Cruiser Capital Advisors, LLC Diversified Active

CIK: 0001713506 · Show all filings

Period: Q2 2018 (← Previous) (Next →)

Filing Date: Aug 14, 2018

Total Value ($000): $207,187 (100.0% shares, 0.0% debt)

Holdings (34)

— SCHULMAN (A.) INC 41.9%

Value ($000) $86,840 Shares 1,951,462 Est. Cost $37.25 Unrealized —

ASH ASHLAND GLOBAL HOLDINGS INC 32.5%

Value ($000) $67,356 Shares 861,545 Est. Cost $64.37 Unrealized +1.8%

— FORTRESS TRANSPORTATION & IN 6.5%

Value ($000) $13,484 Shares 746,226 Est. Cost $18.73 Unrealized —

— DOWDUPONT INC 4.0%

Value ($000) $8,281 Shares 125,618 Est. Cost $70.05 Unrealized —

— BGC PARTNERS INC 2.9%

Value ($000) $6,014 Shares 531,279 Est. Cost $13.78 Unrealized —

— NV5 GLOBAL INC 1.9%

Value ($000) $3,853 Shares 55,595 Est. Cost $54.16 Unrealized —

GSM FERROGLOBE PLC 1.3%

Value ($000) $2,646 Shares 126,888 Est. Cost $10.12 Unrealized 0.0%

— HIGHLAND FLTNG RTE OPPORT 1.1%

Value ($000) $2,375 Shares 152,017 Est. Cost $15.91 Unrealized —

— ASHLAND GLOBAL HOLDINGS INC JUL 65.00000 07/20/2018 1.1%

Value ($000) $2,250 Shares 30,000 Est. Cost — Unrealized —

— PRIMO WATER CORP 0.9%

Value ($000) $1,824 Shares 104,260 Est. Cost $14.46 Unrealized —

OEC ORION ENGINEERED CARBONS SAR 0.7%

Value ($000) $1,484 Shares 48,101 Est. Cost $23.81 Unrealized +22.2%

— GRACE W R & CO 0.5%

Value ($000) $1,042 Shares 14,207 Est. Cost $73.34 Unrealized —

— VERSO CORP 0.5%

Value ($000) $981 Shares 45,095 Est. Cost $17.56 Unrealized —

— EVINE LIVE INC 0.4%

Value ($000) $899 Shares 730,526 Est. Cost $1.40 Unrealized —

— U S CONCRETE INC 0.4%

Value ($000) $891 Shares 16,974 Est. Cost $76.35 Unrealized —

RILY B RILEY FINANCIAL INC 0.4%

Value ($000) $844 Shares 37,445 Est. Cost $17.62 Unrealized +17.8%

— PATTERN ENERGY GROUP INC 0.3%

Value ($000) $687 Shares 36,648 Est. Cost $21.49 Unrealized —

— BGC PARTNERS INC NOV 12.50000 11/16/2018 0.3%

Value ($000) $656 Shares 52,500 Est. Cost — Unrealized —

— AROTECH CORP 0.2%

Value ($000) $514 Shares 137,048 Est. Cost $3.55 Unrealized —

ASPU ASPEN GROUP INC 0.2%

Value ($000) $487 Shares 65,179 Est. Cost $7.53 Unrealized 0.0%

OMF ONEMAIN HOLDINGS INC 0.2%

Value ($000) $457 Shares 13,719 Est. Cost $31.78 Unrealized +1.8%

SACH SACHEM CAPITAL CORP 0.2%

Value ($000) $449 Shares 109,591 Est. Cost $3.95 Unrealized —

— KRATON CORPORATION JUL 40.00000 07/20/2018 0.2%

Value ($000) $400 Shares 10,000 Est. Cost — Unrealized —

ACCO ACCO BRANDS CORP 0.2%

Value ($000) $360 Shares 26,000 Est. Cost $8.75 Unrealized +2.9%

— ZYNERBA PHARMACEUTICALS INC 0.2%

Value ($000) $320 Shares 32,888 Est. Cost $12.53 Unrealized —

XLF SELECT SECTOR SPDR TR XLF JUL 27.00000 07/06/2018 0.1%

Value ($000) $270 Shares 10,000 Est. Cost — Unrealized —

CBT CABOT CORP 0.1%

Value ($000) $269 Shares 4,355 Est. Cost $48.94 Unrealized 0.0%

— THESTREET INC 0.1%

Value ($000) $267 Shares 122,426 Est. Cost $1.45 Unrealized —

— GENERAL ELECTRIC CO JAN 25.00000 01/18/2019 0.1%

Value ($000) $250 Shares 10,000 Est. Cost — Unrealized —

— STARBUCKS CORP OCT 45.00000 10/19/2018 0.1%

Value ($000) $225 Shares 5,000 Est. Cost — Unrealized —

TIPT TIPTREE FINANCIAL INC 0.1%

Value ($000) $217 Shares 31,952 Est. Cost $6.34 Unrealized +2.0%

— EASTSIDE DISTILLING INC 0.1%

Value ($000) $110 Shares 12,963 Est. Cost $4.01 Unrealized —

— EASTSIDE DISTILLING INC-CW22 0.1%

Value ($000) $104 Shares 40,000 Est. Cost $0.65 Unrealized —

— 180 DEGREE CAPITAL CORP 0.0%

Value ($000) $81 Shares 35,000 Est. Cost $1.97 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	SCHULMAN (A.) INC	1,951,462	$86,840	41.9%	$37.25	—	COM	808194104
ASH	ASHLAND GLOBAL HOLDINGS INC	861,545	$67,356	32.5%	$64.37	+1.8%	COM	044186104
—	FORTRESS TRANSPORTATION & IN	746,226	$13,484	6.5%	$18.73	—	COM REP LTD LIAB	34960P101
—	DOWDUPONT INC	125,618	$8,281	4.0%	$70.05	—	COM	26078J100
—	BGC PARTNERS INC	531,279	$6,014	2.9%	$13.78	—	CL A	05541T101
—	NV5 GLOBAL INC	55,595	$3,853	1.9%	$54.16	—	COM	62945V109
GSM	FERROGLOBE PLC	126,888	$2,646	1.3%	$10.12	0.0%	SHS	G33856108
—	HIGHLAND FLTNG RTE OPPORT	152,017	$2,375	1.1%	$15.91	—	SHS BEN INT	43010E404
—	ASHLAND GLOBAL HOLDINGS INC JUL 65.00000 07/20/2018	30,000	$2,250	1.1%	—	—	Call	044186904
—	PRIMO WATER CORP	104,260	$1,824	0.9%	$14.46	—	COM	74165N105
OEC	ORION ENGINEERED CARBONS SAR	48,101	$1,484	0.7%	$23.81	+22.2%	COM	L72967109
—	GRACE W R & CO	14,207	$1,042	0.5%	$73.34	—	COM	38388F108
—	VERSO CORP	45,095	$981	0.5%	$17.56	—	CL A	92531L207
—	EVINE LIVE INC	730,526	$899	0.4%	$1.40	—	CL A	300487105
—	U S CONCRETE INC	16,974	$891	0.4%	$76.35	—	COM NEW	90333L201
RILY	B RILEY FINANCIAL INC	37,445	$844	0.4%	$17.62	+17.8%	COM	05580M108
—	PATTERN ENERGY GROUP INC	36,648	$687	0.3%	$21.49	—	CL A	70338P100
—	BGC PARTNERS INC NOV 12.50000 11/16/2018	52,500	$656	0.3%	—	—	Call	05541T901
—	AROTECH CORP	137,048	$514	0.2%	$3.55	—	COM	042682203
ASPU	ASPEN GROUP INC	65,179	$487	0.2%	$7.53	0.0%	COM	04530L203
OMF	ONEMAIN HOLDINGS INC	13,719	$457	0.2%	$31.78	+1.8%	COM	68268W103
SACH	SACHEM CAPITAL CORP	109,591	$449	0.2%	$3.95	—	COM	78590A109
—	KRATON CORPORATION JUL 40.00000 07/20/2018	10,000	$400	0.2%	—	—	Call	50077C906
ACCO	ACCO BRANDS CORP	26,000	$360	0.2%	$8.75	+2.9%	COM	00081T108
—	ZYNERBA PHARMACEUTICALS INC	32,888	$320	0.2%	$12.53	—	COM	98986X109
XLF	SELECT SECTOR SPDR TR XLF JUL 27.00000 07/06/2018	10,000	$270	0.1%	—	—	Call	81369Y605
CBT	CABOT CORP	4,355	$269	0.1%	$48.94	0.0%	COM	127055101
—	THESTREET INC	122,426	$267	0.1%	$1.45	—	COM	88368Q103
—	GENERAL ELECTRIC CO JAN 25.00000 01/18/2019	10,000	$250	0.1%	—	—	Call	369604903
—	STARBUCKS CORP OCT 45.00000 10/19/2018	5,000	$225	0.1%	—	—	Call	855244909
TIPT	TIPTREE FINANCIAL INC	31,952	$217	0.1%	$6.34	+2.0%	COM	88822Q103
—	EASTSIDE DISTILLING INC	12,963	$110	0.1%	$4.01	—	COM PAR	277802302
—	EASTSIDE DISTILLING INC-CW22	40,000	$104	0.1%	$0.65	—	W EXP 08/10/202	277802112
—	180 DEGREE CAPITAL CORP	35,000	$81	0.0%	$1.97	—	COM	68235B109