INCOME RESEARCH & MANAGEMENT Long-Term Concentrated

CIK: 0001165830 · Show all filings

Period: Q1 2017 (← Previous) (Next →)

Filing Date: May 12, 2017

Total Value ($000): $384,771 (2.4% shares, 97.6% debt)

Holdings (33)

— INTEL CORP 7.4%

Value ($000) $28,468 Shares 20,913,000 Est. Cost $1.18 Unrealized —

— PRICELINE GRP INC 6.5%

Value ($000) $25,066 Shares 22,293,000 Est. Cost $1.01 Unrealized —

— ANTHEM INC 6.1%

Value ($000) $23,576 Shares 10,326,000 Est. Cost $2.06 Unrealized —

— ARES CAP CORP 5.5%

Value ($000) $21,048 Shares 20,648,000 Est. Cost $1.14 Unrealized —

— ILLUMINA INC 5.3%

Value ($000) $20,391 Shares 20,264,000 Est. Cost $1.17 Unrealized —

— RED HAT INC 5.3%

Value ($000) $20,257 Shares 15,612,000 Est. Cost $1.30 Unrealized —

— LAM RESEARCH CORP 5.2%

Value ($000) $20,145 Shares 9,511,000 Est. Cost $1.59 Unrealized —

— JEFFERIES GROUP INC NEW 5.2%

Value ($000) $19,884 Shares 19,687,000 Est. Cost $1.05 Unrealized —

— XILINX INC 4.8%

Value ($000) $18,365 Shares 9,131,000 Est. Cost $1.87 Unrealized —

— OLD REP INTL CORP 4.5%

Value ($000) $17,212 Shares 12,935,000 Est. Cost $1.23 Unrealized —

— MACQUARIE INFRASTRUCTURE COR 4.4%

Value ($000) $17,013 Shares 15,216,000 Est. Cost $1.13 Unrealized —

— NEWMONT MINING CORP 3.7%

Value ($000) $14,349 Shares 14,322,000 Est. Cost $1.05 Unrealized —

— ALZA CORP 3.5%

Value ($000) $13,400 Shares 7,839,000 Est. Cost $1.42 Unrealized —

— FIDELITY NATIONAL FINANCIAL 3.1%

Value ($000) $11,790 Shares 5,350,000 Est. Cost $1.66 Unrealized —

— PROSPECT CAPITAL CORPORATION 2.9%

Value ($000) $11,061 Shares 10,791,000 Est. Cost $1.05 Unrealized —

— SPIRIT RLTY CAP INC NEW 2.9%

Value ($000) $10,986 Shares 10,844,000 Est. Cost $1.08 Unrealized —

— PROSPECT CAPITAL CORPORATION 2.8%

Value ($000) $10,895 Shares 11,033,000 Est. Cost $0.90 Unrealized —

— TORONTO DOMINION BK ONT 2.7%

Value ($000) $10,478 Shares 10,700,000 Est. Cost $1.00 Unrealized —

— NOVELLUS SYS INC 2.6%

Value ($000) $10,137 Shares 2,673,000 Est. Cost $2.79 Unrealized —

— RPM INTL INC 2.6%

Value ($000) $10,100 Shares 8,395,000 Est. Cost $1.48 Unrealized —

— TEVA PHARMACEUTICAL FIN LLC 2.1%

Value ($000) $8,077 Shares 7,522,000 Est. Cost $1.25 Unrealized —

— WELLS FARGO & CO NEW 1.7%

Value ($000) $6,549 Shares 5,287 Est. Cost $1186.84 Unrealized —

— PROSPECT CAPITAL CORPORATION 1.7%

Value ($000) $6,463 Shares 6,313,000 Est. Cost $0.99 Unrealized —

— CITRIX SYS INC 1.6%

Value ($000) $6,313 Shares 5,040,000 Est. Cost $1.06 Unrealized —

— SPIRIT RLTY CAP INC NEW 1.6%

Value ($000) $6,184 Shares 6,033,000 Est. Cost $1.12 Unrealized —

— ARES CAP CORP 1.3%

Value ($000) $4,811 Shares 4,711,000 Est. Cost $1.04 Unrealized —

— PRICELINE GRP INC 1.0%

Value ($000) $3,944 Shares 2,770,000 Est. Cost $1.18 Unrealized —

— BANK AMER CORP 0.7%

Value ($000) $2,702 Shares 2,275 Est. Cost $1080.28 Unrealized —

— DANAHER CORP DEL 0.5%

Value ($000) $1,859 Shares 569,000 Est. Cost $2.26 Unrealized —

— MACQUARIE INFRASTRUCTURE COR 0.3%

Value ($000) $1,041 Shares 1,062,000 Est. Cost $1.01 Unrealized —

— TOLL BROS FIN CORP 0.3%

Value ($000) $980 Shares 986,000 Est. Cost $1.05 Unrealized —

— ON SEMICONDUCTOR CORP 0.2%

Value ($000) $889 Shares 814,000 Est. Cost $0.89 Unrealized —

— BROCADE COMMUNICATIONS SYS I 0.1%

Value ($000) $338 Shares 334,000 Est. Cost $0.99 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	INTEL CORP	20,913,000	$28,468	7.4%	$1.18	—	SDCV 12/1	458140AD2
—	PRICELINE GRP INC	22,293,000	$25,066	6.5%	$1.01	—	NOTE 0.900% 9/1	741503AX4
—	ANTHEM INC	10,326,000	$23,576	6.1%	$2.06	—	NOTE 2.750%10/1	94973VBG1
—	ARES CAP CORP	20,648,000	$21,048	5.5%	$1.14	—	NOTE 4.750% 1/1	04010LAJ2
—	ILLUMINA INC	20,264,000	$20,391	5.3%	$1.17	—	NOTE 6/1	452327AF6
—	RED HAT INC	15,612,000	$20,257	5.3%	$1.30	—	NOTE 0.250%10/0	756577AD4
—	LAM RESEARCH CORP	9,511,000	$20,145	5.2%	$1.59	—	NOTE 1.250% 5/1	512807AL2
—	JEFFERIES GROUP INC NEW	19,687,000	$19,884	5.2%	$1.05	—	DBCV 3.875%11/0	472319AG7
—	XILINX INC	9,131,000	$18,365	4.8%	$1.87	—	NOTE 2.625% 6/1	983919AF8
—	OLD REP INTL CORP	12,935,000	$17,212	4.5%	$1.23	—	NOTE 3.750% 3/1	680223AH7
—	MACQUARIE INFRASTRUCTURE COR	15,216,000	$17,013	4.4%	$1.13	—	NOTE 2.875% 7/1	55608BAA3
—	NEWMONT MINING CORP	14,322,000	$14,349	3.7%	$1.05	—	NOTE 1.625% 7/1	651639AJ5
—	ALZA CORP	7,839,000	$13,400	3.5%	$1.42	—	SDCV 7/2	02261WAB5
—	FIDELITY NATIONAL FINANCIAL	5,350,000	$11,790	3.1%	$1.66	—	NOTE 4.250% 8/1	31620RAE5
—	PROSPECT CAPITAL CORPORATION	10,791,000	$11,061	2.9%	$1.05	—	NOTE 5.875% 1/1	74348TAM4
—	SPIRIT RLTY CAP INC NEW	10,844,000	$10,986	2.9%	$1.08	—	NOTE 2.875% 5/1	84860WAA0
—	PROSPECT CAPITAL CORPORATION	11,033,000	$10,895	2.8%	$0.90	—	NOTE 4.750% 4/1	74348TAQ5
—	TORONTO DOMINION BK ONT	10,700,000	$10,478	2.7%	$1.00	—	NOTE 3.625% 9/1	891160MJ9
—	NOVELLUS SYS INC	2,673,000	$10,137	2.6%	$2.79	—	NOTE 2.625% 5/1	670008AD3
—	RPM INTL INC	8,395,000	$10,100	2.6%	$1.48	—	NOTE 2.250%12/1	749685AT0
—	TEVA PHARMACEUTICAL FIN LLC	7,522,000	$8,077	2.1%	$1.25	—	DBCV 0.250% 2/0	88163VAE9
—	WELLS FARGO & CO NEW	5,287	$6,549	1.7%	$1186.84	—	PERP PFD CNV A	949746804
—	PROSPECT CAPITAL CORPORATION	6,313,000	$6,463	1.7%	$0.99	—	NOTE 5.750% 3/1	74348TAL6
—	CITRIX SYS INC	5,040,000	$6,313	1.6%	$1.06	—	NOTE 0.500% 4/1	177376AD2
—	SPIRIT RLTY CAP INC NEW	6,033,000	$6,184	1.6%	$1.12	—	NOTE 3.750% 5/1	84860WAB8
—	ARES CAP CORP	4,711,000	$4,811	1.3%	$1.04	—	NOTE 4.375% 1/1	04010LAM5
—	PRICELINE GRP INC	2,770,000	$3,944	1.0%	$1.18	—	NOTE 0.350% 6/1	741503AS5
—	BANK AMER CORP	2,275	$2,702	0.7%	$1080.28	—	7.25%CNV PFD L	060505682
—	DANAHER CORP DEL	569,000	$1,859	0.5%	$2.26	—	NOTE 1/2	235851AF9
—	MACQUARIE INFRASTRUCTURE COR	1,062,000	$1,041	0.3%	$1.01	—	NOTE 2.000%10/0	55608BAB1
—	TOLL BROS FIN CORP	986,000	$980	0.3%	$1.05	—	NOTE 0.500% 9/1	88947EAM2
—	ON SEMICONDUCTOR CORP	814,000	$889	0.2%	$0.89	—	NOTE 1.000%12/0	682189AK1
—	BROCADE COMMUNICATIONS SYS I	334,000	$338	0.1%	$0.99	—	NOTE 1.375% 1/0	111621AQ1