Location: Conshohocken, PA
CIK: 0000855702 · Show all filings
Period: Q3 2022 (← Previous) (Next →)
Filing Date: Nov 14, 2022
Total Value: $76.42M (89.0% shares, 11.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | WELLS FARGO CO NEW | 6,000 | $7.224M | 9.5% | $1204.00 | $1204.00 | — | COM | 949746804 |
| — | BLACKROCK RES & COMMODITIES | 581,181 | $5.05M | 6.6% | $8.69 | $9.82 | — | COM | 09257A108 |
| FBRT | FRANKLIN BSP RLTY TR INC | 399,988 | $4.308M | 5.6% | $10.77 | $14.94 | — | COMMON STOCK | 35243J101 |
| — | MORGAN STANLEY EMERGING MKTS | 963,819 | $3.875M | 5.1% | $4.02 | $6.20 | — | COM | 617477104 |
| — | ABRDN ASIA PACIFIC INCOME FU | 1,503,855 | $3.79M | 5.0% | $2.52 | $3.86 | — | COM | 003009107 |
| SPG | SIMON PPTY GROUP INC NEW | 30,240 | $2.714M | 3.6% | $89.75 * | $57.65 | +30.4% | COM | 828806109 |
| — | DOUBLELINE YIELD OPPORTUNITI | 199,841 | $2.696M | 3.5% | $13.49 | $18.80 | — | COM | 25862D105 |
| RITM | RITHM CAPITAL CORP | 359,900 | $2.634M | 3.4% | $7.32 | $9.99 | — | COM NEW | 64828T201 |
| AGNC | AGNC INVT CORP | 306,362 | $2.58M | 3.4% | $8.42 | $15.27 | — | COM | 00123Q104 |
| T | AT&T INC | 142,700 | $2.189M | 2.9% | $15.34 * | $14.80 | -14.0% | COM | 00206R102 |
| — | NUVEEN PFD & INCOME SECS FD | 309,650 | $2.034M | 2.7% | $6.57 | $7.54 | — | COM | 67072C105 |
| NVEC | NVE CORP COM | 39,718 | $1.853M | 2.4% | $46.65 | $48.63 | -4.1% | COM NEW | 629445206 |
| HCSG | HEALTHCARE SVCS GROUP INC | 136,770 | $1.654M | 2.2% | $12.09 | $15.78 | -23.4% | COM | 421906108 |
| IBM | INTERNATIONAL BUSINESS MACHS | 13,855 | $1.646M | 2.2% | $118.80 * | $117.50 | -10.4% | COM | 459200101 |
| NLY | ANNALY CAPITAL MANAGEMENT IN | 88,436 | $1.518M | 2.0% | $17.16 | $17.16 | — | COM NEW ADDED | 035710839 |
| ET | ENERGY TRANSFER L P | 133,500 | $1.473M | 1.9% | $11.03 | $11.55 | — | COM UT LTD PTN | 29273V100 |
| EPD | ENTERPRISE PRODS PARTNERS L | 57,663 | $1.371M | 1.8% | $23.78 | $25.04 | — | COM | 293792107 |
| MPLX | MPLX LP | 44,277 | $1.329M | 1.7% | $30.02 | $31.79 | — | COM UNIT REP LTD | 55336V100 |
| — | LIGAND PHARMACEUTICALS INC | 1,256,000 | $1.219M | 1.6% | $0.97 | $0.97 | — | NOTE 0.750% 5/1 | 53220KAF5 |
| — | INTERDIGITAL INC | 1,274,000 | $1.196M | 1.6% | $0.94 | $0.94 | — | NOTE 2.000% 6/0 | 45867GAB7 |
| — | BARRICK GOLD CORP | 75,000 | $1.162M | 1.5% | $15.49 | $23.56 | — | COM | 067901108 |
| PAA | PLAINS ALL AMERN PIPELINE L | 109,500 | $1.152M | 1.5% | $10.52 | $9.89 | — | UNIT LTD PARTN | 726503105 |
| — | IONIS PHARMACEUTICALS INC | 1,256,000 | $1.136M | 1.5% | $0.90 | $0.90 | — | NOTE 0.125%12/1 | 462222AB6 |
| EMLC | VANECK ETF TRUST | 48,943 | $1.116M | 1.5% | $22.80 | $27.88 | -18.2% | JP MRGAN EM LOC | 92189H300 |
| — | HALOZYME THERAPEUTICS INC | 1,305,000 | $1.105M | 1.4% | $0.85 | $0.87 | — | NOTE 0.250% 3/0 | 40637HAD1 |
| FF | FUTUREFUEL CORP | 176,629 | $1.067M | 1.4% | $6.04 * | $4.80 | -24.4% | COM | 36116M106 |
| EPM | EVOLUTION PETE CORP | 143,268 | $997K | 1.3% | $6.96 * | $4.95 | +6.9% | COM | 30049A107 |
| OHI | OMEGA HEALTHCARE INVS INC | 33,100 | $976K | 1.3% | $29.49 | $29.49 | — | COM | 681936100 |
| PHAT | PHATHOM PHARMACEUTICALS INC | 86,940 | $963K | 1.3% | $11.08 | $16.15 | -31.4% | COM | 71722W107 |
| — | VISHAY INTERTECHNOLOGY INC | 1,015,000 | $950K | 1.2% | $0.94 | $0.97 | — | NOTE 2.250% 6/1 | 928298AP3 |
| — | WESTERN ASSET EMERGING MKTS | 114,079 | $910K | 1.2% | $7.98 | $10.73 | — | COM | 95766A101 |
| — | TURNING PT BRANDS INC | 1,000,000 | $880K | 1.2% | $0.88 | $0.90 | — | NOTE 2.500% 7/1 | 90041LAE5 |
| D | DOMINION ENERGY INC | 12,426 | $859K | 1.1% | $69.13 * | $50.99 | +15.4% | COM | 25746U109 |
| — | TWO HBRS INVT CORP | 248,000 | $823K | 1.1% | $3.32 | $4.37 | — | COM NEW | 90187B408 |
| — | SUPERNUS PHARMACEUTICALS | 675,000 | $657K | 0.9% | $0.97 | $0.98 | — | NOTE 0.625% 4/0 | 868459AD0 |
| — | WALGREENS BOOTS ALLIANCE INC | 18,000 | $565K | 0.7% | $31.39 | $37.88 | — | COM | 931427108 |
| LYTS | LSI INDS INC OHIO | 72,990 | $561K | 0.7% | $7.69 | $7.95 | -3.3% | COM | 50216C108 |
| — | JAZZ INVESTMENTS I LTD | 515,000 | $487K | 0.6% | $0.95 | $1.02 | — | NOTE 1.500% 8/1 | 472145AD3 |
| RELL | RICHARDSON ELECTRS LTD | 28,644 | $433K | 0.6% | $15.12 * | $11.63 | +21.1% | COM | 763165107 |
| AGX | ARGAN INC | 13,280 | $427K | 0.6% | $32.15 * | $39.83 | -24.1% | COM | 04010E109 |
| — | JOHN BEAN TECHNOLOGIES CORP | 500,000 | $414K | 0.5% | $0.83 | $0.83 | — | NOTE 0.250% 5/1 | 477839AB0 |
| — | UGI CORP NEW | 5,145 | $410K | 0.5% | $79.69 | $79.69 | — | COM | 902681113 |
| WBD | WARNER BROS DISCOVERY INC | 34,520 | $397K | 0.5% | $11.50 | $18.55 | -38.0% | COM SER A | 934423104 |
| VALE | VALE S A | 28,953 | $386K | 0.5% | $13.33 | $17.31 | -23.1% | SPONSORED ADS | 91912E105 |
| TS | TENARIS S A | 14,850 | $384K | 0.5% | $25.86 | $29.69 | -13.0% | SPONSORED ADS | 88031M109 |
| PCVX | VAXCYTE INC | 15,585 | $374K | 0.5% | $24.00 | $25.35 | -5.3% | COM | 92243G108 |
| UNM | UNUM GROUP | 9,595 | $372K | 0.5% | $38.77 | $36.57 | +6.1% | COM | 91529Y106 |
| BWXT | BWX TECHNOLOGIES INC | 7,305 | $368K | 0.5% | $50.38 * | $52.07 | -6.5% | SHS | 05605H100 |
| SNA | SNAP ON INC | 1,765 | $355K | 0.5% | $201.13 * | $197.24 | -6.3% | COM | 833034101 |
| CCJ | CAMECO CORP | 13,115 | $348K | 0.5% | $26.53 | $24.99 | +5.0% | CL A | 13321L108 |
| AG | FIRST MAJESTIC SILVER CORP | 45,280 | $345K | 0.5% | $7.62 | $10.21 | -26.1% | COM | 32076V103 |
| — | SNAP INC | 400,000 | $344K | 0.5% | $0.86 | $0.86 | — | NOTE 0.750% 8/0 | 83304AAB2 |
| — | MIX TELEMATICS LTD | 42,410 | $322K | 0.4% | $7.59 | $9.96 | — | SPONSORED ADR | 60688N102 |
| NVS | NOVARTIS AG | 4,120 | $313K | 0.4% | $75.97 | $82.89 | -8.3% | SPONSORED ADR | 66987V109 |
| CVGW | CALAVO GROWERS INC | 9,200 | $292K | 0.4% | $31.74 * | $37.11 | -20.9% | COM | 128246105 |
| — | PARAMOUNT GLOBAL | 9,330 | $288K | 0.4% | $30.87 | $30.87 | — | 5.75% CONV PFD A | 92556H305 |
| SU | SUNCOR ENERGY INC NEW | 9,950 | $280K | 0.4% | $28.14 * | $27.66 | -10.2% | COM | 867224107 |
| — | ELANCO ANIMAL HEALTH INC | 11,800 | $247K | 0.3% | $20.93 | $20.93 | — | UNIT 02/01/2023 | 28414H202 |
| DINO | HF SINCLAIR CORP | 3,925 | $211K | 0.3% | $53.76 * | $43.18 | +9.3% | COM | 403949100 |
| — | NUSTAR ENERGY LP | 10,700 | $144K | 0.2% | $13.46 | $25.89 | — | UNIT COM | 67058H102 |
| — | PGIM GLOBAL HIGH YIELD FD FO | 13,152 | $139K | 0.2% | $10.57 | $14.01 | — | COM | 69346J106 |
| — | 89BIO INC | 10,292 | $60,000 | 0.1% | $5.83 | $3.79 | — | COM | 282559103 |
| — | AVROBIO INC | 37,306 | $24,000 | 0.0% | $0.64 | $1.31 | — | COM | 05455M100 |
| — | SNAP INC | 26,000 | $24,000 | 0.0% | $0.92 | $0.92 | — | NOTE 0.250% 5/0 | 83304AAD8 |