SUMITOMO MITSUI FINANCIAL GROUP, INC. Hedge Fund

CIK: 0001022837 · Show all filings

Period: Q4 2016 (Next →)

Filing Date: Feb 14, 2017

Total Value ($000): $430,905 (100.0% shares, 0.0% debt)

Holdings (35)

SPY SPDR S&P 500 ETF TR 44.5%

Value ($000) $191,843 Shares 880,000 Est. Cost $218.00 Unrealized —

IVV ISHARES TR 22.4%

Value ($000) $96,442 Shares 423,000 Est. Cost $228.00 Unrealized —

FXI ISHARES TR 9.6%

Value ($000) $41,512 Shares 1,060,000 Est. Cost $39.16 Unrealized —

EEM ISHARES TR 6.8%

Value ($000) $29,478 Shares 780,000 Est. Cost $37.79 Unrealized —

— SPDR SERIES TRUST 5.7%

Value ($000) $24,513 Shares 604,003 Est. Cost $40.58 Unrealized —

HYG ISHARES TR 2.7%

Value ($000) $11,657 Shares 137,000 Est. Cost $85.09 Unrealized —

XLP SELECT SECTOR SPDR TR 0.8%

Value ($000) $3,411 Shares 65,965 Est. Cost $51.71 Unrealized —

MO ALTRIA GROUP INC 0.8%

Value ($000) $3,402 Shares 50,308 Est. Cost $33.98 Unrealized 0.0%

JPM JPMORGAN CHASE & CO 0.7%

Value ($000) $3,104 Shares 35,972 Est. Cost $59.89 Unrealized 0.0%

DDD 3-D SYS CORP DEL 0.6%

Value ($000) $2,691 Shares 202,500 Est. Cost $14.67 Unrealized 0.0%

TGT TARGET CORP 0.5%

Value ($000) $2,123 Shares 29,390 Est. Cost $55.35 Unrealized 0.0%

XOM EXXON MOBIL CORP 0.5%

Value ($000) $2,100 Shares 23,271 Est. Cost $58.17 Unrealized 0.0%

BOND PIMCO ETF TR 0.5%

Value ($000) $2,085 Shares 20,025 Est. Cost $104.12 Unrealized —

AAPL APPLE INC 0.4%

Value ($000) $1,843 Shares 15,908 Est. Cost $26.09 Unrealized 0.0%

— AETNA INC NEW 0.3%

Value ($000) $1,500 Shares 12,093 Est. Cost $124.04 Unrealized —

TRV TRAVELERS COMPANIES INC 0.3%

Value ($000) $1,359 Shares 11,098 Est. Cost $93.44 Unrealized 0.0%

CSCO CISCO SYS INC 0.3%

Value ($000) $1,358 Shares 44,949 Est. Cost $23.05 Unrealized 0.0%

— PROSHARES TR 0.3%

Value ($000) $1,344 Shares 36,789 Est. Cost $36.53 Unrealized —

GM GENERAL MTRS CO 0.3%

Value ($000) $1,251 Shares 35,914 Est. Cost $28.16 Unrealized 0.0%

AMGN AMGEN INC 0.3%

Value ($000) $1,110 Shares 7,591 Est. Cost $114.37 Unrealized 0.0%

APD AIR PRODS & CHEMS INC 0.3%

Value ($000) $1,088 Shares 7,565 Est. Cost $111.62 Unrealized 0.0%

IVZ INVESCO LTD 0.2%

Value ($000) $1,045 Shares 34,453 Est. Cost $20.18 Unrealized 0.0%

GDX VANECK VECTORS ETF TR 0.1%

Value ($000) $580 Shares 27,721 Est. Cost $20.92 Unrealized —

— VANECK VECTORS ETF TR 0.1%

Value ($000) $571 Shares 32,441 Est. Cost $17.60 Unrealized —

TSLA TESLA MTRS INC 0.1%

Value ($000) $529 Shares 2,462 Est. Cost $13.14 Unrealized 0.0%

— DR PEPPER SNAPPLE GROUP INC 0.1%

Value ($000) $439 Shares 4,839 Est. Cost $90.72 Unrealized —

HEDJ WISDOMTREE TR 0.1%

Value ($000) $439 Shares 7,651 Est. Cost $57.38 Unrealized —

— UNITED STATES OIL FUND LP 0.1%

Value ($000) $428 Shares 36,529 Est. Cost $11.72 Unrealized —

HEZU ISHARES TR 0.1%

Value ($000) $411 Shares 15,469 Est. Cost $26.57 Unrealized —

REM ISHARES TR 0.1%

Value ($000) $365 Shares 8,685 Est. Cost $42.03 Unrealized —

— ISHARES TR 0.1%

Value ($000) $281 Shares 10,864 Est. Cost $25.87 Unrealized —

GDXJ VANECK VECTORS ETF TR 0.1%

Value ($000) $230 Shares 7,299 Est. Cost $31.51 Unrealized —

— BARRICK GOLD CORP 0.0%

Value ($000) $168 Shares 10,246 Est. Cost $16.40 Unrealized —

PBR PETROLEO BRASILEIRO SA PETRO 0.0%

Value ($000) $123 Shares 11,920 Est. Cost $10.32 Unrealized —

— BARCLAYS BK PLC 0.0%

Value ($000) $82 Shares 13,000 Est. Cost $6.31 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SPY	SPDR S&P 500 ETF TR	880,000	$191,843	44.5%	$218.00	—	TR UNIT	78462F103
IVV	ISHARES TR	423,000	$96,442	22.4%	$228.00	—	CORE S&P500 ETF	464287200
FXI	ISHARES TR	1,060,000	$41,512	9.6%	$39.16	—	CHINA LG-CAP ETF	464287184
EEM	ISHARES TR	780,000	$29,478	6.8%	$37.79	—	MSCI EMG MKT ETF	464287234
—	SPDR SERIES TRUST	604,003	$24,513	5.7%	$40.58	—	BLOOMBERG BRCLYS	78464A417
HYG	ISHARES TR	137,000	$11,657	2.7%	$85.09	—	IBOXX HI YD ETF	464288513
XLP	SELECT SECTOR SPDR TR	65,965	$3,411	0.8%	$51.71	—	SBI CONS STPLS	81369Y308
MO	ALTRIA GROUP INC	50,308	$3,402	0.8%	$33.98	0.0%	COM	02209S103
JPM	JPMORGAN CHASE & CO	35,972	$3,104	0.7%	$59.89	0.0%	COM	46625H100
DDD	3-D SYS CORP DEL	202,500	$2,691	0.6%	$14.67	0.0%	COM NEW	88554D205
TGT	TARGET CORP	29,390	$2,123	0.5%	$55.35	0.0%	COM	87612E106
XOM	EXXON MOBIL CORP	23,271	$2,100	0.5%	$58.17	0.0%	COM	30231G102
BOND	PIMCO ETF TR	20,025	$2,085	0.5%	$104.12	—	TTL RTN ACTV ETF	72201R775
AAPL	APPLE INC	15,908	$1,843	0.4%	$26.09	0.0%	COM	037833100
—	AETNA INC NEW	12,093	$1,500	0.3%	$124.04	—	COM	00817Y108
TRV	TRAVELERS COMPANIES INC	11,098	$1,359	0.3%	$93.44	0.0%	COM	89417E109
CSCO	CISCO SYS INC	44,949	$1,358	0.3%	$23.05	0.0%	COM	17275R102
—	PROSHARES TR	36,789	$1,344	0.3%	$36.53	—	SHORT S&P 500 NE	74347B425
GM	GENERAL MTRS CO	35,914	$1,251	0.3%	$28.16	0.0%	COM	37045V100
AMGN	AMGEN INC	7,591	$1,110	0.3%	$114.37	0.0%	COM	031162100
APD	AIR PRODS & CHEMS INC	7,565	$1,088	0.3%	$111.62	0.0%	COM	009158106
IVZ	INVESCO LTD	34,453	$1,045	0.2%	$20.18	0.0%	SHS	G491BT108
GDX	VANECK VECTORS ETF TR	27,721	$580	0.1%	$20.92	—	GOLD MINERS ETF	92189F106
—	VANECK VECTORS ETF TR	32,441	$571	0.1%	$17.60	—	JP MORGAN MKTS	92189F494
TSLA	TESLA MTRS INC	2,462	$529	0.1%	$13.14	0.0%	COM	88160R101
—	DR PEPPER SNAPPLE GROUP INC	4,839	$439	0.1%	$90.72	—	COM	26138E109
HEDJ	WISDOMTREE TR	7,651	$439	0.1%	$57.38	—	EUROPE HEDGED EQ	97717X701
—	UNITED STATES OIL FUND LP	36,529	$428	0.1%	$11.72	—	UNITS	91232N108
HEZU	ISHARES TR	15,469	$411	0.1%	$26.57	—	CUR HD EURZN ETF	46434V639
REM	ISHARES TR	8,685	$365	0.1%	$42.03	—	MTG REL ETF NEW	46435G342
—	ISHARES TR	10,864	$281	0.1%	$25.87	—	HDG MSCI GERMN	46434V704
GDXJ	VANECK VECTORS ETF TR	7,299	$230	0.1%	$31.51	—	JR GOLD MINERS E	92189F791
—	BARRICK GOLD CORP	10,246	$168	0.0%	$16.40	—	COM	067901108
PBR	PETROLEO BRASILEIRO SA PETRO	11,920	$123	0.0%	$10.32	—	SPONSORED ADR	71654V408
—	BARCLAYS BK PLC	13,000	$82	0.0%	$6.31	—	IPSP CROIL ETN	06738C786