CIK: 0000855702 · Show all filings
Period: Q3 2022 (← Previous) (Next →)
Filing Date: Nov 14, 2022
Total Value ($000): $76,420 (89.0% shares, 11.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | WELLS FARGO CO NEW | 6,000 | $7,224 | 9.5% | $1204.00 | — | COM | 949746804 |
| — | BLACKROCK RES & COMMODITIES | 581,181 | $5,050 | 6.6% | $9.82 | — | COM | 09257A108 |
| FBRT | FRANKLIN BSP RLTY TR INC | 399,988 | $4,308 | 5.6% | $14.94 | — | COMMON STOCK | 35243J101 |
| — | MORGAN STANLEY EMERGING MKTS | 963,819 | $3,875 | 5.1% | $6.20 | — | COM | 617477104 |
| — | ABRDN ASIA PACIFIC INCOME FU | 1,503,855 | $3,790 | 5.0% | $3.86 | — | COM | 003009107 |
| SPG | SIMON PPTY GROUP INC NEW | 30,240 | $2,714 | 3.6% | $57.65 | +46.7% | COM | 828806109 |
| — | DOUBLELINE YIELD OPPORTUNITI | 199,841 | $2,696 | 3.5% | $18.80 | — | COM | 25862D105 |
| RITM | RITHM CAPITAL CORP | 359,900 | $2,634 | 3.4% | $9.99 | — | COM NEW | 64828T201 |
| AGNC | AGNC INVT CORP | 306,362 | $2,580 | 3.4% | $15.27 | — | COM | 00123Q104 |
| T | AT&T INC | 142,700 | $2,189 | 2.9% | $14.80 | +1.9% | COM | 00206R102 |
| — | NUVEEN PFD & INCOME SECS FD | 309,650 | $2,034 | 2.7% | $7.54 | — | COM | 67072C105 |
| NVEC | NVE CORP COM | 39,718 | $1,853 | 2.4% | $48.63 | +2.4% | COM NEW | 629445206 |
| HCSG | HEALTHCARE SVCS GROUP INC | 136,770 | $1,654 | 2.2% | $15.78 | -6.6% | COM | 421906108 |
| IBM | INTERNATIONAL BUSINESS MACHS | 13,855 | $1,646 | 2.2% | $117.50 | -1.6% | COM | 459200101 |
| NLY | ANNALY CAPITAL MANAGEMENT IN | 88,436 | $1,518 | 2.0% | $17.16 | — | COM NEW ADDED | 035710839 |
| ET | ENERGY TRANSFER L P | 133,500 | $1,473 | 1.9% | $11.55 | — | COM UT LTD PTN | 29273V100 |
| EPD | ENTERPRISE PRODS PARTNERS L | 57,663 | $1,371 | 1.8% | $25.04 | — | COM | 293792107 |
| MPLX | MPLX LP | 44,277 | $1,329 | 1.7% | $31.79 | — | COM UNIT REP LTD | 55336V100 |
| — | LIGAND PHARMACEUTICALS INC | 1,256,000 | $1,219 | 1.6% | $0.97 | — | NOTE 0.750% 5/1 | 53220KAF5 |
| — | INTERDIGITAL INC | 1,274,000 | $1,196 | 1.6% | $0.94 | — | NOTE 2.000% 6/0 | 45867GAB7 |
| — | BARRICK GOLD CORP | 75,000 | $1,162 | 1.5% | $23.56 | — | COM | 067901108 |
| PAA | PLAINS ALL AMERN PIPELINE L | 109,500 | $1,152 | 1.5% | $9.89 | — | UNIT LTD PARTN | 726503105 |
| — | IONIS PHARMACEUTICALS INC | 1,256,000 | $1,136 | 1.5% | $0.90 | — | NOTE 0.125%12/1 | 462222AB6 |
| EMLC | VANECK ETF TRUST | 48,943 | $1,116 | 1.5% | $26.99 | — | JP MRGAN EM LOC | 92189H300 |
| — | HALOZYME THERAPEUTICS INC | 1,305,000 | $1,105 | 1.4% | $0.87 | — | NOTE 0.250% 3/0 | 40637HAD1 |
| FF | FUTUREFUEL CORP | 176,629 | $1,067 | 1.4% | $4.80 | -14.1% | COM | 36116M106 |
| EPM | EVOLUTION PETE CORP | 143,268 | $997 | 1.3% | $4.95 | 0.0% | COM | 30049A107 |
| OHI | OMEGA HEALTHCARE INVS INC | 33,100 | $976 | 1.3% | $29.49 | — | COM | 681936100 |
| PHAT | PHATHOM PHARMACEUTICALS INC | 86,940 | $963 | 1.3% | $16.15 | -41.0% | COM | 71722W107 |
| — | VISHAY INTERTECHNOLOGY INC | 1,015,000 | $950 | 1.2% | $0.97 | — | NOTE 2.250% 6/1 | 928298AP3 |
| — | WESTERN ASSET EMERGING MKTS | 114,079 | $910 | 1.2% | $10.73 | — | COM | 95766A101 |
| — | TURNING PT BRANDS INC | 1,000,000 | $880 | 1.2% | $0.90 | — | NOTE 2.500% 7/1 | 90041LAE5 |
| D | DOMINION ENERGY INC | 12,426 | $859 | 1.1% | $50.99 | +34.0% | COM | 25746U109 |
| — | TWO HBRS INVT CORP | 248,000 | $823 | 1.1% | $4.37 | — | COM NEW | 90187B408 |
| — | SUPERNUS PHARMACEUTICALS | 675,000 | $657 | 0.9% | $0.98 | — | NOTE 0.625% 4/0 | 868459AD0 |
| — | WALGREENS BOOTS ALLIANCE INC | 18,000 | $565 | 0.7% | $37.88 | — | COM | 931427108 |
| LYTS | LSI INDS INC OHIO | 72,990 | $561 | 0.7% | $7.95 | -12.4% | COM | 50216C108 |
| — | JAZZ INVESTMENTS I LTD | 515,000 | $487 | 0.6% | $1.02 | — | NOTE 1.500% 8/1 | 472145AD3 |
| RELL | RICHARDSON ELECTRS LTD | 28,644 | $433 | 0.6% | $11.63 | +26.5% | COM | 763165107 |
| AGX | ARGAN INC | 13,280 | $427 | 0.6% | $39.83 | -16.9% | COM | 04010E109 |
| — | JOHN BEAN TECHNOLOGIES CORP | 500,000 | $414 | 0.5% | $0.83 | — | NOTE 0.250% 5/1 | 477839AB0 |
| — | UGI CORP NEW | 5,145 | $410 | 0.5% | $79.69 | — | COM | 902681113 |
| WBD | WARNER BROS DISCOVERY INC | 34,520 | $397 | 0.5% | $18.55 | -26.7% | COM SER A | 934423104 |
| VALE | VALE S A | 28,953 | $386 | 0.5% | $20.00 | — | SPONSORED ADS | 91912E105 |
| TS | TENARIS S A | 14,850 | $384 | 0.5% | $25.76 | — | SPONSORED ADS | 88031M109 |
| PCVX | VAXCYTE INC | 15,585 | $374 | 0.5% | $25.35 | 0.0% | COM | 92243G108 |
| UNM | UNUM GROUP | 9,595 | $372 | 0.5% | $36.57 | 0.0% | COM | 91529Y106 |
| BWXT | BWX TECHNOLOGIES INC | 7,305 | $368 | 0.5% | $52.07 | 0.0% | SHS | 05605H100 |
| SNA | SNAP ON INC | 1,765 | $355 | 0.5% | $197.24 | 0.0% | COM | 833034101 |
| CCJ | CAMECO CORP | 13,115 | $348 | 0.5% | $24.99 | +1.4% | CL A | 13321L108 |
| AG | FIRST MAJESTIC SILVER CORP | 45,280 | $345 | 0.5% | $10.21 | -27.7% | COM | 32076V103 |
| — | SNAP INC | 400,000 | $344 | 0.5% | $0.86 | — | NOTE 0.750% 8/0 | 83304AAB2 |
| — | MIX TELEMATICS LTD | 42,410 | $322 | 0.4% | $9.96 | — | SPONSORED ADR | 60688N102 |
| NVS | NOVARTIS AG | 4,120 | $313 | 0.4% | $75.97 | — | SPONSORED ADR | 66987V109 |
| CVGW | CALAVO GROWERS INC | 9,200 | $292 | 0.4% | $37.11 | 0.0% | COM | 128246105 |
| — | PARAMOUNT GLOBAL | 9,330 | $288 | 0.4% | $30.87 | — | 5.75% CONV PFD A | 92556H305 |
| SU | SUNCOR ENERGY INC NEW | 9,950 | $280 | 0.4% | $27.66 | 0.0% | COM | 867224107 |
| — | ELANCO ANIMAL HEALTH INC | 11,800 | $247 | 0.3% | $20.93 | — | UNIT 02/01/2023 | 28414H202 |
| DINO | HF SINCLAIR CORP | 3,925 | $211 | 0.3% | $43.18 | 0.0% | COM | 403949100 |
| — | NUSTAR ENERGY LP | 10,700 | $144 | 0.2% | $25.89 | — | UNIT COM | 67058H102 |
| — | PGIM GLOBAL HIGH YIELD FD FO | 13,152 | $139 | 0.2% | $14.01 | — | COM | 69346J106 |
| — | 89BIO INC | 10,292 | $60 | 0.1% | $3.79 | — | COM | 282559103 |
| — | AVROBIO INC | 37,306 | $24 | 0.0% | $1.31 | — | COM | 05455M100 |
| — | SNAP INC | 26,000 | $24 | 0.0% | $0.92 | — | NOTE 0.250% 5/0 | 83304AAD8 |