CIK: 0001404574 · Show all filings
Period: Q3 2023 (← Previous) (Next →)
Filing Date: Nov 14, 2023
Total Value ($000): $1,286,277 (96.7% shares, 3.3% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| TSLA | TESLA INC | 570,800 | $142,826 | 11.1% | $199.96 | +28.5% | Put | 88160R101 |
| ENVA | ENOVA INTL INC | 1,200,000 | $61,044 | 4.7% | $18.86 | +176.6% | COM | 29357K103 |
| ERO | ERO COPPER CORP | 2,500,000 | $43,137 | 3.4% | $12.25 | +66.8% | COM | 296006109 |
| COF | CAPITAL ONE FINL CORP | 426,000 | $41,343 | 3.2% | $98.10 | +5.0% | COM | 14040H105 |
| OXY/WS | OCCIDENTAL PETE CORP | 854,600 | $36,961 | 2.9% | $36.97 | — | *W EXP 08/03/202 | 674599162 |
| WVE | WAVE LIFE SCIENCES LTD | 5,850,000 | $33,638 | 2.6% | $2.07 | +120.2% | SHS | Y95308105 |
| BWA | BORGWARNER INC | 785,000 | $31,690 | 2.5% | $39.74 | +3.1% | COM | 099724106 |
| SN | SHARKNINJA INC | 650,000 | $30,134 | 2.3% | $36.57 | 0.0% | COM SHS | G8068L108 |
| NE | NOBLE CORP PLC | 594,900 | $30,132 | 2.3% | $31.04 | +43.8% | ORD SHS A | G65431127 |
| VST | VISTRA CORP | 900,000 | $29,862 | 2.3% | $23.61 | +23.9% | COM | 92840M102 |
| — | NEW YORK CMNTY BANCORP INC | 2,600,000 | $29,484 | 2.3% | $11.24 | — | COM | 649445103 |
| CDLX | CARDLYTICS INC | 1,760,070 | $29,041 | 2.3% | $68.05 | -80.9% | COM | 14161W105 |
| GEHC | GE HEALTHCARE TECHNOLOGIES I | 425,000 | $28,917 | 2.2% | $72.48 | 0.0% | COMMON STOCK | 36266G107 |
| R | RYDER SYS INC | 250,000 | $26,738 | 2.1% | $88.10 | +10.5% | COM | 783549108 |
| LEN/B | LENNAR CORP | 225,000 | $23,002 | 1.8% | $61.97 | +61.5% | CL B | 526057302 |
| HGV | HILTON GRAND VACATIONS INC | 550,000 | $22,385 | 1.7% | $41.70 | +5.7% | COM | 43283X105 |
| APLS | APELLIS PHARMACEUTICALS INC | 576,000 | $21,911 | 1.7% | $45.61 | -3.7% | Call | 03753U106 |
| INSE | INSPIRED ENTMT INC | 1,735,000 | $20,751 | 1.6% | $9.37 | +36.6% | COM | 45782N108 |
| GOOGL | ALPHABET INC | 150,000 | $19,629 | 1.5% | $95.04 | +35.1% | CAP STK CL A | 02079K305 |
| XHR | XENIA HOTELS & RESORTS INC | 1,650,000 | $19,437 | 1.5% | $11.87 | — | COM | 984017103 |
| — | IRSA INVERSIONES Y REP S A | 3,190,000 | $18,693 | 1.5% | $5.81 | — | GLOBL DEP RCPT | 450047204 |
| CZR | CAESARS ENTERTAINMENT INC NE | 375,000 | $17,381 | 1.4% | $47.70 | +11.4% | COM | 12769G100 |
| CVNA | CARVANA CO | 400,000 | $16,792 | 1.3% | $43.01 | 0.0% | Put | 146869102 |
| VYX | NCR CORP NEW | 600,000 | $16,182 | 1.3% | $17.02 | 0.0% | COM | 62886E108 |
| VAL | VALARIS LTD | 215,000 | $16,121 | 1.3% | $61.95 | +18.6% | CL A | G9460G101 |
| NE | NOBLE CORP PLC | 300,000 | $15,195 | 1.2% | $31.04 | +43.8% | Put | G65431127 |
| COF | CAPITAL ONE FINL CORP | 150,000 | $14,558 | 1.1% | $98.10 | +5.0% | Put | 14040H105 |
| — | BRIDGEBIO PHARMA INC | 14,750,000 | $14,187 | 1.1% | $0.81 | — | NOTE 2.500% 3/1 | 10806XAB8 |
| PHIN | PHINIA INC | 500,000 | $13,395 | 1.0% | $26.06 | 0.0% | COMMON STOCK | 71880K101 |
| GOOG | ALPHABET INC | 100,000 | $13,185 | 1.0% | — | — | Put | 02079K107 |
| RXO | RXO INC | 650,000 | $12,825 | 1.0% | $19.01 | +3.6% | COMMON STOCK | 74982T103 |
| IMTX | IMMATICS N.V | 1,080,000 | $12,506 | 1.0% | $10.21 | +16.9% | SHS | N44445109 |
| PTGX | PROTAGONIST THERAPEUTICS INC | 732,784 | $12,223 | 1.0% | $14.89 | +30.3% | COM | 74366E102 |
| MGTX | MEIRAGTX HLDGS PLC | 2,457,609 | $12,067 | 0.9% | $10.95 | -44.5% | COM | G59665102 |
| WAL | WESTERN ALLIANCE BANCORP | 250,000 | $11,493 | 0.9% | $32.52 | +37.5% | COM | 957638109 |
| HRMY | HARMONY BIOSCIENCES HLDGS IN | 350,000 | $11,470 | 0.9% | $39.27 | -11.6% | COM | 413197104 |
| PHAT | PHATHOM PHARMACEUTICALS INC | 1,100,000 | $11,407 | 0.9% | $12.72 | +7.8% | COM | 71722W107 |
| TGTX | TG THERAPEUTICS INC | 1,350,000 | $11,286 | 0.9% | $13.94 | 0.0% | COM | 88322Q108 |
| LEN | LENNAR CORP | 100,000 | $11,223 | 0.9% | — | — | Put | 526057104 |
| GTX | GARRETT MOTION INC | 1,400,000 | $11,032 | 0.9% | $7.70 | 0.0% | COM | 366505105 |
| QURE | UNIQURE NV | 1,575,000 | $10,568 | 0.8% | $21.60 | -58.3% | SHS | N90064101 |
| C | CITIGROUP INC | 250,000 | $10,283 | 0.8% | $41.32 | -2.1% | Put | 172967424 |
| — | CARDLYTICS INC | 16,025,000 | $9,775 | 0.8% | $0.64 | — | NOTE 1.000% 9/1 | 14161WAB1 |
| CVNA | CARVANA CO | 225,000 | $9,446 | 0.7% | $43.01 | 0.0% | Call | 146869102 |
| C | CITIGROUP INC | 228,000 | $9,378 | 0.7% | $41.32 | -2.1% | COM NEW | 172967424 |
| CRESY | CRESUD S A C I F Y A | 1,400,000 | $9,366 | 0.7% | $7.97 | — | SPONSORED ADR | 226406106 |
| IOVA | IOVANCE BIOTHERAPEUTICS INC | 2,050,000 | $9,328 | 0.7% | $12.53 | -47.9% | COM | 462260100 |
| CZR | CAESARS ENTERTAINMENT INC NE | 200,000 | $9,270 | 0.7% | $47.70 | +11.4% | Put | 12769G100 |
| TECK | TECK RESOURCES LTD | 215,000 | $9,264 | 0.7% | $36.50 | +13.5% | CL B | 878742204 |
| APLS | APELLIS PHARMACEUTICALS INC | 240,000 | $9,130 | 0.7% | $45.61 | -3.7% | COM | 03753U106 |
| — | ITEOS THERAPEUTICS INC | 810,000 | $8,870 | 0.7% | $13.92 | — | COM | 46565G104 |
| SE | SEA LTD | 200,000 | $8,790 | 0.7% | $43.95 | — | SPONSORD ADS | 81141R100 |
| KNOP | KNOT OFFSHORE PARTNERS LP | 1,146,501 | $7,831 | 0.6% | $5.75 | -5.8% | COM UNITS | Y48125101 |
| MREO | MEREO BIOPHARMA GROUP PLC | 6,000,000 | $7,740 | 0.6% | $1.11 | — | SPON ADS | 589492107 |
| — | HESS CORP | 50,000 | $7,650 | 0.6% | $107.19 | — | COM | 42809H107 |
| — | FRONTIER COMMUNICATIONS PARE | 450,000 | $7,043 | 0.5% | $15.65 | — | COM | 35909D109 |
| IFRX | INFLARX NV | 2,350,000 | $7,003 | 0.5% | $4.38 | -13.0% | COM | N44821101 |
| VKTX | VIKING THERAPEUTICS INC | 625,000 | $6,919 | 0.5% | $10.34 | +38.3% | COM | 92686J106 |
| IVVD | INVIVYD INC | 4,000,000 | $6,800 | 0.5% | $6.75 | -76.5% | COM | 00534A102 |
| — | GOSSAMER BIO INC | 15,145,000 | $6,058 | 0.5% | $0.31 | — | NOTE 5.000% 6/0 | 38341PAA0 |
| BABA | ALIBABA GROUP HLDG LTD | 65,000 | $5,638 | 0.4% | $86.74 | — | SPONSORED ADS | 01609W102 |
| BAC | BANK AMERICA CORP | 200,000 | $5,476 | 0.4% | — | — | Put | 060505104 |
| ARIS | ARIS MNG CORP | 2,315,900 | $5,272 | 0.4% | $2.36 | 0.0% | COM | 04040Y109 |
| — | CRIXUS BH3 ACQUISITION CO | 500,000 | $5,260 | 0.4% | $9.80 | — | CLASS A COM | 22677T102 |
| VST | VISTRA CORP | 150,000 | $4,977 | 0.4% | $23.61 | +23.9% | Put | 92840M102 |
| CCTSF | CACTUS ACQUISITION CORP 1 LT | 450,000 | $4,964 | 0.4% | $10.00 | +7.7% | CLASS A ORD | G1745A108 |
| — | CALLON PETE CO DEL | 120,000 | $4,694 | 0.4% | $35.76 | — | COM | 13123X508 |
| — | NEW YORK CMNTY BANCORP INC | 400,000 | $4,536 | 0.4% | $11.24 | — | Put | 649445103 |
| BWA | BORGWARNER INC | 100,000 | $4,037 | 0.3% | $39.74 | +3.1% | Put | 099724106 |
| — | AFFIMED N V | 8,225,000 | $3,931 | 0.3% | $3.96 | — | COM | N01045108 |
| TSLA | TESLA INC | 15,000 | $3,753 | 0.3% | $199.96 | +28.5% | COM | 88160R101 |
| VAL | VALARIS LTD | 50,000 | $3,749 | 0.3% | $61.95 | +18.6% | Put | G9460G101 |
| — | SAREPTA THERAPEUTICS INC | 3,000,000 | $3,364 | 0.3% | $1.12 | — | NOTE 1.250% 9/1 | 803607AD2 |
| — | TWO HARBORS INVENTMENT CORPO | 3,515,000 | $3,235 | 0.3% | $0.86 | — | NOTE 6.250% 1/1 | 90187BAB7 |
| CLF | CLEVELAND-CLIFFS INC NEW | 200,000 | $3,126 | 0.2% | $15.86 | -1.6% | Put | 185899101 |
| CLF | CLEVELAND-CLIFFS INC NEW | 200,000 | $3,126 | 0.2% | $15.86 | -1.6% | COM | 185899101 |
| MRNA | MODERNA INC | 30,000 | $3,099 | 0.2% | — | — | Call | 60770K107 |
| — | XERIS BIOPHARMA HOLDINGS INC | 2,950,000 | $3,039 | 0.2% | $1.10 | — | NOTE 5.000% 7/1 | 98422LAA5 |
| — | GLOBALSTAR INC | 2,000,000 | $2,620 | 0.2% | $1.14 | — | COM | 378973408 |
| SLNO | SOLENO THERAPEUTICS INC | 87,000 | $2,567 | 0.2% | $6.05 | 0.0% | COM | 834203309 |
| SRPT | SAREPTA THERAPEUTICS INC | 20,000 | $2,424 | 0.2% | $128.81 | -12.3% | COM | 803607100 |
| — | OPY ACQUISITION CORP I | 231,500 | $2,415 | 0.2% | $9.82 | — | COM CL A | 671005106 |
| FENC | FENNEC PHARMACEUTICALS INC | 300,000 | $2,253 | 0.2% | $10.65 | -23.6% | COM | 31447P100 |
| CVNA | CARVANA CO | 50,000 | $2,099 | 0.2% | $43.01 | 0.0% | CL A | 146869102 |
| GLPG | GALAPAGOS NV | 58,000 | $2,004 | 0.2% | $53.78 | — | SPON ADR | 36315X101 |
| — | ATARA BIOTHERAPEUTICS INC | 1,200,000 | $1,776 | 0.1% | $1.59 | — | COM | 046513107 |
| ALNY | ALNYLAM PHARMACEUTICALS INC | 10,000 | $1,771 | 0.1% | — | — | Put | 02043Q107 |
| NUVB | NUVATION BIO INC | 1,249,473 | $1,674 | 0.1% | $5.04 | -67.0% | COM CL A | 67080N101 |
| — | HILLEVAX INC | 121,200 | $1,630 | 0.1% | $13.45 | — | COM | 43157M102 |
| MRNA | MODERNA INC | 15,000 | $1,549 | 0.1% | — | — | Put | 60770K107 |
| — | IMMATICS N.V | 420,000 | $1,487 | 0.1% | $3.50 | — | *W EXP 07/01/202 | N44445117 |
| — | HERBALIFE LTD | 1,500,000 | $1,469 | 0.1% | $0.92 | — | NOTE 2.625% 3/1 | 42703MAD5 |
| MDGL | MADRIGAL PHARMACEUTICALS INC | 10,000 | $1,460 | 0.1% | — | — | Put | 558868105 |
| — | CONCORD ACQUISITION CORP III | 134,938 | $1,455 | 0.1% | $9.93 | — | COM CL A | 20607V106 |
| GOSS | GOSSAMER BIO INC | 1,726,139 | $1,438 | 0.1% | $1.15 | 0.0% | COM | 38341P102 |
| KARO | KAROOOOO LTD | 64,000 | $1,274 | 0.1% | $31.89 | -30.6% | ORD SHS | Y4600W108 |
| XPER | XPERI INC | 122,000 | $1,203 | 0.1% | $10.83 | +9.1% | COMMON STOCK | 98423J101 |
| IOVA | IOVANCE BIOTHERAPEUTICS INC | 250,000 | $1,138 | 0.1% | $12.53 | -47.9% | Call | 462260100 |
| — | OMEGA THERAPEUTICS INC | 508,242 | $1,093 | 0.1% | $5.76 | — | COMMON STOCK | 68217N105 |
| MODD | MODULAR MED INC | 938,966 | $1,089 | 0.1% | $1.36 | -21.7% | COM NEW | 60785L207 |
| — | UPSTART HLDGS INC | 1,600,000 | $1,050 | 0.1% | $0.57 | — | NOTE 0.250% 8/1 | 91680MAB3 |
| CRESW | CRESUD S A C I F Y A | 1,945,318 | $854 | 0.1% | $0.25 | — | *W EXP 03/09/202 | P3311R259 |
| PDLB | PONCE FINANCIAL GROUP INC | 106,137 | $830 | 0.1% | $9.14 | -6.2% | COMMON STOCK | 732344106 |
| — | EIGER BIOPHARMACEUTICALS INC | 2,650,000 | $808 | 0.1% | $7.15 | — | COM | 28249U105 |
| — | VACASA INC | 1,500,000 | $692 | 0.1% | $2.37 | — | CLASS A COM | 91854V107 |
| CYPH | LEAP THERAPEUTICS INC | 490,000 | $676 | 0.1% | $4.00 | -41.9% | COM NEW | 52187K200 |
| IRS/WS | IRSA INVERSIONES Y REP S A | 1,628,261 | $653 | 0.1% | $0.10 | — | *W EXP 05/12/202 | P5880C134 |
| ZYME | ZYMEWORKS INC | 64,900 | $411 | 0.0% | $7.03 | +5.1% | COM | 98985Y108 |
| — | ZALATORIS ACQUISITION CORP | 742,500 | $138 | 0.0% | $0.31 | — | *W EXP 99/99/999 | 89301B112 |
| CLDWW | CALIDI BIOTHERAPEUTICS INC | 600,000 | $132 | 0.0% | $0.39 | — | *W EXP 03/14/202 | 320703119 |
| — | CONCORD ACQUISITION CORP III | 1,503,100 | $90 | 0.0% | $0.39 | — | *W EXP 99/99/999 | 20607V114 |
| AMC | AMC ENTMT HLDGS INC | 100,000 | $88 | 0.0% | $29.64 | 0.0% | Put | 00165C302 |
| AMC | AMC ENTMT HLDGS INC | 11,000 | $88 | 0.0% | $29.64 | 0.0% | CL A NEW | 00165C302 |
| CNDAW | CONCORD ACQUISITION CORP II | 825,000 | $86 | 0.0% | $0.95 | — | *W EXP 99/99/999 | 20607U116 |
| — | NUVATION BIO INC | 835,323 | $84 | 0.0% | $2.65 | — | *W EXP 07/07/202 | 67080N119 |
| CRGOW | FREIGHTOS LTD | 450,000 | $59 | 0.0% | $0.20 | — | *W EXP 99/99/999 | G51405119 |
| — | CRIXUS BH3 ACQUISITION CO | 990,000 | $50 | 0.0% | $0.50 | — | *W EXP 10/04/202 | 22677T110 |
| — | KEYARCH ACQUISITION CORP | 350,000 | $42 | 0.0% | $0.16 | — | RIGHT 01/24/2027 | G5260A120 |
| PNSWQ | BANYAN ACQUISITION CORPORATI | 225,000 | $41 | 0.0% | $0.16 | — | *W EXP 09/30/202 | 06690B115 |
| MCAGR | MOUNTAIN CREST ACQSITN CORP | 200,000 | $40 | 0.0% | $0.35 | — | RIGHT 08/30/2022 | 62404B115 |
| BRLSW | OXUS ACQUISITION CORP | 200,000 | $35 | 0.0% | $0.61 | — | *W EXP 99/99/999 | G6859L121 |
| — | GLOBAL TECHNOLGY ACQSTN CORP | 767,500 | $31 | 0.0% | $0.42 | — | *W EXP 10/19/202 | G3934N115 |
| — | RIGEL RESOURCE ACQ CORP | 175,000 | $29 | 0.0% | $0.43 | — | *W EXP 99/99/999 | G7573M114 |
| IGTAR | INCEPTION GROWTH ACQUSTN LTD | 145,000 | $26 | 0.0% | $0.15 | — | RIGHT 12/08/2026 | 45333D120 |
| CRGO | FREIGHTOS LTD | 10,800 | $25 | 0.0% | $2.93 | 0.0% | ORD SHS | G51405101 |
| — | ACCRETION ACQUISITION CORP | 375,000 | $24 | 0.0% | $0.32 | — | RIGHT 03/01/2028 | 00438Y123 |
| — | CSLM ACQUISITION CORP | 250,000 | $23 | 0.0% | $0.12 | — | RIGHT 07/01/2023 | G2365L127 |
| OCEAW | OCEAN BIOMEDICAL INC | 150,000 | $23 | 0.0% | $0.28 | — | *W EXP 02/14/202 | 67644C112 |
| — | FINTECH ECOSYSTEM DEVE | 150,000 | $21 | 0.0% | $0.17 | — | RIGHT 04/01/2026 | 318136124 |
| VMCWF | VALUENCE MERGER CORP I | 350,000 | $20 | 0.0% | $0.14 | — | *W EXP 02/18/202 | G9R16L118 |
| — | NABORS ENERGY TRANSITION COR | 100,000 | $19 | 0.0% | $0.38 | — | *W EXP 11/17/202 | 629567116 |
| — | LIV CAPITAL ACQUISITN CORP I | 303,750 | $11 | 0.0% | $0.15 | — | *W EXP 02/07/202 | G5510R113 |
| — | AETHERIUM ACQUISITION CORP | 400,000 | $11 | 0.0% | $0.14 | — | *W EXP 12/21/202 | 00809J119 |
| — | OPY ACQUISITION CORP I | 375,000 | $10 | 0.0% | $0.50 | — | *W EXP 09/22/202 | 671005114 |
| — | FOCUS IMPACT ACQUISITION COR | 125,000 | $10 | 0.0% | $0.32 | — | *W EXP 10/28/202 | 34417L117 |
| AEAEW | ALTENERGY ACQUISITION CORP | 125,000 | $9 | 0.0% | $0.58 | — | *W EXP 10/29/202 | 02157M116 |
| — | KEYARCH ACQUISITION CORP | 175,000 | $7 | 0.0% | $0.13 | — | *W EXP 01/24/202 | G5260A112 |
| IGTAW | INCEPTION GROWTH ACQUSTN LTD | 72,500 | $7 | 0.0% | $0.23 | — | *W EXP 10/15/202 | 45333D112 |
| CTSWF | CACTUS ACQUISITION CORP 1 LT | 225,000 | $6 | 0.0% | $0.17 | — | *W EXP 08/17/202 | G1745A124 |
| APLMW | APOLLOMICS INC | 130,000 | $5 | 0.0% | $0.11 | — | *W EXP 04/01/202 | G0411D115 |
| AOGOW | AROGO CAPITAL ACQUISITION CO | 100,000 | $5 | 0.0% | $0.16 | — | *W EXP 03/23/202 | 042644112 |
| ECXWW | ECARX HOLDINGS INC | 125,000 | $5 | 0.0% | $0.10 | — | *W EXP 12/20/202 | G29201111 |
| — | BROOGE ENERGY LTD | 321,684 | $5 | 0.0% | $0.80 | — | *W EXP 12/20/202 | G1611B115 |
| — | LIBERTY RES ACQUISITION CORP | 125,000 | $5 | 0.0% | $0.32 | — | *W EXP 10/31/202 | 53118A113 |
| — | CSLM ACQUISITION CORP | 125,000 | $4 | 0.0% | $0.11 | — | *W EXP 06/01/202 | G2365L119 |
| — | SPORTSMAP TECH ACQUISITIN CO | 150,000 | $4 | 0.0% | $0.47 | — | *W EXP 09/01/202 | 84921J116 |
| — | ACCRETION ACQUISITION CORP | 187,500 | $4 | 0.0% | $0.40 | — | *W EXP 03/01/202 | 00438Y115 |
| — | FORTUNE RISE ACQUISITION COR | 50,000 | $4 | 0.0% | $0.34 | — | *W EXP 12/06/202 | 34969G110 |
| — | ROTH CH ACQUISITION V CO | 50,000 | $4 | 0.0% | $0.40 | — | *W EXP 12/10/202 | 77867R118 |
| — | NOGIN INC | 197,200 | $4 | 0.0% | $0.09 | — | *W EXP 08/26/202 | 65528N113 |
| — | ENERGEM CORP | 75,000 | $4 | 0.0% | $0.20 | — | *W EXP 11/15/202 | G30449121 |
| — | BURTECH ACQUISITION CORP | 150,000 | $3 | 0.0% | $0.14 | — | *W EXP 12/18/202 | 123013112 |
| — | VISION SENSING ACQUISITION C | 75,000 | $3 | 0.0% | $0.28 | — | *W EXP 10/21/202 | 92838J111 |
| — | SEAPORT GLOBAL ACQUISITION I | 37,500 | $2 | 0.0% | $0.48 | — | *W EXP 11/17/202 | 81221H113 |
| — | MARTI TECHNOLOGIES INC | 100,000 | $2 | 0.0% | $0.02 | — | *W EXP 99/99/999 | 573134111 |
| — | FINTECH ECOSYSTEM DEVE | 75,000 | $2 | 0.0% | $0.19 | — | *W EXP 04/01/202 | 318136116 |
| — | GLORY STAR NEW MED GP HLDG L | 115,589 | $1 | 0.0% | $0.08 | — | *W EXP 02/13/202 | G39973113 |