INCOME RESEARCH & MANAGEMENT Long-Term Concentrated

Location: Boston, MA

CIK: 0001165830 · Show all filings

Period: Q3 2013 (← Previous) (Next →)

Filing Date: Nov 14, 2013

Total Value: $593M (4.6% shares, 95.4% debt)

Holdings (34)

— INTEL CORP 7.4%

Value $43.98M Shares 40,625 Share Price $1082.51 Est. Cost/Share $1.09 Unrealized @ Report Date —

— GILEAD SCIENCES INC 6.9%

Value $40.69M Shares 14,697 Share Price $2768.73 Est. Cost/Share $2.26 Unrealized @ Report Date —

— PRICELINE COM INC 6.1%

Value $36.36M Shares 28,299 Share Price $1284.99 Est. Cost/Share $1.16 Unrealized @ Report Date —

— E M C CORP MASS 5.9%

Value $35.17M Shares 22,010 Share Price $1598.14 Est. Cost/Share $1.48 Unrealized @ Report Date —

— ARCHER DANIELS MIDLAND CO 5.5%

Value $32.52M Shares 31,956 Share Price $1017.49 Est. Cost/Share $1.01 Unrealized @ Report Date —

— XILINX INC 4.6%

Value $27.31M Shares 16,831 Share Price $1622.48 Est. Cost/Share $1.43 Unrealized @ Report Date —

— JEFFERIES GROUP INC NEW 4.3%

Value $25.39M Shares 24,228 Share Price $1048.13 Est. Cost/Share $1.07 Unrealized @ Report Date —

— NEWMONT MINING CORP 4.1%

Value $24.17M Shares 21,919 Share Price $1102.51 Est. Cost/Share $1.07 Unrealized @ Report Date —

— LAM RESEARCH CORP 4.1%

Value $24.1M Shares 21,302 Share Price $1131.26 Est. Cost/Share $1.05 Unrealized @ Report Date —

— DOMINION RES INC VA NEW 4.0%

Value $23.93M Shares 12,920 Share Price $1851.86 Est. Cost/Share $1.67 Unrealized @ Report Date —

— FORD MTR CO DEL 3.8%

Value $22.39M Shares 11,332 Share Price $1975.64 Est. Cost/Share $1.81 Unrealized @ Report Date —

— DANAHER CORP DEL 3.4%

Value $20.21M Shares 10,030 Share Price $2014.96 Est. Cost/Share $1.84 Unrealized @ Report Date —

— ALZA CORP 3.3%

Value $19.68M Shares 16,509 Share Price $1191.90 Est. Cost/Share $1.18 Unrealized @ Report Date —

— ARES CAP CORP 3.2%

Value $19.04M Shares 18,072 Share Price $1053.73 Est. Cost/Share $1.06 Unrealized @ Report Date —

— OLD REP INTL CORP 3.2%

Value $18.97M Shares 16,047 Share Price $1181.90 Est. Cost/Share $1.13 Unrealized @ Report Date —

— FIDELITY NATIONAL FINANCIAL 3.1%

Value $18.6M Shares 13,133 Share Price $1416.28 Est. Cost/Share $1.31 Unrealized @ Report Date —

— GILEAD SCIENCES INC 3.1%

Value $18.55M Shares 6,661 Share Price $2784.42 Est. Cost/Share $2.27 Unrealized @ Report Date —

— WELLS FARGO & CO NEW 2.8%

Value $16.89M Shares 14,845 Share Price $1137.49 Est. Cost/Share $1185.80 Unrealized @ Report Date —

— PROLOGIS 2.8%

Value $16.45M Shares 14,530 Share Price $1131.87 Est. Cost/Share $1.15 Unrealized @ Report Date —

— AIRTRAN HLDGS INC 2.6%

Value $15.32M Shares 10,312 Share Price $1485.65 Est. Cost/Share $1.42 Unrealized @ Report Date —

— TEVA PHARMACEUTICAL FIN LLC 2.5%

Value $14.89M Shares 14,362 Share Price $1036.90 Est. Cost/Share $1.05 Unrealized @ Report Date —

— GOLDCORP INC NEW 2.3%

Value $13.79M Shares 13,667 Share Price $1009.37 Est. Cost/Share $1.01 Unrealized @ Report Date —

— HEALTH CARE REIT INC 1.7%

Value $10.35M Shares 8,371 Share Price $1236.89 Est. Cost/Share $1.32 Unrealized @ Report Date —

— ALLEGHENY TECHNOLOGIES INC 1.7%

Value $10.29M Shares 9,920 Share Price $1037.50 Est. Cost/Share $1.03 Unrealized @ Report Date —

— NOVELLUS SYS INC 1.7%

Value $10.13M Shares 6,400 Share Price $1583.13 Est. Cost/Share $1.41 Unrealized @ Report Date —

— BANK OF AMERICA CORPORATION 1.3%

Value $7.727M Shares 7,180 Share Price $1076.18 Est. Cost/Share $1048.38 Unrealized @ Report Date —

— DEVELOPERS DIVERSIFIED RLTY 1.1%

Value $6.542M Shares 5,770 Share Price $1133.80 Est. Cost/Share $1.17 Unrealized @ Report Date —

— CSX CORP 1.0%

Value $5.728M Shares 2,090 Share Price $2740.67 Est. Cost/Share $2.47 Unrealized @ Report Date —

— L-3 COMMUNICATIONS CORP 0.9%

Value $5.222M Shares 4,796 Share Price $1088.82 Est. Cost/Share $1.02 Unrealized @ Report Date —

— SANDISK CORP 0.4%

Value $2.427M Shares 1,835 Share Price $1322.62 Est. Cost/Share $1.33 Unrealized @ Report Date —

— STANLEY BLACK & DECKER INC 0.4%

Value $2.397M Shares 17,450 Share Price $137.36 Est. Cost/Share $132.88 Unrealized @ Report Date —

— TRINITY INDS INC 0.3%

Value $1.595M Shares 1,315 Share Price $1212.93 Est. Cost/Share $1.17 Unrealized @ Report Date —

— LAM RESEARCH CORP 0.3%

Value $1.504M Shares 1,250 Share Price $1203.20 Est. Cost/Share $1.11 Unrealized @ Report Date —

— NEWMONT MINING CORP 0.1%

Value $378K Shares 375 Share Price $1008.00 Est. Cost/Share $1.01 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	INTEL CORP	40,625	$43.98M	7.4%	$1082.51	$1.09	—	SDCV 2.950%12/1	458140AD2
—	GILEAD SCIENCES INC	14,697	$40.69M	6.9%	$2768.73	$2.26	—	NOTE 1.625% 5/0	375558AP8
—	PRICELINE COM INC	28,299	$36.36M	6.1%	$1284.99	$1.16	—	DEBT 1.000% 3/1	741503AQ9
—	E M C CORP MASS	22,010	$35.17M	5.9%	$1598.14	$1.48	—	NOTE 1.750%12/0	268648AM4
—	ARCHER DANIELS MIDLAND CO	31,956	$32.52M	5.5%	$1017.49	$1.01	—	NOTE 0.875% 2/1	039483AW2
—	XILINX INC	16,831	$27.31M	4.6%	$1622.48	$1.43	—	NOTE 2.625% 6/1	983919AF8
—	JEFFERIES GROUP INC NEW	24,228	$25.39M	4.3%	$1048.13	$1.07	—	DBCV 3.875%11/0	472319AG7
—	NEWMONT MINING CORP	21,919	$24.17M	4.1%	$1102.51	$1.07	—	NOTE 1.625% 7/1	651639AJ5
—	LAM RESEARCH CORP	21,302	$24.1M	4.1%	$1131.26	$1.05	—	NOTE 0.500% 5/1	512807AJ7
—	DOMINION RES INC VA NEW	12,920	$23.93M	4.0%	$1851.86	$1.67	—	NOTE 2.125%12/1	25746UAT6
—	FORD MTR CO DEL	11,332	$22.39M	3.8%	$1975.64	$1.81	—	NOTE 4.250%11/1	345370CN8
—	DANAHER CORP DEL	10,030	$20.21M	3.4%	$2014.96	$1.84	—	NOTE 1/2	235851AF9
—	ALZA CORP	16,509	$19.68M	3.3%	$1191.90	$1.18	—	SDCV 7/2	02261WAB5
—	ARES CAP CORP	18,072	$19.04M	3.2%	$1053.73	$1.06	—	NOTE 5.125% 6/0	04010LAD5
—	OLD REP INTL CORP	16,047	$18.97M	3.2%	$1181.90	$1.13	—	NOTE 3.750% 3/1	680223AH7
—	FIDELITY NATIONAL FINANCIAL	13,133	$18.6M	3.1%	$1416.28	$1.31	—	NOTE 4.250% 8/1	31620RAE5
—	GILEAD SCIENCES INC	6,661	$18.55M	3.1%	$2784.42	$2.27	—	NOTE 1.000% 5/0	375558AN3
—	WELLS FARGO & CO NEW	14,845	$16.89M	2.8%	$1137.49	$1185.80	—	PERP PFD CNV A	949746804
—	PROLOGIS	14,530	$16.45M	2.8%	$1131.87	$1.15	—	NOTE 3.250% 3/1	74340XAT8
—	AIRTRAN HLDGS INC	10,312	$15.32M	2.6%	$1485.65	$1.42	—	NOTE 5.250%11/0	00949PAD0
—	TEVA PHARMACEUTICAL FIN LLC	14,362	$14.89M	2.5%	$1036.90	$1.05	—	DBCV 0.250% 2/0	88163VAE9
—	GOLDCORP INC NEW	13,667	$13.79M	2.3%	$1009.37	$1.01	—	NOTE 2.000% 8/0	380956AB8
—	HEALTH CARE REIT INC	8,371	$10.35M	1.7%	$1236.89	$1.32	—	NOTE 3.000%12/0	42217KAR7
—	ALLEGHENY TECHNOLOGIES INC	9,920	$10.29M	1.7%	$1037.50	$1.03	—	NOTE 4.250% 6/0	01741RAD4
—	NOVELLUS SYS INC	6,400	$10.13M	1.7%	$1583.13	$1.41	—	NOTE 2.625% 5/1	670008AD3
—	BANK OF AMERICA CORPORATION	7,180	$7.727M	1.3%	$1076.18	$1048.38	—	7.25%CNV PFD L	060505682
—	DEVELOPERS DIVERSIFIED RLTY	5,770	$6.542M	1.1%	$1133.80	$1.17	—	NOTE 1.750%11/1	251591AX1
—	CSX CORP	2,090	$5.728M	1.0%	$2740.67	$2.47	—	DBCV 10/3	126408GA5
—	L-3 COMMUNICATIONS CORP	4,796	$5.222M	0.9%	$1088.82	$1.02	—	DEBT 3.000% 8/0	502413AW7
—	SANDISK CORP	1,835	$2.427M	0.4%	$1322.62	$1.33	—	NOTE 1.500% 8/1	80004CAD3
—	STANLEY BLACK & DECKER INC	17,450	$2.397M	0.4%	$137.36	$132.88	—	UNIT 99/99/9999	854502309
—	TRINITY INDS INC	1,315	$1.595M	0.3%	$1212.93	$1.17	—	NOTE 3.875% 6/0	896522AF6
—	LAM RESEARCH CORP	1,250	$1.504M	0.3%	$1203.20	$1.11	—	NOTE 1.250% 5/1	512807AL2
—	NEWMONT MINING CORP	375	$378K	0.1%	$1008.00	$1.01	—	NOTE 1.250% 7/1	651639AH9