Location: Central, Hong Kong
CIK: 0001569356 · Show all filings
Period: Q3 2015 (← Previous) (Next →)
Filing Date: Nov 6, 2015
Total Value: $390M (78.4% shares, 21.6% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | SOUFUN HLDGS LTD | 48,000,000 | $51.44M | 13.2% | $1.07 | — | NOTE 2.000%12/1 | 836034AB4 |
| — | DIREXION SHS ETF TR | 751,396 | $38.01M | 9.8% | $50.59 | — | CSI300 CHINA1X | 25459Y116 |
| SONY | SONY CORP | 1,318,260 | $31.85M | 8.2% | $24.95 | — | ADR NEW | 835699307 |
| FXI | ISHARES TR | 846,351 | $30.02M | 7.7% | $35.47 | — | CHINA LG-CAP ETF | 464287184 |
| — | QIHOO 360 TECHNOLOGY CO LTD | 25,000,000 | $24.17M | 6.2% | $0.97 | — | NOTE 2.500% 9/1 | 74734MAB5 |
| — | WUXI PHARMATECH CAYMAN INC | 525,985 | $22.73M | 5.8% | $42.96 | — | SPONS ADR SHS | 929352102 |
| HSBC | HSBC HLDGS PLC | 604,428 | $22.48M | 5.8% | $47.40 | — | SPON ADR NEW | 404280406 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 703,615 | $14.6M | 3.7% | $22.38 | — | SPONSORED ADR | 874039100 |
| IBN | ICICI BK LTD | 1,483,917 | $12.44M | 3.2% | $8.80 | — | ADR | 45104G104 |
| — | CHINA MOBILE LIMITED | 199,430 | $11.81M | 3.0% | $59.22 | — | SPONSORED ADR | 16941M109 |
| HMC | HONDA MOTOR LTD | 349,627 | $10.31M | 2.6% | $29.48 | — | AMERN SHS | 438128308 |
| — | SHANDA GAMES LTD | 1,525,876 | $10.22M | 2.6% | $6.79 | — | SP ADR REPTG A | 81941U105 |
| SMFG | SUMITOMO MITSUI FINL GROUP I | 1,259,306 | $9.47M | 2.4% | $8.40 | — | SPONSORED ADR | 86562M209 |
| — | AVOLON HLDGS LTD | 259,683 | $7.9M | 2.0% | $30.42 | — | COM | G52237107 |
| — | INTEGRATED SILICON SOLUTION | 362,363 | $7.79M | 2.0% | $22.14 | — | COM | 45812P107 |
| — | CNOOC LTD | 65,973 | $6.75M | 1.7% | $102.31 | — | SPONSORED ADR | 126132109 |
| — | MICRON TECHNOLOGY INC | 7,000,000 | $5.919M | 1.5% | $0.85 | — | NOTE 3.000%11/1 | 595112AY9 |
| VNET | 21VIANET GROUP INC | 317,380 | $5.8M | 1.5% | $19.97 | — | SPONSORED ADR | 90138A103 |
| — | VIMICRO INTL CORP | 368,919 | $4.6M | 1.2% | $12.47 | — | ADR | 92718N109 |
| SPY | SPDR S&P 500 ETF TR | 1,700,000 | $4.521M | 1.2% | — | — | Put | 78462F103 |
| — | ADVANCED SEMICONDUCTOR ENGR | 746,899 | $4.1M | 1.1% | $6.31 | — | SPONSORED ADR | 00756M404 |
| — | AIRMEDIA GROUP INC | 748,000 | $4.02M | 1.0% | $5.37 | — | SPONSORED ADR | 009411109 |
| TM | TOYOTA MOTOR CORP | 33,932 | $3.94M | 1.0% | $116.11 | — | SP ADR REP2COM | 892331307 |
| — | E HOUSE CHINA HLDGS LTD | 587,387 | $3.49M | 0.9% | $6.65 | — | ADR | 26852W103 |
| — | BONA FILM GROUP LTD | 292,551 | $3.48M | 0.9% | $12.20 | — | SPONSORED ADS | 09777B107 |
| CCL | CARNIVAL CORP | 62,400 | $3.1M | 0.8% | $44.02 | 0.0% | PAIRED CTF | 143658300 |
| — | HOMEINNS HOTEL GROUP | 102,275 | $2.94M | 0.8% | $28.75 | — | SPONSORED ADR | 43742E102 |
| — | RYANAIR HLDGS PLC | 34,430 | $2.7M | 0.7% | $71.35 | — | SPONSORED ADR | 783513104 |
| — | QIHOO 360 TECHNOLOGY CO LTD | 3,000,000 | $2.539M | 0.7% | $0.85 | — | NOTE 1.750% 8/1 | 74734MAF6 |
| FXI | ISHARES TR | 700,000 | $2.38M | 0.6% | $35.47 | — | Put | 464287184 |
| — | PETROCHINA CO LTD | 31,512 | $2.18M | 0.6% | $69.49 | — | SPONSORED ADR | 71646E100 |
| — | MOMO INC | 157,408 | $1.97M | 0.5% | $16.10 | — | ADR | 60879B107 |
| MUFG | MITSUBISHI UFJ FINL GROUP IN | 324,086 | $1.94M | 0.5% | $5.95 | — | SPONSORED ADR | 606822104 |
| — | MINDRAY MEDICAL INTL LTD | 77,000 | $1.68M | 0.4% | $23.81 | — | SPON ADR | 602675100 |
| — | BLACKROCK ENHANCED EQT DIV T | 217,800 | $1.57M | 0.4% | $7.51 | — | COM | 09251A104 |
| NMR | NOMURA HLDGS INC | 273,105 | $1.57M | 0.4% | $5.76 | — | SPONSORED ADR | 65535H208 |
| PG | PROCTER & GAMBLE CO | 21,501 | $1.55M | 0.4% | $56.34 | 0.0% | COM | 742718109 |
| MU | MICRON TECHNOLOGY INC | 100,000 | $1.5M | 0.4% | $16.78 | 0.0% | COM | 595112103 |
| SPY | SPDR S&P 500 ETF TR | 495,400 | $1.215M | 0.3% | — | — | Call | 78462F103 |
| — | HANCOCK JOHN TAX-ADV DIV INC | 52,200 | $1.02M | 0.3% | $19.62 | — | COM | 41013V100 |
| — | QIHOO 360 TECHNOLOGY CO LTD | 19,818 | $950K | 0.2% | $67.69 | — | ADS | 74734M109 |
| NTTYY | NIPPON TELEG & TEL CORP | 26,054 | $910K | 0.2% | $25.95 | — | SPONSORED ADR | 654624105 |
| — | CHINA LIFE INS CO LTD | 41,600 | $720K | 0.2% | $39.26 | — | SPON ADR REP H | 16939P106 |
| — | EATON VANCE RISK MNGD DIV EQ | 52,000 | $500K | 0.1% | $9.62 | — | COM | 27829G106 |
| IWM | ISHARES TR | 200,000 | $493K | 0.1% | $124.87 | — | Put | 464287655 |
| RMD | RESMED INC | 9,420 | $480K | 0.1% | $56.74 | -16.4% | COM | 761152107 |
| — | LIBERTY ALL STAR EQUITY FD | 92,911 | $470K | 0.1% | $5.46 | — | SH BEN INT | 530158104 |
| — | YY INC | 8,350 | $460K | 0.1% | $55.09 | — | ADS REPCOM CLA | 98426T106 |
| — | GABELLI EQUITY TR INC | 84,000 | $440K | 0.1% | $6.26 | — | COM | 362397101 |
| — | EATON VANCE ENH EQTY INC FD | 33,000 | $420K | 0.1% | $13.89 | — | COM | 278277108 |
| — | HANCOCK JOHN PREMUIM DIV FD | 32,748 | $410K | 0.1% | $12.92 | — | COM SH BEN INT | 41013T105 |
| — | SUNEDISON INC | 45,700 | $330K | 0.1% | $7.22 | — | COM | 86732Y109 |
| — | TEKLA HEALTHCARE INVS | 9,700 | $270K | 0.1% | $27.84 | — | SH BEN INT | 87911J103 |
| — | POWERSHARES QQQ TRUST | 350,000 | $235K | 0.1% | — | — | Call | 73935A104 |
| — | ROYCE VALUE TR INC | 16,203 | $190K | 0.0% | $13.76 | — | COM | 780910105 |
| — | NUVEEN NASDAQ 100 DYNAMIC OV | 10,400 | $180K | 0.0% | $17.31 | — | COM SHS | 670699107 |
| PG | PROCTER & GAMBLE CO | 84,200 | $171K | 0.0% | $56.34 | 0.0% | Put | 742718109 |
| — | VEDANTA LTD | 29,500 | $150K | 0.0% | $10.80 | — | SPONSORED ADR | 92242Y100 |
| — | EATON VANCE ENHANCED EQ INC | 7,600 | $90,000 | 0.0% | $13.16 | — | COM | 278274105 |
| — | ADAMS DIVERSIFIED EQUITY FD | 2,900 | $40,000 | 0.0% | $13.79 | — | COM | 006212104 |
| PG | PROCTER & GAMBLE CO | 28,700 | $27,000 | 0.0% | $56.34 | 0.0% | Call | 742718109 |
| HAL | HALLIBURTON CO | 510,000 | $5,000 | 0.0% | — | — | Call | 406216101 |