CIK: 0001569356 · Show all filings
Period: Q4 2015 (← Previous) (Next →)
Filing Date: Feb 16, 2016
Total Value ($000): $487,402 (82.7% shares, 17.3% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | SOUFUN HLDGS LTD | 50,000,000 | $48,094 | 9.9% | $1.07 | — | NOTE 2.000%12/1 | 836034AB4 |
| — | YOUKU TUDOU INC | 1,376,057 | $37,332 | 7.7% | $27.13 | — | SPONSORED ADR | 98742U100 |
| — | MINDRAY MEDICAL INTL LTD | 1,327,187 | $35,993 | 7.4% | $26.93 | — | SPON ADR | 602675100 |
| — | DIREXION SHS ETF TR | 806,500 | $33,986 | 7.0% | $50.01 | — | CSI300 CHINA1X | 25459Y116 |
| — | OMNIVISION TECHNOLOGIES INC | 1,151,898 | $33,428 | 6.9% | $29.02 | — | COM | 682128103 |
| — | CTRIP COM INTL LTD | 20,000,000 | $26,550 | 5.4% | $1.33 | — | NOTE 1.250%10/1 | 22943FAD2 |
| SONY | SONY CORP | 1,024,066 | $25,570 | 5.2% | $24.95 | — | ADR NEW | 835699307 |
| HYG | ISHARES TR | 284,558 | $22,930 | 4.7% | $80.58 | — | IBOXX HI YD ETF | 464288513 |
| HSBC | HSBC HLDGS PLC | 468,628 | $18,714 | 3.8% | $47.40 | — | SPON ADR NEW | 404280406 |
| — | HOMEINNS HOTEL GROUP | 339,243 | $11,589 | 2.4% | $32.53 | — | SPONSORED ADR | 43742E102 |
| — | QIHOO 360 TECHNOLOGY CO LTD | 155,918 | $11,352 | 2.3% | $72.16 | — | ADS | 74734M109 |
| FXI | ISHARES TR | 296,366 | $10,459 | 2.1% | $35.47 | — | CHINA LG-CAP ETF | 464287184 |
| RDY | DR REDDYS LABS LTD | 214,603 | $10,118 | 2.1% | $47.15 | — | ADR | 256135203 |
| — | TERRAFORM PWR INC | 800,000 | $10,064 | 2.1% | $12.58 | — | CL A COM | 88104R100 |
| — | AIRMEDIA GROUP INC | 1,789,030 | $10,001 | 2.1% | $5.50 | — | SPONSORED ADR | 009411109 |
| — | AU OPTRONICS CORP | 3,234,643 | $9,577 | 2.0% | $2.96 | — | SPONSORED ADR | 002255107 |
| VNET | 21VIANET GROUP INC | 448,788 | $9,487 | 1.9% | $20.31 | — | SPONSORED ADR | 90138A103 |
| — | CNOOC LTD | 90,412 | $9,414 | 1.9% | $102.80 | — | SPONSORED ADR | 126132109 |
| — | PIMCO DYNAMIC CR INCOME FD | 464,015 | $8,366 | 1.7% | $18.03 | — | COM SHS | 72202D106 |
| TM | TOYOTA MOTOR CORP | 66,705 | $8,309 | 1.7% | $120.27 | — | SP ADR REP2COM | 892331307 |
| CCL | CARNIVAL CORP | 137,479 | $7,490 | 1.5% | $44.57 | +1.0% | PAIRED CTF | 143658300 |
| — | CHINA UNICOM (HONG KONG) LTD | 579,101 | $7,061 | 1.4% | $12.19 | — | SPONSORED ADR | 16945R104 |
| HMC | HONDA MOTOR LTD | 198,227 | $6,447 | 1.3% | $29.48 | — | AMERN SHS | 438128308 |
| RYAAY | RYANAIR HLDGS PLC | 71,869 | $6,214 | 1.3% | $86.46 | — | SPONSORED ADR NE | 783513203 |
| — | BONA FILM GROUP LTD | 464,514 | $6,146 | 1.3% | $12.58 | — | SPONSORED ADS | 09777B107 |
| — | E HOUSE CHINA HLDGS LTD | 957,830 | $6,025 | 1.2% | $6.51 | — | ADR | 26852W103 |
| IBN | ICICI BK LTD | 620,500 | $4,895 | 1.0% | $8.80 | — | ADR | 45104G104 |
| — | PETROCHINA CO LTD | 72,056 | $4,723 | 1.0% | $67.27 | — | SPONSORED ADR | 71646E100 |
| — | FRONTIER COMMUNICATIONS CORP | 5,000,000 | $4,579 | 0.9% | $0.92 | — | PFD CONV SER-A | 35906A207 |
| NMR | NOMURA HLDGS INC | 553,777 | $3,128 | 0.6% | $5.70 | — | SPONSORED ADR | 65535H208 |
| — | QIHOO 360 TECHNOLOGY CO LTD | 27,000,000 | $2,673 | 0.5% | $0.90 | — | NOTE 2.500% 9/1 | 74734MAB5 |
| VYX | NCR CORP NEW | 100,000 | $2,446 | 0.5% | $15.93 | 0.0% | COM | 62886E108 |
| — | CALAMOS CONV & HIGH INCOME F | 207,713 | $2,183 | 0.4% | $10.51 | — | COM SHS | 12811P108 |
| — | CALAMOS CONV OPP AND INC FD | 216,646 | $2,147 | 0.4% | $9.91 | — | SH BEN INT | 128117108 |
| — | ALLIANZGI CONV & INCOME FD | 383,189 | $2,123 | 0.4% | $5.54 | — | COM | 018828103 |
| — | CALAMOS DYNAMIC CONV & INCOM | 113,435 | $2,048 | 0.4% | $18.05 | — | COM | 12811V105 |
| — | YY INC | 31,300 | $1,955 | 0.4% | $60.49 | — | ADS REPCOM CLA | 98426T106 |
| — | ALLIANZGI CONV & INCOME FD I | 278,514 | $1,406 | 0.3% | $5.05 | — | COM | 018825109 |
| — | MOMO INC | 83,108 | $1,331 | 0.3% | $16.10 | — | ADR | 60879B107 |
| MUFG | MITSUBISHI UFJ FINL GROUP IN | 201,865 | $1,271 | 0.3% | $5.95 | — | SPONSORED ADR | 606822104 |
| — | ADVANCED SEMICONDUCTOR ENGR | 213,168 | $1,232 | 0.3% | $6.31 | — | SPONSORED ADR | 00756M404 |
| — | GENERAL ELECTRIC CO | 925,000 | $1,170 | 0.2% | — | — | Call | 369604103 |
| — | CHESAPEAKE ENERGY CORP | 3,319,000 | $1,124 | 0.2% | $0.34 | — | NOTE 2.250%12/1 | 165167CB1 |
| — | BLACKROCK ENHANCED EQT DIV T | 132,978 | $1,012 | 0.2% | $7.51 | — | COM | 09251A104 |
| — | DOUBLELINE INCOME SOLUTIONS | 61,700 | $1,001 | 0.2% | $16.22 | — | COM | 258622109 |
| SMFG | SUMITOMO MITSUI FINL GROUP I | 125,136 | $959 | 0.2% | $8.40 | — | SPONSORED ADR | 86562M209 |
| — | ADVENT CLAYMORE CV SECS & IN | 70,841 | $958 | 0.2% | $13.52 | — | COM | 00764C109 |
| FXI | ISHARES TR | 500,000 | $923 | 0.2% | $35.47 | — | Put | 464287184 |
| INFY | INFOSYS LTD | 55,065 | $921 | 0.2% | $16.73 | — | SPONSORED ADR | 456788108 |
| — | BLACKSTONE GSO STRATEGIC CR | 56,231 | $752 | 0.2% | $13.37 | — | COM SHS BEN IN | 09257R101 |
| — | EATON VANCE RISK MNGD DIV EQ | 69,375 | $705 | 0.1% | $9.75 | — | COM | 27829G106 |
| — | CHINA LIFE INS CO LTD | 41,600 | $672 | 0.1% | $39.26 | — | SPON ADR REP H | 16939P106 |
| — | MICRON TECHNOLOGY INC | 7,000,000 | $585 | 0.1% | $0.85 | — | NOTE 3.000%11/1 | 595112AY9 |
| SPY | SPDR S&P 500 ETF TR | 100,000 | $539 | 0.1% | — | — | Call | 78462F103 |
| RMD | RESMED INC | 9,420 | $506 | 0.1% | $56.74 | -11.9% | COM | 761152107 |
| — | CHINA PETE & CHEM CORP | 8,357 | $505 | 0.1% | $60.43 | — | SPON ADR H SHS | 16941R108 |
| — | QIHOO 360 TECHNOLOGY CO LTD | 5,000,000 | $486 | 0.1% | $0.55 | — | NOTE 1.750% 8/1 | 74734MAF6 |
| — | BLACKROCK CORPOR HI YLD FD I | 47,105 | $461 | 0.1% | $9.79 | — | COM | 09255P107 |
| — | GABELLI EQUITY TR INC | 84,000 | $446 | 0.1% | $6.26 | — | COM | 362397101 |
| — | LIBERTY ALL STAR EQUITY FD | 83,301 | $446 | 0.1% | $5.46 | — | SH BEN INT | 530158104 |
| — | EATON VANCE LTD DUR INCOME F | 34,660 | $442 | 0.1% | $12.75 | — | COM | 27828H105 |
| — | GABELLI DIVD & INCOME TR | 18,347 | $339 | 0.1% | $18.48 | — | COM | 36242H104 |
| — | NUVEEN MUN OPPORTUNITY FD IN | 21,700 | $311 | 0.1% | $14.33 | — | COM | 670984103 |
| — | PRUDENTIAL GLB SHT DUR HG YL | 21,384 | $303 | 0.1% | $14.17 | — | COM | 74433A109 |
| — | NUVEEN CR STRATEGIES INCM FD | 36,514 | $286 | 0.1% | $7.83 | — | COM SHS | 67073D102 |
| — | ABERDEEN ASIA PACIFIC INCOM | 61,828 | $283 | 0.1% | $4.58 | — | COM | 003009107 |
| — | INVESCO SR INCOME TR | 68,904 | $278 | 0.1% | $4.03 | — | COM | 46131H107 |
| EEM | ISHARES TR | 200,000 | $239 | 0.0% | — | — | Put | 464287234 |
| — | NUVEEN PFD INCOME OPPRTNY FD | 25,500 | $234 | 0.0% | $9.18 | — | COM | 67073B106 |
| — | BLACKROCK CR ALLCTN INC TR | 18,652 | $230 | 0.0% | $12.33 | — | COM | 092508100 |
| — | PRUDENTIAL SHT DURATION HG Y | 14,705 | $215 | 0.0% | $14.62 | — | COM | 74442F107 |
| — | MORGAN STANLEY EM MKTS DM DE | 31,298 | $213 | 0.0% | $6.81 | — | COM | 617477104 |
| — | INVESCO DYNAMIC CR OPP FD | 19,678 | $208 | 0.0% | $10.57 | — | COM | 46132R104 |
| — | ALLIANCEBERNSTEIN GBL HGH IN | 14,599 | $157 | 0.0% | $10.75 | — | COM | 01879R106 |
| — | TEMPLETON GLOBAL INCOME FD | 24,714 | $157 | 0.0% | $6.35 | — | COM | 880198106 |
| FTDS | FIRST TR EXCHANGE TRADED FD | 100,000 | $135 | 0.0% | — | — | Call | 33733E708 |
| — | ADAMS DIVERSIFIED EQUITY FD | 9,200 | $118 | 0.0% | $13.13 | — | COM | 006212104 |
| — | GENERAL ELECTRIC CO | 924,000 | $116 | 0.0% | — | — | Put | 369604103 |
| — | WESTERN ASSET EMRG MKT DEBT | 7,400 | $102 | 0.0% | $13.78 | — | COM | 95766A101 |
| FXI | ISHARES TR | 1,600,000 | $8 | 0.0% | $35.47 | — | Call | 464287184 |
| EEM | ISHARES TR | 100,000 | $1 | 0.0% | — | — | Call | 464287234 |