HARBERT FUND ADVISORS, LLC Quant / Systematic

Location: Birmingham, AL

CIK: 0001616659 · Show all filings

Period: Q4 2022 (← Previous) (Next →)

Filing Date: Feb 13, 2023

Total Value: $125M (100.0% shares, 0.0% debt)

Holdings (48)

— MOMENTIVE GLOBAL INC 8.7%

Value $10.8M Shares 1,543,488 Est. Cost $12.43 Unrealized —

— STREAMLINE HEALTH SOLUTIONS 6.1%

Value $7.622M Shares 4,824,212 Est. Cost $1.29 Unrealized —

— ENZO BIOCHEM INC 5.9%

Value $7.402M Shares 5,175,913 Est. Cost $3.06 Unrealized —

VSEC VSE CORP 5.2%

Value $6.443M Shares 137,446 Est. Cost $35.22 Unrealized +26.9%

SRLN SSGA ACTIVE ETF TR 4.9%

Value $6.135M Shares 150,000 Est. Cost — Unrealized —

INVE IDENTIV INC 4.6%

Value $5.687M Shares 785,557 Est. Cost $7.63 Unrealized +26.9%

YETI YETI HLDGS INC 4.3%

Value $5.37M Shares 130,000 Est. Cost $52.51 Unrealized -28.5%

DIBS 1STDIBS COM INC 4.0%

Value $4.995M Shares 983,323 Est. Cost $9.45 Unrealized -36.2%

INFU INFUSYSTEM HLDGS INC 3.9%

Value $4.841M Shares 557,721 Est. Cost $8.77 Unrealized -7.1%

TACT TRANSACT TECHNOLOGIES INC 3.2%

Value $4.046M Shares 640,168 Est. Cost $10.19 Unrealized -49.4%

ARAY ACCURAY INC 3.1%

Value $3.865M Shares 1,849,184 Est. Cost $4.60 Unrealized -55.1%

— QUALTRICS INTL INC 2.9%

Value $3.607M Shares 347,522 Est. Cost $34.20 Unrealized —

— PLAYAGS INC 2.9%

Value $3.579M Shares 701,746 Est. Cost $5.14 Unrealized —

TBCH TURTLE BEACH CORP 2.6%

Value $3.227M Shares 450,000 Est. Cost $27.71 Unrealized -71.7%

FENC FENNEC PHARMACEUTICALS INC 2.4%

Value $3.043M Shares 316,949 Est. Cost $7.72 Unrealized +14.6%

AMZN AMAZON COM INC 2.0%

Value $2.52M Shares 30,000 Est. Cost $120.87 Unrealized -18.3%

— ACTIVISION BLIZZARD INC 1.8%

Value $2.296M Shares 30,000 Est. Cost $76.55 Unrealized —

MSOS ADVISORSHARES TR 1.8%

Value $2.272M Shares 325,000 Est. Cost $25.59 Unrealized —

LQDA LIQUIDIA CORPORATION 1.7%

Value $2.097M Shares 329,158 Est. Cost $2.65 Unrealized +102.9%

IIIV I3 VERTICALS INC 1.6%

Value $1.986M Shares 81,606 Est. Cost $20.92 Unrealized +7.8%

INSE INSPIRED ENTMT INC 1.6%

Value $1.96M Shares 154,674 Est. Cost $11.09 Unrealized 0.0%

CALY TOPGOLF CALLAWAY BRANDS CORP 1.3%

Value $1.679M Shares 85,000 Est. Cost $19.70 Unrealized 0.0%

— QUMU CORP 1.2%

Value $1.516M Shares 1,695,785 Est. Cost $2.05 Unrealized —

— SHARECARE INC 1.1%

Value $1.398M Shares 873,488 Est. Cost $8.23 Unrealized —

TMO THERMO FISHER SCIENTIFIC INC 1.1%

Value $1.377M Shares 2,500 Est. Cost $549.81 Unrealized -4.5%

WDAY WORKDAY INC 1.1%

Value $1.364M Shares 8,150 Est. Cost $156.53 Unrealized -0.4%

ELV ELEVANCE HEALTH INC 1.1%

Value $1.359M Shares 2,650 Est. Cost $467.30 Unrealized +3.7%

MSFT MICROSOFT CORP 1.1%

Value $1.355M Shares 5,650 Est. Cost $260.93 Unrealized -10.3%

V VISA INC 1.1%

Value $1.35M Shares 6,500 Est. Cost $196.98 Unrealized 0.0%

IQV IQVIA HLDGS INC 1.1%

Value $1.347M Shares 6,575 Est. Cost $218.13 Unrealized -7.0%

— LIBERTY MEDIA CORP DEL 1.1%

Value $1.347M Shares 22,525 Est. Cost $59.78 Unrealized —

DDOG DATADOG INC 1.1%

Value $1.341M Shares 18,250 Est. Cost $78.12 Unrealized 0.0%

SPGI S&P GLOBAL INC 1.1%

Value $1.34M Shares 4,000 Est. Cost $321.12 Unrealized 0.0%

BSX BOSTON SCIENTIFIC CORP 1.1%

Value $1.337M Shares 28,900 Est. Cost $40.30 Unrealized +7.4%

HCA HCA HEALTHCARE INC 1.1%

Value $1.332M Shares 5,550 Est. Cost $218.18 Unrealized 0.0%

GOOG ALPHABET INC 1.1%

Value $1.331M Shares 15,000 Est. Cost $111.01 Unrealized -14.7%

TMUS T-MOBILE US INC 1.1%

Value $1.33M Shares 9,500 Est. Cost $129.36 Unrealized +7.3%

PANW PALO ALTO NETWORKS INC 1.1%

Value $1.326M Shares 9,500 Est. Cost $86.76 Unrealized -7.5%

UNH UNITEDHEALTH GROUP INC 1.1%

Value $1.325M Shares 2,500 Est. Cost $500.41 Unrealized 0.0%

NEE NEXTERA ENERGY INC 1.1%

Value $1.317M Shares 15,750 Est. Cost $73.82 Unrealized 0.0%

WM WASTE MGMT INC DEL 1.0%

Value $1.255M Shares 8,000 Est. Cost $151.21 Unrealized +1.3%

ATRO ASTRONICS CORP 0.7%

Value $926K Shares 89,930 Est. Cost $8.87 Unrealized 0.0%

— SCULPTOR CAP MGMT 0.6%

Value $805K Shares 92,989 Est. Cost $8.66 Unrealized —

PATH UIPATH INC 0.5%

Value $683K Shares 53,711 Est. Cost $17.54 Unrealized -29.5%

— DURECT CORP 0.4%

Value $453K Shares 130,933 Est. Cost $3.46 Unrealized —

PCT PURECYCLE TECHNOLOGIES INC 0.4%

Value $448K Shares 66,255 Est. Cost $19.76 Unrealized -63.5%

EWG ISHARES INC 0.3%

Value $371K Shares 15,000 Est. Cost — Unrealized —

— KALEYRA INC 0.0%

Value $15,102 Shares 20,000 Est. Cost $0.76 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	MOMENTIVE GLOBAL INC	1,543,488	$10.8M	8.7%	$12.43	—	COM	60878Y108
—	STREAMLINE HEALTH SOLUTIONS	4,824,212	$7.622M	6.1%	$1.29	—	COM	86323X106
—	ENZO BIOCHEM INC	5,175,913	$7.402M	5.9%	$3.06	—	COM	294100102
VSEC	VSE CORP	137,446	$6.443M	5.2%	$35.22	+26.9%	COM	918284100
SRLN	SSGA ACTIVE ETF TR	150,000	$6.135M	4.9%	—	—	Put	78467V608
INVE	IDENTIV INC	785,557	$5.687M	4.6%	$7.63	+26.9%	COM NEW	45170X205
YETI	YETI HLDGS INC	130,000	$5.37M	4.3%	$52.51	-28.5%	COM	98585X104
DIBS	1STDIBS COM INC	983,323	$4.995M	4.0%	$9.45	-36.2%	COM	320551104
INFU	INFUSYSTEM HLDGS INC	557,721	$4.841M	3.9%	$8.77	-7.1%	COM	45685K102
TACT	TRANSACT TECHNOLOGIES INC	640,168	$4.046M	3.2%	$10.19	-49.4%	COM	892918103
ARAY	ACCURAY INC	1,849,184	$3.865M	3.1%	$4.60	-55.1%	COM	004397105
—	QUALTRICS INTL INC	347,522	$3.607M	2.9%	$34.20	—	COM CL A	747601201
—	PLAYAGS INC	701,746	$3.579M	2.9%	$5.14	—	COM	72814N104
TBCH	TURTLE BEACH CORP	450,000	$3.227M	2.6%	$27.71	-71.7%	COM NEW	900450206
FENC	FENNEC PHARMACEUTICALS INC	316,949	$3.043M	2.4%	$7.72	+14.6%	COM	31447P100
AMZN	AMAZON COM INC	30,000	$2.52M	2.0%	$120.87	-18.3%	COM	023135106
—	ACTIVISION BLIZZARD INC	30,000	$2.296M	1.8%	$76.55	—	COM	00507V109
MSOS	ADVISORSHARES TR	325,000	$2.272M	1.8%	$25.59	—	Call	00768Y453
LQDA	LIQUIDIA CORPORATION	329,158	$2.097M	1.7%	$2.65	+102.9%	COM NEW	53635D202
IIIV	I3 VERTICALS INC	81,606	$1.986M	1.6%	$20.92	+7.8%	COM CL A	46571Y107
INSE	INSPIRED ENTMT INC	154,674	$1.96M	1.6%	$11.09	0.0%	COM	45782N108
CALY	TOPGOLF CALLAWAY BRANDS CORP	85,000	$1.679M	1.3%	$19.70	0.0%	COM	131193104
—	QUMU CORP	1,695,785	$1.516M	1.2%	$2.05	—	COM	749063103
—	SHARECARE INC	873,488	$1.398M	1.1%	$8.23	—	COM CL A	81948W104
TMO	THERMO FISHER SCIENTIFIC INC	2,500	$1.377M	1.1%	$549.81	-4.5%	COM	883556102
WDAY	WORKDAY INC	8,150	$1.364M	1.1%	$156.53	-0.4%	CL A	98138H101
ELV	ELEVANCE HEALTH INC	2,650	$1.359M	1.1%	$467.30	+3.7%	COM	036752103
MSFT	MICROSOFT CORP	5,650	$1.355M	1.1%	$260.93	-10.3%	COM	594918104
V	VISA INC	6,500	$1.35M	1.1%	$196.98	0.0%	COM CL A	92826C839
IQV	IQVIA HLDGS INC	6,575	$1.347M	1.1%	$218.13	-7.0%	COM	46266C105
—	LIBERTY MEDIA CORP DEL	22,525	$1.347M	1.1%	$59.78	—	COM SER C FRMLA	531229854
DDOG	DATADOG INC	18,250	$1.341M	1.1%	$78.12	0.0%	CL A COM	23804L103
SPGI	S&P GLOBAL INC	4,000	$1.34M	1.1%	$321.12	0.0%	COM	78409V104
BSX	BOSTON SCIENTIFIC CORP	28,900	$1.337M	1.1%	$40.30	+7.4%	COM	101137107
HCA	HCA HEALTHCARE INC	5,550	$1.332M	1.1%	$218.18	0.0%	COM	40412C101
GOOG	ALPHABET INC	15,000	$1.331M	1.1%	$111.01	-14.7%	CAP STK CL C	02079K107
TMUS	T-MOBILE US INC	9,500	$1.33M	1.1%	$129.36	+7.3%	COM	872590104
PANW	PALO ALTO NETWORKS INC	9,500	$1.326M	1.1%	$86.76	-7.5%	COM	697435105
UNH	UNITEDHEALTH GROUP INC	2,500	$1.325M	1.1%	$500.41	0.0%	COM	91324P102
NEE	NEXTERA ENERGY INC	15,750	$1.317M	1.1%	$73.82	0.0%	COM	65339F101
WM	WASTE MGMT INC DEL	8,000	$1.255M	1.0%	$151.21	+1.3%	COM	94106L109
ATRO	ASTRONICS CORP	89,930	$926K	0.7%	$8.87	0.0%	COM	046433108
—	SCULPTOR CAP MGMT	92,989	$805K	0.6%	$8.66	—	COM CL A	811246107
PATH	UIPATH INC	53,711	$683K	0.5%	$17.54	-29.5%	CL A	90364P105
—	DURECT CORP	130,933	$453K	0.4%	$3.46	—	COM NEW	266605500
PCT	PURECYCLE TECHNOLOGIES INC	66,255	$448K	0.4%	$19.76	-63.5%	COM	74623V103
EWG	ISHARES INC	15,000	$371K	0.3%	—	—	Put	464286806
—	KALEYRA INC	20,000	$15,102	0.0%	$0.76	—	COM	483379103