Location: Bala Cynwyd, PA
CIK: 0001218275 · Show all filings
Period: Q1 2020 (← Previous) (Next →)
Filing Date: Aug 6, 2020
Total Value: $540M
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | Twitter, Inc. | 44,512,000 | $42.07M | 7.8% | $0.95 | $0.95 | — | CONVERT BOND | 90184LAD4 |
| — | PROSPECT CAPITAL CORP | 48,106,000 | $41.37M | 7.7% | $0.86 | $1.00 | — | CONVERT BOND | 74348TAR3 |
| — | BlackRock Capital Investment Corp | 41,530,000 | $35.22M | 6.5% | $0.85 | $1.00 | — | CONVERT BOND | 092533AC2 |
| — | New Mountain Finance Corporation | 41,000,000 | $33.47M | 6.2% | $0.82 | $1.01 | — | CONVERT BOND | 647551AC4 |
| — | PROSPECT CAPITAL CORP | 29,125,000 | $24.75M | 4.6% | $0.85 | $0.98 | — | CONVERT BOND | 74348TAT9 |
| — | FireEye, Inc. | 27,401,000 | $24.74M | 4.6% | $0.90 | $0.90 | — | CONVERT BOND | 31816QAD3 |
| — | Ares Capital Corporation | 25,696,000 | $22.24M | 4.1% | $0.87 | $0.99 | — | CONVERT BOND | 04010LAW3 |
| — | BLACKROCK TCP Capital Corp | 22,224,000 | $19.84M | 3.7% | $0.89 | $1.01 | — | CONVERT BOND | 87238QAD5 |
| — | TPG Specialty Lending, Inc. | 18,421,000 | $17.06M | 3.2% | $0.93 | $1.02 | — | CONVERT BOND | 87265KAD4 |
| — | Goldman Sachs BDC Inc. | 16,762,000 | $15.79M | 2.9% | $0.94 | $1.02 | — | CONVERT BOND | 38147UAB3 |
| — | TEVA PHARM FINANCE LLC | 15,823,000 | $14.64M | 2.7% | $0.93 | $0.93 | — | CONVERT BOND | 88163VAE9 |
| — | Supernus Pharmaceuticals Inc | 12,749,000 | $10.24M | 1.9% | $0.80 | $0.80 | — | CONVERT BOND | 868459AD0 |
| — | Ares Capital Corporation | 10,100,000 | $9.1M | 1.7% | $0.90 | $0.92 | — | CONVERT BOND | 04010LAT0 |
| — | Hercules Capital, Inc. | 8,597,000 | $7.888M | 1.5% | $0.92 | $0.98 | — | CONVERT BOND | 427096AF9 |
| — | FireEye, Inc. | 7,722,000 | $7.535M | 1.4% | $0.98 | $0.98 | — | CONVERT BOND | 31816QAB7 |
| — | Cardtronics, Inc. | 7,750,000 | $7.376M | 1.4% | $0.95 | $0.95 | — | CONVERT BOND | 14161HAG3 |
| — | Hennessy Capital Acquisition | 710,000 | $7.178M | 1.3% | $10.11 | $10.11 | — | COMMON | 42589C104 |
| — | Gores Metropoulos Inc | 650,000 | $6.604M | 1.2% | $10.16 | $10.16 | — | COMMON | 382872109 |
| — | Acamar Partners Acquisition Corp. | 605,174 | $5.961M | 1.1% | $9.85 | $9.85 | — | COMMON | 004285102 |
| — | Haymaker Acquisition Corp II | 600,000 | $5.874M | 1.1% | $9.79 | $9.79 | — | COMMON | 42087L101 |
| THBR | Thunder Bridge Acquisition II | 561,666 | $5.532M | 1.0% | $9.85 | $9.85 | — | COMMON | G8857S116 |
| — | Diamond Peak Holdings Corp | 500,072 | $5.201M | 1.0% | $10.40 | $10.40 | — | COMMON | 25280H100 |
| — | Collier Creek Holdings | 506,406 | $5.181M | 1.0% | $10.23 | $10.23 | — | COMMON | G22707106 |
| — | Spartan Energy Acquisition Corp. | 500,062 | $5.061M | 0.9% | $10.12 | $10.12 | — | COMMON | 846784106 |
| — | RMG Acquisition Corp | 499,800 | $4.96M | 0.9% | $9.92 | $9.92 | — | COMMON | 749641106 |
| — | CF Finance Acquisition Corp. | 479,438 | $4.933M | 0.9% | $10.29 | $10.29 | — | COMMON | 12528N107 |
| — | Churchill Capital Corp II | 481,000 | $4.786M | 0.9% | $9.95 | $9.95 | — | COMMON | 17143G106 |
| — | PROPTECH ACQUISITION CORP | 450,000 | $4.403M | 0.8% | $9.78 | $9.78 | — | COMMON | 74349F101 |
| — | Experience Investment Corp | 410,124 | $3.966M | 0.7% | $9.67 | $9.67 | — | COMMON | 30217C109 |
| — | DISH Network Corp | 5,000,000 | $3.963M | 0.7% | $0.79 | $0.88 | — | CONVERT BOND | 25470MAD1 |
| — | Pivotal INVT Corp II | 398,222 | $3.946M | 0.7% | $9.91 | $9.91 | — | COMMON | 72582K100 |
| — | Osprey Technology Acquisition Corp. | 405,000 | $3.937M | 0.7% | $9.72 | $9.72 | — | COMMON | 68839R104 |
| — | Trine Acquisition Corp | 361,524 | $3.594M | 0.7% | $9.94 | $9.94 | — | COMMON | 89628U108 |
| — | LGL Systems Acquisition Corp | 350,000 | $3.525M | 0.7% | $10.07 | $10.07 | — | UNIT | 50201G205 |
| — | Churchill Capital Corp III | 328,120 | $3.281M | 0.6% | $10.00 | $10.00 | — | UNIT | 17144C203 |
| — | CITIC Capital Acquisition Corp. | 325,000 | $3.216M | 0.6% | $9.90 | $9.90 | — | UNIT | G21513125 |
| — | New Providence Acquisition Corp | 325,973 | $3.185M | 0.6% | $9.77 | $9.77 | — | COMMON | 64822P106 |
| — | FinTech Acquisition Corp III | 316,191 | $3.165M | 0.6% | $10.01 | $10.01 | — | COMMON | 31811A101 |
| — | Crescent Acquisition Corp | 300,000 | $2.955M | 0.5% | $9.85 | $9.85 | — | COMMON | 22564L105 |
| — | Landcadia Holdings II Inc. | 298,100 | $2.921M | 0.5% | $9.80 | $9.80 | — | COMMON | 51476X105 |
| — | FinServ Acquisition Corp | 299,798 | $2.887M | 0.5% | $9.63 | $9.63 | — | COMMON | 318085107 |
| — | Interprivate Acquisition Corp. | 275,000 | $2.72M | 0.5% | $9.89 | $9.89 | — | UNIT | 46064A202 |
| — | Tortoise Acquisition Corporation | 265,000 | $2.661M | 0.5% | $10.04 | $10.04 | — | COMMON | 89154L100 |
| — | DMY Technology Group, Inc. | 263,000 | $2.585M | 0.5% | $9.83 | $9.83 | — | UNIT | 233253202 |
| — | AMPLITUDE HEALTHCARE ACQUISITION CORP | 260,600 | $2.502M | 0.5% | $9.60 | $9.60 | — | COMMON | 03212A105 |
| — | DFP Healthcare Acquisitions Corp. | 250,000 | $2.463M | 0.5% | $9.85 | $9.85 | — | UNIT | 23343Q209 |
| — | Healthcare Merger Corp. | 247,400 | $2.443M | 0.5% | $9.87 | $9.87 | — | COMMON | 42227L102 |
| OBDC | Owl Rock Capital Corporation | 205,000 | $2.366M | 0.4% | $11.54 * | $7.56 | 0.0% | COMMON | 69121K104 |
| — | CIIG Merger Corp. | 240,100 | $2.298M | 0.4% | $9.57 | $9.57 | — | COMMON | 12559C103 |
| — | Healthcare Merger Corp. | 214,780 | $2.212M | 0.4% | $10.30 | $10.30 | — | UNIT | 42227L201 |
| — | Apex Technology Acquisition Co | 204,094 | $2.072M | 0.4% | $10.15 | $10.15 | — | UNIT | 03768F201 |
| — | Schultze Special Purpose Acquisition Corp | 195,958 | $1.983M | 0.4% | $10.12 | $10.12 | — | COMMON | 80821R109 |
| — | Juniper Industrial Holdings, Inc. | 205,501 | $1.977M | 0.4% | $9.62 | $9.62 | — | COMMON | 48205G106 |
| — | East Stone Acquisition Corp. | 200,000 | $1.96M | 0.4% | $9.80 | $9.80 | — | UNIT | G2911D124 |
| — | Software Acquisition Group Inc. | 197,900 | $1.941M | 0.4% | $9.81 | $9.81 | — | COMMON | 83406B101 |
| ARCC | Ares Capital Corporation | 180,000 | $1.94M | 0.4% | $10.78 * | $9.57 | 0.0% | COMMON | 04010L103 |
| — | Apex Technology Acquisition Co | 195,906 | $1.91M | 0.4% | $9.75 | $9.75 | — | COMMON | 03768F102 |
| MAPS | Silver Spike Acquisition Corp. | 193,160 | $1.899M | 0.4% | $9.83 | $9.83 | — | COMMON | G8136L106 |
| GBDC | Golub Capital BDC Inc | 150,000 | $1.884M | 0.3% | $12.56 * | $9.17 | 0.0% | COMMON | 38173M102 |
| — | CHP Merger Corp | 190,000 | $1.843M | 0.3% | $9.70 | $9.70 | — | COMMON | 12558Y106 |
| — | LF Capital Acquisition Corp. | 175,560 | $1.807M | 0.3% | $10.29 | $10.29 | — | COMMON | 50200K108 |
| — | Union Acquisition Corp | 180,304 | $1.763M | 0.3% | $9.78 | $9.78 | — | COMMON | G9402Q100 |
| — | SCVX Corp. | 175,000 | $1.745M | 0.3% | $9.97 | $9.97 | — | UNIT | G79448109 |
| — | Flying Eagle Acquisition Corp. | 175,000 | $1.745M | 0.3% | $9.97 | $9.97 | — | UNIT | 34407Y202 |
| — | AMCI Acquisition Corp | 164,803 | $1.674M | 0.3% | $10.16 | $10.16 | — | COMMON | 00165R101 |
| RPLA | Replay Acquisition Corp | 159,234 | $1.574M | 0.3% | $9.88 | $9.88 | — | COMMON | G75130107 |
| — | ARYA Sciences Acquisition Corp. | 154,300 | $1.571M | 0.3% | $10.18 | $10.16 | — | COMMON | G3165V109 |
| — | Galileo Acquisition Corp. | 157,240 | $1.522M | 0.3% | $9.68 | $9.69 | — | COMMON | G3770A102 |
| BBDC | Barings BDC Inc | 198,733 | $1.487M | 0.3% | $7.48 * | $5.23 | 0.0% | COMMON | 06759L103 |
| HTGC | Hercules Capital, Inc. | 181,600 | $1.387M | 0.3% | $7.64 * | $13.06 | 0.0% | COMMON | 427096508 |
| NFIN | Netfin Acquisition Corp | 139,000 | $1.368M | 0.3% | $9.84 | $9.85 | — | COMMON | G6455A107 |
| — | Gores Holdings IV, Inc. | 135,501 | $1.364M | 0.3% | $10.07 | $10.07 | — | UNIT | 382865202 |
| — | GX Acquisition Corp | 131,000 | $1.284M | 0.2% | $9.80 | $9.80 | — | COMMON | 36251A107 |
| — | South Mountain Merger Corp | 126,914 | $1.231M | 0.2% | $9.70 | $9.70 | — | COMMON | 838884104 |
| — | Megalith Financial Acquisition Corp. | 110,004 | $1.132M | 0.2% | $10.29 | $10.29 | — | COMMON | 58518F109 |
| — | CHP Merger Corp | 110,000 | $1.088M | 0.2% | $9.89 | $9.89 | — | UNIT | 12558Y205 |
| — | Oaktree Specialty Lending Co | 320,000 | $1.037M | 0.2% | $3.24 | $3.24 | — | COMMON | 67401P108 |
| — | Switchback Energy Acquisition Corporation | 105,048 | $1.014M | 0.2% | $9.65 | $9.65 | — | COMMON | 87105M102 |
| — | Stable Road Acquisition Corp | 102,800 | $1.002M | 0.2% | $9.75 | $9.75 | — | COMMON | 85236Q109 |
| — | Juniper Industrial Holdings, Inc. | 101,600 | $999K | 0.2% | $9.83 | $9.83 | — | UNIT | 48205G205 |
| SLRC | Solar Capital Ltd | 85,000 | $989K | 0.2% | $11.64 * | $9.92 | 0.0% | COMMON | 83413U100 |
| — | Osprey Technology Acquisition Corp. | 100,000 | $976K | 0.2% | $9.76 | $9.76 | — | UNIT | 68839R401 |
| — | FS KKR Capital Corporation | 325,000 | $975K | 0.2% | $3.00 | $3.00 | — | COMMON | 302635107 |
| — | Yunhong Intl | 100,000 | $970K | 0.2% | $9.70 | $9.70 | — | UNIT | G98882114 |
| ALUS | Alussa Energy Acquisition Corp | 100,000 | $960K | 0.2% | $9.60 | $9.60 | — | COMMON | G0232J101 |
| — | FinServ Acquisition Corp | 95,100 | $959K | 0.2% | $10.08 | $10.08 | — | UNIT | 318085206 |
| — | Oaktree Strategic Income Corp | 172,771 | $957K | 0.2% | $5.54 | $5.54 | — | COMMON | 67402D104 |
| FDUS | Fidus Investment Corp | 143,176 | $948K | 0.2% | $6.62 | $6.52 | 0.0% | COMMON | 316500107 |
| — | GigCapital2 Inc | 93,516 | $930K | 0.2% | $9.94 | $9.94 | — | COMMON | 375036100 |
| — | TPG Specialty Lending, Inc. | 65,000 | $905K | 0.2% | $13.92 | $13.92 | — | COMMON | 87265K102 |
| — | Pivotal INVT Corp II | 90,080 | $897K | 0.2% | $9.96 | $9.96 | — | UNIT | 72582K209 |
| — | PROSPECT CAPITAL CORP | 888,000 | $888K | 0.2% | $1.00 | $1.00 | — | CONVERT BOND | 74348TAQ5 |
| — | Trine Acquisition Corp | 85,857 | $869K | 0.2% | $10.12 | $10.12 | — | UNIT | 89628U207 |
| CSWC | Capital Southwest Corp | 75,000 | $857K | 0.2% | $11.43 * | $8.93 | 0.0% | COMMON | 140501107 |
| — | Solar Senior Capital Ltd | 88,094 | $855K | 0.2% | $9.71 | $9.71 | — | COMMON | 83416M105 |
| NMFC | New Mountain Finance Corporation | 125,402 | $853K | 0.2% | $6.80 * | $6.40 | 0.0% | COMMON | 647551100 |
| — | Oaktree Acquisition Corp | 83,925 | $839K | 0.2% | $10.00 | $10.00 | — | COMMON | G67145105 |
| MAIN | Main Street Capital Corp | 40,000 | $820K | 0.2% | $20.50 * | $37.41 | 0.0% | COMMON | 56035L104 |
| CCAP | Crescent Capital BDC Inc | 83,378 | $805K | 0.1% | $9.65 * | $6.95 | 0.0% | COMMON | 225655109 |
| — | New Providence Acquisition Corp | 77,710 | $798K | 0.1% | $10.27 | $10.27 | — | UNIT | 64822P205 |
| BCSF | Bain Capital Specialty Finance, Inc | 85,000 | $788K | 0.1% | $9.27 * | $8.70 | 0.0% | COMMON | 05684B107 |
| — | Switchback Energy Acquisition Corporation | 78,067 | $761K | 0.1% | $9.75 | $9.75 | — | UNIT | 87105M201 |
| SAR | Saratoga Investment Corp | 65,000 | $748K | 0.1% | $11.51 * | $23.01 | 0.0% | COMMON | 80349A208 |
| SCM | Stellus Capital Investment Coporation | 97,400 | $710K | 0.1% | $7.29 * | $12.49 | 0.0% | COMMON | 858568108 |
| TCPC | BLACKROCK TCP Capital Corp | 102,700 | $642K | 0.1% | $6.25 * | $12.41 | 0.0% | COMMON | 09259E108 |
| GSBD | Goldman Sachs BDC Inc. | 51,912 | $640K | 0.1% | $12.33 * | $18.90 | 0.0% | COMMON | 38147U107 |
| TPVG | TriplePoint Venture Growth BDC Corp. | 110,000 | $631K | 0.1% | $5.74 * | $11.81 | 0.0% | COMMON | 89677Y100 |
| CGBD | TCG BDC Inc | 109,600 | $572K | 0.1% | $5.22 * | $5.55 | 0.0% | COMMON | 872280102 |
| — | GX Acquisition Corp | 50,000 | $505K | 0.1% | $10.10 | $10.10 | — | UNIT | 36251A206 |
| — | Software Acquisition Group Inc. | 50,000 | $491K | 0.1% | $9.82 | $9.81 | — | CALL | 83406B101 |
| — | Newborn Acquisition Corp. | 50,000 | $485K | 0.1% | $9.70 | $9.70 | — | UNIT | G6463T130 |
| PNNT | Pennantpark Investment Corporation | 153,398 | $397K | 0.1% | $2.59 | $2.63 | 0.0% | COMMON | 708062104 |
| — | Lifesci Acquisition Corp. | 37,244 | $372K | 0.1% | $9.99 | $9.99 | — | UNIT | 53228P208 |
| — | BlackRock Capital Investment Corp | 128,223 | $282K | 0.1% | $2.20 | $2.20 | — | COMMON | 092533108 |
| — | CIIG Merger Corp. | 22,105 | $217K | 0.0% | $9.82 | $9.82 | — | UNIT | 12559C202 |
| — | Tuscan Holdings Corp | 18,340 | $183K | 0.0% | $9.98 | $9.98 | — | COMMON | 90069K104 |
| — | Forum Merger II Corp | 15,000 | $154K | 0.0% | $10.27 | $9.95 | — | COMMON | 34986F103 |
| — | Graf Industrial Corp | 15,000 | $153K | 0.0% | $10.20 | $9.84 | — | COMMON | 384278107 |
| — | Merida Merger Corp I | 15,337 | $149K | 0.0% | $9.72 | $9.72 | — | COMMON | 58953M106 |
| — | Trident Acquisitions Corp. | 10,491 | $114K | 0.0% | $10.87 | $10.24 | — | COMMON | 89615T106 |