2%	$452.17 *	$430.38	0.0%	COM	225310101
TDG	TRANSDIGM GROUP INC	458	$208K	0.2%	$454.15 *	$301.26	0.0%	COM	893641100