INCOME RESEARCH & MANAGEMENT Long-Term Concentrated

Location: Boston, MA

CIK: 0001165830 · Show all filings

Period: Q2 2013 (Next →)

Filing Date: Aug 9, 2013

Total Value: $538M (5.2% shares, 94.8% debt)

Holdings (36)

— INTEL CORP 8.0%

Value $43.12M Shares 39,625,000 Share Price $1.09 Est. Cost/Share $1.09 Unrealized @ Report Date —

— E M C CORP MASS 6.2%

Value $33.19M Shares 22,460,000 Share Price $1.48 Est. Cost/Share $1.48 Unrealized @ Report Date —

— GILEAD SCIENCES INC 6.1%

Value $33M Shares 14,582,000 Share Price $2.26 Est. Cost/Share $2.26 Unrealized @ Report Date —

— ARCHER DANIELS MIDLAND CO 6.1%

Value $32.56M Shares 32,296,000 Share Price $1.01 Est. Cost/Share $1.01 Unrealized @ Report Date —

— PRICELINE COM INC 6.0%

Value $32.52M Shares 27,974,000 Share Price $1.16 Est. Cost/Share $1.16 Unrealized @ Report Date —

— JEFFERIES GROUP INC NEW 4.7%

Value $25.5M Shares 23,928,000 Share Price $1.07 Est. Cost/Share $1.07 Unrealized @ Report Date —

— NEWMONT MINING CORP 4.3%

Value $23.23M Shares 21,619,000 Share Price $1.07 Est. Cost/Share $1.07 Unrealized @ Report Date —

— LAM RESEARCH CORP 4.1%

Value $22.24M Shares 21,152,000 Share Price $1.05 Est. Cost/Share $1.05 Unrealized @ Report Date —

— DOMINION RES INC VA NEW 4.0%

Value $21.58M Shares 12,920,000 Share Price $1.67 Est. Cost/Share $1.67 Unrealized @ Report Date —

— ARES CAP CORP 3.5%

Value $18.64M Shares 17,522,000 Share Price $1.06 Est. Cost/Share $1.06 Unrealized @ Report Date —

— DANAHER CORP DEL 3.4%

Value $18.23M Shares 9,905,000 Share Price $1.84 Est. Cost/Share $1.84 Unrealized @ Report Date —

— XILINX INC 3.3%

Value $17.58M Shares 12,306,000 Share Price $1.43 Est. Cost/Share $1.43 Unrealized @ Report Date —

— OLD REP INTL CORP 3.3%

Value $17.55M Shares 15,597,000 Share Price $1.13 Est. Cost/Share $1.13 Unrealized @ Report Date —

— FIDELITY NATIONAL FINANCIAL 3.1%

Value $16.93M Shares 12,908,000 Share Price $1.31 Est. Cost/Share $1.31 Unrealized @ Report Date —

— WELLS FARGO & CO NEW 3.1%

Value $16.64M Shares 14,000 Share Price $1188.71 Est. Cost/Share $1188.71 Unrealized @ Report Date —

— FORD MTR CO DEL 3.0%

Value $15.96M Shares 8,832,000 Share Price $1.81 Est. Cost/Share $1.81 Unrealized @ Report Date —

— PROLOGIS 2.9%

Value $15.39M Shares 13,330,000 Share Price $1.15 Est. Cost/Share $1.15 Unrealized @ Report Date —

— GILEAD SCIENCES INC 2.8%

Value $15.11M Shares 6,661,000 Share Price $2.27 Est. Cost/Share $2.27 Unrealized @ Report Date —

— TEVA PHARMACEUTICAL FIN LLC 2.8%

Value $15.04M Shares 14,362,000 Share Price $1.05 Est. Cost/Share $1.05 Unrealized @ Report Date —

— AIRTRAN HLDGS INC 2.6%

Value $13.97M Shares 9,812,000 Share Price $1.42 Est. Cost/Share $1.42 Unrealized @ Report Date —

— GOLDCORP INC NEW 2.4%

Value $12.65M Shares 12,517,000 Share Price $1.01 Est. Cost/Share $1.01 Unrealized @ Report Date —

— ALZA CORP 2.1%

Value $11.27M Shares 9,574,000 Share Price $1.18 Est. Cost/Share $1.18 Unrealized @ Report Date —

— HEALTH CARE REIT INC 2.0%

Value $10.88M Shares 8,221,000 Share Price $1.32 Est. Cost/Share $1.32 Unrealized @ Report Date —

— ALLEGHENY TECHNOLOGIES INC 1.9%

Value $10.06M Shares 9,770,000 Share Price $1.03 Est. Cost/Share $1.03 Unrealized @ Report Date —

— NOVELLUS SYS INC 1.6%

Value $8.795M Shares 6,240,000 Share Price $1.41 Est. Cost/Share $1.41 Unrealized @ Report Date —

— BANK OF AMERICA CORPORATION 1.6%

Value $8.387M Shares 8,000 Share Price $1048.38 Est. Cost/Share $1048.38 Unrealized @ Report Date —

— DEVELOPERS DIVERSIFIED RLTY 1.1%

Value $6.117M Shares 5,245,000 Share Price $1.17 Est. Cost/Share $1.17 Unrealized @ Report Date —

— CSX CORP 1.0%

Value $5.16M Shares 2,090,000 Share Price $2.47 Est. Cost/Share $2.47 Unrealized @ Report Date —

— L-3 COMMUNICATIONS CORP 0.9%

Value $4.877M Shares 4,796,000 Share Price $1.02 Est. Cost/Share $1.02 Unrealized @ Report Date —

— AFFILIATED MANAGERS GROUP 0.6%

Value $3.064M Shares 2,382,000 Share Price $1.29 Est. Cost/Share $1.29 Unrealized @ Report Date —

— SANDISK CORP 0.5%

Value $2.446M Shares 1,835,000 Share Price $1.33 Est. Cost/Share $1.33 Unrealized @ Report Date —

— STANLEY BLACK & DECKER INC 0.4%

Value $2.257M Shares 17,000 Share Price $132.76 Est. Cost/Share $132.76 Unrealized @ Report Date —

— TRINITY INDS INC 0.3%

Value $1.542M Shares 1,315,000 Share Price $1.17 Est. Cost/Share $1.17 Unrealized @ Report Date —

— LAM RESEARCH CORP 0.3%

Value $1.387M Shares 1,250,000 Share Price $1.11 Est. Cost/Share $1.11 Unrealized @ Report Date —

— FIFTH THIRD BANCORP 0.1%

Value $804K Shares 5,000 Share Price $160.80 Est. Cost/Share $160.80 Unrealized @ Report Date —

— NEWMONT MINING CORP 0.1%

Value $379K Shares 375,000 Share Price $1.01 Est. Cost/Share $1.01 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	INTEL CORP	39,625,000	$43.12M	8.0%	$1.09	$1.09	—	SDCV 2.950%12/1	458140AD2
—	E M C CORP MASS	22,460,000	$33.19M	6.2%	$1.48	$1.48	—	NOTE 1.750%12/0	268648AM4
—	GILEAD SCIENCES INC	14,582,000	$33M	6.1%	$2.26	$2.26	—	NOTE 1.625% 5/0	375558AP8
—	ARCHER DANIELS MIDLAND CO	32,296,000	$32.56M	6.1%	$1.01	$1.01	—	NOTE 0.875% 2/1	039483AW2
—	PRICELINE COM INC	27,974,000	$32.52M	6.0%	$1.16	$1.16	—	DEBT 1.000% 3/1	741503AQ9
—	JEFFERIES GROUP INC NEW	23,928,000	$25.5M	4.7%	$1.07	$1.07	—	DBCV 3.875%11/0	472319AG7
—	NEWMONT MINING CORP	21,619,000	$23.23M	4.3%	$1.07	$1.07	—	NOTE 1.625% 7/1	651639AJ5
—	LAM RESEARCH CORP	21,152,000	$22.24M	4.1%	$1.05	$1.05	—	NOTE 0.500% 5/1	512807AJ7
—	DOMINION RES INC VA NEW	12,920,000	$21.58M	4.0%	$1.67	$1.67	—	NOTE 2.125%12/1	25746UAT6
—	ARES CAP CORP	17,522,000	$18.64M	3.5%	$1.06	$1.06	—	NOTE 5.125% 6/0	04010LAD5
—	DANAHER CORP DEL	9,905,000	$18.23M	3.4%	$1.84	$1.84	—	NOTE 1/2	235851AF9
—	XILINX INC	12,306,000	$17.58M	3.3%	$1.43	$1.43	—	NOTE 2.625% 6/1	983919AF8
—	OLD REP INTL CORP	15,597,000	$17.55M	3.3%	$1.13	$1.13	—	NOTE 3.750% 3/1	680223AH7
—	FIDELITY NATIONAL FINANCIAL	12,908,000	$16.93M	3.1%	$1.31	$1.31	—	NOTE 4.250% 8/1	31620RAE5
—	WELLS FARGO & CO NEW	14,000	$16.64M	3.1%	$1188.71	$1188.71	—	PERP PFD CNV A	949746804
—	FORD MTR CO DEL	8,832,000	$15.96M	3.0%	$1.81	$1.81	—	NOTE 4.250%11/1	345370CN8
—	PROLOGIS	13,330,000	$15.39M	2.9%	$1.15	$1.15	—	NOTE 3.250% 3/1	74340XAT8
—	GILEAD SCIENCES INC	6,661,000	$15.11M	2.8%	$2.27	$2.27	—	NOTE 1.000% 5/0	375558AN3
—	TEVA PHARMACEUTICAL FIN LLC	14,362,000	$15.04M	2.8%	$1.05	$1.05	—	DBCV 0.250% 2/0	88163VAE9
—	AIRTRAN HLDGS INC	9,812,000	$13.97M	2.6%	$1.42	$1.42	—	NOTE 5.250%11/0	00949PAD0
—	GOLDCORP INC NEW	12,517,000	$12.65M	2.4%	$1.01	$1.01	—	NOTE 2.000% 8/0	380956AB8
—	ALZA CORP	9,574,000	$11.27M	2.1%	$1.18	$1.18	—	SDCV 7/2	02261WAB5
—	HEALTH CARE REIT INC	8,221,000	$10.88M	2.0%	$1.32	$1.32	—	NOTE 3.000%12/0	42217KAR7
—	ALLEGHENY TECHNOLOGIES INC	9,770,000	$10.06M	1.9%	$1.03	$1.03	—	NOTE 4.250% 6/0	01741RAD4
—	NOVELLUS SYS INC	6,240,000	$8.795M	1.6%	$1.41	$1.41	—	NOTE 2.625% 5/1	670008AD3
—	BANK OF AMERICA CORPORATION	8,000	$8.387M	1.6%	$1048.38	$1048.38	—	7.25%CNV PFD L	060505682
—	DEVELOPERS DIVERSIFIED RLTY	5,245,000	$6.117M	1.1%	$1.17	$1.17	—	NOTE 1.750%11/1	251591AX1
—	CSX CORP	2,090,000	$5.16M	1.0%	$2.47	$2.47	—	DBCV 10/3	126408GA5
—	L-3 COMMUNICATIONS CORP	4,796,000	$4.877M	0.9%	$1.02	$1.02	—	DEBT 3.000% 8/0	502413AW7
—	AFFILIATED MANAGERS GROUP	2,382,000	$3.064M	0.6%	$1.29	$1.29	—	NOTE 3.950% 8/1	008252AL2
—	SANDISK CORP	1,835,000	$2.446M	0.5%	$1.33	$1.33	—	NOTE 1.500% 8/1	80004CAD3
—	STANLEY BLACK & DECKER INC	17,000	$2.257M	0.4%	$132.76	$132.76	—	UNIT 99/99/9999	854502309
—	TRINITY INDS INC	1,315,000	$1.542M	0.3%	$1.17	$1.17	—	NOTE 3.875% 6/0	896522AF6
—	LAM RESEARCH CORP	1,250,000	$1.387M	0.3%	$1.11	$1.11	—	NOTE 1.250% 5/1	512807AL2
—	FIFTH THIRD BANCORP	5,000	$804K	0.1%	$160.80	$160.80	—	CNV PFD DEP1/250	316773209
—	NEWMONT MINING CORP	375,000	$379K	0.1%	$1.01	$1.01	—	NOTE 1.250% 7/1	651639AH9