Location: Greenwich, CT
CIK: 0001167456 · Show all filings
Period: Q4 2018 (← Previous) (Next →)
Filing Date: Feb 14, 2019
Total Value: $7.281B (63.8% shares, 36.2% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | NOVELLUS SYS INC | 108,555,000 | $448M | 6.2% | $3.02 | — | NOTE 2.625% 5/1 | 670008AD3 |
| — | ADVANCED MICRO DEVICES INC | 85,200,000 | $207M | 2.8% | $1.93 | — | NOTE 2.125% 9/0 | 007903BD8 |
| — | L3 TECHNOLOGIES INC | 1,170,292 | $203M | 2.8% | $173.66 | — | COM | 502413107 |
| NXPI | NXP SEMICONDUCTORS N V | 2,384,779 | $175M | 2.4% | $96.88 | -27.1% | COM | N6596X109 |
| — | ARRIS INTL INC | 5,095,389 | $156M | 2.1% | $30.57 | — | SHS | G0551A103 |
| — | ANTHEM INC | 40,654,000 | $147M | 2.0% | $2.04 | — | NOTE 2.750%10/1 | 94973VBG1 |
| — | INTEGRATED DEVICE TECHNOLOGY | 3,000,963 | $145M | 2.0% | $47.75 | — | COM | 458118106 |
| — | ALTABA INC | 2,488,238 | $144M | 2.0% | $66.24 | — | COM | 021346101 |
| — | U S G CORP | 3,317,976 | $142M | 1.9% | $43.05 | — | COM NEW | 903293405 |
| — | ESTERLINE TECHNOLOGIES CORP | 1,158,960 | $141M | 1.9% | $121.45 | — | COM | 297425100 |
| — | MICROCHIP TECHNOLOGY INC | 96,500,000 | $136M | 1.9% | $1.59 | — | NOTE 1.625% 2/1 | 595017AD6 |
| — | VECTREN CORP | 1,815,310 | $131M | 1.8% | $71.51 | — | COM | 92240G101 |
| — | RANDGOLD RES LTD | 1,506,772 | $129M | 1.8% | $83.13 | — | ADR | 752344309 |
| — | TWENTY FIRST CENTY FOX INC | 2,620,384 | $126M | 1.7% | $41.13 | — | CL A | 90130A101 |
| — | RED HAT INC | 712,262 | $125M | 1.7% | $175.64 | — | COM | 756577102 |
| AVA | AVISTA CORP | 2,816,358 | $120M | 1.6% | $35.64 | +1.5% | COM | 05379B107 |
| — | SCANA CORP NEW | 2,474,877 | $118M | 1.6% | $37.55 | — | COM | 80589M102 |
| — | DUN & BRADSTREET CORP DEL NE | 790,822 | $113M | 1.6% | $142.54 | — | COM | 26483E100 |
| — | ATHENAHEALTH INC | 855,380 | $113M | 1.5% | $134.89 | — | COM | 04685W103 |
| — | TRIBUNE MEDIA CO | 2,430,253 | $110M | 1.5% | $41.99 | — | CL A | 896047503 |
| — | MOLINA HEALTHCARE INC | 38,325,000 | $110M | 1.5% | $1.50 | — | NOTE 1.125% 1/1 | 60855RAC4 |
| — | ORBOTECH LTD | 1,949,327 | $110M | 1.5% | $60.80 | — | ORD | M75253100 |
| — | NXSTAGE MEDICAL INC | 3,684,861 | $105M | 1.4% | $27.70 | — | COM | 67072V103 |
| — | ASPEN INSURANCE HOLDINGS LTD | 2,502,153 | $105M | 1.4% | $41.87 | — | SHS | G05384105 |
| — | TESARO INC | 1,226,783 | $91.09M | 1.3% | $74.25 | — | COM | 881569107 |
| — | SPRINT CORP | 14,484,662 | $84.3M | 1.2% | $5.78 | — | COM SER 1 | 85207U105 |
| — | PALO ALTO NETWORKS INC | 48,400,000 | $82.26M | 1.1% | $1.57 | — | NOTE 7/0 | 697435AB1 |
| — | NEWFIELD EXPL CO | 5,554,579 | $81.43M | 1.1% | $14.66 | — | COM | 651290108 |
| — | MICRON TECHNOLOGY INC | 27,379,000 | $79.31M | 1.1% | $1.95 | — | NOTE 2.125% 2/1 | 595112AV5 |
| — | BELMOND LTD | 3,162,731 | $79.16M | 1.1% | $25.03 | — | CL A | G1154H107 |
| — | SQUARE INC | 31,635,000 | $77.39M | 1.1% | $2.75 | — | NOTE 0.375% 3/0 | 852234AB9 |
| — | FINISAR CORP | 3,418,268 | $73.83M | 1.0% | $21.60 | — | COM NEW | 31787A507 |
| — | ALLEGHENY TECHNOLOGIES INC | 33,950,000 | $57.13M | 0.8% | $1.38 | — | NOTE 4.750% 7/0 | 01741RAG7 |
| — | HERBALIFE LTD | 40,000,000 | $55.26M | 0.8% | $1.38 | — | NOTE 2.000% 8/1 | 42703MAB9 |
| — | CAESARS ENTMT CORP | 44,275,000 | $55.07M | 0.8% | $1.71 | — | NOTE 5.000%10/0 | 127686AA1 |
| — | MICROCHIP TECHNOLOGY INC | 55,941,000 | $54.99M | 0.8% | $1.20 | — | NOTE 2.250% 2/1 | 595017AH7 |
| — | CHESAPEAKE ENERGY CORP | 67,825,000 | $54.76M | 0.8% | $0.88 | — | NOTE 5.500% 9/1 | 165167CY1 |
| — | NUTRI SYS INC NEW | 1,214,326 | $53.28M | 0.7% | $43.88 | — | COM | 67069D108 |
| — | MB FINANCIAL INC NEW | 1,232,585 | $48.85M | 0.7% | $42.75 | — | COM | 55264U108 |
| PACB | PACIFIC BIOSCIENCES CALIF IN | 6,584,898 | $48.73M | 0.7% | $6.34 | 0.0% | COM | 69404D108 |
| GNW | GENWORTH FINL INC | 10,091,078 | $47.02M | 0.6% | $4.13 | +4.6% | COM CL A | 37247D106 |
| — | APPTIO INC | 1,207,846 | $45.85M | 0.6% | $37.96 | — | CL A | 03835C108 |
| — | ELECTRO SCIENTIFIC INDS | 1,487,372 | $44.56M | 0.6% | $29.96 | — | COM | 285229100 |
| — | IMPERVA INC | 756,364 | $42.12M | 0.6% | $55.69 | — | COM | 45321L100 |
| — | TERADYNE INC | 34,450,000 | $40.93M | 0.6% | $1.32 | — | NOTE 1.250%12/1 | 880770AG7 |
| — | WORKDAY INC | 20,000,000 | $39.61M | 0.5% | $1.37 | — | NOTE 1.500% 7/1 | 98138HAD3 |
| — | CLEVELAND CLIFFS INC | 33,075,000 | $36.91M | 0.5% | $1.10 | — | DBCV 1.500% 1/1 | 185899AA9 |
| — | AEROJET ROCKETDYNE HLDGS INC | 24,250,000 | $35.7M | 0.5% | $1.32 | — | NOTE 2.250%12/1 | 007800AB1 |
| — | NEVSUN RES LTD | 7,986,500 | $35.03M | 0.5% | $4.40 | — | COM | 64156L101 |
| UPBD | RENT A CTR INC NEW | 2,076,937 | $33.63M | 0.5% | $13.04 | +11.4% | COM | 76009N100 |
| — | SENDGRID INC | 767,534 | $33.13M | 0.5% | $43.17 | — | COM | 816883102 |
| — | FCB FINL HLDGS INC | 939,124 | $31.54M | 0.4% | $41.37 | — | CL A | 30255G103 |
| — | TTM TECHNOLOGIES INC | 26,500,000 | $30.87M | 0.4% | $1.11 | — | NOTE 1.750%12/1 | 87305RAD1 |
| — | INFRAREIT INC | 1,441,225 | $30.3M | 0.4% | $21.02 | — | COM | 45685L100 |
| — | AMAG PHARMACEUTICALS INC | 32,975,000 | $30.23M | 0.4% | $0.96 | — | NOTE 3.250% 6/0 | 00163UAD8 |
| — | ATLAS AIR WORLDWIDE HLDGS IN | 31,525,000 | $30.13M | 0.4% | $1.10 | — | NOTE 1.875% 6/0 | 049164BJ4 |
| — | SHIRE PLC | 162,242 | $28.24M | 0.4% | $168.80 | — | SPONSORED ADR | 82481R106 |
| — | MINDBODY INC | 773,975 | $28.17M | 0.4% | $36.40 | — | COM CL A | 60255W105 |
| — | RESTORATION HARDWARE HLDGS I | 23,900,000 | $27.84M | 0.4% | $1.22 | — | DBCV 7/1 | 761283AC4 |
| — | THERAVANCE INC | 25,543,000 | $27.67M | 0.4% | $0.85 | — | NOTE 2.125% 1/1 | 88338TAB0 |
| — | ISTAR INC | 30,350,000 | $27.42M | 0.4% | $0.90 | — | NOTE 3.125% 9/1 | 45031UCB5 |
| — | NUVASIVE INC | 25,401,000 | $26.8M | 0.4% | $1.16 | — | NOTE 2.250% 3/1 | 670704AG0 |
| — | STATE BK FINL CORP | 1,175,187 | $25.37M | 0.3% | $31.40 | — | COM | 856190103 |
| — | BOXWOOD MERGER CORP | 2,500,000 | $24.82M | 0.3% | $9.93 | — | UNIT 11/26/2025 | 10319T200 |
| — | INPHI CORP | 26,150,000 | $24.24M | 0.3% | $1.00 | — | NOTE 0.750% 9/0 | 45772FAC1 |
| — | HURON CONSULTING GROUP INC | 23,955,000 | $23.59M | 0.3% | $0.97 | — | NOTE 1.250%10/0 | 447462AB8 |
| — | FINTECH ACQUISITION CORP III | 2,300,000 | $23.07M | 0.3% | $10.03 | — | UNIT 12/01/2023 | 31811A309 |
| — | AMCI ACQUISITION CORP | 2,300,000 | $22.89M | 0.3% | $9.95 | — | UNIT 01/07/2019 | 00165R200 |
| — | HORTONWORKS INC | 1,567,016 | $22.6M | 0.3% | $14.42 | — | COM | 440894103 |
| SFL 5.75 10/15/21 | SHIP FINANCE INTERNATIONAL L | 23,600,000 | $22M | 0.3% | $1.00 | — | NOTE 5.750%10/1 | G81075AF3 |
| — | WILDHORSE RESOURCE DEV CORP | 1,547,421 | $21.83M | 0.3% | $14.11 | — | COM | 96812T102 |
| — | INVESTMENT TECHNOLOGY GRP NE | 717,037 | $21.68M | 0.3% | $30.24 | — | COM | 46145F105 |
| — | TRAVELPORT WORLDWIDE LTD | 1,325,466 | $20.7M | 0.3% | $15.62 | — | SHS | G9019D104 |
| — | ZILLOW GROUP INC | 23,575,000 | $20.37M | 0.3% | $0.93 | — | NOTE 1.500% 7/0 | 98954MAC5 |
| — | WEATHERFORD INTL LTD | 31,825,000 | $20.27M | 0.3% | $1.11 | — | NOTE 5.875% 7/0 | 947075AH0 |
| — | HERCULES CAPITAL INC | 21,150,000 | $20.07M | 0.3% | $1.01 | — | DBCV 4.375% 2/0 | 427096AF9 |
| — | CF FIN ACQUISITION CORP | 2,000,000 | $20M | 0.3% | $10.00 | — | UNIT 04/30/2025 | 12528N206 |
| — | II VI INC | 20,000,000 | $19.53M | 0.3% | $0.98 | — | NOTE 0.250% 9/0 | 902104AB4 |
| — | TESLA INC | 15,750,000 | $19.15M | 0.3% | $1.18 | — | NOTE 2.375% 3/1 | 88160RAD3 |
| — | PROSPECT CAPITAL CORPORATION | 19,250,000 | $18.48M | 0.3% | $0.99 | — | NOTE 4.950% 7/1 | 74348TAR3 |
| STC | STEWART INFORMATION SVCS COR | 440,124 | $18.22M | 0.3% | $43.22 | -2.9% | COM | 860372101 |
| — | APOLLO COML REAL EST FIN INC | 18,875,000 | $18.17M | 0.2% | $0.96 | — | NOTE 5.375%10/1 | 03762UAC9 |
| — | BLACKSTONE MTG TR INC | 18,450,000 | $18.02M | 0.2% | $0.99 | — | NOTE 4.750% 3/1 | 09257WAC4 |
| — | REDWOOD TR INC | 18,875,000 | $17.76M | 0.2% | $0.99 | — | NOTE 5.625% 7/1 | 758075AD7 |
| JBGS | JBG SMITH PPTYS | 508,510 | $17.7M | 0.2% | $34.21 | — | COM | 46590V100 |
| — | VEECO INSTRS INC DEL | 23,000,000 | $17.46M | 0.2% | $0.92 | — | NOTE 2.700% 1/1 | 922417AD2 |
| NVT | NVENT ELECTRIC PLC | 764,088 | $17.16M | 0.2% | $22.00 | -5.3% | SHS | G6700G107 |
| — | REDWOOD TR INC | 18,575,000 | $17.07M | 0.2% | $0.99 | — | NOTE 4.750% 8/1 | 758075AC9 |
| — | SEACOR HOLDINGS INC | 19,244,000 | $17.05M | 0.2% | $0.98 | — | NOTE 2.500%12/1 | 811904AM3 |
| — | ACORDA THERAPEUTICS INC | 20,325,000 | $16.92M | 0.2% | $0.95 | — | NOTE 1.750% 6/1 | 00484MAA4 |
| — | CENTERPOINT ENERGY INC | 331,450 | $16.72M | 0.2% | $50.45 | — | DEP RP PFD CV B | 15189T503 |
| — | MICRO FOCUS INTERNATIONAL PL | 965,357 | $16.61M | 0.2% | $33.42 | — | SPON ADR NEW | 594837304 |
| — | GRAF INDL CORP | 1,650,000 | $15.84M | 0.2% | $9.60 | — | COM | 384278107 |
| OPTU | ALTICE USA INC | 910,298 | $15.04M | 0.2% | $17.75 | -2.1% | CL A | 02156K103 |
| WH | WYNDHAM HOTELS & RESORTS INC | 329,003 | $14.93M | 0.2% | $60.54 | -19.9% | COM | 98311A105 |
| — | TKK SYMPHONY ACQUISITION COR | 1,530,000 | $14.77M | 0.2% | $9.50 | — | ORD SHS | G88950103 |
| — | EZCORP INC | 15,075,000 | $14.75M | 0.2% | $0.96 | — | NOTE 2.125% 6/1 | 302301AB2 |
| — | CONNECTICUT WTR SVC INC | 216,851 | $14.5M | 0.2% | $66.88 | — | COM | 207797101 |
| — | INFINERA CORPORATION | 19,700,000 | $14.36M | 0.2% | $1.01 | — | NOTE 2.125% 9/0 | 45667GAC7 |
| REZI | RESIDEO TECHNOLOGIES INC | 698,537 | $14.36M | 0.2% | $21.34 | 0.0% | COM | 76118Y104 |
| — | SCHULTZE SPL PURP ACQUISITIO | 1,440,000 | $14.33M | 0.2% | $9.95 | — | UNIT 12/31/2023 | 80821R208 |
| — | THUNDER BRIDGE ACQUISITION L | 1,440,000 | $14.26M | 0.2% | $9.60 | — | SHS CLASS A | G8857R100 |
| — | ZILLOW GROUP INC | 14,500,000 | $14.16M | 0.2% | $1.15 | — | NOTE 2.000%12/0 | 98954MAB7 |
| — | INTEGRATED DEVICE TECHNOLOGY | 9,000,000 | $13.96M | 0.2% | $1.51 | — | NOTE 0.875%11/1 | 458118AC0 |
| — | CHASERG TECHNLGY ACQUISITN C | 1,440,000 | $13.94M | 0.2% | $9.68 | — | CLASS A | 16166A103 |
| — | FORUM MERGER II CORP | 1,440,000 | $13.9M | 0.2% | $9.55 | — | CL A | 34986F103 |
| — | J2 GLOBAL INC | 12,000,000 | $13.82M | 0.2% | $1.15 | — | NOTE 3.250% 6/1 | 48123VAC6 |
| — | PRICELINE GRP INC | 10,000,000 | $13.49M | 0.2% | $1.52 | — | NOTE 0.350% 6/1 | 741503AS5 |
| — | VECTOIQ ACQUISITION CORP | 1,390,000 | $13.48M | 0.2% | $9.54 | — | COM | 92243N103 |
| — | NAVIGATORS GROUP INC | 191,845 | $13.33M | 0.2% | $69.23 | — | COM | 638904102 |
| — | ILLUMINA INC | 10,879,000 | $13.32M | 0.2% | $1.46 | — | NOTE 6/1 | 452327AF6 |
| PK | PARK HOTELS RESORTS INC | 509,892 | $13.25M | 0.2% | $26.46 | — | COM | 700517105 |
| — | GS ACQUISITION HLDGS CORP | 1,350,000 | $13.23M | 0.2% | $9.75 | — | COM CL A | 36255F102 |
| — | QUOTIENT TECHNOLOGY INC | 13,950,000 | $13.23M | 0.2% | $0.95 | — | NOTE 1.750%12/0 | 749119AB9 |
| — | IRONWOOD PHARMACEUTICALS INC | 14,025,000 | $13.18M | 0.2% | $1.32 | — | DBCV 2.250% 6/1 | 46333XAD0 |
| — | INTREXON CORP | 18,800,000 | $13.16M | 0.2% | $1.19 | — | NOTE 3.500% 7/0 | 46122TAA0 |
| — | UNION ACQUISITION CORP | 1,250,000 | $12.59M | 0.2% | $9.58 | — | SHS | G9366W101 |
| — | CHURCHILL CAP CORP | 1,300,000 | $12.41M | 0.2% | $9.55 | — | COM CL A | 17142R103 |
| — | APERGY CORP | 455,155 | $12.33M | 0.2% | $41.75 | — | COM | 03755L104 |
| — | GORDON POINTE ACQUISITION CO | 1,229,800 | $12.3M | 0.2% | $9.79 | — | COM CLASS A | 382788107 |
| — | LEGACY ACQUISITION CORP | 1,235,000 | $12.13M | 0.2% | $9.59 | — | COM CL A | 524643103 |
| — | BENEFICIAL BANCORP INC | 845,356 | $12.08M | 0.2% | $15.98 | — | COM | 08171T102 |
| VREX | VAREX IMAGING CORP | 508,718 | $12.05M | 0.2% | $31.34 | -19.0% | COM | 92214X106 |
| — | SPARTAN ENERGY ACQUISITON CO | 1,249,996 | $12.04M | 0.2% | $9.63 | — | CL A COM STK | 846784106 |
| FTDR | FRONTDOOR INC | 452,254 | $12.03M | 0.2% | $29.60 | 0.0% | COM | 35905A109 |
| PACK | ONE MADISON CORP | 1,191,100 | $11.95M | 0.2% | $9.60 | — | COM CL A | G6772P100 |
| — | VERASTEM INC | 15,000,000 | $11.77M | 0.2% | $0.78 | — | NOTE 5.000%11/0 | 92337CAA2 |
| — | TRANSOCEAN INC | 12,000,000 | $11.4M | 0.2% | $0.95 | — | DEB 0.500% 1/3 | 893830BJ7 |
| — | BLACK KNIGHT INC | 252,288 | $11.37M | 0.2% | $50.78 | — | COM | 09215C105 |
| — | MUDRICK CAP ACQUISITION CORP | 1,150,000 | $11.35M | 0.2% | $9.62 | — | COM CLASS A | 624745105 |
| — | BEMIS INC | 246,917 | $11.33M | 0.2% | $48.60 | — | COM | 081437105 |
| — | RETROPHIN INC | 12,500,000 | $11.23M | 0.2% | $0.90 | — | NOTE 2.500% 9/1 | 761299AB2 |
| — | VECTOR GROUP LTD | 10,878,000 | $11.2M | 0.2% | $1.52 | — | FRNT 1/1 | 92240MAY4 |
| — | BLACKSTONE MTG TR INC | 11,400,000 | $11.15M | 0.2% | $1.02 | — | NOTE 4.375% 5/0 | 09257WAB6 |
| — | OSI SYSTEMS INC | 11,500,000 | $10.72M | 0.1% | $0.92 | — | NOTE 1.250% 9/0 | 671044AD7 |
| — | APOLLO COML REAL EST FIN INC | 11,275,000 | $10.59M | 0.1% | $1.01 | — | NOTE 4.750% 8/2 | 03762UAB1 |
| ACA | ARCOSA INC | 368,787 | $10.21M | 0.1% | $26.73 | 0.0% | COM | 039653100 |
| — | MEGALITH FINL ACQUISITION CO | 1,032,000 | $10.01M | 0.1% | $9.51 | — | CL A COM | 58518F109 |
| — | AKAMAI TECHNOLOGIES INC | 10,000,000 | $9.963M | 0.1% | $1.00 | — | DBCV 2/1 | 00971TAG6 |
| — | BLUE HILLS BANCORP INC | 466,340 | $9.952M | 0.1% | $21.86 | — | COM | 095573101 |
| CNDT | CONDUENT INC | 934,760 | $9.936M | 0.1% | $15.61 | -0.2% | COM | 206787103 |
| — | PANDORA MEDIA INC | 1,224,188 | $9.904M | 0.1% | $8.20 | — | COM | 698354107 |
| — | ROWAN COMPANIES PLC | 1,163,866 | $9.765M | 0.1% | $8.39 | — | SHS CL A | G7665A101 |
| BMRN | BIOMARIN PHARMACEUTICAL INC | 114,571 | $9.756M | 0.1% | $96.24 | -1.2% | COM | 09061G101 |
| — | AMYRIS INC | 9,626,000 | $9.656M | 0.1% | $0.64 | — | NOTE 9.500% 4/1 | 03236MAF8 |
| GTX | GARRETT MOTION INC | 781,284 | $9.641M | 0.1% | $13.59 | 0.0% | COM | 366505105 |
| — | TWELVE SEAS INVESTMENT COMPA | 960,000 | $9.427M | 0.1% | $9.52 | — | SHS | G9145A107 |
| — | LF CAP ACQUISITION CORP | 960,000 | $9.408M | 0.1% | $9.56 | — | CL A | 50200K108 |
| HGV | HILTON GRAND VACATIONS INC | 351,225 | $9.269M | 0.1% | $37.09 | -21.8% | COM | 43283X105 |
| — | TAHOE RES INC | 2,519,027 | $9.194M | 0.1% | $3.65 | — | COM | 873868103 |
| — | HAYMAKER ACQUISITION CORP | 899,960 | $9.009M | 0.1% | $9.55 | — | COM CLASS A | 420870107 |
| BHF | BRIGHTHOUSE FINL INC | 295,024 | $8.992M | 0.1% | $59.67 | -34.6% | COM | 10922N103 |
| — | PURE ACQUISITION CORP | 900,000 | $8.856M | 0.1% | $9.64 | — | CL A | 74621Q106 |
| — | VEONEER INCORPORATED | 372,209 | $8.773M | 0.1% | $54.39 | — | COM | 92336X109 |
| — | ECHO GLOBAL LOGISTICS INC | 8,531,000 | $8.302M | 0.1% | $0.99 | — | NOTE 2.500% 5/0 | 27875TAA9 |
| — | GUARANTY BANCORP DEL | 396,709 | $8.232M | 0.1% | $28.08 | — | COM NEW | 40075T607 |
| — | GORES HOLDINGS III INC | 849,996 | $8.219M | 0.1% | $9.67 | — | CLASS A | 38286G109 |
| — | PACIRA PHARMACEUTICALS INC | 8,150,000 | $8.104M | 0.1% | $0.99 | — | NOTE 2.375% 4/0 | 695127AD2 |
| TH | PLATINUM EAGLE ACQUISITIN CO | 799,998 | $8.064M | 0.1% | $9.60 | — | SHS CL A | G7126L100 |
| — | TRINITY MERGER CORP | 800,000 | $7.976M | 0.1% | $9.76 | — | COM CL A | 89653L106 |
| — | NEW FRONTIER CORP | 800,000 | $7.84M | 0.1% | $9.62 | — | COM CL A | G6485P108 |
| — | INPHI CORP | 7,325,000 | $7.722M | 0.1% | $1.21 | — | NOTE 1.125%12/0 | 45772FAB3 |
| — | FAR PT ACQUISITION CORP | 799,998 | $7.72M | 0.1% | $9.75 | — | COM CL A | 30734W109 |
| — | TPG SPECIALTY LENDING INC | 7,500,000 | $7.384M | 0.1% | $1.02 | — | NOTE 4.500% 8/0 | 87265KAD4 |
| — | ALLEGRO MERGER CORP | 750,000 | $7.313M | 0.1% | $9.51 | — | COM | 01749N103 |
| — | DFB HEALTHCARE ACQUISTION CO | 749,999 | $7.207M | 0.1% | $9.65 | — | COM | 23291E109 |
| — | SCORPIO TANKERS INC | 8,750,000 | $6.967M | 0.1% | $0.93 | — | NOTE 3.000% 5/1 | 80918TAB5 |
| — | NEW MTN FIN CORP | 7,000,000 | $6.945M | 0.1% | $1.01 | — | NOTE 5.750% 8/1 | 647551AC4 |
| — | TELADOC HEALTH INC | 5,000,000 | $6.881M | 0.1% | $1.38 | — | NOTE 3.000%12/1 | 87918AAB1 |
| — | SEMPRA ENERGY | 71,225 | $6.849M | 0.1% | $100.63 | — | 6% PFD CONV A | 816851406 |
| — | GIGCAPITAL INC | 675,000 | $6.818M | 0.1% | $9.70 | — | COM | 37518N106 |
| NMRK | NEWMARK GROUP INC | 838,808 | $6.727M | 0.1% | $8.48 | 0.0% | CL A | 65158N102 |
| — | ENGILITY HLDGS INC NEW | 236,216 | $6.723M | 0.1% | $31.28 | — | COM | 29286C107 |
| — | RED HAT INC | 2,788,000 | $6.636M | 0.1% | $2.38 | — | NOTE 0.250%10/0 | 756577AD4 |
| — | CITRIX SYS INC | 4,625,000 | $6.578M | 0.1% | $1.45 | — | NOTE 0.500% 4/1 | 177376AD2 |
| — | PENSARE ACQUISITION CORP | 636,600 | $6.449M | 0.1% | $9.68 | — | COM | 70957E105 |
| — | FORTIVE CORP | 7,025 | $6.387M | 0.1% | $1067.47 | — | 5% PFD CNV SER A | 34959J207 |
| PNR | PENTAIR PLC | 168,126 | $6.352M | 0.1% | $40.19 | -9.3% | SHS | G7S00T104 |
| — | RESOLUTE ENERGY CORP | 218,298 | $6.326M | 0.1% | $28.98 | — | COM NEW | 76116A306 |
| — | LEO HOLDINGS CORP | 646,700 | $6.241M | 0.1% | $9.65 | — | COM CL A | G5463L105 |
| — | ASSURANT INC | 62,125 | $6.104M | 0.1% | $104.15 | — | 6.50% CONV PFD D | 04621X207 |
| — | HCI GROUP INC | 6,000,000 | $6.082M | 0.1% | $0.98 | — | NOTE 4.250% 3/0 | 40416EAD5 |
| — | MODERN MEDIA ACQUISITION | 595,031 | $6.069M | 0.1% | $9.77 | — | COM | 60765P103 |
| — | VECTOR GROUP LTD | 6,000,000 | $6.041M | 0.1% | $1.06 | — | FRNT 4/1 | 92240MBC1 |
| — | DELPHI TECHNOLOGIES PLC | 421,616 | $6.038M | 0.1% | $50.13 | — | SHS | G2709G107 |
| — | PENN VA CORP NEW | 110,459 | $5.971M | 0.1% | $54.06 | — | COM | 70788V102 |
| — | GREEN PLAINS INC | 6,750,000 | $5.965M | 0.1% | $0.97 | — | NOTE 4.125% 9/0 | 393222AF1 |
| CARS | CARS COM INC | 273,103 | $5.872M | 0.1% | $28.80 | -13.2% | COM | 14575E105 |
| — | NEBULA ACQUISITION CORP | 599,996 | $5.85M | 0.1% | $9.65 | — | COM CLASS A | 629076100 |
| — | ENCORE CAP GROUP INC | 7,000,000 | $5.757M | 0.1% | $1.12 | — | NOTE 3.250% 3/1 | 292554AK8 |
| — | FINISAR CORP | 6,000,000 | $5.71M | 0.1% | $0.95 | — | NOTE 0.500%12/1 | 31787AAP6 |
| — | LEISURE ACQUISITION CORP | 550,000 | $5.418M | 0.1% | $9.57 | — | COM | 52539T107 |
| — | TIBERIUS ACQUISITION CORP | 540,000 | $5.292M | 0.1% | $9.56 | — | COM | 88633A107 |
| — | CLOVIS ONCOLOGY INC | 7,375,000 | $5.184M | 0.1% | $0.92 | — | NOTE 1.250% 5/0 | 189464AC4 |
| RWGE | REGALWOOD GLOBAL ENERGY LTD | 522,777 | $5.134M | 0.1% | $9.70 | — | COM CL A | G74760102 |
| — | GRANITE PT MTG TR INC | 5,000,000 | $4.944M | 0.1% | $0.99 | — | NOTE 6.375%10/0 | 38741LAC1 |
| — | PROS HOLDINGS INC | 5,000,000 | $4.664M | 0.1% | $0.98 | — | NOTE 2.000% 6/0 | 74346YAD5 |
| — | HELIX ENERGY SOLUTIONS GRP I | 5,000,000 | $4.631M | 0.1% | $0.98 | — | NOTE 4.125% 9/1 | 42330PAJ6 |
| — | MEDICINES CO | 4,700,000 | $4.056M | 0.1% | $0.86 | — | NOTE 2.500% 1/1 | 584688AE5 |
| — | CM SEVEN STAR ACQUISITION CO | 387,500 | $3.914M | 0.1% | $9.66 | — | SHS | G2345N102 |
| BKNG | BOOKING HLDGS INC | 2,216 | $3.817M | 0.1% | $1933.58 | -6.7% | COM | 09857L108 |
| — | INTERDIGITAL INC | 3,500,000 | $3.686M | 0.1% | $1.05 | — | NOTE 1.500% 3/0 | 458660AD9 |
| — | NEW YORK MTG TR INC | 3,725,000 | $3.676M | 0.1% | $0.98 | — | NOTE 6.250% 1/1 | 649604AD7 |
| ILMN | ILLUMINA INC | 12,116 | $3.634M | 0.0% | $290.19 | +6.8% | COM | 452327109 |
| — | INNOVIVA INC | 3,000,000 | $3.619M | 0.0% | $1.14 | — | NOTE 2.500% 8/1 | 45781MAB7 |
| — | NEUROCRINE BIOSCIENCES INC | 3,000,000 | $3.589M | 0.0% | $1.20 | — | NOTE 2.250% 5/1 | 64125CAD1 |
| — | CONSTELLATION ALPHA CAP CORP | 349,500 | $3.572M | 0.0% | $9.71 | — | SHS | G2379F108 |
| WIX | WIX COM LTD | 37,633 | $3.4M | 0.0% | $94.46 | 0.0% | SHS | M98068105 |
| — | COLLIER CREEK HOLDINGS | 349,998 | $3.374M | 0.0% | $9.64 | — | COM CL A | G22707106 |
| — | LEGACY RESERVES LP/ LEGACY F | 10,000,000 | $3M | 0.0% | $0.89 | — | NOTE 8.000% 9/2 | 52471TAF4 |
| — | INVACARE CORP | 4,000,000 | $2.894M | 0.0% | $1.01 | — | NOTE 5.000% 2/1 | 461203AF8 |
| — | COMPUCREDIT HLDGS CORP | 5,000,000 | $2.775M | 0.0% | $0.42 | — | NOTE 5.875%11/3 | 20478NAD2 |
| — | PRA GROUP INC | 3,275,000 | $2.771M | 0.0% | $1.07 | — | NOTE 3.500% 6/0 | 69354NAB2 |
| — | TESARO INC | 1,200,000 | $2.616M | 0.0% | $2.18 | — | NOTE 3.000%10/0 | 881569AA5 |
| — | GREEN BANCORP INC | 151,640 | $2.599M | 0.0% | $20.61 | — | COM | 39260X100 |
| — | FIDELITY SOUTHERN CORP NEW | 96,000 | $2.498M | 0.0% | $26.02 | — | COM | 316394105 |
| — | SELECT INCOME REIT | 327,361 | $2.409M | 0.0% | $19.03 | — | COM SH BEN INT | 81618T100 |
| — | CARBONITE INC | 2,000,000 | $2.388M | 0.0% | $1.49 | — | NOTE 2.500% 4/0 | 141337AB1 |
| — | NATIONAL HEALTH INVS INC | 2,000,000 | $2.199M | 0.0% | $1.10 | — | NOTE 3.250% 4/0 | 63633DAE4 |
| — | QTS RLTY TR INC | 23,000 | $2.176M | 0.0% | $105.87 | — | 6.50% CON PFD B | 74736A301 |
| — | HARMONIC INC | 2,000,000 | $2.116M | 0.0% | $1.08 | — | NOTE 4.000%12/0 | 413160AB8 |
| — | BLACK RIDGE ACQUISITION CORP | 210,000 | $2.108M | 0.0% | $9.66 | — | COM | 09216T107 |
| ILPT | INDUSTRIAL LOGISTICS PPTYS T | 106,783 | $2.1M | 0.0% | $19.67 | — | COM SHS BEN INT | 456237106 |
| — | HL ACQUISITIONS CORP | 216,000 | $2.074M | 0.0% | $9.50 | — | SHS | G4603R106 |
| TSLA | TESLA INC | 6,197 | $2.062M | 0.0% | $20.73 | +3.8% | COM | 88160R101 |
| — | GOPRO INC | 2,500,000 | $2.059M | 0.0% | $0.93 | — | NOTE 3.500% 4/1 | 38268TAB9 |
| — | MAGNACHIP SEMICONDUCTOR SA | 2,000,000 | $2.048M | 0.0% | $1.36 | — | NOTE 5.000% 3/0 | 55932XAB0 |
| — | BIG ROCK PARTNERS ACQUISI CO | 200,000 | $2M | 0.0% | $9.70 | — | COM | 089482103 |
| T | AT&T INC | 69,601 | $1.986M | 0.0% | $14.53 | -3.5% | COM | 00206R102 |
| JAZZ | JAZZ PHARMACEUTICALS PLC | 15,719 | $1.949M | 0.0% | $166.76 | -11.0% | SHS USD | G50871105 |
| — | SOUTH JERSEY INDS INC | 41,200 | $1.937M | 0.0% | $55.51 | — | UNIT 99/99/9999 | 838518116 |
| DELL | DELL TECHNOLOGIES INC | 38,200 | $1.867M | 0.0% | $25.10 | 0.0% | CL C | 24703L202 |
| — | CORENERGY INFRASTRUCTURE TR | 1,500,000 | $1.582M | 0.0% | $0.85 | — | NOTE 7.000% 6/1 | 21870UAA4 |
| — | TIMKENSTEEL CORP | 1,500,000 | $1.554M | 0.0% | $1.04 | — | NOTE 6.000% 6/0 | 887399AA1 |
| — | MEDICINES CO | 80,854 | $1.548M | 0.0% | $19.15 | — | COM | 584688105 |
| NWSA | NEWS CORP NEW | 134,116 | $1.522M | 0.0% | $12.49 | -4.9% | CL A | 65249B109 |
| — | AKORN INC | 408,656 | $1.385M | 0.0% | $32.90 | — | COM | 009728106 |
| — | VIRTUS INVT PARTNERS INC | 17,975 | $1.361M | 0.0% | $97.25 | — | PFD CV SER D | 92828Q208 |
| EXPE | EXPEDIA GROUP INC | 12,022 | $1.354M | 0.0% | $135.93 | -14.1% | COM NEW | 30212P303 |
| — | NATIONAL COMM CORP | 37,002 | $1.332M | 0.0% | $36.00 | — | COM | 63546L102 |
| — | BLACKROCK MUN 2030 TAR TERM | 64,165 | $1.316M | 0.0% | $20.93 | — | COM SHS BEN IN | 09257P105 |
| — | INVACARE CORP | 1,950,000 | $1.315M | 0.0% | $1.33 | — | NOTE 4.500% 6/0 | 461203AH4 |
| — | RENEWABLE ENERGY GROUP INC | 675,000 | $1.303M | 0.0% | $0.93 | — | NOTE 2.750% 6/1 | 75972AAA1 |
| — | NUVEEN QUALITY MUNCP INCOME | 103,744 | $1.301M | 0.0% | $12.93 | — | COM | 67066V101 |
| — | NUVEEN CA QUALTY MUN INCOME | 101,257 | $1.291M | 0.0% | $13.20 | — | COM | 67066Y105 |
| — | NUVEEN AMT FREE QLTY MUN INC | 101,697 | $1.252M | 0.0% | $12.64 | — | COM | 670657105 |
| — | INVESCO MUN OPPORTUNITY TR | 110,704 | $1.238M | 0.0% | $11.55 | — | COM | 46132C107 |
| WYNN | WYNN RESORTS LTD | 12,450 | $1.231M | 0.0% | $100.24 | 0.0% | COM | 983134107 |
| — | BLACKROCK MUNIYIELD QLTY FD | 100,475 | $1.211M | 0.0% | $12.18 | — | COM | 09254E103 |
| GWRE | GUIDEWIRE SOFTWARE INC | 15,046 | $1.207M | 0.0% | $88.68 | -1.7% | COM | 40171V100 |
| — | LEO HOLDINGS CORP | 1,115,000 | $1.193M | 0.0% | $1.07 | — | *W EXP 02/07/202 | G5463L113 |
| — | INVESCO VALUE MUN INCOME TR | 87,748 | $1.186M | 0.0% | $13.79 | — | COM | 46132P108 |
| — | NUVEEN AMT FREE MUN CR INC F | 84,668 | $1.184M | 0.0% | $13.98 | — | COM | 67071L106 |
| — | BLACKROCK MUNIYIELD NY QLTY | 102,289 | $1.178M | 0.0% | $11.85 | — | COM | 09255E102 |
| — | EATON VANCE MUN BD FD | 104,185 | $1.176M | 0.0% | $11.49 | — | COM | 27827X101 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 97,494 | $1.167M | 0.0% | $12.38 | — | SH BEN INT | 09248E102 |
| — | NUVEEN NEW YORK AMT QLT MUNI | 99,906 | $1.164M | 0.0% | $11.97 | — | COM | 670656107 |
| XMUIX | BLACKROCK MUNI INTER DR FD I | 91,454 | $1.157M | 0.0% | $13.03 | — | COM | 09253X102 |
| — | NUVEEN CALIFORNIA AMT QLT MU | 90,630 | $1.149M | 0.0% | $12.87 | — | COM | 670651108 |
| — | INVESCO TR INVT GRADE MUNS | 97,325 | $1.117M | 0.0% | $11.63 | — | COM | 46131M106 |
| — | INVESCO QUALITY MUNI INC TRS | 98,731 | $1.108M | 0.0% | $11.54 | — | COM | 46133G107 |
| — | FLEXION THERAPEUTICS INC | 1,330,000 | $1.1M | 0.0% | $0.83 | — | NOTE 3.375% 5/0 | 33938JAB2 |
| — | BLACKROCK MUNIYIELD CALI QLT | 86,094 | $1.088M | 0.0% | $12.96 | — | COM | 09254N103 |
| — | BLACKROCK MUNIHLDNGS CALI QL | 87,754 | $1.082M | 0.0% | $12.53 | — | COM | 09254L107 |
| — | LIBERTY MEDIA CORP DELAWARE | 1,000,000 | $1.073M | 0.0% | $1.07 | — | NOTE 1.375%10/1 | 531229AB8 |
| — | BLACKROCK MUNIHLDS INVSTM QL | 83,928 | $1.069M | 0.0% | $12.77 | — | COM | 09254P108 |
| ENB | ENBRIDGE INC | 33,984 | $1.056M | 0.0% | $20.25 | 0.0% | COM | 29250N105 |
| — | INVESCO MUN TR | 93,910 | $1.046M | 0.0% | $11.36 | — | COM | 46131J103 |
| — | MUDRICK CAP ACQUISITION CORP | 2,250,000 | $1.013M | 0.0% | $0.64 | — | *W EXP 02/12/202 | 624745113 |
| HUNTF | HUNTER MARITIME ACQUISITION | 100,000 | $1.004M | 0.0% | $9.79 | +2.1% | CL A | Y37828111 |
| — | NUVEEN NEW JERSEY QULT MUN F | 78,343 | $998K | 0.0% | $13.02 | — | COM | 67069Y102 |
| — | EZCORP INC | 1,000,000 | $987K | 0.0% | $1.25 | — | NOTE 2.875% 7/0 | 302301AF3 |
| — | BLACKROCK MUNIHLDGS NY QLTY | 82,388 | $987K | 0.0% | $12.23 | — | COM | 09255C106 |
| — | PURE ACQUISITION CORP | 862,500 | $983K | 0.0% | $1.28 | — | *W EXP 04/17/202 | 74621Q114 |
| — | ARYA SCIENCES ACQUISITION CO | 100,000 | $980K | 0.0% | $9.80 | — | SHS CL A | G3165V109 |
| — | PUTNAM MUN OPPORTUNITIES TR | 86,829 | $975K | 0.0% | $11.34 | — | SH BEN INT | 746922103 |
| — | OPES ACQUISITION CORP | 100,000 | $970K | 0.0% | $9.69 | — | COM | 68373P100 |
| — | VITAMIN SHOPPE INC | 1,000,000 | $953K | 0.0% | $0.93 | — | NOTE 2.250%12/0 | 92849EAB7 |
| — | INTREXON CORP | 144,759 | $947K | 0.0% | $6.54 | — | COM | 46122T102 |
| — | DWS MUN INCOME TR NEW | 91,267 | $940K | 0.0% | $10.35 | — | COM | 233368109 |
| ET | ENERGY TRANSFER LP | 69,888 | $923K | 0.0% | $13.21 | — | COM UT LTD PTN | 29273V100 |
| OKE | ONEOK INC NEW | 16,899 | $912K | 0.0% | $32.05 | +22.6% | COM | 682680103 |
| — | BLACKROCK MUNIHLDGS NJ QLTY | 72,493 | $912K | 0.0% | $12.96 | — | COM | 09254X101 |
| — | NUVEEN MUNICIPAL CREDIT INC | 66,695 | $895K | 0.0% | $13.42 | — | COM SH BEN INT | 67070X101 |
| — | BLACKROCK MUNIYIELD QUALITY | 68,746 | $892K | 0.0% | $13.20 | — | COM | 09254F100 |
| — | BLACKROCK MUNIYIELD N J FD I | 68,652 | $889K | 0.0% | $12.95 | — | COM | 09254Y109 |
| — | TRINITY MERGER CORP | 2,250,000 | $889K | 0.0% | $0.40 | — | *W EXP 05/11/202 | 89653L114 |
| — | ONE MADISON CORP | 1,125,000 | $877K | 0.0% | $1.16 | — | *W EXP 99/99/999 | G6772P126 |
| — | ALLIANCEBERNSTEIN NATL MUNI | 72,280 | $877K | 0.0% | $12.25 | — | COM | 01864U106 |
| CI | CIGNA CORP NEW | 4,541 | $862K | 0.0% | $190.77 | 0.0% | COM | 125523100 |
| — | BLACKROCK MUNIYIELD CALIF FD | 65,803 | $850K | 0.0% | $13.01 | — | COM | 09254M105 |
| — | BLACKROCK MUNIYLD MICH QLTY | 67,970 | $844K | 0.0% | $12.60 | — | COM | 09254V105 |
| — | NUVEEN NEW YORK QLT MUN INC | 67,079 | $822K | 0.0% | $12.38 | — | COM | 67066X107 |
| — | TRANSMONTAIGNE PARTNERS L P | 20,221 | $821K | 0.0% | $31.15 | — | COM UNIT L P | 89376V100 |
| — | DREYFUS STRATEGIC MUNS INC | 113,706 | $816K | 0.0% | $7.32 | — | COM | 261932107 |
| — | VECTOIQ ACQUISITION CORP | 1,620,000 | $810K | 0.0% | $0.51 | — | *W EXP 05/11/202 | 92243N111 |
| — | BLACKROCK MUNICIPL INC QLTY | 64,384 | $804K | 0.0% | $12.68 | — | COM | 092479104 |
| — | INVESCO ADVANTAGE MUNICIPAL | 80,959 | $799K | 0.0% | $10.07 | — | SH BEN INT | 46132E103 |
| CQP | CHENIERE ENERGY PARTNERS LP | 21,785 | $786K | 0.0% | $29.69 | — | COM UNIT | 16411Q101 |
| — | CRESTWOOD EQUITY PARTNERS LP | 27,936 | $780K | 0.0% | $21.28 | — | UNIT LTD PARTNER | 226344208 |
| — | TALLGRASS ENERGY LP | 31,800 | $774K | 0.0% | $23.58 | — | CLASS A SHS | 874696107 |
| — | BLACKROCK MUNIENHANCED FD IN | 78,131 | $773K | 0.0% | $10.03 | — | COM | 09253Y100 |
| TRGP | TARGA RES CORP | 21,184 | $763K | 0.0% | $28.49 | +33.6% | COM | 87612G101 |
| — | JENSYN ACQUISITION CORP | 69,000 | $759K | 0.0% | $10.03 | — | COM | 47632B102 |
| — | MTECH ACQUISITION CORP | 75,000 | $755K | 0.0% | $9.76 | — | COM CLASS A | 55378W107 |
| XEVMX | EATON VANCE CALIF MUN BD FD | 76,155 | $754K | 0.0% | $10.00 | — | COM | 27828A100 |
| — | NUVEEN MICHIGAN QLT MUN INC | 60,254 | $751K | 0.0% | $12.68 | — | COM | 670979103 |
| — | DFB HEALTHCARE ACQUISTION CO | 599,999 | $738K | 0.0% | $1.30 | — | *W EXP 04/11/202 | 23291E117 |
| — | NUVEEN MARYLAND QLT MUN INC | 62,917 | $737K | 0.0% | $11.96 | — | COM | 67061Q107 |
| — | NUVEEN PENNSYLVANIA QLT MUN | 60,046 | $733K | 0.0% | $12.46 | — | COM | 670972108 |
| — | FORUM MERGER II CORP | 1,620,000 | $729K | 0.0% | $0.58 | — | *W EXP 09/30/202 | 34986F111 |
| — | EATON VANCE MUNI INCOME TRUS | 63,735 | $721K | 0.0% | $11.63 | — | SH BEN INT | 27826U108 |
| — | GRAF INDL CORP | 1,782,000 | $713K | 0.0% | $0.40 | — | *W EXP 12/31/202 | 384278115 |
| — | NUVEEN OHIO QLTY MUN INCOME | 52,696 | $701K | 0.0% | $13.64 | — | COM | 670980101 |
| MPLX | MPLX LP | 23,115 | $700K | 0.0% | $50.41 | — | COM UNIT REP LTD | 55336V100 |
| ATLC | ATLANTICUS HLDGS CORP | 191,430 | $697K | 0.0% | $2.61 | +31.2% | COM | 04914Y102 |
| — | EATON VANCE LTD DUR INCOME F | 57,915 | $690K | 0.0% | $12.17 | — | COM | 27828H105 |
| EPD | ENTERPRISE PRODS PARTNERS L | 27,760 | $683K | 0.0% | $32.94 | — | COM | 293792107 |
| OIS | OIL STS INTL INC | 47,387 | $677K | 0.0% | $33.64 | -31.6% | COM | 678026105 |
| — | DREYFUS STRATEGIC MUN BD FD | 94,169 | $657K | 0.0% | $7.15 | — | COM | 26202F107 |
| — | NUVEEN VIRGINIA QLTY MUNCPL | 55,855 | $655K | 0.0% | $12.30 | — | COM | 67064R102 |
| — | DISCOVERY INC | 28,190 | $651K | 0.0% | $19.52 | — | COM SER C | 25470F302 |
| — | TKK SYMPHONY ACQUISITION COR | 1,850,000 | $648K | 0.0% | $0.46 | — | RIGHT 02/20/2020 | G88950137 |
| — | PGIM SHORT DURATION HIGH YIE | 49,371 | $643K | 0.0% | $13.41 | — | COM | 69346H100 |
| WMB | WILLIAMS COS INC DEL | 29,037 | $640K | 0.0% | $19.23 | -12.9% | COM | 969457100 |
| — | ENABLE MIDSTREAM PARTNERS LP | 46,900 | $635K | 0.0% | $13.85 | — | COM UNIT RP IN | 292480100 |
| — | HOLLY ENERGY PARTNERS L P | 22,100 | $631K | 0.0% | $30.79 | — | COM UT LTD PTN | 435763107 |
| — | NUVEEN NORTH CAROLINA QLTY M | 53,154 | $627K | 0.0% | $12.15 | — | COM | 67060P100 |
| — | GS ACQUISITION HLDGS CORP | 500,000 | $625K | 0.0% | $1.65 | — | *W EXP 06/12/202 | 36255F110 |
| — | PGIM GLOBAL SHORT DURATION H | 47,761 | $617K | 0.0% | $13.26 | — | COM | 69346J106 |
| — | CHURCHILL CAP CORP | 697,500 | $607K | 0.0% | $0.87 | — | *W EXP 09/11/202 | 17142R111 |
| — | ALLIANCEBERNSTEIN GBL HGH IN | 57,266 | $603K | 0.0% | $10.75 | — | COM | 01879R106 |
| — | THUNDER BRIDGE ACQUISITION L | 1,620,000 | $599K | 0.0% | $0.45 | — | *W EXP 01/01/202 | G8857R126 |
| PAA | PLAINS ALL AMERN PIPELINE L | 29,751 | $596K | 0.0% | $29.94 | — | UNIT LTD PARTN | 726503105 |
| — | CHASERG TECHNLGY ACQUISITN C | 810,000 | $592K | 0.0% | $0.73 | — | *W EXP 04/10/202 | 16166A111 |
| — | BLACKROCK MUNI INCOME TR II | 45,845 | $592K | 0.0% | $12.91 | — | COM | 09249N101 |
| — | VALERO ENERGY PARTNERS LP | 13,821 | $583K | 0.0% | $46.21 | — | COM UNT REP LP | 91914J102 |
| XMQTX | BLACKROCK MUNIY QUALITY FD I | 50,864 | $581K | 0.0% | $11.66 | — | COM | 09254G108 |
| — | BLACKROCK CR ALLCTN INC TR | 51,939 | $581K | 0.0% | $11.47 | — | COM | 092508100 |
| — | PUTNAM MANAGED MUN INCOM TR | 85,222 | $573K | 0.0% | $6.89 | — | COM | 746823103 |
| — | WESTERN ASSET INTM MUNI FD I | 67,179 | $561K | 0.0% | $8.46 | — | COM | 958435109 |
| — | CNX MIDSTREAM PARTNERS LP | 34,400 | $560K | 0.0% | $18.40 | — | COM UNIT REPST | 12654A101 |
| — | FIRST TR HIGH INCOME L/S FD | 42,042 | $558K | 0.0% | $13.27 | — | COM | 33738E109 |
| — | INVESCO DYNAMIC CR OPP FD | 53,856 | $553K | 0.0% | $10.52 | — | COM | 46132R104 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 9,657 | $551K | 0.0% | $75.09 | — | COM UNIT RP LP | 559080106 |
| — | DCP MIDSTREAM LP | 20,646 | $547K | 0.0% | $32.46 | — | COM UT LTD PTN | 23311P100 |
| — | NUVEEN CR STRATEGIES INCM FD | 73,400 | $543K | 0.0% | $7.40 | — | COM SHS | 67073D102 |
| — | PHILLIPS 66 PARTNERS LP | 12,745 | $537K | 0.0% | $61.35 | — | COM UNIT REP INT | 718549207 |
| — | BLACKROCK MUNIHLDNGS QLTY II | 46,278 | $531K | 0.0% | $11.75 | — | COM | 09254C107 |
| — | BLACKROCK CORPOR HI YLD FD I | 56,755 | $527K | 0.0% | $9.29 | — | COM | 09255P107 |
| XBKNX | BLACKROCK INVT QUALITY MUN T | 39,699 | $524K | 0.0% | $13.93 | — | COM | 09247D105 |
| — | NUVEEN CONNECTICUT QLTY MUN | 46,405 | $523K | 0.0% | $11.61 | — | COM | 67060D107 |
| — | WESTERN GAS PARTNERS LP | 12,341 | $521K | 0.0% | $59.30 | — | COM UNIT LP IN | 958254104 |
| — | HESS MIDSTREAM PARTNERS LP | 30,300 | $514K | 0.0% | $20.84 | — | UNIT LTD PR INT | 428104103 |
| RIG | TRANSOCEAN LTD | 74,055 | $514K | 0.0% | $10.19 | 0.0% | REG SHS | H8817H100 |
| — | BLACKROCK ENHANCED GBL DIV T | 54,753 | $513K | 0.0% | $9.37 | — | COM | 092501105 |
| — | WESTERN ASSET HIGH INCM FD I | 88,508 | $510K | 0.0% | $5.76 | — | COM | 95766J102 |
| — | ADAM NAT RES FD INC | 34,818 | $507K | 0.0% | $14.56 | — | COM | 00548F105 |
| — | TC PIPELINES LP | 15,700 | $504K | 0.0% | $48.70 | — | UT COM LTD PRT | 87233Q108 |
| — | LF CAP ACQUISITION CORP | 1,200,000 | $504K | 0.0% | $0.55 | — | *W EXP 06/22/202 | 50200K116 |
| — | CBRE CLARION GLOBAL REAL EST | 80,943 | $499K | 0.0% | $6.16 | — | COM | 12504G100 |
| — | LEISURE ACQUISITION CORP | 625,000 | $494K | 0.0% | $0.75 | — | *W EXP 12/05/201 | 52539T115 |
| — | TEMPLETON GLOBAL INCOME FD | 81,749 | $493K | 0.0% | $6.03 | — | COM | 880198106 |
| — | HAYMAKER ACQUISITION CORP | 599,990 | $492K | 0.0% | $0.82 | — | *W EXP 10/27/202 | 420870115 |
| NESRW | NATIONAL ENERGY SERVICES REU | 409,500 | $491K | 0.0% | $0.55 | — | *W EXP 05/05/202 | G6375R115 |
| PNBK | PATRIOT NATL BANCORP INC | 34,461 | $491K | 0.0% | $19.52 | -2.8% | COM NEW | 70336F203 |
| — | ANDEAVOR LOGISTICS LP | 15,100 | $491K | 0.0% | $48.42 | — | COM UNIT LP INT | 03350F106 |
| — | BLACKROCK MUNIYIELD PA QLTY | 38,842 | $487K | 0.0% | $12.96 | — | COM | 09255G107 |
| — | NEUBERGER BERMAN MUNI FD INC | 37,689 | $477K | 0.0% | $12.88 | — | COM | 64124P101 |
| — | REGALWOOD GLOBAL ENERGY LTD | 440,925 | $476K | 0.0% | $1.10 | — | *W EXP 12/05/202 | G74760128 |
| — | UNION ACQUISITION CORP | 1,250,000 | $475K | 0.0% | $0.34 | — | RIGHT 12/02/2019 | G9366W135 |
| — | BLACKROCK FLOAT RATE OME STR | 39,629 | $472K | 0.0% | $11.91 | — | COM | 09255X100 |
| — | BLACKROCK DEBT STRAT FD INC | 48,221 | $471K | 0.0% | $9.77 | — | COM NEW | 09255R202 |
| — | GABELLI DIVD & INCOME TR | 25,634 | $469K | 0.0% | $18.30 | — | COM | 36242H104 |
| — | ABERDEEN TOTAL DYNAMIC DIVD | 64,391 | $464K | 0.0% | $7.21 | — | COM SH BEN INT | 00326L100 |
| — | ALLIANZGI NFJ DIVID INT & PR | 43,391 | $463K | 0.0% | $10.67 | — | COM | 01883A107 |
| — | MEGALITH FINL ACQUISITION CO | 1,153,800 | $462K | 0.0% | $0.60 | — | *W EXP 08/26/202 | 58518F117 |
| — | BROOKFIELD REAL ASSETS INCOM | 24,171 | $461K | 0.0% | $19.07 | — | SHS BEN INT | 112830104 |
| — | EATON VANCE FLTING RATE INC | 36,389 | $461K | 0.0% | $12.67 | — | COM | 278279104 |
| — | U S WELL SVCS INC | 757,700 | $455K | 0.0% | $0.60 | — | *W EXP 03/15/202 | 91274U119 |
| — | COHEN & STEERS QUALITY RLTY | 43,608 | $452K | 0.0% | $10.37 | — | COM | 19247L106 |
| XMHIX | PIONEER MUN HIGH INCOME TR | 40,950 | $449K | 0.0% | $11.17 | — | COM SHS | 723763108 |
| — | DIVIDEND & INCOME FUND | 46,948 | $447K | 0.0% | $11.19 | — | COM NEW | 25538A204 |
| GEL | GENESIS ENERGY L P | 24,165 | $446K | 0.0% | $36.76 | — | UNIT LTD PARTN | 371927104 |
| — | ENLINK MIDSTREAM PARTNERS LP | 39,709 | $437K | 0.0% | $20.84 | — | COM UNIT REP LTD | 29336U107 |
| — | NEUBERGER BERMAN HGH YLD FD | 45,127 | $436K | 0.0% | $10.20 | — | COM | 64128C106 |
| XVMMX | DELAWARE INV MN MUN INC FD I | 36,598 | $434K | 0.0% | $12.11 | — | COM | 24610V103 |
| — | GORES HOLDINGS III INC | 333,332 | $433K | 0.0% | $1.30 | — | *W EXP 09/11/202 | 38286G117 |
| — | EQM MIDSTREAM PARTNERS LP | 9,980 | $432K | 0.0% | $52.81 | — | UNIT LTD PARTN | 26885B100 |
| — | GORDON POINTE ACQUISITION CO | 1,106,820 | $431K | 0.0% | $0.60 | — | *W EXP 07/30/202 | 382788115 |
| — | MFS MUN INCOME TR | 69,841 | $429K | 0.0% | $6.30 | — | SH BEN INT | 552738106 |
| — | BLACKROCK LTD DURATION INC T | 31,935 | $427K | 0.0% | $13.37 | — | COM SHS | 09249W101 |
| — | BLACKROCK MULTI-SECTOR INC T | 27,727 | $426K | 0.0% | $15.36 | — | COM | 09258A107 |
| — | MODERN MEDIA ACQUISITION | 1,700,000 | $425K | 0.0% | $0.40 | — | RIGHT 99/99/9999 | 60765P129 |
| — | TEKLA HEALTHCARE INVS | 23,610 | $424K | 0.0% | $17.96 | — | SH BEN INT | 87911J103 |
| — | NUVEEN ARIZONA QLTY MUN INC | 35,617 | $423K | 0.0% | $11.88 | — | COM | 67061W104 |
| — | SPARTAN ENERGY ACQUISITON CO | 434,999 | $422K | 0.0% | $0.97 | — | *W EXP 08/27/202 | 846784122 |
| — | NUVEEN REAL ASSET INM AND GW | 30,976 | $422K | 0.0% | $13.62 | — | COM | 67074Y105 |
| — | TWELVE SEAS INVESTMENT COMPA | 1,200,000 | $420K | 0.0% | $0.42 | — | RIGHT 12/22/2019 | G9145A131 |
| MMLP | MARTIN MIDSTREAM PRTNRS L P | 40,794 | $419K | 0.0% | $23.44 | — | UNIT L P INT | 573331105 |
| — | FIRST TR SR FLG RTE INCM FD | 37,274 | $417K | 0.0% | $11.19 | — | COM | 33733U108 |
| — | COHEN & STEERS REIT & PFD IN | 23,338 | $415K | 0.0% | $17.78 | — | COM | 19247X100 |
| — | LEGACY ACQUISITION CORP | 1,250,000 | $414K | 0.0% | $0.35 | — | *W EXP 11/30/202 | 524643111 |
| — | TIBERIUS ACQUISITION CORP | 1,057,500 | $412K | 0.0% | $0.55 | — | *W EXP 02/28/202 | 88633A115 |
| — | GIGCAPITAL INC | 1,500,000 | $412K | 0.0% | $0.38 | — | RIGHT 03/06/2020 | 37518N114 |
| — | BLACKROCK RES & COMM STRAT T | 57,744 | $408K | 0.0% | $7.07 | — | SHS | 09257A108 |
| XENWX | EATON VANCE NEW YORK MUN BD | 37,077 | $408K | 0.0% | $11.21 | — | COM | 27827Y109 |
| — | ARES DYNAMIC CR ALLOCATION F | 29,599 | $408K | 0.0% | $13.78 | — | COM | 04014F102 |
| — | NEW FRONTIER CORP | 450,000 | $405K | 0.0% | $1.18 | — | *W EXP 99/99/999 | G6485P124 |
| XBNYX | BLACKROCK N Y MUN INCOME TR | 33,029 | $404K | 0.0% | $12.19 | — | SH BEN INT | 09248L106 |
| — | BUCKEYE PARTNERS L P | 13,800 | $400K | 0.0% | $59.73 | — | UNIT LTD PARTN | 118230101 |
| CVS | CVS HEALTH CORP | 6,084 | $399K | 0.0% | $59.39 | 0.0% | COM | 126650100 |
| — | ADVENT CLAYMORE CV SECS & IN | 31,590 | $396K | 0.0% | $12.54 | — | COM | 00764C109 |
| — | BLACKROCK ENHANCED EQT DIV T | 50,988 | $396K | 0.0% | $7.77 | — | COM | 09251A104 |
| — | EATON VANCE SR FLTNG RTE TR | 31,299 | $393K | 0.0% | $12.56 | — | COM | 27828Q105 |
| — | KBL MERGER CORP IV | 1,000,000 | $390K | 0.0% | $0.30 | — | RIGHT 03/22/2019 | 48242A120 |
| — | CONCRETE PUMPING HLDGS INC | 500,000 | $390K | 0.0% | $0.78 | — | *W EXP 08/01/202 | 206704116 |
| — | FAR PT ACQUISITION CORP | 299,999 | $390K | 0.0% | $1.39 | — | *W EXP 06/01/202 | 30734W117 |
| — | FEDERATED PREM MUN INC FD | 31,264 | $384K | 0.0% | $12.78 | — | COM | 31423P108 |
| — | WELLS FARGO INCOME OPPORTUNI | 52,631 | $381K | 0.0% | $7.24 | — | WF INC OPPTY FD | 94987B105 |
| — | TEEKAY LNG PARTNERS L P | 34,119 | $376K | 0.0% | $23.21 | — | PRTNRSP UNITS | Y8564M105 |
| — | WESTERN ASSET GLB HI INCOME | 45,105 | $373K | 0.0% | $8.27 | — | COM | 95766B109 |
| XMUSX | BLACKROCK MUNIHOLDNGS QLTY I | 32,865 | $372K | 0.0% | $11.41 | — | COM | 09254A101 |
| — | INVESCO CALIF VALUE MUN INC | 32,726 | $370K | 0.0% | $11.45 | — | COM | 46132H106 |
| — | SHELL MIDSTREAM PARTNERS L P | 22,409 | $368K | 0.0% | $33.19 | — | UNIT LTD INT | 822634101 |
| — | NUSTAR ENERGY LP | 17,439 | $365K | 0.0% | $49.79 | — | UNIT COM | 67058H102 |
| — | ANTERO MIDSTREAM GP LP | 32,600 | $364K | 0.0% | $20.82 | — | COM SHS REPSTG | 03675Y103 |
| — | EATON VANCE SR INCOME TR | 60,150 | $361K | 0.0% | $6.00 | — | SH BEN INT | 27826S103 |
| — | DTF TAX-FREE INCOME INC | 29,138 | $361K | 0.0% | $13.33 | — | COM | 23334J107 |
| XPHDX | PIONEER FLOATING RATE TR | 36,602 | $360K | 0.0% | $9.84 | — | COM | 72369J102 |
| — | BLACKSTONE GSO STRATEGIC CR | 26,702 | $360K | 0.0% | $13.48 | — | COM SHS BEN IN | 09257R101 |
| — | INVESCO TR INVT GRADE NY MUN | 29,935 | $357K | 0.0% | $11.93 | — | COM | 46131T101 |
| — | BLACKROCK MUNIHLDGS FD II IN | 27,377 | $355K | 0.0% | $12.97 | — | COM | 09253P109 |
| — | AMERIGAS PARTNERS L P | 13,864 | $351K | 0.0% | $45.84 | — | UNIT L P INT | 030975106 |
| — | SUMMIT MIDSTREAM PARTNERS LP | 34,700 | $349K | 0.0% | $23.89 | — | COM UNIT LTD | 866142102 |
| — | PLATINUM EAGLE ACQUISITIN CO | 266,666 | $347K | 0.0% | $1.25 | — | *W EXP 01/17/202 | G7126L118 |
| — | RETAIL VALUE INC | 13,469 | $345K | 0.0% | $32.67 | — | COM | 76133Q102 |
| — | ROYCE VALUE TR INC | 29,095 | $343K | 0.0% | $11.79 | — | COM | 780910105 |
| — | APOLLO SR FLOATING RATE FD I | 23,664 | $341K | 0.0% | $14.41 | — | COM | 037636107 |
| — | SEMGROUP CORP | 24,333 | $335K | 0.0% | $36.77 | — | CL A | 81663A105 |
| — | DWS STRATEGIC MUN INCOME TR | 32,400 | $334K | 0.0% | $10.41 | — | COM | 23342Q101 |
| — | BLACKROCK MUNICIPAL BOND TR | 24,678 | $330K | 0.0% | $13.93 | — | COM | 09249H104 |
| GPRO | GOPRO INC | 77,342 | $328K | 0.0% | $5.64 | -0.8% | CL A | 38268T103 |
| — | WESTERN ASST MN PRT FD INC | 23,543 | $327K | 0.0% | $14.13 | — | COM | 95766P108 |
| — | BLACKROCK ENHANCED INTL DIV | 65,376 | $326K | 0.0% | $4.99 | — | COM BENE INTER | 092524107 |
| — | COHEN & STEERS INFRASTRUCTUR | 16,464 | $325K | 0.0% | $19.74 | — | COM | 19248A109 |
| — | PRIORITY TECHNOLOGY HLDGS IN | 250,000 | $325K | 0.0% | $1.70 | — | *W EXP 11/15/202 | 74275G115 |
| — | NUVEEN GEORGIA QLTY MUN INC | 29,260 | $320K | 0.0% | $11.09 | — | COM | 67072B107 |
| — | GENERAL AMERN INVS INC | 11,060 | $315K | 0.0% | $28.48 | — | COM | 368802104 |
| — | DREYFUS MUN BD INFRSTRCTR FD | 26,442 | $314K | 0.0% | $12.19 | — | SHS | 26203D101 |
| — | NEBULA ACQUISITION CORP | 233,332 | $314K | 0.0% | $0.91 | — | *W EXP 03/12/202 | 629076118 |
| — | UNION ACQUISITION CORP | 1,250,000 | $313K | 0.0% | $0.35 | — | *W EXP 07/01/202 | G9366W127 |
| — | INFRA AND ENERGY ALTRNTIVE I | 343,006 | $312K | 0.0% | $0.95 | — | *W EXP 05/20/202 | 45686J112 |
| — | TWELVE SEAS INVESTMENT COMPA | 1,200,000 | $312K | 0.0% | $0.34 | — | *W EXP 12/22/202 | G9145A115 |
| XPHTX | PIONEER HIGH INCOME TR | 39,038 | $311K | 0.0% | $7.97 | — | COM | 72369H106 |
| — | NUVEEN INTER DURATION MN TMF | 25,136 | $311K | 0.0% | $12.51 | — | COM | 670671106 |
| — | DREYFUS MUN INCOME INC | 39,490 | $301K | 0.0% | $7.77 | — | COM | 26201R102 |
| — | CM SEVEN STAR ACQUISITION CO | 750,000 | $300K | 0.0% | $0.32 | — | RIGHT 08/21/2022 | G2345N136 |
| — | IVY HIGH INC OPPORTUNITIES F | 24,294 | $295K | 0.0% | $12.14 | — | COM | 465893105 |
| — | BARINGS GLOBAL SHORT DURATIO | 18,497 | $295K | 0.0% | $15.95 | — | COM | 06760L100 |
| — | KLX ENERGY SERVICS HOLDNGS I | 12,542 | $294K | 0.0% | $32.03 | — | COM | 48253L106 |
| — | PENSARE ACQUISITION CORP | 1,000,000 | $290K | 0.0% | $0.40 | — | RIGHT 99/99/9999 | 70957E121 |
| — | HANCOCK JOHN TAX-ADV DIV INC | 14,149 | $289K | 0.0% | $20.43 | — | COM | 41013V100 |
| — | APOLLO TACTICAL INCOME FD IN | 20,833 | $287K | 0.0% | $13.78 | — | COM | 037638103 |
| — | NUVEEN FLTNG RTE INCM OPP FD | 31,713 | $286K | 0.0% | $9.02 | — | COM SHS | 6706EN100 |
| — | BLACKROCK FLOATING RATE INCO | 24,337 | $281K | 0.0% | $11.55 | — | COM | 091941104 |
| — | THESTREET INC | 136,752 | $278K | 0.0% | $2.03 | — | COM | 88368Q103 |
| — | TKK SYMPHONY ACQUISITION COR | 1,850,000 | $278K | 0.0% | $0.23 | — | *W EXP 02/20/202 | G88950129 |
| — | BP MIDSTREAM PARTNERS LP | 17,500 | $272K | 0.0% | $20.20 | — | UNIT LTD PTNR | 0556EL109 |
| — | GIGCAPITAL INC | 1,125,000 | $272K | 0.0% | $0.47 | — | *W EXP 06/08/202 | 37518N122 |
| — | ALLEGRO MERGER CORP | 900,000 | $270K | 0.0% | $0.35 | — | *W EXP 01/06/202 | 01749N111 |
| XFDEX | FIRST TR DYNAMIC EUROPE EQT | 21,346 | $270K | 0.0% | $12.65 | — | COM SHS | 33740D107 |
| — | VOYA GLBL EQTY DIV & PREM OP | 45,729 | $268K | 0.0% | $5.86 | — | COM | 92912T100 |
| STWD | STARWOOD PPTY TR INC | 13,533 | $267K | 0.0% | $19.73 | — | COM | 85571B105 |
| — | ALLEGRO MERGER CORP | 900,000 | $261K | 0.0% | $0.40 | — | RIGHT 12/31/2023 | 01749N129 |
| — | CALAMOS CONV OPP AND INC FD | 29,464 | $261K | 0.0% | $8.86 | — | SH BEN INT | 128117108 |
| — | WELLS FARGO MULTI SECTOR INC | 23,423 | $260K | 0.0% | $11.10 | — | COM | 94987D101 |
| — | ALLIANCE CALIF MUN INCOME FD | 18,969 | $259K | 0.0% | $13.30 | — | COM | 018546101 |
| — | EATON VANCE TX ADV GLBL DIV | 19,036 | $258K | 0.0% | $13.55 | — | COM | 27828S101 |
| — | GTY TECHNOLOGY HOLDINGS INC | 324,900 | $253K | 0.0% | $1.25 | — | *W EXP 10/25/202 | G4182A128 |
| — | MAGNOLIA OIL & GAS CORP | 83,333 | $252K | 0.0% | $4.70 | — | *W EXP 07/31/202 | 559663117 |
| — | NUVEEN SR INCOME FD | 45,580 | $251K | 0.0% | $5.51 | — | COM | 67067Y104 |
| — | FRANKLIN LTD DURATION INC TR | 27,679 | $250K | 0.0% | $9.03 | — | COM | 35472T101 |
| — | WESTERN ASSET HGH YLD DFNDFD | 19,042 | $250K | 0.0% | $13.13 | — | COM | 95768B107 |
| — | BLACKROCK MUN INCOME TR | 20,215 | $246K | 0.0% | $12.79 | — | SH BEN INT | 09248F109 |
| — | MACQUARIE GLBL INFRA TOTL RE | 12,902 | $243K | 0.0% | $18.83 | — | COM | 55608D101 |
| — | GAIN CAP HLDGS INC | 225,000 | $232K | 0.0% | $1.03 | — | NOTE 5.000% 8/1 | 36268WAF7 |
| — | NUVEEN ENHANCED MUN VALUE FD | 17,907 | $230K | 0.0% | $13.31 | — | COM | 67074M101 |
| — | BROOKFIELD GLOBL LISTED INFR | 22,507 | $228K | 0.0% | $10.13 | — | COM SHS | 11273Q109 |
| — | WESTERN ASSET GLOBAL CP DEFI | 14,568 | $218K | 0.0% | $14.96 | — | COM | 95790C107 |
| — | WESTERN ASST MNGD MUN FD INC | 17,136 | $218K | 0.0% | $12.52 | — | COM | 95766M105 |
| — | NUVEEN TEXAS QLTY MUN INCME | 17,536 | $217K | 0.0% | $12.37 | — | COM | 670983105 |
| LITE | LUMENTUM HLDGS INC | 5,077 | $213K | 0.0% | $49.24 | 0.0% | COM | 55024U109 |
| — | ORGANOGENESIS HLDGS INC | 1,000,000 | $210K | 0.0% | $0.21 | — | *W EXP 10/07/202 | 68621F110 |
| — | EATON VANCE SH TM DR DIVR IN | 16,570 | $206K | 0.0% | $12.43 | — | COM | 27828V104 |
| — | HL ACQUISITIONS CORP | 270,000 | $204K | 0.0% | $0.40 | — | RIGHT 07/17/2023 | G4603R130 |
| — | NUVEEN REAL ESTATE INCOME FD | 23,933 | $202K | 0.0% | $8.44 | — | COM | 67071B108 |
| XZFGX | VIRTUS TOTAL RETURN FUND INC | 22,175 | $192K | 0.0% | $8.66 | — | COM | 92837G100 |
| — | KKR INCOME OPPORTUNITIES FD | 13,418 | $191K | 0.0% | $14.23 | — | COM | 48249T106 |
| — | SPIRIT MTA REIT | 26,740 | $191K | 0.0% | $11.52 | — | COM SHS BEN IN | 84861U105 |
| — | NUVEEN PFD & INCM OPPORTNYS | 22,742 | $190K | 0.0% | $8.35 | — | COM | 67073B106 |
| — | VOYA INFRASTRUCTURE INDLS & | 16,809 | $186K | 0.0% | $11.07 | — | COM | 92912X101 |
| — | FIRST TR ABERDEEN GLBL OPP F | 19,070 | $179K | 0.0% | $9.39 | — | COM SHS | 337319107 |
| — | PHUNWARE INC | 600,000 | $174K | 0.0% | $0.29 | — | *W EXP 08/11/202 | 71948P118 |
| — | CALAMOS CONV & HIGH INCOME F | 18,310 | $172K | 0.0% | $9.39 | — | COM SHS | 12811P108 |
| XXHYBXX | NEW AMER HIGH INCOME FD INC | 22,686 | $172K | 0.0% | $7.58 | — | COM NEW | 641876800 |
| — | BLACKROCK ENERGY & RES TR | 16,186 | $169K | 0.0% | $10.44 | — | COM | 09250U101 |
| — | BLACKROCK MUNI INCOME INV QL | 12,844 | $168K | 0.0% | $13.08 | — | COM | 09250G102 |
| — | NRC GROUP HLDGS CORP | 187,500 | $152K | 0.0% | $0.81 | — | *W EXP 10/17/202 | 629375114 |
| — | FALCON MINERALS CORP | 250,000 | $150K | 0.0% | $1.72 | — | *W EXP 07/21/202 | 30607B208 |
| — | COREPOINT LODGING INC | 12,125 | $149K | 0.0% | $25.90 | — | COM | 21872L104 |
| — | ABERDEEN GLOBAL DYNAMIC DIVI | 17,500 | $149K | 0.0% | $8.51 | — | COM | 00302M106 |
| — | EATON VANCE FLTG RATE INCOM | 10,297 | $146K | 0.0% | $14.18 | — | COM SHS BEN INT | 278284104 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 17,321 | $143K | 0.0% | $8.26 | — | SH BEN INT | 18914E106 |
| — | BLACKSTONE GSO LNG SHRT CR I | 10,310 | $142K | 0.0% | $13.77 | — | COM SHS BN INT | 09257D102 |
| — | DELAWARE ENHANCED GBL DIV & | 16,248 | $141K | 0.0% | $8.68 | — | COM | 246060107 |
| — | NUVEEN INT DUR QUAL MUN TRM | 11,413 | $141K | 0.0% | $12.55 | — | COM | 670677103 |
| — | NUVEEN CALIF MUN VALUE FD | 15,320 | $140K | 0.0% | $9.43 | — | COM | 67062C107 |
| — | COLLIER CREEK HOLDINGS | 116,666 | $140K | 0.0% | $1.20 | — | *W EXP 99/99/999 | G22707114 |
| — | NUVEEN DIVERSIFIED DIV INCM | 14,709 | $136K | 0.0% | $9.25 | — | COM | 6706EP105 |
| — | CONSTELLATION ALPHA CAP CORP | 700,000 | $133K | 0.0% | $0.32 | — | RIGHT 99/99/9999 | G2379F132 |
| — | FEDERAL STR ACQUISITION CORP | 187,500 | $128K | 0.0% | $1.10 | — | *W EXP 07/24/202 | 31421V115 |
| — | WELLS FARGO GLOBAL DIVIDEND | 27,281 | $127K | 0.0% | $4.66 | — | COM | 94987C103 |
| — | EATON VANCE MUN BD FD II | 11,478 | $126K | 0.0% | $11.57 | — | COM | 27827K109 |
| — | NUVEEN PFD & INCM SECURTIES | 15,011 | $124K | 0.0% | $8.26 | — | COM | 67072C105 |
| — | ABERDEEN INCOME CR STRATEGIE | 11,867 | $124K | 0.0% | $10.45 | — | COM | 003057106 |
| — | BOULDER GROWTH & INCOME FD I | 11,830 | $123K | 0.0% | $10.40 | — | COM | 101507101 |
| — | COHEN & STEERS GLOBAL INC BL | 15,880 | $118K | 0.0% | $7.43 | — | COM | 19248M103 |
| — | VANTAGE ENERGY ACQUISITION | 250,000 | $118K | 0.0% | $1.25 | — | *W EXP 04/12/202 | 92211L113 |
| — | MFS INVT GRADE MUN TR | 13,134 | $115K | 0.0% | $8.76 | — | SH BEN INT | 59318B108 |
| — | VOYA EMERGING MKTS HIGH DIVI | 15,217 | $111K | 0.0% | $7.29 | — | COM | 92912P108 |
| — | EATON VANCE TAX ADV BD OPT S | 13,033 | $111K | 0.0% | $8.52 | — | COM SH BEN INT | 27829M103 |
| — | SENTINEL ENERGY SVCS INC | 133,333 | $111K | 0.0% | $0.83 | — | *W EXP 11/02/202 | 81728P113 |
| — | VOYA GLBL ADV & PREM OPP FD | 11,750 | $108K | 0.0% | $9.19 | — | COM | 92912R104 |
| — | MFS MULTIMARKET INCOME TR | 20,458 | $105K | 0.0% | $5.13 | — | SH BEN INT | 552737108 |
| — | GABELLI HLTHCARE & WELLNESS | 11,066 | $102K | 0.0% | $9.22 | — | SHS | 36246K103 |
| — | TPG PACE HLDGS CORP | 440,166 | $101K | 0.0% | $0.46 | — | *W EXP 06/27/202 | G89827110 |
| — | ROYCE MICRO-CAP TR INC | 12,349 | $92,000 | 0.0% | $7.45 | — | COM | 780915104 |
| — | CALAMOS GBL DYN INCOME FUND | 13,820 | $91,000 | 0.0% | $6.58 | — | COM | 12811L107 |
| — | ROSEHILL RES INC | 244,800 | $88,000 | 0.0% | $1.09 | — | *W EXP 09/16/202 | 777385113 |
| — | MODERN MEDIA ACQUISITION | 425,000 | $85,000 | 0.0% | $0.39 | — | *W EXP 05/17/202 | 60765P111 |
| — | CAPITOL INVT CORP IV | 83,333 | $83,000 | 0.0% | $1.49 | — | *W EXP 01/01/202 | G18920127 |
| — | TENZING ACQUISITION CORP | 250,000 | $83,000 | 0.0% | $0.33 | — | *W EXP 02/23/202 | G8708A108 |
| — | BLACK RIDGE ACQUISITION CORP | 210,000 | $82,000 | 0.0% | $0.28 | — | RIGHT 07/10/2019 | 09216T123 |
| — | HL ACQUISITIONS CORP | 270,000 | $81,000 | 0.0% | $0.36 | — | *W EXP 06/21/202 | G4603R122 |
| — | ARYA SCIENCES ACQUISITION CO | 50,000 | $80,000 | 0.0% | $1.60 | — | *W EXP 10/10/202 | G3165V125 |
| — | WESTERN ASSET MUN HI INCM FD | 10,830 | $75,000 | 0.0% | $7.16 | — | COM | 95766N103 |
| — | CONSTELLATION ALPHA CAP CORP | 700,000 | $74,000 | 0.0% | $0.22 | — | *W EXP 03/23/202 | G2379F116 |
| — | OPES ACQUISITION CORP | 250,000 | $73,000 | 0.0% | $0.38 | — | *W EXP 03/13/202 | 68373P118 |
| — | BIG ROCK PARTNERS ACQUISI CO | 200,000 | $72,000 | 0.0% | $0.37 | — | RIGHT 12/01/2022 | 089482129 |
| — | MADISON CVRED CALL & EQ STR | 10,618 | $65,000 | 0.0% | $6.12 | — | COM | 557437100 |
| — | BLACK RIDGE ACQUISITION CORP | 210,000 | $63,000 | 0.0% | $0.33 | — | *W EXP 07/10/202 | 09216T115 |
| — | DASEKE INC | 378,003 | $60,000 | 0.0% | $1.12 | — | *W EXP 02/27/202 | 23753F115 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 83,334 | $60,000 | 0.0% | $1.75 | — | *W EXP 09/14/202 | G8250R129 |
| — | GAMCO NAT RES GOLD & INCOME | 11,142 | $55,000 | 0.0% | $4.94 | — | SH BEN INT | 36465E101 |
| — | PENSARE ACQUISITION CORP | 250,000 | $50,000 | 0.0% | $0.50 | — | *W EXP 07/27/202 | 70957E113 |
| — | LONGEVITY ACQUISITION CORP | 125,000 | $50,000 | 0.0% | $0.40 | — | RIGHT 07/31/2020 | G56372124 |
| — | KBL MERGER CORP IV | 500,000 | $45,000 | 0.0% | $0.17 | — | *W EXP 01/15/202 | 48242A112 |
| — | BISON CAP ACQUISITION CORP | 150,000 | $42,000 | 0.0% | $0.30 | — | RIGHT 03/20/2019 | G1142P138 |
| — | SMAAASH ENTERTAINMENT INC | 225,000 | $39,000 | 0.0% | $0.17 | — | *W EXP 05/22/202 | 831550116 |
| — | SMAAASH ENTERTAINMENT INC | 18,800 | $38,000 | 0.0% | $2.02 | — | COM | 831550108 |
| — | BIG ROCK PARTNERS ACQUISI CO | 100,000 | $38,000 | 0.0% | $0.40 | — | *W EXP 12/01/202 | 089482111 |
| — | MTECH ACQUISITION CORP | 62,500 | $37,000 | 0.0% | $0.65 | — | *W EXP 08/01/202 | 55378W115 |
| — | ESTRE AMBIENTAL INC | 661,870 | $36,000 | 0.0% | $0.30 | — | *W EXP 12/21/202 | G3206V118 |
| — | JENSYN ACQUISITION CORP | 174,000 | $35,000 | 0.0% | $0.20 | — | RIGHT 99/99/9999 | 47632B128 |
| — | JASON INDS INC | 1,933,070 | $33,000 | 0.0% | $0.79 | — | *W EXP 06/30/201 | 471172114 |
| — | REEBONZ HLDG LTD | 15,000 | $31,000 | 0.0% | $2.07 | — | ORD SHS | G7457R106 |
| — | ALTA MESA RES INC | 308,333 | $26,000 | 0.0% | $1.55 | — | *W EXP 03/28/202 | 02133L117 |
| — | SABAN CAP ACQUISITION CORP | 42,000 | $25,000 | 0.0% | $1.31 | — | *W EXP 09/21/202 | 78516C114 |
| — | LONGEVITY ACQUISITION CORP | 125,000 | $19,000 | 0.0% | $0.15 | — | *W EXP 07/31/202 | G56372116 |
| — | BISON CAP ACQUISITION CORP | 75,000 | $18,000 | 0.0% | $0.52 | — | *W EXP 06/20/202 | G1142P112 |
| — | REEBONZ HLDG LTD | 75,000 | $14,000 | 0.0% | $0.19 | — | *W EXP 12/19/202 | G7457R114 |
| — | JENSYN ACQUISITION CORP | 174,000 | $12,000 | 0.0% | $0.07 | — | *W EXP 03/07/202 | 47632B110 |
| — | COMMUNITY HEALTH SYS INC NEW | 9,282,097 | $8,000 | 0.0% | $0.02 | — | RIGHT 12/31/2019 | 203668116 |