Location: Central, Hong Kong
CIK: 0001569356 · Show all filings
Period: Q2 2015 (← Previous) (Next →)
Filing Date: Aug 14, 2015
Total Value: $305M (83.0% shares, 17.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 1,988,729 | $45.25M | 14.8% | $22.38 | — | SPONSORED ADR | 874039100 |
| — | SOUFUN HLDGS LTD | 37,800 | $35.63M | 11.7% | $0.88 | — | NOTE 2.000%12/1 | 836034AB4 |
| HSBC | HSBC HLDGS PLC | 710,366 | $32.14M | 10.5% | $47.40 | — | SPON ADR NEW | 404280406 |
| — | QIHOO 360 TECHNOLOGY CO LTD | 16,500 | $16.19M | 5.3% | $0.95 | — | NOTE 2.500% 9/1 | 74734MAB5 |
| — | TATA MTRS LTD | 468,680 | $16.16M | 5.3% | $42.36 | — | SPONSORED ADR | 876568502 |
| — | INTEGRATED SILICON SOLUTION | 580,913 | $12.86M | 4.2% | $22.14 | — | COM | 45812P107 |
| BABA | ALIBABA GROUP HLDG LTD | 125,000 | $10.28M | 3.4% | $82.54 | — | SPONSORED ADS | 01609W102 |
| — | QIHOO 360 TECHNOLOGY CO LTD | 150,218 | $10.17M | 3.3% | $67.69 | — | ADS | 74734M109 |
| — | CHINA MOBILE GAMES & ENTMT G | 470,354 | $9.943M | 3.3% | $21.14 | — | SPONSORED ADR | 16952T100 |
| — | PERFECT WORLD CO LTD | 414,088 | $8.207M | 2.7% | $19.82 | — | SPON ADR REP B | 71372U104 |
| SONY | SONY CORP | 268,706 | $7.605M | 2.5% | $28.01 | — | ADR NEW | 835699307 |
| SMFG | SUMITOMO MITSUI FINL GROUP I | 784,776 | $7.005M | 2.3% | $8.93 | — | SPONSORED ADR | 86562M209 |
| — | WUXI PHARMATECH CAYMAN INC | 139,800 | $5.908M | 1.9% | $42.26 | — | SPONS ADR SHS | 929352102 |
| IWM | ISHARES TR | 44,327 | $5.535M | 1.8% | $124.87 | — | RUSSELL 2000 ETF | 464287655 |
| — | SHANDA GAMES LTD | 780,426 | $5.369M | 1.8% | $6.88 | — | SP ADR REPTG A | 81941U105 |
| — | RYANAIR HLDGS PLC | 71,200 | $5.08M | 1.7% | $71.35 | — | SPONSORED ADR | 783513104 |
| VNET | 21VIANET GROUP INC | 239,600 | $4.917M | 1.6% | $20.52 | — | SPONSORED ADR | 90138A103 |
| — | BONA FILM GROUP LTD | 366,476 | $4.471M | 1.5% | $12.20 | — | SPONSORED ADS | 09777B107 |
| PBR/A | PETROLEO BRASILEIRO SA PETRO | 542,000 | $4.423M | 1.4% | $8.16 | — | SP ADR NON VTG | 71654V101 |
| INTC | INTEL CORP | 134,805 | $4.1M | 1.3% | $25.10 | 0.0% | COM | 458140100 |
| — | IDREAMSKY TECHNOLOGY LIMITED | 319,000 | $3.997M | 1.3% | $12.53 | — | SPONSORED ADS | 45173K101 |
| — | MOMO INC | 241,361 | $3.886M | 1.3% | $16.10 | — | ADR | 60879B107 |
| — | E HOUSE CHINA HLDGS LTD | 537,351 | $3.611M | 1.2% | $6.72 | — | ADR | 26852W103 |
| — | ADVANCED SEMICONDUCTOR ENGR | 478,775 | $3.241M | 1.1% | $6.77 | — | SPONSORED ADR | 00756M404 |
| CVX | CHEVRON CORP NEW | 31,800 | $3.068M | 1.0% | $66.45 | 0.0% | COM | 166764100 |
| — | RENREN INC | 789,709 | $2.993M | 1.0% | $3.79 | — | SPONSORED ADR | 759892102 |
| BHP | BHP BILLITON LTD | 62,386 | $2.604M | 0.9% | $41.74 | — | SPONSORED ADR | 088606108 |
| — | VEDANTA LTD | 232,000 | $2.506M | 0.8% | $10.80 | — | SPONSORED ADR | 92242Y100 |
| UMC | UNITED MICROELECTRONICS CORP | 1,119,395 | $2.366M | 0.8% | $2.33 | — | SPON ADR NEW | 910873405 |
| IBN | ICICI BK LTD | 213,149 | $2.221M | 0.7% | $11.26 | — | ADR | 45104G104 |
| — | JA SOLAR HOLDINGS CO LTD | 230,356 | $1.97M | 0.6% | $8.55 | — | SPON ADR REP5ORD | 466090206 |
| — | COHEN & STEERS QUALITY RLTY | 175,399 | $1.875M | 0.6% | $10.69 | — | COM | 19247L106 |
| HMC | HONDA MOTOR LTD | 56,600 | $1.833M | 0.6% | $29.46 | — | AMERN SHS | 438128308 |
| NTTYY | NIPPON TELEG & TEL CORP | 49,600 | $1.798M | 0.6% | $25.95 | — | SPONSORED ADR | 654624105 |
| — | CHINA PETE & CHEM CORP | 17,020 | $1.469M | 0.5% | $86.31 | — | SPON ADR H SHS | 16941R108 |
| HD | HOME DEPOT INC | 13,100 | $1.456M | 0.5% | $87.09 | 0.0% | COM | 437076102 |
| NMR | NOMURA HLDGS INC | 182,666 | $1.24M | 0.4% | $5.77 | — | SPONSORED ADR | 65535H208 |
| — | EATON VANCE TAX ADVT DIV INC | 45,799 | $907K | 0.3% | $19.80 | — | COM | 27828G107 |
| — | CHINA LIFE INS CO LTD | 41,600 | $906K | 0.3% | $39.26 | — | SPON ADR REP H | 16939P106 |
| — | EATON VANCE ENH EQTY INC FD | 59,600 | $828K | 0.3% | $13.89 | — | COM | 278277108 |
| — | HANCOCK JOHN TAX-ADV DIV INC | 37,100 | $729K | 0.2% | $19.65 | — | COM | 41013V100 |
| — | BLACKROCK ENHANCED EQT DIV T | 83,400 | $666K | 0.2% | $7.99 | — | COM | 09251A104 |
| — | MINDRAY MEDICAL INTL LTD | 22,900 | $653K | 0.2% | $28.52 | — | SPON ADR | 602675100 |
| — | CLEARBRIDGE ENERGY MLP TR FD | 35,500 | $649K | 0.2% | $18.28 | — | COM | 18469Q108 |
| — | CLEARBRIDGE ENERGY MLP OPP F | 33,100 | $620K | 0.2% | $18.73 | — | COM | 18469P100 |
| — | SOUFUN HLDGS LTD | 72,200 | $607K | 0.2% | $8.41 | — | ADR | 836034108 |
| — | FIRST TR MLP & ENERGY INCOME | 31,564 | $582K | 0.2% | $18.44 | — | COM | 33739B104 |
| SLB | SCHLUMBERGER LTD | 6,656 | $574K | 0.2% | $61.34 | +8.9% | COM | 806857108 |
| RMD | RESMED INC | 9,420 | $531K | 0.2% | $56.74 | -2.4% | COM | 761152107 |
| — | GABELLI EQUITY TR INC | 84,000 | $526K | 0.2% | $6.26 | — | COM | 362397101 |
| — | NUVEEN ENERGY MLP TOTL RTRNF | 30,102 | $496K | 0.2% | $16.48 | — | COM | 67074U103 |
| RDY | DR REDDYS LABS LTD | 7,995 | $446K | 0.1% | $57.10 | — | ADR | 256135203 |
| — | LIBERTY ALL STAR EQUITY FD | 53,711 | $309K | 0.1% | $5.75 | — | SH BEN INT | 530158104 |
| — | CLEARBRIDGE ENERGY MLP FD IN | 12,713 | $296K | 0.1% | $23.28 | — | COM | 184692101 |
| — | HANCOCK JOHN PREMUIM DIV FD | 22,200 | $291K | 0.1% | $13.11 | — | COM SH BEN INT | 41013T105 |
| — | ROYCE VALUE TR INC | 16,203 | $223K | 0.1% | $13.76 | — | COM | 780910105 |
| MUFG | MITSUBISHI UFJ FINL GROUP IN | 30,391 | $219K | 0.1% | $5.55 | — | SPONSORED ADR | 606822104 |
| — | GOLDMAN SACHS MLP INC OPP FD | 11,500 | $172K | 0.1% | $14.96 | — | COM SHS | 38147W103 |
| — | CLEARBRIDGE AMERN ENERG MLP | 11,200 | $155K | 0.1% | $13.84 | — | COM | 184691103 |
| — | COHEN & STEERS MLP INC & ENR | 7,270 | $124K | 0.0% | $17.06 | — | COM SHS | 19249B106 |
| — | EATON VANCE ENHANCED EQ INC | 7,600 | $100K | 0.0% | $13.16 | — | COM | 278274105 |
| — | CENTER COAST MLP & INFRSTR F | 6,500 | $99,000 | 0.0% | $15.23 | — | COM SHS | 151461100 |
| XLE | SELECT SECTOR SPDR TR | 850 | $64,000 | 0.0% | $75.29 | — | SBI INT-ENERGY | 81369Y506 |
| — | PETROCHINA CO LTD | 220 | $25,000 | 0.0% | $113.64 | — | SPONSORED ADR | 71646E100 |
| FXI | ISHARES TR | 1,772,500 | $19,000 | 0.0% | $44.40 | — | Put | 464287184 |
| IWM | ISHARES TR | 821,400 | $18,000 | 0.0% | $124.87 | — | Put | 464287655 |
| BIDU | BAIDU INC | 51,000 | $7,000 | 0.0% | $221.91 | — | Call | 056752108 |
| — | NUVEEN S&P 500 BUY-WRITE INC | 500 | $6,000 | 0.0% | $12.00 | — | COM | 6706ER101 |
| C | CITIGROUP INC | 150,000 | $5,000 | 0.0% | — | — | Call | 172967424 |
| BIDU | BAIDU INC | 51,000 | $4,000 | 0.0% | $221.91 | — | Put | 056752108 |
| INTC | INTEL CORP | 250,000 | $3,000 | 0.0% | $25.10 | 0.0% | Put | 458140100 |
| CVX | CHEVRON CORP NEW | 50,000 | $3,000 | 0.0% | $66.45 | 0.0% | Put | 166764100 |
| EWZ | ISHARES | 150,000 | $2,000 | 0.0% | — | — | Call | 464286400 |
| EWZ | ISHARES | 150,000 | $2,000 | 0.0% | — | — | Put | 464286400 |
| SLB | SCHLUMBERGER LTD | 75,000 | $2,000 | 0.0% | $61.34 | +8.9% | Put | 806857108 |
| IWM | ISHARES TR | 431,600 | $2,000 | 0.0% | $124.87 | — | Call | 464287655 |
| — | POWERSHARES QQQ TRUST | 450,000 | $1,000 | 0.0% | — | — | Call | 73935A104 |
| SLB | SCHLUMBERGER LTD | 75,000 | $1,000 | 0.0% | $61.34 | +8.9% | Call | 806857108 |
| INTC | INTEL CORP | 250,000 | $1,000 | 0.0% | $25.10 | 0.0% | Call | 458140100 |
| C | CITIGROUP INC | 150,000 | $1,000 | 0.0% | — | — | Put | 172967424 |
| HD | HOME DEPOT INC | 50,000 | $1,000 | 0.0% | $87.09 | 0.0% | Put | 437076102 |
| HAL | HALLIBURTON CO | 62,500 | $1,000 | 0.0% | — | — | Call | 406216101 |
| HAL | HALLIBURTON CO | 20,000 | $0 | 0.0% | — | — | Put | 406216101 |
| CVX | CHEVRON CORP NEW | 50,000 | $0 | 0.0% | $66.45 | 0.0% | Call | 166764100 |
| HD | HOME DEPOT INC | 50,000 | $0 | 0.0% | $87.09 | 0.0% | Call | 437076102 |
| XLE | SELECT SECTOR SPDR TR | 24,600 | $0 | 0.0% | $75.29 | — | Call | 81369Y506 |
| FXI | ISHARES TR | 200,000 | $0 | 0.0% | $44.40 | — | Call | 464287184 |
| XLE | SELECT SECTOR SPDR TR | 4,500 | $0 | 0.0% | $75.29 | — | Put | 81369Y506 |