INCOME RESEARCH & MANAGEMENT Long-Term Concentrated

CIK: 0001165830 · Show all filings

Period: Q3 2013 (← Previous) (Next →)

Filing Date: Nov 14, 2013

Total Value ($000): $592,683 (4.6% shares, 95.4% debt)

Holdings (34)

— INTEL CORP 7.4%

Value ($000) $43,977 Shares 40,625 Est. Cost $1.09 Unrealized —

— GILEAD SCIENCES INC 6.9%

Value ($000) $40,692 Shares 14,697 Est. Cost $2.26 Unrealized —

— PRICELINE COM INC 6.1%

Value ($000) $36,364 Shares 28,299 Est. Cost $1.16 Unrealized —

— E M C CORP MASS 5.9%

Value ($000) $35,175 Shares 22,010 Est. Cost $1.48 Unrealized —

— ARCHER DANIELS MIDLAND CO 5.5%

Value ($000) $32,515 Shares 31,956 Est. Cost $1.01 Unrealized —

— XILINX INC 4.6%

Value ($000) $27,308 Shares 16,831 Est. Cost $1.43 Unrealized —

— JEFFERIES GROUP INC NEW 4.3%

Value ($000) $25,394 Shares 24,228 Est. Cost $1.07 Unrealized —

— NEWMONT MINING CORP 4.1%

Value ($000) $24,166 Shares 21,919 Est. Cost $1.07 Unrealized —

— LAM RESEARCH CORP 4.1%

Value ($000) $24,098 Shares 21,302 Est. Cost $1.05 Unrealized —

— DOMINION RES INC VA NEW 4.0%

Value ($000) $23,926 Shares 12,920 Est. Cost $1.67 Unrealized —

— FORD MTR CO DEL 3.8%

Value ($000) $22,388 Shares 11,332 Est. Cost $1.81 Unrealized —

— DANAHER CORP DEL 3.4%

Value ($000) $20,210 Shares 10,030 Est. Cost $1.84 Unrealized —

— ALZA CORP 3.3%

Value ($000) $19,677 Shares 16,509 Est. Cost $1.18 Unrealized —

— ARES CAP CORP 3.2%

Value ($000) $19,043 Shares 18,072 Est. Cost $1.06 Unrealized —

— OLD REP INTL CORP 3.2%

Value ($000) $18,966 Shares 16,047 Est. Cost $1.13 Unrealized —

— FIDELITY NATIONAL FINANCIAL 3.1%

Value ($000) $18,600 Shares 13,133 Est. Cost $1.31 Unrealized —

— GILEAD SCIENCES INC 3.1%

Value ($000) $18,547 Shares 6,661 Est. Cost $2.27 Unrealized —

— WELLS FARGO & CO NEW 2.8%

Value ($000) $16,886 Shares 14,845 Est. Cost $1185.80 Unrealized —

— PROLOGIS 2.8%

Value ($000) $16,446 Shares 14,530 Est. Cost $1.15 Unrealized —

— AIRTRAN HLDGS INC 2.6%

Value ($000) $15,320 Shares 10,312 Est. Cost $1.42 Unrealized —

— TEVA PHARMACEUTICAL FIN LLC 2.5%

Value ($000) $14,892 Shares 14,362 Est. Cost $1.05 Unrealized —

— GOLDCORP INC NEW 2.3%

Value ($000) $13,795 Shares 13,667 Est. Cost $1.01 Unrealized —

— HEALTH CARE REIT INC 1.7%

Value ($000) $10,354 Shares 8,371 Est. Cost $1.32 Unrealized —

— ALLEGHENY TECHNOLOGIES INC 1.7%

Value ($000) $10,292 Shares 9,920 Est. Cost $1.03 Unrealized —

— NOVELLUS SYS INC 1.7%

Value ($000) $10,132 Shares 6,400 Est. Cost $1.41 Unrealized —

— BANK OF AMERICA CORPORATION 1.3%

Value ($000) $7,727 Shares 7,180 Est. Cost $1048.38 Unrealized —

— DEVELOPERS DIVERSIFIED RLTY 1.1%

Value ($000) $6,542 Shares 5,770 Est. Cost $1.17 Unrealized —

— CSX CORP 1.0%

Value ($000) $5,728 Shares 2,090 Est. Cost $2.47 Unrealized —

— L-3 COMMUNICATIONS CORP 0.9%

Value ($000) $5,222 Shares 4,796 Est. Cost $1.02 Unrealized —

— SANDISK CORP 0.4%

Value ($000) $2,427 Shares 1,835 Est. Cost $1.33 Unrealized —

— STANLEY BLACK & DECKER INC 0.4%

Value ($000) $2,397 Shares 17,450 Est. Cost $132.88 Unrealized —

— TRINITY INDS INC 0.3%

Value ($000) $1,595 Shares 1,315 Est. Cost $1.17 Unrealized —

— LAM RESEARCH CORP 0.3%

Value ($000) $1,504 Shares 1,250 Est. Cost $1.11 Unrealized —

— NEWMONT MINING CORP 0.1%

Value ($000) $378 Shares 375 Est. Cost $1.01 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	INTEL CORP	40,625	$43,977	7.4%	$1.09	—	SDCV 2.950%12/1	458140AD2
—	GILEAD SCIENCES INC	14,697	$40,692	6.9%	$2.26	—	NOTE 1.625% 5/0	375558AP8
—	PRICELINE COM INC	28,299	$36,364	6.1%	$1.16	—	DEBT 1.000% 3/1	741503AQ9
—	E M C CORP MASS	22,010	$35,175	5.9%	$1.48	—	NOTE 1.750%12/0	268648AM4
—	ARCHER DANIELS MIDLAND CO	31,956	$32,515	5.5%	$1.01	—	NOTE 0.875% 2/1	039483AW2
—	XILINX INC	16,831	$27,308	4.6%	$1.43	—	NOTE 2.625% 6/1	983919AF8
—	JEFFERIES GROUP INC NEW	24,228	$25,394	4.3%	$1.07	—	DBCV 3.875%11/0	472319AG7
—	NEWMONT MINING CORP	21,919	$24,166	4.1%	$1.07	—	NOTE 1.625% 7/1	651639AJ5
—	LAM RESEARCH CORP	21,302	$24,098	4.1%	$1.05	—	NOTE 0.500% 5/1	512807AJ7
—	DOMINION RES INC VA NEW	12,920	$23,926	4.0%	$1.67	—	NOTE 2.125%12/1	25746UAT6
—	FORD MTR CO DEL	11,332	$22,388	3.8%	$1.81	—	NOTE 4.250%11/1	345370CN8
—	DANAHER CORP DEL	10,030	$20,210	3.4%	$1.84	—	NOTE 1/2	235851AF9
—	ALZA CORP	16,509	$19,677	3.3%	$1.18	—	SDCV 7/2	02261WAB5
—	ARES CAP CORP	18,072	$19,043	3.2%	$1.06	—	NOTE 5.125% 6/0	04010LAD5
—	OLD REP INTL CORP	16,047	$18,966	3.2%	$1.13	—	NOTE 3.750% 3/1	680223AH7
—	FIDELITY NATIONAL FINANCIAL	13,133	$18,600	3.1%	$1.31	—	NOTE 4.250% 8/1	31620RAE5
—	GILEAD SCIENCES INC	6,661	$18,547	3.1%	$2.27	—	NOTE 1.000% 5/0	375558AN3
—	WELLS FARGO & CO NEW	14,845	$16,886	2.8%	$1185.80	—	PERP PFD CNV A	949746804
—	PROLOGIS	14,530	$16,446	2.8%	$1.15	—	NOTE 3.250% 3/1	74340XAT8
—	AIRTRAN HLDGS INC	10,312	$15,320	2.6%	$1.42	—	NOTE 5.250%11/0	00949PAD0
—	TEVA PHARMACEUTICAL FIN LLC	14,362	$14,892	2.5%	$1.05	—	DBCV 0.250% 2/0	88163VAE9
—	GOLDCORP INC NEW	13,667	$13,795	2.3%	$1.01	—	NOTE 2.000% 8/0	380956AB8
—	HEALTH CARE REIT INC	8,371	$10,354	1.7%	$1.32	—	NOTE 3.000%12/0	42217KAR7
—	ALLEGHENY TECHNOLOGIES INC	9,920	$10,292	1.7%	$1.03	—	NOTE 4.250% 6/0	01741RAD4
—	NOVELLUS SYS INC	6,400	$10,132	1.7%	$1.41	—	NOTE 2.625% 5/1	670008AD3
—	BANK OF AMERICA CORPORATION	7,180	$7,727	1.3%	$1048.38	—	7.25%CNV PFD L	060505682
—	DEVELOPERS DIVERSIFIED RLTY	5,770	$6,542	1.1%	$1.17	—	NOTE 1.750%11/1	251591AX1
—	CSX CORP	2,090	$5,728	1.0%	$2.47	—	DBCV 10/3	126408GA5
—	L-3 COMMUNICATIONS CORP	4,796	$5,222	0.9%	$1.02	—	DEBT 3.000% 8/0	502413AW7
—	SANDISK CORP	1,835	$2,427	0.4%	$1.33	—	NOTE 1.500% 8/1	80004CAD3
—	STANLEY BLACK & DECKER INC	17,450	$2,397	0.4%	$132.88	—	UNIT 99/99/9999	854502309
—	TRINITY INDS INC	1,315	$1,595	0.3%	$1.17	—	NOTE 3.875% 6/0	896522AF6
—	LAM RESEARCH CORP	1,250	$1,504	0.3%	$1.11	—	NOTE 1.250% 5/1	512807AL2
—	NEWMONT MINING CORP	375	$378	0.1%	$1.01	—	NOTE 1.250% 7/1	651639AH9